Regal Investment Advisors LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Regal Investment Advisors LLC reported 498 stock positions worth $1.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.5% of the portfolio, followed by Apple (AAPL, 2.2%) and Invesco QQQ Trust Series 1 (QQQ, 2.2%). Compared with Q2 2024, it opened 19 new positions, sold out of 88, added to 212 and reduced 246. The biggest buy was Ishr CR Unvrse Usd BD ETF-Ui (IUSB, shares +58%) and the biggest sale Fidelity Nasdaq Comp Indx (ONEQ, shares −70%).

Most Recent 13F
Q2 2026
Location
KENTWOOD, MI
CIK
0001559789
Portfolio Value
$1.4B (Q3 2024)
SEC Filing
0001559789-24-000005 ↗ filed Nov 12, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.5B Q1 2024 Q2 2024: $1.5B Q2 2024 Q3 2024: $1.4B $1.4B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.2B Q1 2025 Q2 2025: $1.3B Q2 2025 Q3 2025: $1.5B Q3 2025 Q4 2025: $1.7B Q4 2025 Q1 2026: $1.7B Q1 2026 Q2 2026: $1.9B Q2 2026

Holdings 498 stocks · $1.4B

IVV iShares Core S&P 500 ETF 5.47% 135,316 $78.1M Reduce -2.9%
AAPL Apple Inc. 2.19% 134,109 $31.2M Reduce -6.0%
QQQ Invesco QQQ Trust Series 1 2.17% 63,363 $30.9M Reduce -1.6%
MSFT Microsoft Corp. 1.82% 60,407 $26.0M Reduce -13.3%
SPY SS SPDR S&P 500 ETF Trust-US 1.64% 40,923 $23.5M Reduce -9.1%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.55% 196,051 $22.1M Add +1.9%
ABBV Abbvie Inc. 1.55% 111,747 $22.1M Add +2.5%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 1.55% 468,091 $22.1M Add +58.1%
FTCS First Trust Capital Strength 1.47% 231,143 $21.0M Add +2.4%
SCHD Schwab US DVD Equity ETF 1.41% 238,003 $20.1M Add +1.0%
VUG Vanguard Mrngstar GR ETF-Sui 1.34% 49,795 $19.1M Add +3.2%
QUAL iShares MSCI USA Quality Fac 1.18% 94,005 $16.9M Add +16.1%
PG The Procter & Gamble Co. 1.17% 96,715 $16.8M Add +2.8%
GSLC Goldman Activebeta US LC ETF 1.04% 131,895 $14.9M Reduce -5.0%
JNJ Johnson & Johnson 1.04% 91,431 $14.8M Add +4.7%
VEA Vanguard Ftse Developed ETF 1.02% 276,237 $14.6M Add +3.0%
NVDA Nvidia Corp. 1.02% 120,042 $14.6M Reduce -35.8%
VIG Vanguard Dividend Apprec ETF 0.96% 69,085 $13.7M Add +1.7%
IJR iShares Core S&P Small-Cap E 0.95% 115,814 $13.5M Reduce -3.5%
IVW iShares S&P 500 Growth ETF 0.93% 139,320 $13.3M Add +16.1%
VZ Verizon Communications Inc. 0.79% 249,868 $11.2M Add +8.2%
PFF iShares Preferred & Income S 0.78% 335,811 $11.2M Add +3.4%
AFL Aflac Inc. 0.76% 96,589 $10.8M Reduce -3.3%
MDT Medtronic PLC 0.72% 113,557 $10.2M Add +5.0%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.71% 204,944 $10.1M Add +33.4%
VOO Vanguard S&P 500 ETF 0.69% 18,734 $9.9M Reduce -33.3%
AMZN Amazon.com Inc. 0.69% 52,671 $9.8M Reduce -30.7%
EFV iShares MSCI Eafe Value ETF 0.68% 167,564 $9.6M Add +201.0%
EMR Emerson Electric Co. 0.67% 87,790 $9.6M Reduce -1.8%
EFG iShares MSCI Eafe Growth ETF 0.65% 86,835 $9.3M Add +18.0%
MCD McDonald's Corp. 0.65% 30,462 $9.3M Add +0.9%
PFE Pfizer Inc. 0.65% 319,232 $9.2M Add +13.0%
IEFA iShares Core MSCI Eafe ETF 0.63% 115,457 $9.0M Reduce -3.5%
VWO Vanguard Ftse Emerging Marke 0.62% 185,649 $8.9M Add +2.5%
FV First Trust DW Focus 5 Fund 0.62% 150,684 $8.8M Add +1.0%
MO Altria Group Inc. 0.61% 171,798 $8.8M Reduce -31.8%
CVX Chevron Corp. 0.60% 57,724 $8.5M Add +3.2%
VTI VG Morningstar TS MKT ETF-US 0.59% 29,949 $8.5M Reduce -0.8%
MUB iShares National Muni Bond E 0.58% 75,768 $8.2M Add +5.3%
JEPI JPMorgan Equity Premium Inco 0.58% 138,294 $8.2M Add +9.3%
T AT&T Inc. 0.56% 366,038 $8.1M Reduce -2.7%
PWB Invesco Large Cap Growth ETF 0.56% 81,431 $8.0M Add +10.2%
BRK.B Berkshire Hathaway Inc. Class B 0.56% 17,245 $7.9M Reduce -12.5%
ITOT iShares Core S&P Total U.S. 0.55% 62,370 $7.8M Reduce -69.3%
ONEQ Fidelity Nasdaq Comp Indx 0.53% 106,138 $7.6M Reduce -70.3%
EEM iShares MSCI Emerging Market 0.53% 165,106 $7.6M Reduce -2.0%
TGT Target Corp. 0.52% 47,215 $7.4M Add +7.5%
HEFA Isha Curr Hedged MSCI Eafe 0.51% 205,654 $7.3M Reduce -53.6%
VNQ Vanguard Real Estate ETF 0.50% 72,960 $7.1M Reduce -1.8%
MBB iShares MBS ETF 0.49% 72,941 $7.0M Add +45.9%
WMT Walmart Inc. 0.48% 85,557 $6.9M Add +1.6%
GTO Invesco Total Return Bond Et 0.47% 139,917 $6.8M Add +5.0%
FAUG FT Vest U.S. Equity Buffer E 0.47% 147,045 $6.7M Reduce -18.9%
IJH iShares Core S&P Midcap ETF 0.46% 106,204 $6.6M Reduce -5.8%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.46% 39,112 $6.6M Reduce -1.5%
KO The Coca-Cola Co. 0.46% 90,662 $6.5M Add +4.2%
PWV Invesco Large Cap Value ETF 0.46% 111,707 $6.5M Add +11.0%
IVE iShares S&P 500 Value ETF 0.45% 32,485 $6.4M Add +16.0%
BLDR Builders Firstsource Inc. 0.45% 32,930 $6.4M Add +0.3%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.45% 26,109 $6.4M Add +2.2%
BSV Vanguard Short-Term Bond ETF 0.43% 78,855 $6.2M Add +1.4%
TOL Toll Brothers Inc. 0.43% 39,968 $6.2M Reduce -10.2%
GOOG Alphabet Inc. Class C 0.43% 36,729 $6.1M Reduce -12.7%
GOVT iShares US Treasury Bond ETF 0.42% 255,059 $6.0M Reduce -50.1%
IYW iShares Ustechnology ETF 0.42% 39,198 $5.9M Add +11.4%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.41% 72,888 $5.9M Add +41.9%
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.41% 140,491 $5.8M Add +7.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.40% 21,703 $5.7M Add +7.3%
WM Waste Management Inc. 0.40% 27,167 $5.6M Add +8.6%
GNRC Generac Holdings Inc. 0.39% 35,144 $5.6M Reduce -1.6%
ED Consolidated Edison Inc. 0.39% 53,004 $5.5M Reduce -8.3%
CSCO Cisco Systems Inc. 0.38% 103,032 $5.5M Add +12.3%
FIS Fidelity National Info Serv 0.38% 64,353 $5.4M Reduce -11.5%
EMXC iShares MSCI Emr MRK Ex Chna 0.38% 87,821 $5.4M Add +67.5%
COST Costco Wholesale Corp. 0.37% 6,022 $5.3M Reduce -11.6%
JAAA Janus Henderson Aaa Clo ETF 0.37% 103,987 $5.3M Reduce -49.9%
BUFR FT Vest Lad Buffervetf-Usd I 0.37% 176,627 $5.3M Add +21.6%
BUFF Innovator Laddered Allocatio 0.37% 119,446 $5.3M Reduce -66.0%
AGG iShares Core U.S. Aggregate 0.37% 51,934 $5.3M Add +15.7%
CPAY Corpay Inc. 0.37% 16,774 $5.2M Add +0.3%
SCHG Schwab US Large-Cap Growth 0.36% 49,729 $5.2M Reduce -0.7%
FDN First Trust DJ Internet Ind 0.36% 24,121 $5.1M Add +4.3%
B Barrick Gold Corp. 0.36% 255,925 $5.1M Reduce -4.2%
EXPE Expedia Group Inc. 0.36% 34,380 $5.1M Add +10.1%
CPRI Capri Holdings Ltd. 0.36% 119,444 $5.1M Add +11.4%
ULTA Ulta Beauty Inc. 0.35% 13,002 $5.1M Add +100.0%
FANG Diamondback Energy Inc. 0.35% 29,063 $5.0M Reduce -4.8%
TLH iShares 10-20 Year Treasury 0.35% 45,219 $4.9M Add +255.9%
PEP Pepsico Inc. 0.35% 29,071 $4.9M Add +1.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.34% 22,208 $4.9M Add +17.3%
LZB La-Z-Boy Inc. 0.33% 109,856 $4.7M No change
GOOGL Alphabet Inc. Class A 0.32% 27,953 $4.6M Reduce -44.3%
SPGP Invesco S&P 500 Garp ETF 0.32% 43,981 $4.6M Reduce -68.4%
GSIE Goldman Sachs Activebeta Int 0.32% 126,585 $4.6M Reduce -4.3%
CLX Clorox Company 0.32% 27,681 $4.5M Add +11.7%
KMB Kimberly-Clark Corp. 0.31% 31,380 $4.5M Add +2.5%
GLD SPDR Gold Shares 0.31% 18,341 $4.5M Reduce -0.3%
CBOE Cboe Global Markets Inc. 0.31% 21,634 $4.4M Reduce -2.9%
CME Cme Group Inc. 0.31% 19,922 $4.4M Add +3.8%
EOG EOG Resources Inc. 0.31% 35,631 $4.4M Reduce -12.1%
AEP American Electric Power 0.30% 42,204 $4.3M Reduce -4.2%
VB Vanguard Most SM-Cap ETF-Usd 0.30% 18,159 $4.3M Add +1.1%
GIGB Goldman Sachs Inv GRD Corp. 0.30% 90,855 $4.3M Reduce -19.5%
ADP Automatic Data Processing 0.30% 15,460 $4.3M Add +0.8%
FLOT iShares Floating Rate Bond E 0.30% 83,342 $4.3M Add +3.9%
DIVO Amplify CWP Enhan Divid ETF 0.29% 101,149 $4.2M Reduce -3.8%
LLY Eli Lilly & Co. 0.28% 4,588 $4.1M Reduce -13.8%
XLK SS Technology Select Sector 0.28% 17,629 $4.0M Add +13.8%
DUK Duke Energy Corp. 0.28% 34,289 $4.0M Add +0.2%
BINC iShares Flex I A ETF-Usd Inc. 0.27% 71,491 $3.8M Add +59.7%
JNK SS SPDR BB High Yield Bond 0.27% 38,759 $3.8M Add +4.2%
GHYB Goldman Sachs Access HY Corp. 0.26% 82,818 $3.8M Reduce -4.3%
FLTB Fidelity Ltd. TRM BND ETF 0.26% 75,042 $3.8M Add +3.2%
ON On Semiconductor 0.26% 51,951 $3.8M Add +5.6%
RSP Invesco S&P 500 Equal Weight 0.26% 21,013 $3.8M Add +204.6%
XLE SS Energy Select Sector 0.26% 42,380 $3.7M Reduce -12.3%
TLT iShares 20+ Year Treasury BD 0.26% 37,461 $3.7M Add +11.0%
VYMI Vanguard Int High DVD YLD Inc. 0.26% 50,026 $3.7M Reduce -3.9%
SHY iShares 1-3 Year Treasury Bo 0.26% 44,099 $3.7M Add +2.2%
JPM JPMorgan Chase & Co. 0.24% 16,461 $3.5M Reduce -46.1%
UCON First Trust Smith Unconstrai 0.24% 137,939 $3.5M Reduce -64.5%
XLP SS Consumer Staples Sel Sect 0.24% 41,181 $3.4M Add +10.9%
VWOB Vanguard Emerg MKTS Gov BND 0.23% 50,024 $3.3M Add +5.3%
XOM Exxon Mobil Corp. 0.23% 28,294 $3.3M Reduce -36.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.23% 18,756 $3.3M Reduce -3.4%
SCZ iShares MSCI Eafe Small-Cap 0.23% 47,706 $3.2M Reduce -2.4%
VXF Vanguard Extended Market ETF 0.22% 17,608 $3.2M Add +7.7%
XLV SS Health Care Select Sector 0.22% 20,129 $3.1M Add +2.6%
FYX First Trust Small Cap Core A 0.21% 30,331 $3.0M Add +0.8%
XLRE SS Real Estate Select Sector 0.21% 66,894 $3.0M Reduce -62.4%
CINF Cincinnati Financial Corp. 0.20% 21,283 $2.9M Reduce -42.4%
IWC iShares Micro-Cap ETF 0.20% 22,910 $2.8M Add +2.3%
IWM iShares Russell 2000 ETF 0.19% 12,554 $2.8M Reduce -6.9%
SCHV Schwab US Large-Cap Value 0.19% 34,000 $2.7M Add +4.2%
ETN Eaton Corp. PLC 0.19% 8,232 $2.7M Reduce -13.2%
TDIV FT Nasdaq Tech DVD Index FD 0.19% 33,781 $2.7M Reduce -25.7%
NFTY First Trust India Nifty 50 E 0.19% 41,667 $2.7M Reduce -63.6%
RSPT Invesco S&P 500 Equal Weight 0.18% 69,431 $2.6M Reduce -66.9%
USMV iShares MSCI USA Min Vol Fac 0.18% 28,589 $2.6M Reduce -24.1%
FYT First Trust Small Cap Val 0.18% 46,878 $2.6M Reduce -64.9%
VRIG Invesco Variable Rate Invest 0.18% 103,752 $2.6M Add +5.4%
SO The Southern Co. 0.18% 28,428 $2.6M Reduce -1.4%
AVGO Broadcom Inc. 0.18% 14,852 $2.6M Add +7.4%
OEF iShares S&P 100 ETF 0.18% 9,202 $2.5M Add +6.6%
VSS Vanguard Ftse All Wo X-US SC 0.18% 20,108 $2.5M Add +3.0%
IWF iShares Russell 1000 Growth 0.18% 6,735 $2.5M Reduce -11.3%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.18% 59,923 $2.5M Add +1138.6%
LRCX Lam Research Corp. 0.17% 3,034 $2.5M Reduce -7.7%
DHR Danaher Corp. 0.17% 8,897 $2.5M Add +3.7%
SMH Vaneck Semiconductor ETF 0.17% 9,990 $2.5M Add +13.9%
FTA First Trust L C Val Alp 0.17% 30,644 $2.4M Reduce -17.2%
LOW Lowe's Cos Inc. 0.17% 8,940 $2.4M Add +3.3%
RLY SS Multi-Asset Real Ret ETF 0.17% 83,108 $2.4M Reduce -4.8%
PPA Invesco Aerospace & Defense 0.16% 20,340 $2.3M Reduce -61.6%
HD Home Depot Inc. 0.16% 5,760 $2.3M Reduce -0.3%
IUSV iShares Core S&P U.S. Value 0.16% 24,378 $2.3M Reduce -5.3%
XLF SS Financial Select Sector 0.16% 50,875 $2.3M Add +69.3%
IEMG iShares Core MSCI Emerging 0.16% 39,992 $2.3M Reduce -21.1%
SPGI S&P Global Inc. 0.16% 4,406 $2.3M Reduce -3.1%
FPE FT-Preferred Secur & Inc. ETF 0.16% 125,455 $2.3M Reduce -67.8%
SPYG SS SPDR P S&P 500 Growth ETF 0.16% 26,897 $2.2M Reduce -0.3%
ODFL Old Dominion Freight Line 0.16% 11,212 $2.2M Add +5.7%
GNR State Street SPDR S&P Global 0.15% 38,329 $2.2M Add +7.9%
FXR First Trust Indst/Producers 0.15% 29,142 $2.2M Add +11.1%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.15% 6,792 $2.2M Reduce -3.0%
RSG Republic Services Inc. 0.15% 10,812 $2.2M Reduce -9.5%
VCLT Vanguard Long-Term Corp. Bond 0.15% 26,394 $2.1M Reduce -0.8%
QTEC First Trust Nasdq 100 Tech I 0.15% 10,959 $2.1M Add +12.4%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.15% 10,421 $2.1M Reduce -4.3%
VYM Vanguard High DVD Yield ETF 0.14% 15,922 $2.0M Reduce -6.2%
ESGU iShares ESG Aware MSCI USA 0.14% 15,971 $2.0M Add +2.0%
SRLN SS Blackstone Sr Loan ETF 0.14% 47,650 $2.0M Reduce -70.6%
META Meta Platforms Inc. Class A 0.14% 3,447 $2.0M Reduce -17.7%
XLC SS Comm Select Sector SPDR 0.14% 21,556 $1.9M Add +21.9%
IVOL Quadratic Int Rte Vol Infl H 0.13% 99,672 $1.9M Add +1.8%
SHM SS SPDR N Ice St Muni ETF 0.13% 39,667 $1.9M Add +3.8%
HDV iShares Core High Dividend E 0.13% 16,181 $1.9M Reduce -25.1%
SGOV iShares 0-3 Month Treasury B 0.13% 18,735 $1.9M Add +15.6%
KMI Kinder Morgan Inc. 0.13% 85,196 $1.9M Reduce -41.6%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.13% 40,655 $1.9M Add +48.3%
IGIB iShares 5-10Y Inv Grade Corp. 0.13% 34,394 $1.8M Reduce -54.3%
GSUS Goldman Sachs Marketbeta US 0.13% 23,339 $1.8M Reduce -7.6%
FM iShares Frontier and Select 0.12% 64,676 $1.8M Add +6.5%
QMAR FT Vest Nasdaq-100 Buffer Et 0.12% 61,806 $1.8M Reduce -39.7%
IWR iShares Russell Mid-Cap ETF 0.12% 19,928 $1.8M Add +8.7%
TLTW iShares 20+ Bond Buywrite 0.12% 64,808 $1.7M Add +104.6%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.12% 44,069 $1.7M Reduce -7.2%
VTEB Vanguard Tax-Exempt Bond ETF 0.12% 33,959 $1.7M Reduce -1.4%
EMB iShares JP Morgan Usd Emergi 0.12% 18,128 $1.7M Add +29.4%
MPC Marathon Petroleum Corp. 0.12% 10,403 $1.7M Add +336.6%
SYY Sysco Corp. 0.12% 21,375 $1.7M Add +3.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.12% 17,235 $1.7M Reduce -10.6%
AAAU Goldman Sachs Physical Gold 0.11% 62,852 $1.6M Reduce -5.7%
PRU Prudential Financial Inc. 0.11% 13,489 $1.6M Reduce -9.0%
DEM Wisdomtree Emerging Markets 0.11% 36,824 $1.6M Reduce -3.1%
AMD Advanced Micro Devices 0.11% 9,721 $1.6M Reduce -3.0%
COP Conocophillips 0.11% 15,074 $1.6M Reduce -6.2%
EFA iShares MSCI Eafe ETF 0.11% 18,555 $1.6M Add +8.8%
LCTU iShares U.S. Carbon Transiti 0.11% 24,358 $1.5M Reduce -4.3%
F Ford Motor Co. filed as FORD MTR CO 0.11% 144,659 $1.5M Reduce -4.6%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.11% 16,897 $1.5M Add +80.1%
DVY iShares Select Dividend ETF 0.11% 11,196 $1.5M Reduce -5.5%
ZETA Zeta Global Holdings Corp. Class A 0.10% 50,002 $1.5M Reduce -4.8%
UPS United Parcel Service Class B 0.10% 10,905 $1.5M Add +32.8%
IEI iShares 3-7 Year Treasury Bo 0.10% 12,233 $1.5M Add +300.0%
MRK Merck & Co. Inc. 0.10% 12,875 $1.5M Reduce -1.1%
SCHZ Schwab US Aggregate Bond ETF 0.10% 30,266 $1.4M Add +8.0%
UNH Unitedhealth Group Inc. 0.10% 2,443 $1.4M Reduce -17.9%
ETR Entergy Corp. 0.10% 10,800 $1.4M Add +7.9%
IJT iShares S&P Small-Cap 600 GR 0.10% 10,040 $1.4M Reduce -3.4%
DGRO iShares Core Dividend Growth 0.10% 22,007 $1.4M Add +227.8%
TSLA Tesla Inc. 0.10% 5,205 $1.4M Reduce -48.3%
VMBS Vanguard Mortgage-Backed Sec 0.09% 28,574 $1.3M Reduce -5.3%
AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC 0.09% 46,062 $1.3M Reduce -4.5%
FXO First Trust Financial Alphad 0.09% 25,636 $1.3M Reduce -21.8%
FDIS Fidelity MSCI Cons Discr Ind 0.09% 14,590 $1.3M Add +24.0%
DSI iShares ESG MSCI KLD 400 ETF 0.09% 11,847 $1.3M Add +1.2%
QYLD Global X Nasd 100 Cov Call 0.09% 71,291 $1.3M Reduce -2.9%
SPYV SS SPDR P S&P 500 Value ETF 0.09% 24,264 $1.3M Add +5.1%
CEG Constellation Energy 0.09% 4,821 $1.3M Add +0.4%
GDX Vaneck Gold Miners ETF 0.09% 31,375 $1.2M Add +17.0%
PLTR Palantir Technologies Inc. Class A 0.09% 33,138 $1.2M Reduce -53.1%
SHV iShares 0-1 Year Treasury Bo 0.09% 11,109 $1.2M Add +92.4%
CAT Caterpillar Inc. 0.09% 3,141 $1.2M Reduce -12.2%
V Visa Inc. Class A 0.09% 4,430 $1.2M Reduce -48.4%
IYH iShares U.S. Healthcare ETF 0.09% 18,724 $1.2M Add +4.2%
AMGN Amgen Inc. 0.08% 3,739 $1.2M Reduce -10.4%
XYLD Global X S&P 500 Cove Call E 0.08% 28,812 $1.2M Reduce -2.9%
VCIT Vanguard Int-Term Corporate 0.08% 13,953 $1.2M Add +0.1%
VPU Vanguard Utilities ETF 0.08% 6,650 $1.2M Reduce -18.5%
FXG First Trust Consumer Staples 0.08% 16,739 $1.1M No change
ABT Abbott Laboratories 0.08% 9,861 $1.1M Reduce -5.8%
IFRA iShares US Infrastructure 0.08% 23,452 $1.1M Add +33.5%
USXF iShares ESG Advance MSCI USA 0.08% 22,262 $1.1M Add +8.1%
NUE Nucor Corp. 0.08% 7,140 $1.1M Reduce -12.7%
HYMB SS SPDR N Ice HY Muni ETF 0.07% 40,598 $1.1M Add +3.9%
APRT Allianzim US Eq BFFR10 Ap-US 0.07% 28,049 $1.1M Add +0.9%
SCHA Schwab US Small-Cap ETF 0.07% 20,574 $1.1M Add +6.4%
QCOM Qualcomm Inc. 0.07% 6,166 $1.0M Reduce -5.3%
AMLP Alerian MLP ETF 0.07% 21,536 $1.0M Reduce -5.1%
VNQI Vanguard GLBL Ex-US Real Est 0.07% 20,998 $985K Add +5.7%
SPG Simon Property Group Inc. 0.07% 5,820 $984K Reduce -0.4%
MGEE Mge Energy Inc. 0.07% 10,753 $983K Add +0.5%
MA Mastercard Inc. Class A 0.07% 1,970 $973K Reduce -22.5%
IAU iShares Gold Trust 0.07% 19,567 $972K Reduce -1.4%
MET Metlife Inc. 0.07% 11,756 $970K Reduce -6.2%
FISV Fiserv Inc. 0.07% 5,356 $962K Reduce -38.9%
PULS Pgim Ultra Short Bond ETF 0.07% 19,219 $957K Reduce -44.8%
IBTE iShares Ibonds Dec 2024 Term 0.07% 39,854 $956K Reduce -4.2%
XONE Bondbloxx BBG 1 Dur US Treas 0.07% 18,875 $943K New
IBTF iShares Ibonds Dec 2025 Term 0.07% 40,247 $943K Add +0.1%
AMT American Tower Corp. 0.07% 4,016 $934K Reduce -1.2%
VRTX Vertex Pharmaceuticals Inc. 0.06% 1,978 $920K Reduce -3.8%
XLI SS Industrial Select Sector 0.06% 6,740 $913K Reduce -21.3%
LMT Lockheed Martin Corp. 0.06% 1,553 $908K Reduce -30.5%
SCHM Schwab US Mid Cap ETF 0.06% 10,882 $904K Add +11.4%
ORCL Oracle Corp. 0.06% 5,250 $895K Reduce -60.0%
CL Colgate-Palmolive Co. 0.06% 8,573 $890K Add +10.8%
BUFQ FT VST Lad NSDQ Buf ETF-Usdi 0.06% 29,302 $889K Add +135.0%
BUFG FT Vest Buffered Allocation 0.06% 36,855 $889K Add +4.4%
SBUX Starbucks Corp. 0.06% 9,110 $888K Reduce -7.9%
XLY SS Consumer Disc Select Sect 0.06% 4,422 $886K Reduce -5.5%
JXN Jackson Financial Inc. Class A 0.06% 9,614 $877K Reduce -3.1%
PANW Palo Alto Networks Inc. 0.06% 2,558 $874K Reduce -1.2%
ALNY Alnylam Pharmaceuticals Inc. 0.06% 3,177 $874K Reduce -5.1%
IJS iShares S&P Small-Cap 600 Va 0.06% 8,102 $872K Reduce -8.8%
VOOV Vanguard S&P 500 Value ETF 0.06% 4,557 $869K Add +3.0%
ICSH iShares Ultra Short Duration 0.06% 17,053 $865K Reduce -57.2%
FXH First Trust Health Care Alph 0.06% 7,683 $859K Reduce -34.7%
CYBR Cyberark Software Ltd./Israel 0.06% 2,936 $856K Reduce -1.0%
IDV iShares International Select 0.06% 28,271 $855K Add +51.3%
CRWD CrowdStrike Holdings Inc. Class A 0.06% 3,013 $845K Reduce -4.5%
IEUR iShares Core MSCI Europe ETF 0.06% 13,657 $832K New
DOW Dow Inc. 0.06% 15,199 $830K Add +3.1%
MS Morgan Stanley 0.06% 7,908 $824K Add +11.6%
RPRX Royalty Pharma PLC Class A 0.06% 28,853 $816K Add +36.3%
RTX RTX Corp. 0.05% 6,413 $777K Reduce -22.6%
SLV iShares Silver Trust 0.05% 27,045 $768K Reduce -5.8%
TFLO iShares Treasury Floating Ra 0.05% 15,164 $767K Reduce -54.6%
DMXF iShares ESG Advanc MSCI Eafe 0.05% 10,605 $764K Add +36.4%
IHDG Wisdomtree International Hed 0.05% 16,467 $753K Reduce -4.7%
NFLX Netflix Inc. 0.05% 1,057 $750K Reduce -12.5%
EWX State Street SPDR S&P Emergi 0.05% 11,915 $743K Add +3.1%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.05% 1,747 $739K Reduce -19.7%
SHW The Sherwin-Williams Co. 0.05% 1,915 $731K Reduce -29.4%
NOW ServiceNow Inc. 0.05% 815 $729K Reduce -5.8%
APRW Allinzim US Eq BFR20 Apr-Usd 0.05% 22,399 $722K Add +0.1%
O Realty Income Corp. 0.05% 11,339 $719K Add +76.8%
ADBE Adobe Inc. 0.05% 1,380 $715K Reduce -0.1%
FOUR SHIFT4 Payments Inc. Class A 0.05% 8,044 $713K Reduce -52.3%
BSCQ Invesco Bulletshares 2026 CB 0.05% 36,405 $712K Add +12.3%
PH Parker Hannifin Corp. 0.05% 1,125 $711K Reduce -39.3%
JPST JPMorgan Ultra-Short Income 0.05% 13,910 $706K Add +14.1%
XSVN Bondbloxx BBG 7 YR US Treas 0.05% 14,374 $705K New
SCHX Schwab US Large-Cap ETF 0.05% 10,360 $703K Add +3.3%
VPC Virtus Private Credit Strate 0.05% 31,171 $697K Reduce -3.8%
HUBS HubSpot Inc. 0.05% 1,285 $683K Reduce -0.1%
MTUM iShares MSCI USA Momentum Fa 0.05% 3,330 $675K Add +25.6%
VGT Vanguard Info Tech ETF 0.05% 1,140 $669K Reduce -36.8%
EXC Exelon Corp. 0.05% 16,385 $664K Add +3.6%
IGRO iShares Intl Div Growth ETF 0.05% 8,862 $661K Reduce -2.5%
GE General Electric filed as GE AEROSPACE 0.05% 3,496 $659K Add +0.3%
IBTG iShares Ibonds Dec 2026 Term 0.05% 28,526 $658K Add +13.4%
BMY Bristol-Myers Squibb Co. 0.05% 12,598 $652K Reduce -65.0%
NOBL Proshares S&P 500 Dividend A 0.04% 6,005 $641K Add +0.7%
IGEB iShares Investment Grade SYS 0.04% 13,768 $640K Add +24.7%
TCAF T Rowe PRC Cap Appreciation 0.04% 19,231 $639K Add +176.4%
STLD Steel Dynamics Inc. 0.04% 5,020 $633K Add +0.5%
ENB Enbridge Inc. 0.04% 15,583 $633K Add +15.2%
IYR iShares US Real Estate ETF 0.04% 6,205 $632K Reduce -7.6%
IWB iShares Russell 1000 ETF 0.04% 2,010 $632K Reduce -43.1%
CVS CVS Health Corp. 0.04% 9,876 $621K Reduce -88.0%
X United States Steel Corp. 0.04% 17,525 $619K Add +25.9%
ANGL Vaneck Fallen Angel High YLD 0.04% 20,873 $614K Add +9.0%
CPRT Copart Inc. 0.04% 11,664 $611K Add +13.1%
KLAC KLA Corp. 0.04% 786 $609K Add +12.1%
VEEV Veeva Systems Inc. Class A 0.04% 2,897 $608K Add +14.3%
MDY State Street SPDR S&P Midcap 0.04% 1,057 $602K New
NKE Nike Inc. Class B 0.04% 6,792 $600K Reduce -15.9%
GTLS Chart Industries Inc. 0.04% 4,833 $600K Reduce -0.5%
WWD Woodward Inc. 0.04% 3,495 $599K Reduce -0.5%
MBWM Mercantile Bank Corp. 0.04% 13,500 $590K No change
SHOP Shopify Inc. Class A 0.04% 7,348 $589K Reduce -77.0%
PSX Phillips 66 0.04% 4,478 $589K Reduce -58.8%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.04% 2,187 $585K Add +7.8%
PDBC Invesco Optimum Yield Divers 0.04% 43,049 $578K Add +20.3%
BTI British American Tob-SP ADR 0.04% 15,729 $575K Reduce -5.4%
BLK BlackRock Finance Inc. 0.04% 604 $574K Reduce -0.2%
SMAR Smartsheet Inc. Class A 0.04% 10,279 $569K Add +0.1%
VCSH Vanguard S/T Corp. Bond ETF 0.04% 7,125 $566K Reduce -21.1%
GCOR Goldman Sachs Access US Agg 0.04% 13,304 $565K Reduce -25.2%
VXUS Vanguard Total Intl Stock 0.04% 8,595 $556K Add +0.4%
ARM Arm Holdings PLC-ADR 0.04% 3,879 $555K Reduce -58.8%
MMM 3M Co. 0.04% 4,039 $552K Reduce -89.1%
FEX First Trust Large Cap Core A 0.04% 5,294 $552K Add +0.0%
EXAS Exact Sciences Corp. 0.04% 8,060 $549K Reduce -3.4%
BIL SS SPDR BB 1-3M T-Bill ETF 0.04% 5,921 $544K Add +3.6%
IWD iShares Russell 1000 Value E 0.04% 2,853 $542K Reduce -14.4%
DWAT Arrow Dwa Tac: Macro Usd Inc. 0.04% 46,610 $537K Reduce -6.1%
NEE Nextera Energy Inc. 0.04% 6,352 $537K Add +81.3%
ITCI Intra-Cellular Therapies Inc. 0.04% 7,332 $536K Reduce -0.9%
LVHI Franklin International Low V 0.04% 17,193 $534K Reduce -6.5%
RPV Invesco S&P 500 Pure Value E 0.04% 5,988 $532K Reduce -2.4%
PM Philip Morris International 0.04% 4,384 $532K Reduce -9.3%
BNDX Vanguard Total Intl Bond ETF 0.04% 10,580 $532K Reduce -6.3%
FNDX Schwab Fndmntl US LRG Co. ETF 0.04% 7,400 $531K No change
FDL First Trust Morn DVD Lead Inc. 0.04% 12,626 $530K No change
FXL First Trust Technology Alpha 0.04% 3,797 $526K No change
SDVY First Trust Smid Cap Rising 0.04% 14,319 $521K Reduce -14.0%
BND Vanguard Total Bond Market 0.04% 6,922 $520K Add +62.4%
BA The Boeing Co. 0.04% 3,397 $516K Reduce -1.3%
MINT PIMCO Enhanced Short Maturit 0.04% 5,127 $516K Reduce -54.3%
CMG Chipotle Mexican Grill Inc. 0.04% 8,948 $516K Reduce -27.6%
APH Amphenol Corp. Class A 0.04% 7,844 $511K Add +17.3%
EMLP First Trust North American E 0.04% 15,175 $510K Reduce -46.2%
TYL Tyler Technologies Inc. 0.04% 868 $507K Add +14.7%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.04% 6,221 $500K Reduce -37.4%
SCHQ Schwab Long-Term US Treasury 0.03% 14,140 $495K Add +22.2%
INTC Intel Corp. 0.03% 20,986 $492K Add +0.9%
IMCG iShares Morningstar Mid-Cap 0.03% 6,670 $487K Reduce -11.0%
ORLY O'reilly Automotive Inc. 0.03% 418 $481K Reduce -14.3%
VRSK Verisk Analytics Inc. 0.03% 1,792 $480K Add +15.5%
ESGE iShares Inc. iShares ESG Awar 0.03% 13,170 $480K Add +4.1%
UNP Union Pacific Corp. 0.03% 1,930 $476K Add +14.1%
SCHF Schwab Intl Equity ETF 0.03% 11,343 $466K Add +5.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.03% 1,636 $460K Add +16.4%
FNDF Schwab Fndmn Intl LRG Co. ETF 0.03% 12,252 $458K Add +0.3%
HYDB iShares High Yield Systemati 0.03% 9,454 $454K Reduce -3.3%
LUCK Lucky Strike Entertainment C filed as BOWLERO CORP 0.03% 38,367 $450K Reduce -0.1%
BFC Bank First Corp. 0.03% 4,950 $449K No change
FITB Fifth Third Bancorp 0.03% 10,384 $445K Reduce -62.4%
SNPS Synopsys Inc. 0.03% 876 $444K New
EMGF iShares Emerging Markets Equ 0.03% 8,839 $440K Add +0.5%
HYGV NT HY Val-SCRD BD ETF 0.03% 10,390 $433K Reduce -4.6%
IEF iShares 7-10 Year Treasury B 0.03% 4,392 $431K Add +81.6%
FDX FedEx Corp. 0.03% 1,566 $429K Reduce -19.7%
ICLO Invesco Aaa Clo F/R Note ETF 0.03% 16,650 $427K Add +108.8%
CASY Casey's General Stores Inc. 0.03% 1,134 $426K Add +44.3%
GSST Goldman Sachs Ultra Short Bo 0.03% 8,406 $426K Reduce -3.9%
SUSC iShares ESG Aware Usd Corpor 0.03% 17,815 $424K Add +7.2%
FRPT Freshpet Inc. 0.03% 3,071 $420K New
ISCF iShares International Small 0.03% 11,861 $418K Reduce -10.6%
AVY Avery Dennison Corp. 0.03% 1,891 $417K Add +1.5%
GBIL Goldman Sachs Access Treasur 0.03% 4,136 $415K Add +0.0%
ONON On Holding AG Class A filed as ON HLDG AG 0.03% 8,218 $412K Reduce -82.5%
FBND Fidelity Total Bond ETF 0.03% 8,725 $408K Reduce -0.9%
CALM Cal-Maine Foods Inc. 0.03% 5,347 $400K Reduce -1.1%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,510 $398K Add +0.1%
DLR Digital Realty Trust Inc. 0.03% 2,439 $395K Add +27.0%
NZF Nuveen Municipal Credit Inc. 0.03% 29,961 $392K Reduce -5.3%
MTN Vail Resorts Inc. 0.03% 2,240 $390K Add +59.3%
FCX Freeport-McMoran Inc. 0.03% 7,809 $390K Reduce -12.2%
HPE Hewlett Packard Enterprise 0.03% 18,988 $388K New
OKE Oneok Inc. 0.03% 4,223 $385K Reduce -5.1%
FFEB FT Vest US Equity Buffer ETF 0.03% 7,920 $385K Reduce -38.9%
AOA iShares Core 80/20 Aggressiv 0.03% 4,777 $377K Add +1.5%
GIS General Mills Inc. 0.03% 5,093 $376K Reduce -0.7%
MELI MercadoLibre Inc. 0.03% 183 $376K New
BX Blackstone Inc. 0.03% 2,448 $375K Reduce -27.9%
ACN Accenture PLC Class A 0.03% 1,054 $372K Reduce -12.5%
SUB iShares Short-Term National 0.03% 3,503 $372K Reduce -3.9%
BABA Alibaba Group Holding-SP ADR 0.03% 3,476 $369K New
DAL Delta Air Lines Inc. 0.03% 7,180 $365K Add +9.1%
DFAC Dimensional US Core Equity 2 0.03% 10,600 $363K No change
PKW Invesco Buyback Achievers Et 0.03% 3,169 $363K Reduce -1.1%
SNA Snap-on Inc. 0.03% 1,247 $361K Add +0.1%
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.03% 12,397 $360K Add +9.4%
DE Deere & Co. 0.03% 863 $360K Add +6.5%
MP MP Materials Corp. 0.03% 20,230 $357K Add +0.4%
IWP iShares Russell Mid-Cap Grow 0.03% 3,042 $357K Reduce -21.0%
BLV Vanguard Long-Term Bond ETF 0.02% 4,727 $355K New
HYGH iShares Int Rate Hedg HY ETF 0.02% 4,105 $354K Reduce -3.3%
GS Goldman Sachs Group Inc. 0.02% 710 $351K Reduce -35.8%
POOL Pool Corp. 0.02% 932 $351K Add +30.7%
FTXN First Trust Nasdaq Oil & Gas 0.02% 12,093 $350K Reduce -3.8%
UBER Uber Technologies Inc. 0.02% 4,636 $348K Reduce -7.2%
ACWI iShares MSCI Acwi ETF 0.02% 2,905 $347K Reduce -0.0%
RSPF Invesco S&P 500 Equal Weight 0.02% 5,025 $347K No change
IETC iShares U.S. Tech Independen 0.02% 4,421 $346K Add +0.1%
TIP iShares Tips Bond ETF 0.02% 3,101 $342K Reduce -43.7%
RCL Royal Caribbean Cruises Ltd. 0.02% 1,924 $341K Reduce -0.9%
AXP American Express Co. 0.02% 1,242 $337K Reduce -24.3%
FXU First Trust Utilities Alphad 0.02% 8,737 $336K Reduce -13.7%
FHLC Fidelity MSCI Health Care 0.02% 4,613 $336K Reduce -38.2%
FNDA Schwab Fndmntl US SM Co. ETF 0.02% 5,627 $335K Add +0.0%
CAH Cardinal Health Inc. 0.02% 3,015 $333K Add +41.2%
CNA Cna Financial Corp. 0.02% 6,801 $333K New
RACE Ferrari NV 0.02% 705 $331K Add +26.1%
SUSL iShares ESG MSCI USA Leaders 0.02% 3,230 $328K Add +3.5%
AZO AutoZone Inc. 0.02% 104 $328K Reduce -58.1%
CRM Salesforce Inc. 0.02% 1,194 $327K Reduce -41.2%
IXUS iShares Core Intl Stock ETF 0.02% 4,484 $326K Reduce -42.0%
FELC Fidelity Enh LRG Cap Cor ETF 0.02% 10,123 $325K Add +0.5%
GSK GSK PLC-Spon ADR 0.02% 7,906 $323K Reduce -0.6%
BSCO Invesco Bulletshares 2024 CB 0.02% 15,285 $323K Add +12.2%
FIW First Trust Water ETF 0.02% 2,939 $321K New
UBT Proshares Ultra 20+ Year TSY 0.02% 15,006 $321K New
AB Alliancebernstein Holding LP 0.02% 9,175 $320K Reduce -16.0%
PDX PIMCO Dynamic Income Strat 0.02% 13,569 $320K Reduce -6.9%
TSM Taiwan Semiconductor-SP ADR 0.02% 1,827 $317K Reduce -45.1%
FDVV Fidelity High Dividend ETF 0.02% 6,263 $317K New
BIIB Biogen Inc. 0.02% 1,633 $317K No change
FENI Fidelity Enhanced Intl ETF 0.02% 10,389 $315K No change
IBB iShares Biotechnology ETF 0.02% 2,119 $309K Reduce -1.1%
IBCP Independent Bank Corp. - Mich 0.02% 9,178 $306K Reduce -5.0%
WTV Wisdomtree U.S. Value Fund 0.02% 3,812 $305K New
PFG Principal Financial Group 0.02% 3,537 $304K Add +0.1%
LNT Alliant Energy Corp. 0.02% 4,987 $303K Add +0.5%
CMI Cummins Inc. 0.02% 932 $302K Reduce -24.0%
FMB First Trust Managed Municipa 0.02% 5,778 $300K Reduce -25.1%
ISTB iShares Core 1-5 Year Usd Bo 0.02% 6,040 $294K Add +7.5%
UL Unilever PLC 0.02% 4,513 $293K Reduce -0.7%
IWS iShares Russell Mid-Cap Valu 0.02% 2,212 $293K Reduce -19.0%
CLF Cleveland-Cliffs Inc. 0.02% 22,889 $292K Add +0.1%
FELG Fidelity Enh LRG Cap GWTH 0.02% 8,763 $291K Add +0.2%
VOOG Vanguard S&P 500 Growth ETF 0.02% 837 $289K Reduce -3.9%
IEV iShares Europe ETF 0.02% 4,946 $288K Add +4.9%
FLHY Franklin High Yield Corporat 0.02% 11,771 $288K Reduce -5.0%
ALB Albemarle Corp. 0.02% 3,028 $287K Reduce -1.2%
VIGI Vanguard Int Div App Indx FD 0.02% 3,239 $286K Reduce -22.3%
PYPL PayPal Holdings Inc. 0.02% 3,653 $285K New
BUFD FT VST Lad Deep Buf ETF-Usdi 0.02% 11,349 $284K No change
C Citigroup Inc. 0.02% 4,478 $280K Reduce -76.8%
IYF iShares US Financials ETF 0.02% 2,640 $274K No change
FNDE Schwab Fndmntl Em MRK Eq ETF 0.02% 8,497 $274K No change
HBAN Huntington Bancshares Inc. 0.02% 18,578 $273K Reduce -12.3%
SDY SS SPDR S&P Dividend ETF 0.02% 1,916 $272K Add +16.6%
DTE DTE Energy Company 0.02% 2,113 $271K Reduce -0.8%
SBLK Star Bulk Carriers Corp. 0.02% 11,425 $271K No change
LCTD iShares World Ex U.S. Carbon 0.02% 5,485 $267K Add +8.6%
MOAT Vaneck Morningstar Wide Moat 0.02% 2,741 $266K Reduce -20.6%
COWZ Pacer US Cash Cows 100 ETF 0.02% 4,554 $263K Add +0.3%
IWY iShares Russell Top 200 Grow 0.02% 1,183 $260K Reduce -59.2%
NVO Novo-Nordisk A/S-Spons ADR 0.02% 2,170 $258K Add +10.7%
TSCO Tractor Supply Company 0.02% 874 $254K Add +1.4%
XLB SS Materials Select Sector 0.02% 2,617 $252K Reduce -3.9%
NCLH Norwegian Cruise Line Holdin 0.02% 12,263 $252K Reduce -1.4%
ANET Arista Networks Inc. 0.02% 653 $251K Reduce -23.0%
RIVN Rivian Automotive Inc. Class A 0.01% 19,096 $214K Reduce -2.0%
EXTR Extreme Networks Inc. 0.01% 14,000 $210K No change
XNXJX Nuveen NJ QLTY Muni Inc. 0.01% 15,322 $200K Add +41.3%
MUJ BlackRock Munihold NJ QLTY 0.01% 15,406 $187K Add +40.6%
ETW Eaton Vance T/M GLBL Buy-WR 0.01% 17,250 $150K No change
PSEC Prospect Capital Corp. 0.01% 24,764 $132K Add +2.6%
STKL Sunopta Inc. 0.01% 20,699 $132K Add +0.3%
UAA Under Armour Inc. Class A 0.01% 14,325 $128K Add +5.7%
RKLB Rocket Lab USA Inc. 0.01% 11,000 $107K Reduce -1.6%
FSI Flexible Solutions Intl Inc. 0.01% 28,460 $104K No change
PMM Franklin Managed Municipal I 0.01% 13,606 $89K No change
QURE Uniqure NV 0.01% 15,944 $79K Reduce -0.3%
TSI TCW Strategic Income Fund 0.00% 13,350 $68K No change
WGHTQ WW International Inc. filed as WW INTL INC 0.00% 70,800 $62K Add +115.8%
ABEV Ambev SA-ADR 0.00% 25,330 $62K Reduce -1.4%
AKYA Akoya Biosciences Inc. 0.00% 17,729 $48K Reduce -5.5%
INDI Indie Semiconductor Inc. Class A 0.00% 10,186 $41K New
HOWL Werewolf Therapeutics Inc. 0.00% 14,459 $31K New
KNOW LABS INC 0.00% 11,000 $3K No change
VTNRQ Vertex Energy Inc. 0.00% 13,000 $2K New

Options reported separately and not counted above: INTC calls ($479K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $161K (not counted above)
SecurityClassShares / PrincipalValueChange
TPI COMPOSITES INC (TPIC 5.25 03/15/28) NOTE 5.250% 3/1 · principal 292,000$161KNew

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q2 2024 → Q3 2024

ONEQ Fidelity Nasdaq Comp Indx Reduce -70.3% 0.53% −1.12
ITOT iShares Core S&P Total U.S. Reduce -69.3% 0.55% −1.05
BUFF Innovator Laddered Allocatio Reduce -66.0% 0.37% −0.63
SPGP Invesco S&P 500 Garp ETF Reduce -68.4% 0.32% −0.63
DGRW Wisdomtree U.S. Quality Divi Sold out 0.00% −0.57
HEFA Isha Curr Hedged MSCI Eafe Reduce -53.6% 0.51% −0.53
NVDA Nvidia Corp. Reduce -35.8% 1.02% −0.51
UCON First Trust Smith Unconstrai Reduce -64.5% 0.24% −0.39
GOVT iShares US Treasury Bond ETF Reduce -50.1% 0.42% −0.34
JAAA Janus Henderson Aaa Clo ETF Reduce -49.9% 0.37% −0.33
RSPT Invesco S&P 500 Equal Weight Reduce -66.9% 0.18% −0.33
SRLN SS Blackstone Sr Loan ETF Reduce -70.6% 0.14% −0.31
FPE FT-Preferred Secur & Inc. ETF Reduce -67.8% 0.16% −0.29
AMZN Amazon.com Inc. Reduce -30.7% 0.69% −0.29
GOOGL Alphabet Inc. Class A Reduce -44.3% 0.32% −0.28
CVS CVS Health Corp. Reduce -88.0% 0.04% −0.28
FYT First Trust Small Cap Val Reduce -64.9% 0.18% −0.27
NFTY First Trust India Nifty 50 E Reduce -63.6% 0.19% −0.27
XLRE SS Real Estate Select Sector Reduce -62.4% 0.21% −0.24
MSFT Microsoft Corp. Reduce -13.3% 1.82% −0.24
VOO Vanguard S&P 500 ETF Reduce -33.3% 0.69% −0.24
MMM 3M Co. Reduce -89.1% 0.04% −0.21
PPA Invesco Aerospace & Defense Reduce -61.6% 0.16% −0.20
JPM JPMorgan Chase & Co. Reduce -46.1% 0.24% −0.17
MO Altria Group Inc. Reduce -31.8% 0.61% −0.15
IGIB iShares 5-10Y Inv Grade Corp. Reduce -54.3% 0.13% −0.13
ELF Elf Beauty Inc. Sold out 0.00% −0.12
XOM Exxon Mobil Corp. Reduce -36.2% 0.23% −0.11
DEO Diageo PLC-Sponsored ADR Sold out 0.00% −0.10
SHOP Shopify Inc. Class A Reduce -77.0% 0.04% −0.10
ONON On Holding AG Class A Reduce -82.5% 0.03% −0.09
CINF Cincinnati Financial Corp. Reduce -42.4% 0.20% −0.09
FTNT Fortinet Inc. Sold out 0.00% −0.08
GOOG Alphabet Inc. Class C Reduce -12.7% 0.43% −0.08
HEGD Swan Hedged Equity US LG Cap Sold out 0.00% −0.07
ICSH iShares Ultra Short Duration Reduce -57.2% 0.06% −0.07
QMAR FT Vest Nasdaq-100 Buffer Et Reduce -39.7% 0.12% −0.07
V Visa Inc. Class A Reduce -48.4% 0.09% −0.06
ARM Arm Holdings PLC-ADR Reduce -58.8% 0.04% −0.06
C Citigroup Inc. Reduce -76.8% 0.02% −0.06
BALT Inn Defined Wealth Shield Sold out 0.00% −0.06
PSX Phillips 66 Reduce -58.8% 0.04% −0.06
KMI Kinder Morgan Inc. Reduce -41.6% 0.13% −0.06
ORCL Oracle Corp. Reduce -60.0% 0.06% −0.06
LRCX Lam Research Corp. Reduce -7.7% 0.17% −0.06
TFLO iShares Treasury Floating Ra Reduce -54.6% 0.05% −0.06
COIN Coinbase Global Inc. Class A Sold out 0.00% −0.06
FAUG FT Vest U.S. Equity Buffer E Reduce -18.9% 0.47% −0.06
USFR Wisdomtree Floating Rate Tre Sold out 0.00% −0.05
FANG Diamondback Energy Inc. Reduce -4.8% 0.35% −0.05

Portfolio Buys Q2 2024 → Q3 2024

IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +58.1% 1.55% +0.66
EFV iShares MSCI Eafe Value ETF Add +201.0% 0.68% +0.48
ABBV Abbvie Inc. Add +2.5% 1.55% +0.31
QUAL iShares MSCI USA Quality Fac Add +16.1% 1.18% +0.26
TLH iShares 10-20 Year Treasury Add +255.9% 0.35% +0.26
DYNF Ishrs US E F R A ETF-Usd Inc. Add +33.4% 0.71% +0.23
FTCS First Trust Capital Strength Add +2.4% 1.47% +0.21
IVW iShares S&P 500 Growth ETF Add +16.1% 0.93% +0.20
SCHD Schwab US DVD Equity ETF Add +1.0% 1.41% +0.20
JNJ Johnson & Johnson Add +4.7% 1.04% +0.19
RSP Invesco S&P 500 Equal Weight Add +204.6% 0.26% +0.19
ULTA Ulta Beauty Inc. Add +100.0% 0.35% +0.19
LQD Ishr Ibx Usd Invgd CB ETF-Ui Add +1.9% 1.55% +0.19
MBB iShares MBS ETF Add +45.9% 0.49% +0.19
XLU St Sr Utl SL SE SPDR ETF-Usd Add +41.9% 0.41% +0.18
EMXC iShares MSCI Emr MRK Ex Chna Add +67.5% 0.38% +0.17
SLB SLB Ltd. Add +1138.6% 0.18% +0.16
EFG iShares MSCI Eafe Growth ETF Add +18.0% 0.65% +0.16
VZ Verizon Communications Inc. Add +8.2% 0.79% +0.16
MDT Medtronic PLC Add +5.0% 0.72% +0.15
BLDR Builders Firstsource Inc. Add +0.3% 0.45% +0.15
PG The Procter & Gamble Co. Add +2.8% 1.17% +0.15
VEA Vanguard Ftse Developed ETF Add +3.0% 1.02% +0.14
VUG Vanguard Mrngstar GR ETF-Sui Add +3.2% 1.34% +0.14
MCD McDonald's Corp. Add +0.9% 0.65% +0.14
VIG Vanguard Dividend Apprec ETF Add +1.7% 0.96% +0.14
IBM Intl Business Machines Corp. Add +17.3% 0.34% +0.13
PFE Pfizer Inc. Add +13.0% 0.65% +0.12
CPRI Capri Holdings Ltd. Add +11.4% 0.36% +0.12
BINC iShares Flex I A ETF-Usd Inc. Add +59.7% 0.27% +0.11
IVE iShares S&P 500 Value ETF Add +16.0% 0.45% +0.11
WMT Walmart Inc. Add +1.6% 0.48% +0.11
PFF iShares Preferred & Income S Add +3.4% 0.78% +0.10
JEPI JPMorgan Equity Premium Inco Add +9.3% 0.58% +0.10
PWB Invesco Large Cap Growth ETF Add +10.2% 0.56% +0.10
VWO Vanguard Ftse Emerging Marke Add +2.5% 0.62% +0.10
EXPE Expedia Group Inc. Add +10.1% 0.36% +0.10
CSCO Cisco Systems Inc. Add +12.3% 0.38% +0.10
CLX Clorox Company Add +11.7% 0.32% +0.09
BUFR FT Vest Lad Buffervetf-Usd I Add +21.6% 0.37% +0.09
MPC Marathon Petroleum Corp. Add +336.6% 0.12% +0.09
PWV Invesco Large Cap Value ETF Add +11.0% 0.46% +0.09
KO The Coca-Cola Co. Add +4.2% 0.46% +0.09
TGT Target Corp. Add +7.5% 0.52% +0.09
AGG iShares Core U.S. Aggregate Add +15.7% 0.37% +0.08
XLF SS Financial Select Sector Add +69.3% 0.16% +0.08
IEI iShares 3-7 Year Treasury Bo Add +300.0% 0.10% +0.08
PRFZ Inv Rafi US 1500 SM-Usd Inc. Add +7.2% 0.41% +0.08
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +7.3% 0.40% +0.08
CPAY Corpay Inc. Add +0.3% 0.37% +0.07

Options Activity Q2 2024 → Q3 2024

QQQ Invesco QQQ Trust Series 1 put Sold out 46,300 $22.2Mbefore exit
INTC Intel Corp. call New 20,400 $479K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024

TPI COMPOSITES INC (TPIC 5.25 03/15/28) NOTE 5.250% 3/1 · principal New 292,000 $161K
AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) NOTE 6.750% 9/1 · principal Sold out 45,000 $45Kbefore exit
INSEEGO CORP (INSG 3.25 05/01/25) NOTE 3.250% 5/0 · principal Sold out 85,000 $41Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 644$1.9BIVV, QQQ, AAPL, SPY, IUSB
Q1 2026 650$1.7BIVV, AAPL, QQQ, SPY, SCHD
Q4 2025 581$1.7BIVV, AAPL, QQQ, SPY, SCHD
Q3 2025 514$1.5BIVV, QQQ, AAPL, SPY, SCHD
Q2 2025 478$1.3BIVV, QQQ, SPY, SCHD, MSFT
Q1 2025 456$1.2BIVV, QQQ, AAPL, SCHD, SPY
Q4 2024 463$1.3BIVV, QQQ, AAPL, SPY, MSFT
Q3 2024 498$1.4BIVV, AAPL, QQQ, MSFT, SPY
Q2 2024 567$1.5BIVV, MSFT, QQQ, AAPL, ONEQ
Q1 2024 579$1.5BIVV, MSFT, QQQ, AAPL, ITOT