Principal US Small-Cap ETFPSCETF
13F holders, Q1 2025 (March 31)46holders +6
11new positions
5sold out
1famous investor
$48.89avg. 13F price*
At the end of Q1 2025, 46 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 6 from Q4 2024. 11 opened new positions and 5 sold out. The largest holders were Principal Financial Group Inc. ($410.9M), Envestnet Asset Management Inc. ($90.9M) and Principal Securities, Inc. ($87.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $3.1M |
| Exits | 5 | $2.5M |
All 13F filers, Q4 2024 → Q1 2025: 1,060,782 shares bought and 1,060,248 shares sold, net +534 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 46 holders
| Principal Financial Group Inc. | 0.23% | Reduce -10.2% | 8,466,710 | $410.9M |
| Envestnet Asset Management Inc. | 0.03% | Add +14.4% | 1,871,603 | $90.9M |
| Principal Securities, Inc. | 1.95% | Add +0.1% | 1,698,988 | $87.1M |
| Wealth Enhancement Advisory Services, LLC | 0.06% | Add +5.4% | 694,501 | $33.7M |
| Wells Fargo & Company | 0.01% | Add +19.3% | 510,620 | $24.8M |
| Raymond James Financial Inc. | 0.01% | Add +170.3% | 386,677 | $18.8M |
| Morgan Stanley | 0.00% | Add +56.3% | 359,578 | $17.5M |
| Legacy CG, LLC | 4.97% | Add +28.5% | 316,839 | $15.4M |
| Royal Bank of Canada | 0.00% | Add +19.7% | 286,803 | $13.9M |
| LPL Financial LLC | 0.00% | Add +10.0% | 173,714 | $8.4M |
| &partners | 0.07% | Add +40.2% | 145,211 | $7.0M |
| Henderson Brothers Financial Partners, LLC | 2.44% | — | 84,376 | $4.9M |
| Osaic Holdings, Inc. | 0.01% | Add +75.0% | 79,690 | $3.9M |
| Commonwealth Equity Services, LLC | 0.00% | Add +23.3% | 33,049 | $1.6M |
| Stifel Financial Corp. | 0.00% | Add +237.3% | 32,548 | $1.6M |
| Arete Wealth Advisors, LLC | 0.12% | Add +26.9% | 32,227 | $1.6M |
| NewEdge Advisors, LLC | 0.01% | New | 31,510 | $1.5M |
| Sigma Planning Corp | 0.05% | Reduce -4.3% | 30,840 | $1.5M |
| Greenwich Wealth Management LLC | 0.07% | New | 18,427 | $895K |
| Kraft, Davis & Associates, LLC | 0.27% | Reduce -69.3% | 18,309 | $845K |
| Private Advisor Group, LLC | 0.01% | Add +26.6% | 16,861 | $819K |
| Susquehanna International Group, LLP | 0.00% | Add +17.1% | 16,409 | $797K |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +7.1% | 12,370 | $601K |
| Capital Investment Advisory Services, LLC | 0.05% | Add +495.9% | 11,560 | $561K |
| Smartleaf Asset Management LLC | 0.05% | Add +68.1% | 11,271 | $543K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +23.1% | 9,492 | $461K |
| Citadel Advisors | 0.00% | Reduce -49.2% | 7,114 | $345K |
| SeaCrest Wealth Management, LLC | 0.03% | Add +17.6% | 4,843 | $235K |
| Kestra Advisory Services, LLC | 0.00% | New | 4,811 | $234K |
| Mariner, LLC | 0.00% | Add +13.9% | 4,678 | $227K |
| Avaii Wealth Management, LLC | 0.12% | Add +3.5% | 4,456 | $216K |
| Perennial Investment Advisors, LLC | 0.02% | New | 4,399 | $214K |
| Ameriflex Group, Inc. | 0.08% | Reduce -1.2% | 4,097 | $199K |
| Comerica Bank | 0.00% | No change | 3,828 | $186K |
| Private Trust Co. NA | 0.01% | New | 2,451 | $119K |
| Cwm, LLC | 0.00% | Reduce -14.2% | 1,875 | $91K |
| First Horizon Advisors, Inc. | 0.00% | New | 971 | $47K |
| Cape Investment Advisory, Inc. | 0.01% | Add +1692.3% | 466 | $23K |
| Clearstead Trust, LLC | 0.00% | No change | 342 | $17K |
| JPMorgan Chase & Co. | 0.00% | New | 340 | $17K |
| Russell Investments Group, Ltd. | 0.00% | New | 294 | $14K |
| Pinnacle Bancorp, Inc. | 0.00% | No change | 114 | $6K |
| Bank of America Corp. | 0.00% | New | 100 | $5K |
| Assetmark, Inc. | 0.00% | Reduce -26.3% | 73 | $4K |
| FMR LLC | 0.00% | New | 10 | $501 |
| Gen-Wealth Partners Inc | 0.00% | New | 4 | $194 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.