Prospect CapitalPSEC
13F holders, Q3 2024 (September 30)226holders −4
25new positions
32sold out
1famous investor
$5.35avg. 13F price*
At the end of Q3 2024, 226 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, down 4 from Q2 2024. 25 opened new positions and 32 sold out. The largest holders were Van Eck Associates Corp. ($47.4M), Legal & General Group Plc ($16.3M) and Invesco Ltd. ($14.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Prospect Capital Corp.
- CUSIP
- 74348T102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 25 | $6.4M |
| Exits | 32 | $33.8M |
All 13F filers, Q2 2024 → Q3 2024: 6,283,480 shares bought and 8,154,206 shares sold, net −1,870,726 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 226 holders
| Van Eck Associates Corp. | 0.06% | Add +23.3% | 8,938,863 | $47.4M |
| Legal & General Group Plc | 0.00% | Reduce -8.5% | 3,051,823 | $16.3M |
| Invesco Ltd. | 0.00% | Add +29.5% | 2,734,322 | $14.6M |
| Morgan Stanley | 0.00% | Add +8.3% | 2,204,188 | $11.8M |
| XML Financial, LLC | 1.02% | Add +8.1% | 2,044,448 | $10.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +14.5% | 1,373,204 | $7.3M |
| BlackRock, Inc. | 0.00% | — | 1,232,052 | $6.6M |
| LPL Financial LLC | 0.00% | Reduce -5.8% | 1,004,800 | $5.4M |
| Raymond James & Associates | 0.00% | Add +11.0% | 846,244 | $4.5M |
| TrueMark Investments, LLC | 1.27% | Add +93.8% | 738,152 | $3.9M |
| Northern Trust Corp. | 0.00% | Add +336.5% | 592,207 | $3.2M |
| LSV Asset Management | 0.01% | Reduce -36.8% | 563,735 | $3.0M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.04% | Add +5.3% | 473,879 | $2.5M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.1% | 428,189 | $2.3M |
| Susquehanna International Group, LLP | 0.00% | Add +399.1% | 398,012 | $2.1M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -57.2% | 378,177 | $2.0M |
| DNB Asset Management AS | 0.01% | Add +8.8% | 372,294 | $2.0M |
| UBS Group AG | 0.00% | Reduce -22.5% | 348,282 | $1.9M |
| Denali Advisors LLC | 0.18% | New | 317,236 | $1.7M |
| Two Sigma Investments, LP | 0.00% | Add +416.3% | 317,178 | $1.7M |
| Advisors Asset Management, Inc. | 0.03% | Reduce -3.5% | 303,806 | $1.6M |
| D.A. Davidson & Co. | 0.01% | Add +2.6% | 299,078 | $1.6M |
| Cetera Investment Advisers | 0.00% | Reduce -6.0% | 284,742 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Reduce -22.8% | 283,365 | $1.5M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -11.7% | 267,135 | $1.4M |
| TCFG Wealth Management, LLC | 0.72% | — | 265,184 | $1.4M |
| Wells Fargo & Company | 0.00% | Reduce -14.0% | 238,249 | $1.3M |
| Palogic Value Management, L.P. | 0.51% | Add +4.2% | 232,894 | $1.2M |
| Arete Wealth Advisors, LLC | 0.10% | New | 224,886 | $1.2M |
| Kestra Private Wealth Services, LLC | 0.02% | Reduce -14.6% | 207,314 | $1.1M |
| Virtus Advisers, LLC | 0.51% | Reduce -2.1% | 202,133 | $1.1M |
| Truist Financial Corp. | 0.00% | Reduce -1.4% | 189,538 | $1.0M |
| Independent Financial Group, LLC | 0.04% | Add +125.4% | 187,602 | $1.0M |
| US Bancorp \de | 0.00% | Reduce -30.8% | 180,000 | $963K |
| International Assets Investment Management, LLC | 0.08% | Reduce -0.4% | 174,408 | $933K |
| Stifel Financial Corp. | 0.00% | Add +24.6% | 171,195 | $916K |
| Creative Planning | 0.00% | Reduce -4.1% | 168,803 | $903K |
| Garner Asset Management Corp | 0.30% | Reduce -17.1% | 106,529 | $877K |
| Virtu Financial LLC | 0.05% | Add +175.2% | 162,844 | $871K |
| SMH Capital Advisors Inc. | 4.82% | Add +43.7% | 145,605 | $779K |
| Kovack Advisors, Inc. | 0.08% | Reduce -0.7% | 142,363 | $762K |
| Group One Trading LLC | 0.03% | New | 137,049 | $733K |
| BNP Paribas Financial Markets | 0.00% | Add +99.4% | 136,249 | $729K |
| Alberta Investment Management Corp | 0.01% | No change | 124,900 | $668K |
| Paloma Partners Management Co | 0.04% | New | 108,056 | $578K |
| Squarepoint Ops LLC | 0.00% | Add +387.1% | 102,985 | $551K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 95,140 | $509K |
| Westwood Holdings Group Inc. | 0.00% | No change | 93,246 | $499K |
| Mariner, LLC | 0.00% | Add +44.5% | 90,181 | $482K |
| Jane Street Group, LLC | 0.00% | Reduce -17.7% | 90,064 | $482K |
| Garden State Investment Advisory Services LLC | 0.15% | Reduce -0.2% | 88,786 | $475K |
| Goldman Sachs Group Inc. | 0.00% | Add +106.3% | 86,870 | $465K |
| Two Sigma Securities, LLC | 0.04% | New | 86,164 | $461K |
| Legacy Wealth Management, LLC / MS | 0.17% | New | 84,316 | $451K |
| Guggenheim Capital LLC | 0.00% | Add +14.1% | 82,096 | $439K |
| Philadelphia Trust Co. | 0.03% | Reduce -3.6% | 78,450 | $420K |
| Royal Bank of Canada | 0.00% | Reduce -15.2% | 76,949 | $412K |
| Inspire Investing, LLC | 0.04% | Add +21.0% | 76,885 | $411K |
| Prospera Financial Services Inc | 0.01% | No change | 75,942 | $406K |
| Lido Advisors, LLC | 0.00% | Add +170.4% | 75,450 | $404K |
| Summit Global Investments | 0.03% | No change | 75,000 | $401K |
| Ameriprise Financial Inc. | 0.00% | Reduce -8.6% | 74,766 | $400K |
| Sigma Planning Corp | 0.01% | Reduce -8.0% | 70,532 | $377K |
| Kathmere Capital Management, LLC | 0.03% | No change | 69,462 | $372K |
| JPMorgan Chase & Co. | 0.00% | Reduce -24.2% | 68,854 | $368K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -31.6% | 68,469 | $366K |
| EMC Capital Management | 0.24% | Reduce -51.8% | 10,000 | $366K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -1.7% | 68,355 | $366K |
| Teamwork Financial Advisors, LLC | 0.05% | Add +17.3% | 63,515 | $340K |
| Bank of America Corp. | 0.00% | Reduce -3.5% | 59,324 | $317K |
| ProShare Advisors LLC | 0.00% | Add +20.1% | 59,082 | $316K |
| Blair William & Co. | 0.00% | No change | 54,600 | $292K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +137.8% | 54,116 | $290K |
| Moloney Securities Asset Management, LLC | 0.04% | Reduce -17.7% | 52,506 | $281K |
| Thrive Wealth Management, LLC | 0.05% | Add +0.3% | 52,428 | $280K |
| Barrett & Company, Inc. | 0.12% | Add +14.5% | 50,775 | $272K |
| Lodestar Private Asset Management LLC | 0.03% | No change | 50,000 | $268K |
| Advisory Services Network, LLC | 0.01% | No change | 46,926 | $260K |
| Next Level Private LLC | 0.11% | Add +2.5% | 48,292 | $258K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -30.4% | 43,891 | $235K |
| Roman Butler Fullerton & Co. | 0.07% | Reduce -1.9% | 44,342 | $230K |
| Claro Advisors Inc. | 0.03% | No change | 42,390 | $227K |
| Csenge Advisory Group | 0.01% | Reduce -0.5% | 43,922 | $223K |
| Mercer Global Advisors Inc. | 0.00% | Add +12.8% | 40,448 | $216K |
| Bessemer Group Inc. | 0.00% | No change | 40,000 | $214K |
| Balyasny Asset Management L.P. | 0.00% | Add +0.6% | 39,488 | $211K |
| Ausdal Financial Partners, Inc. | 0.02% | Add +0.1% | 39,191 | $210K |
| Harbour Investments, Inc. | 0.01% | Add +1.5% | 39,085 | $209K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +0.3% | 37,743 | $202K |
| Orion Portfolio Solutions, LLC | 0.00% | Add +0.3% | 37,743 | $202K |
| IFG Advisory, LLC | 0.01% | No change | 36,195 | $194K |
| PNC Financial Services Group, Inc. | 0.00% | Add +1.7% | 35,664 | $191K |
| FWG Investments, LLC. | 0.16% | Add +1.9% | 35,607 | $190K |
| Bank of Montreal | 0.00% | No change | 35,400 | $188K |
| Strategies Wealth Advisors, LLC | 0.02% | Add +7.2% | 33,957 | $182K |
| Cadence Bank | 0.01% | Add +3.4% | 33,745 | $181K |
| Private Advisor Group, LLC | 0.00% | Reduce -0.3% | 33,739 | $181K |
| Sculati Wealth Management, LLC | 0.07% | No change | 33,695 | $180K |
| Modern Wealth Management, LLC | 0.01% | Add +3.7% | 29,792 | $159K |
| Sheaff Brock Investment Advisors, LLC | 0.01% | Add +7.4% | 29,260 | $157K |
| Sunbelt Securities, Inc. | 0.02% | Add +0.4% | 29,177 | $156K |
| Dudley Capital Management, LLC | 0.08% | No change | 28,500 | $152K |
| Citadel Advisors | 0.00% | New | 28,279 | $151K |
| Corient Private Wealth LP | 0.00% | Add +123.2% | 26,196 | $140K |
| Eagle Global Advisors LLC | 0.01% | No change | 25,900 | $139K |
| J.W. Cole Advisors, Inc. | 0.01% | Add +18.0% | 25,424 | $136K |
| Comerica Bank | 0.00% | No change | 25,341 | $136K |
| Spire Wealth Management | 0.00% | Reduce -56.9% | 25,233 | $135K |
| Two Sigma Advisers, LP | 0.00% | Add +21.8% | 25,100 | $134K |
| Regal Investment Advisors LLC | 0.01% | Add +2.6% | 24,764 | $132K |
| Atria Wealth Solutions, Inc. | 0.00% | Reduce -84.0% | 24,554 | $132K |
| Sequoia Financial Advisors, LLC | 0.00% | New | 24,150 | $129K |
| Carnegie Lake Advisors LLC | 0.05% | — | 23,115 | $124K |
| WMG Financial Advisors, LLC | 0.06% | Add +18.1% | 22,850 | $122K |
| Wealthfront Advisers LLC | 0.00% | Add +59.1% | 22,704 | $121K |
| HighTower Advisors, LLC | 0.00% | Reduce -81.0% | 22,615 | $120K |
| Envestnet Asset Management Inc. | 0.00% | Add +5.5% | 22,220 | $119K |
| Stephens Inc. | 0.00% | Reduce -7.3% | 21,717 | $116K |
| Creative Financial Designs Inc. | 0.01% | Add +3.6% | 21,473 | $115K |
| Zimmermann Investment Management & Planning LLC | 0.04% | Add +2.1% | 21,299 | $114K |
| Strategic Financial Concepts, LLC | 0.04% | Reduce -78.5% | 21,199 | $113K |
| Level Four Advisory Services, LLC | 0.00% | Add +3.4% | 21,735 | $113K |
| Focus Partners Advisor Solutions, LLC | 0.00% | Add +25.3% | 20,705 | $111K |
| Bank of New York Mellon Corp | 0.00% | Add +0.0% | 19,837 | $106K |
| Brevan Howard Capital Management LP | 0.01% | Add +90.8% | 19,630 | $105K |
| Great Valley Advisor Group, Inc. | 0.00% | New | 19,561 | $105K |
| Cwm, LLC | 0.00% | Add +101.4% | 19,310 | $103K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -3.5% | 18,579 | $99K |
| Triumph Capital Management | 0.04% | Reduce -30.7% | 18,368 | $99K |
| PFG Investments, LLC | 0.01% | New | 17,634 | $94K |
| West Michigan Advisors, LLC | 0.03% | New | 16,992 | $92K |
| MML Investors Services, LLC | 0.00% | Reduce -0.8% | 16,961 | $91K |
| XTX Topco Ltd | 0.01% | New | 16,509 | $88K |
| Dark Forest Capital Management LP | 0.01% | Reduce -65.4% | 16,066 | $86K |
| Kingsview Wealth Management, LLC | 0.00% | Reduce -5.7% | 16,013 | $86K |
| Cherry Creek Investment Advisors, Inc. | 0.04% | Add +3.4% | 15,959 | $85K |
| Sage Capital Management, LLC | 0.04% | Add +10.7% | 15,500 | $83K |
| First National Bank of Mount Dora, Trust Investment Services | 0.02% | No change | 15,300 | $82K |
| SpiderRock Advisors, LLC | 0.00% | No change | 15,225 | $81K |
| Inspire Advisors, LLC | 0.01% | Reduce -32.4% | 15,130 | $81K |
| Empowered Funds, LLC | 0.00% | Add +14.3% | 15,088 | $81K |
| Wealthcare Advisory Partners LLC | 0.00% | No change | 14,834 | $79K |
| Simplex Trading, LLC | 0.00% | New | 14,878 | $79K |
| Manufacturers Life Insurance Company, The | 0.00% | Reduce -0.0% | 14,742 | $79K |
| Captrust Financial Advisors | 0.00% | Add +34.9% | 14,247 | $76K |
| Family Wealth Partners, LLC | 0.04% | New | 13,888 | $74K |
| Vanguard Capital Wealth Advisors | 0.08% | Reduce -33.2% | 13,563 | $73K |
| Shufro Rose & Co. LLC | 0.01% | No change | 12,700 | $70K |
| Detalus Advisors, LLC | 0.02% | Add +8.3% | 13,000 | $70K |
| Silverlake Wealth Management LLC | 0.03% | Add +1.4% | 12,746 | $68K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -48.8% | 12,608 | $67K |
| Cutter & CO Brokerage, Inc. | 0.02% | Add +3.0% | 12,473 | $67K |
| Moneta Group Investment Advisors LLC | 0.00% | Reduce -5.4% | 12,252 | $66K |
| Global Assets Advisory, LLC | 0.04% | New | 11,992 | $64K |
| Arkadios Wealth Advisors | 0.00% | Reduce -48.1% | 11,901 | $64K |
| Aquatic Capital Management LLC | 0.00% | New | 11,800 | $63K |
| MAI Capital Management | 0.00% | No change | 11,790 | $63K |
| Farther Finance Advisors, LLC | 0.00% | No change | 11,520 | $62K |
| Laird Norton Wetherby Trust Company, LLC | 0.01% | New | 10,684 | $58K |
| &partners | 0.00% | New | 10,596 | $57K |
| Traynor Capital Management, Inc. | 0.00% | Reduce -26.4% | 10,560 | $56K |
| KG Capital Management | 0.02% | Add +1.1% | 10,480 | $56K |
| Main Street Research LLC | 0.00% | New | 10,207 | $55K |
| StoneX Group Inc. | 0.00% | New | 10,186 | $55K |
| Nebula Research & Development LLC | 0.01% | New | 10,118 | $54K |
| NWF Advisory Services Inc. | 0.01% | No change | 10,100 | $54K |
| Parallel Advisors, LLC | 0.00% | Reduce -19.6% | 9,995 | $53K |
| Private Trust Co. NA | 0.00% | No change | 8,401 | $45K |
| CNB Bank | 0.02% | No change | 7,500 | $40K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -44.2% | 7,036 | $38K |
| Jones Financial Companies LLLP | 0.00% | Add +1219.3% | 6,095 | $32K |
| Signaturefd, LLC | 0.00% | Reduce -20.9% | 5,914 | $32K |
| Asset Dedication, LLC | 0.00% | No change | 5,880 | $31K |
| HHM Wealth Advisors, LLC | 0.00% | Reduce -5.3% | 5,372 | $29K |
| Optiver Holding B.V. | 0.00% | New | 5,311 | $28K |
| Rothschild Investment LLC | 0.00% | No change | 4,900 | $26K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +857.4% | 4,136 | $22K |
| Founders Capital Management | 0.01% | Add +33.3% | 4,000 | $21K |
| Avion Wealth | 0.01% | Add +3.4% | 3,985 | $21K |
| Deutsche Bank AG | 0.00% | No change | 3,774 | $20K |
| Blue Trust, Inc. | 0.00% | Add +666.4% | 3,303 | $18K |
| Activest Wealth Management | 0.01% | Add +43.5% | 3,300 | $18K |
| Global Retirement Partners, LLC | 0.00% | Add +0.1% | 3,153 | $17K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 3,000 | $16K |
| Lindbrook Capital, LLC | 0.00% | Reduce -20.9% | 2,722 | $15K |
| Geneos Wealth Management Inc. | 0.00% | No change | 2,300 | $12K |
| Principal Securities, Inc. | 0.00% | Add +602.0% | 2,148 | $11K |
| West Branch Capital LLC | 0.00% | No change | 2,018 | $11K |
| AdvisorNet Financial, Inc | 0.00% | Add +3.4% | 1,983 | $11K |
| Cypress Capital Management LLC (WY) | 0.01% | Add +3.4% | 1,960 | $10K |
| Coppell Advisory Solutions LLC | 0.00% | Add +3.4% | 1,793 | $10K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -69.3% | 1,750 | $9K |
| Huntington National Bank | 0.00% | Add +10.9% | 1,697 | $9K |
| Beacon Capital Management, LLC | 0.00% | Add +3.5% | 1,679 | $9K |
| Webster Bank, N. A. | 0.00% | No change | 1,620 | $9K |
| Carmichael Hill & Associates, Inc. | 0.00% | No change | 1,465 | $8K |
| Bokf, NA | 0.00% | New | 1,222 | $6K |
| Semmax Financial Advisors Inc. | 0.00% | No change | 1,480 | $6K |
| Lanark Financial, Inc. | 0.00% | Reduce -45.5% | 1,200 | $6K |
| Gables Capital Management Inc. | 0.00% | No change | 1,000 | $5K |
| Jaffetilchin Investment Partners, LLC | 0.00% | New | 890 | $5K |
| Natixis | 0.00% | Reduce -97.7% | 756 | $4K |
| IFP Advisors, Inc | 0.00% | No change | 750 | $4K |
| NewEdge Advisors, LLC | 0.00% | Reduce -58.5% | 675 | $4K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -71.2% | 663 | $4K |
| Larson Financial Group LLC | 0.00% | No change | 640 | $3K |
| Cape Investment Advisory, Inc. | 0.00% | No change | 559 | $3K |
| LRI Investments, LLC | 0.00% | Add +0.9% | 638 | $3K |
| Legacy Investment Solutions, LLC | 0.00% | — | 639 | $3K |
| Legacy Wealth Managment, LLC | 0.00% | — | 639 | $3K |
| Central Pacific Bank - Trust Division | 0.00% | No change | 428 | $2K |
| Rise Advisors, LLC | 0.00% | Add +3.5% | 410 | $2K |
| Assetmark, Inc. | 0.00% | Reduce -22.6% | 387 | $2K |
| Hilltop National Bank | 0.00% | No change | 380 | $2K |
| Quadrant Capital Group LLC | 0.00% | No change | 366 | $2K |
| Hexagon Capital Partners LLC | 0.00% | Add +473.5% | 281 | $2K |
| Peoples Financial Services Corp. | 0.00% | No change | 205 | $1K |
| Heritage Wealth Advisors | 0.00% | No change | 100 | $535 |
| Barclays PLC | 0.00% | No change | 89 | $476 |
| Frazier Financial Advisors, LLC | 0.00% | No change | 15 | $82 |
| Citigroup Inc. | 0.00% | No change | 10 | $54 |
| Danske Bank A/S | 0.00% | New | 6 | $32 |
| ORG Partners LLC | 0.00% | No change | 5 | $31 |
| FMR LLC | 0.00% | Reduce -50.0% | 1 | $5 |
| Smithfield Trust Co | 0.00% | No change | 47 | $0 |
| Roble, Belko & Company, Inc | 0.00% | Add +400.0% | 45 | $0 |
"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.