Principal US Small-Cap ETFPSCETF
13F holders, Q2 2024 (June 30)22holders +2
5new positions
3sold out
$48.16avg. 13F price*
At the end of Q2 2024, 22 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 2 from Q1 2024. 5 opened new positions and 3 sold out. The largest holders were Principal Financial Group Inc. ($461.4M), Principal Securities, Inc. ($60.8M) and Envestnet Asset Management Inc. ($58.7M).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $16.8M |
| Exits | 3 | $1.4M |
All 13F filers, Q1 2024 → Q2 2024: 2,508,680 shares bought and 30,930 shares sold, net +2,477,750 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 22 holders
| Principal Financial Group Inc. | 0.27% | Add +0.5% | 9,579,951 | $461.4M |
| Principal Securities, Inc. | 1.68% | Add +443.8% | 1,262,482 | $60.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +485.4% | 1,218,936 | $58.7M |
| Legacy CG, LLC | 5.47% | New | 333,568 | $16.1M |
| Wells Fargo & Company | 0.00% | Add +22.2% | 143,338 | $6.9M |
| LPL Financial LLC | 0.00% | Add +2.3% | 103,343 | $5.0M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +0.8% | 102,519 | $4.9M |
| Royal Bank of Canada | 0.00% | Add +8.4% | 97,544 | $4.7M |
| Morgan Stanley | 0.00% | Reduce -2.8% | 65,828 | $3.2M |
| Sigma Planning Corp | 0.05% | Add +42.5% | 31,776 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Add +11745.8% | 18,124 | $872K |
| &partners | 0.03% | New | 15,149 | $729K |
| Raymond James & Associates | 0.00% | Add +11.8% | 12,642 | $608K |
| Commonwealth Equity Services, LLC | 0.00% | Add +88.5% | 10,208 | $491K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +16.0% | 6,542 | $315K |
| UBS Group AG | 0.00% | Add +264.1% | 4,977 | $240K |
| Smartleaf Asset Management LLC | 0.03% | Add +49.4% | 4,129 | $197K |
| Global Retirement Partners, LLC | 0.00% | No change | 606 | $29K |
| Clearstead Trust, LLC | 0.00% | No change | 342 | $16K |
| International Assets Investment Management, LLC | 0.00% | New | 29 | $1K |
| JPMorgan Chase & Co. | 0.00% | New | 22 | $1K |
| Capital Investment Advisory Services, LLC | 0.00% | New | 11 | $529 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.