Principal US Small-Cap ETFPSCETF
13F holders, Q1 2026 (March 31)90holders +7
16new positions
11sold out
2famous investors
$57.31avg. 13F price*
At the end of Q1 2026, 90 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 7 from Q4 2025. 16 opened new positions and 11 sold out. The largest holders were Principal Financial Group Inc. ($719.1M), Envestnet Asset Management Inc. ($156.7M) and Principal Securities, Inc. ($145.4M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 16 | $17.9M |
| Exits | 11 | $18.2M |
All 13F filers, Q4 2025 → Q1 2026: 4,229,139 shares bought and 800,370 shares sold, net +3,428,769 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 90 holders
| Principal Financial Group Inc. | 0.38% | Add +6.9% | 12,549,404 | $719.1M |
| Envestnet Asset Management Inc. | 0.04% | Add +19.6% | 2,734,313 | $156.7M |
| Principal Securities, Inc. | 2.13% | Add +9.3% | 2,536,322 | $145.4M |
| Ameriprise Financial Inc. | 0.03% | Add +22.5% | 2,212,182 | $126.8M |
| Morgan Stanley | 0.01% | Add +35.1% | 1,691,249 | $96.9M |
| Raymond James Financial Inc. | 0.02% | Add +49.0% | 1,401,136 | $80.3M |
| Wells Fargo & Company | 0.02% | Add +31.1% | 1,351,032 | $77.4M |
| LPL Financial LLC | 0.02% | Add +32.8% | 1,076,319 | $61.7M |
| Wealth Enhancement Advisory Services, LLC | 0.06% | Reduce -45.5% | 433,869 | $25.1M |
| Royal Bank of Canada | 0.00% | Add +6.4% | 406,744 | $23.3M |
| Truist Financial Corp. | 0.03% | Add +1.6% | 338,542 | $19.4M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +6.7% | 252,845 | $14.5M |
| Veracity Capital LLC | 4.88% | Reduce -9.8% | 238,497 | $13.7M |
| Hudson Capital Management LLC | 3.00% | Add +7.6% | 196,714 | $11.3M |
| Commonwealth Equity Services, LLC | 0.02% | Add +423.2% | 194,189 | $11.1M |
| Stifel Financial Corp. | 0.01% | Add +6.1% | 179,376 | $10.3M |
| Henderson Brothers Financial Partners, LLC | 2.47% | — | 170,472 | $9.8M |
| PSI Advisors, LLC | 2.09% | Add +11.7% | 150,561 | $8.6M |
| &partners | 0.04% | Reduce -28.3% | 143,327 | $8.2M |
| RFG - Bristol Wealth Advisors, LLC | 2.16% | Add +9.1% | 139,728 | $8.0M |
| Rockefeller Capital Management L.P. | 0.01% | Add +10.8% | 129,907 | $7.4M |
| Osaic Holdings, Inc. | 0.01% | Reduce -2.5% | 122,268 | $7.0M |
| Sagespring Wealth Partners, LLC | 0.11% | New | 102,054 | $5.9M |
| JPMorgan Chase & Co. | 0.00% | New | 99,474 | $5.5M |
| Great Valley Advisor Group, Inc. | 0.08% | Add +9.2% | 79,739 | $4.6M |
| Wealth Advisors of Tampa Bay, LLC | 1.41% | Reduce -1.7% | 74,284 | $4.3M |
| Advisory Services Network, LLC | 0.05% | Add +827.8% | 68,045 | $3.9M |
| Kestra Advisory Services, LLC | 0.01% | Add +478.9% | 67,575 | $3.9M |
| Greenwich Wealth Management LLC | 0.16% | Add +54.0% | 66,484 | $3.8M |
| Arete Wealth Advisors, LLC | 0.28% | Add +4.3% | 65,093 | $3.7M |
| 360 Financial, Inc. | 0.91% | Reduce -2.9% | 52,871 | $3.0M |
| Flynn Zito Capital Management, LLC | 0.89% | New | 48,333 | $2.8M |
| Citadel Advisors | 0.00% | Add +75.4% | 43,862 | $2.5M |
| Northwest Wealth Advisors, LLC | 1.54% | Add +13.6% | 37,661 | $2.2M |
| Private Advisor Group, LLC | 0.01% | Add +15.6% | 36,705 | $2.1M |
| Creative Financial Designs Inc. | 0.12% | Reduce -14.0% | 35,256 | $2.0M |
| NewEdge Advisors, LLC | 0.01% | Reduce -5.6% | 35,184 | $2.0M |
| Integrity Financial Corp | 0.94% | Add +0.7% | 32,845 | $1.9M |
| Goldman Sachs Group Inc. | 0.00% | Add +694.2% | 31,783 | $1.8M |
| WealthCare Investment Partners, LLC | 0.45% | Add +64.9% | 28,029 | $1.6M |
| Capital Investment Advisory Services, LLC | 0.12% | Add +19.7% | 27,954 | $1.6M |
| GTS Financial, LLC | 1.21% | — | 31,511 | $1.5M |
| Brookwood Investment Group LLC | 0.18% | Add +40.1% | 24,069 | $1.4M |
| Sigma Planning Corp | 0.04% | Add +5.6% | 22,519 | $1.3M |
| MML Investors Services, LLC | 0.00% | Add +13.6% | 22,308 | $1.3M |
| Round Rock Advisors LLC | 0.19% | Add +353.5% | 21,492 | $1.2M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +18.4% | 20,732 | $1.2M |
| Spartan Wealth Advisory Services LLC | 0.10% | — | 20,585 | $1.2M |
| Walleye Partners, LLC | 1.43% | New | 20,367 | $1.2M |
| Smartleaf Asset Management LLC | 0.04% | Add +9.9% | 20,632 | $1.1M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -21.4% | 19,983 | $1.1M |
| Venture Visionary Partners LLC | 0.03% | Add +44.7% | 17,866 | $1.0M |
| Ameritas Investment Partners, Inc. | 0.03% | New | 16,995 | $974K |
| Janney Montgomery Scott LLC | 0.00% | New | 16,697 | $957K |
| Cornerstone Wealth Management, LLC | 0.05% | Add +1.4% | 16,355 | $938K |
| Sheets Smith Wealth Management | 0.08% | Add +7.9% | 12,819 | $735K |
| Turning Point Benefit Group, Inc. | 0.46% | Reduce -61.1% | 12,516 | $729K |
| Cozad Asset Management Inc. | 0.05% | Add +85.7% | 11,751 | $674K |
| KPP Advisory Services LLC | 0.09% | Add +117.3% | 11,234 | $644K |
| Stonebridge Financial Group, LLC / MO | 0.51% | No change | 10,482 | $601K |
| Gilliland Jeter Wealth Management LLC | 0.16% | Add +0.2% | 9,278 | $532K |
| SeaCrest Wealth Management, LLC | 0.04% | Reduce -0.7% | 6,946 | $398K |
| Farther Finance Advisors, LLC | 0.00% | Add +10.9% | 6,633 | $383K |
| D. E. Shaw & Co. | 0.00% | New | 6,398 | $367K |
| Private Trust Co. NA | 0.03% | Reduce -22.6% | 6,051 | $347K |
| truNorth Financial Services, Inc. | 0.32% | Add +33.0% | 5,434 | $312K |
| Redwood Financial Network Corp | 0.20% | Add +43.7% | 5,423 | $311K |
| Mariner, LLC | 0.00% | Reduce -0.3% | 4,677 | $268K |
| Perennial Investment Advisors, LLC | 0.02% | No change | 4,399 | $252K |
| Fifth Third Bancorp | 0.00% | New | 3,123 | $179K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -18.4% | 1,940 | $111K |
| Cwm, LLC | 0.00% | Add +3.4% | 1,939 | $111K |
| Capital Analysts, LLC | 0.00% | No change | 1,235 | $71K |
| Harbour Investments, Inc. | 0.00% | New | 612 | $35K |
| US Bancorp \de | 0.00% | New | 504 | $29K |
| FMR LLC | 0.00% | Add +2175.0% | 273 | $16K |
| Assetmark, Inc. | 0.00% | Add +8.6% | 254 | $15K |
| Parallel Advisors, LLC | 0.00% | New | 225 | $13K |
| CoreCap Advisors, LLC | 0.00% | No change | 213 | $12K |
| Pinnacle Bancorp, Inc. | 0.00% | Add +6.0% | 124 | $7K |
| Larson Financial Group LLC | 0.00% | No change | 100 | $6K |
| Jones Financial Companies LLLP | 0.00% | New | 84 | $5K |
| UBS Group AG | 0.00% | New | 81 | $5K |
| Vanguard Advisers Inc. | 0.00% | — | 48 | $3K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 47 | $3K |
| Silver Grove Financial Group, Inc. | 0.00% | New | 42 | $2K |
| CVA Family Office, LLC | 0.00% | New | 41 | $2K |
| AE Wealth Management LLC | 0.00% | New | 13 | $745 |
| McGuire Capital Advisors Inc. | 0.00% | No change | 8 | $459 |
| Investment Research & Advisory Group, Inc. | 0.00% | Add +50.0% | 3 | $172 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.