Principal US Small-Cap ETFPSCETF
13F holders, Q3 2024 (September 30)25holders +3
5new positions
2sold out
$51.94avg. 13F price*
At the end of Q3 2024, 25 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 3 from Q2 2024. 5 opened new positions and 2 sold out. The largest holders were Principal Financial Group Inc. ($499.5M), Principal Securities, Inc. ($67.4M) and Envestnet Asset Management Inc. ($64.8M).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $2.8M |
| Exits | 2 | $30K |
All 13F filers, Q2 2024 → Q3 2024: 576,919 shares bought and 173,288 shares sold, net +403,631 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 25 holders
| Principal Financial Group Inc. | 0.27% | Add +0.4% | 9,617,320 | $499.5M |
| Principal Securities, Inc. | 1.63% | Add +2.8% | 1,297,491 | $67.4M |
| Envestnet Asset Management Inc. | 0.02% | Add +2.2% | 1,246,085 | $64.8M |
| Wells Fargo & Company | 0.00% | Add +158.4% | 370,329 | $19.2M |
| Royal Bank of Canada | 0.00% | Add +125.8% | 220,239 | $11.4M |
| Legacy CG, LLC | 3.57% | Reduce -37.1% | 209,795 | $10.9M |
| LPL Financial LLC | 0.00% | Add +11.9% | 115,628 | $6.0M |
| Morgan Stanley | 0.00% | Add +49.2% | 98,219 | $5.1M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Reduce -43.6% | 57,807 | $3.0M |
| Sigma Planning Corp | 0.05% | Add +2.2% | 32,478 | $1.7M |
| Osaic Holdings, Inc. | 0.00% | Add +72.8% | 31,318 | $1.6M |
| Arete Wealth Advisors, LLC | 0.10% | New | 22,252 | $1.2M |
| &partners | 0.02% | Add +39.8% | 21,178 | $1.1M |
| Susquehanna International Group, LLP | 0.00% | New | 20,379 | $1.1M |
| Commonwealth Equity Services, LLC | 0.00% | Add +50.1% | 15,320 | $796K |
| Raymond James & Associates | 0.00% | Add +7.0% | 13,520 | $703K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +4.3% | 6,824 | $355K |
| Smartleaf Asset Management LLC | 0.03% | Add +26.0% | 5,202 | $269K |
| Mariner, LLC | 0.00% | New | 4,023 | $209K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 3,954 | $205K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 3,827 | $199K |
| UBS Group AG | 0.00% | Reduce -83.9% | 802 | $42K |
| Capital Investment Advisory Services, LLC | 0.00% | Add +6036.4% | 675 | $35K |
| Clearstead Trust, LLC | 0.00% | No change | 342 | $18K |
| International Assets Investment Management, LLC | 0.00% | Add +2279.3% | 690 | $14K |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.