Cap Group Small and Mid CapCGMMETF
13F holders, Q1 2026 (March 31)200holders +24
36new positions
10sold out
2famous investors
$29.35avg. 13F price*
At the end of Q1 2026, 200 institutions reported holding Cap Group Small and Mid Cap (CGMM) in their 13F filings, up 24 from Q4 2025. 36 opened new positions and 10 sold out. The largest holders were LPL Financial LLC ($388.1M), Envestnet Asset Management Inc. ($267.8M) and Wells Fargo & Company ($89.0M). 2 famous investors held it, including Cliff Asness (0.0% of AQR Capital Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Cap Group Small and Mid Cap
- Filed as
- CAPITAL GROUP EQUITY ETF TR (Q1 2026)
- CUSIP
- 14022A102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 36 | $50.9M |
| Exits | 10 | $18.7M |
All 13F filers, Q4 2025 → Q1 2026: 24,054,439 shares bought and 777,710 shares sold, net +23,276,729 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 200 holders
| LPL Financial LLC | 0.10% | Add +347.3% | 13,218,454 | $388.1M |
| Envestnet Asset Management Inc. | 0.07% | Add +24.9% | 9,119,781 | $267.8M |
| Wells Fargo & Company | 0.02% | Add +90.9% | 3,031,453 | $89.0M |
| Osaic Holdings, Inc. | 0.07% | Add +9.8% | 1,685,749 | $49.5M |
| Pathstone Holdings, LLC | 0.20% | Add +13978.0% | 1,679,370 | $49.3M |
| Cetera Investment Advisers | 0.05% | Add +30.0% | 1,520,291 | $44.6M |
| Jones Financial Companies LLLP | 0.02% | Add +214.8% | 1,478,890 | $42.5M |
| Merit Financial Group, LLC | 0.31% | Add +3.2% | 1,404,021 | $41.2M |
| Commonwealth Equity Services, LLC | 0.06% | Add +49.0% | 1,370,903 | $40.2M |
| Captrust Financial Advisors | 0.06% | Add +7.5% | 1,112,599 | $32.7M |
| Kestra Investment Management, LLC | 0.55% | Add +90.6% | 1,077,203 | $31.6M |
| Sei Investments Co. | 0.03% | Add +30.2% | 977,455 | $28.7M |
| MML Investors Services, LLC | 0.08% | Add +10.9% | 946,539 | $27.8M |
| Northwestern Mutual Wealth Management Co. | 0.02% | Add +233.0% | 937,734 | $27.5M |
| Stifel Financial Corp. | 0.03% | Add +4.2% | 926,659 | $27.2M |
| Kestra Advisory Services, LLC | 0.10% | Add +1.6% | 913,227 | $26.8M |
| Assetmark, Inc. | 0.05% | Add +18.5% | 890,379 | $26.1M |
| Ergawealth Advisors, Inc. | 10.31% | Add +6.0% | 794,117 | $23.3M |
| Royal Bank of Canada | 0.00% | Add +25.1% | 793,978 | $23.3M |
| NewEdge Advisors, LLC | 0.08% | Add +10.0% | 743,518 | $21.8M |
| Capital Group Private Client Services, Inc. | 0.37% | Add +52.8% | 738,682 | $21.7M |
| Presper Financial Architects, LLC | 11.20% | New | 641,703 | $18.8M |
| Benjamin Edwards Inc. | 0.16% | Add +52.8% | 534,271 | $15.7M |
| Main Line Retirement Advisors, LLC | 7.68% | Add +0.5% | 523,944 | $15.4M |
| Cambridge Investment Research Advisors, Inc. | 0.04% | Add +20.3% | 518,250 | $15.2M |
| Raymond James Financial Inc. | 0.00% | Add +3493.2% | 495,747 | $14.6M |
| Strategic Blueprint, LLC | 0.77% | Add +3.2% | 449,631 | $13.2M |
| &partners | 0.06% | Add +30.3% | 435,324 | $12.8M |
| Stephens Inc. | 0.15% | Reduce -8.6% | 396,342 | $11.6M |
| Concurrent Investment Advisors, LLC | 0.10% | Reduce -13.9% | 317,661 | $9.3M |
| Souders Financial Advisors | 0.96% | Add +19.5% | 287,605 | $8.4M |
| Vestmark Advisory Solutions, Inc. | 0.09% | Add +29.1% | 286,242 | $8.4M |
| Wealth Enhancement Advisory Services, LLC | 0.02% | Add +33.5% | 281,245 | $8.4M |
| Coign Capital Advisors LLC | 4.29% | Add +9.2% | 278,294 | $8.2M |
| Natixis Advisors, LLC | 0.01% | Add +207.0% | 267,919 | $7.9M |
| Orion Porfolio Solutions, LLC | 0.07% | Add +12.6% | 265,374 | $7.8M |
| National Wealth Management Group, LLC | 2.73% | Add +2.2% | 249,900 | $7.3M |
| Great Valley Advisor Group, Inc. | 0.12% | New | 230,107 | $6.8M |
| J. Derek Lewis & Associates Inc. | 1.50% | Add +32.1% | 225,804 | $6.7M |
| Valmark Advisers, Inc. | 0.07% | Add +47.2% | 208,654 | $6.1M |
| Rockefeller Capital Management L.P. | 0.01% | Add +219.1% | 206,541 | $6.1M |
| Compton Financial Group, LLC | 1.27% | Add +2528.4% | 195,976 | $5.8M |
| Cary Street Partners Financial LLC | 0.13% | Reduce -8.2% | 180,562 | $5.3M |
| Royal Harbor Partners, LLC | 1.73% | New | 174,194 | $5.1M |
| Per Stirling Capital Management, LLC. | 0.52% | New | 161,057 | $4.7M |
| Smartleaf Asset Management LLC | 0.17% | Add +14.7% | 164,361 | $4.7M |
| StoneCrest Wealth Management, Inc. | 1.74% | Add +1.9% | 139,692 | $4.1M |
| BNB Wealth Management, LLC | 2.51% | Add +11.8% | 133,176 | $3.9M |
| Smith Thornton Advisors LLC | 1.97% | Add +5.5% | 133,010 | $3.9M |
| Harbour Investments, Inc. | 0.06% | Add +119.7% | 128,667 | $3.8M |
| Tradition Wealth Management, LLC | 0.26% | Add +3.1% | 124,585 | $3.7M |
| Truist Financial Corp. | 0.00% | Add +10.3% | 123,791 | $3.6M |
| Laurel Wealth Planning LLC | 1.89% | Add +94.6% | 121,831 | $3.6M |
| Cullen/Frost Bankers, Inc. | 0.04% | Add +23.9% | 121,501 | $3.6M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +10.6% | 118,246 | $3.5M |
| Sigma Planning Corp | 0.10% | Add +123.4% | 117,049 | $3.4M |
| Gateway Wealth Partners, LLC | 0.13% | New | 109,720 | $3.2M |
| Independent Financial Group, LLC | 0.07% | Add +18.4% | 108,495 | $3.2M |
| Essex Financial Services, Inc. | 0.18% | Add +16.5% | 108,398 | $3.2M |
| Principal Securities, Inc. | 0.04% | Add +13.5% | 103,089 | $3.0M |
| NavPoint Financial, Inc. | 1.22% | Add +35.9% | 102,614 | $3.0M |
| Mariner, LLC | 0.00% | Add +82.6% | 97,935 | $2.9M |
| Baird Financial Group, Inc. | 0.00% | New | 94,707 | $2.8M |
| Wealth Science Advisors LLC | 1.51% | No change | 93,269 | $2.7M |
| Equitable Holdings, Inc. | 0.02% | Add +238.2% | 92,520 | $2.7M |
| Private Advisor Group, LLC | 0.01% | Add +74.2% | 90,217 | $2.6M |
| HighTower Advisors, LLC | 0.00% | Add +6.0% | 84,797 | $2.5M |
| Entruity Wealth, LLC | 1.62% | Reduce -1.5% | 81,501 | $2.4M |
| World Investment Advisors | 0.04% | Add +51.6% | 77,140 | $2.3M |
| Boyer Financial Services, Inc. | 2.37% | Add +21.3% | 76,231 | $2.2M |
| NWF Advisory Services Inc. | 0.24% | Add +8.7% | 73,623 | $2.2M |
| A&I Financial Services, LLC | 1.02% | Add +10.1% | 73,051 | $2.1M |
| Hopwood Nicholas Hunter | 0.67% | Add +1.8% | 71,558 | $2.1M |
| Kingsview Wealth Management, LLC | 0.03% | Add +54.3% | 67,771 | $2.0M |
| Mutual Advisors, LLC | 0.04% | Add +308.2% | 67,588 | $2.0M |
| Oppenheimer & Co. Inc. | 0.02% | Add +123.4% | 60,282 | $1.8M |
| Wise Wealth Partners | 2.37% | Add +4.0% | 59,689 | $1.8M |
| D.A. Davidson & Co. | 0.01% | Add +101.2% | 59,616 | $1.8M |
| Beta Wealth Group, Inc. | 0.71% | Reduce -2.8% | 58,683 | $1.7M |
| PFG Advisors | 0.08% | Add +27.0% | 58,462 | $1.7M |
| Aprio Wealth Management, LLC | 0.09% | Add +36.9% | 55,771 | $1.6M |
| Founders Financial Securities LLC | 0.09% | Add +92.9% | 52,974 | $1.6M |
| Venture Visionary Partners LLC | 0.05% | Add +7.3% | 53,642 | $1.6M |
| Trademark Financial Management, LLC | 0.74% | Add +180.6% | 51,685 | $1.5M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 51,114 | $1.5M |
| Merited Wealth, LLC | 1.23% | Reduce -1.8% | 50,370 | $1.5M |
| Atria Investments, Inc | 0.02% | Add +87.6% | 49,198 | $1.4M |
| Dynamic Advisor Solutions LLC | 0.04% | Add +5.5% | 47,291 | $1.4M |
| Sagespring Wealth Partners, LLC | 0.03% | Add +6.9% | 47,232 | $1.4M |
| LongView Wealth Management | 0.35% | Add +5.3% | 44,245 | $1.4M |
| Stratos Wealth Partners, LTD. | 0.02% | Add +16.9% | 46,274 | $1.4M |
| Koshinski Asset Management, Inc. | 0.08% | Add +24.7% | 44,070 | $1.3M |
| Blueprint Financial Advisors LLC | 0.18% | Add +5.7% | 42,129 | $1.2M |
| Blueprint Investment Partners LLC | 0.13% | Add +5.7% | 42,129 | $1.2M |
| Michael Brady & Co., LLC | 1.24% | Add +39.6% | 42,104 | $1.2M |
| HighPoint Advisor Group LLC | 0.05% | Add +118.2% | 41,740 | $1.2M |
| RFG Advisory, LLC | 0.02% | Add +4.4% | 40,306 | $1.2M |
| Alchemi Wealth, LLC | 0.64% | Add +8.7% | 39,041 | $1.1M |
| Security Financial Services, INC. | 0.18% | Add +16.6% | 38,149 | $1.1M |
| Forge Financial Services LLC | 0.11% | Add +38.3% | 36,904 | $1.1M |
| Rothschild Investment LLC | 0.06% | Add +16.0% | 36,630 | $1.1M |
| DAVENPORT & Co LLC | 0.01% | Add +114.8% | 35,983 | $1.1M |
| Latitude Advisors, LLC | 0.45% | Add +25.9% | 33,818 | $993K |
| Pines Wealth Management, LLC | 0.31% | Reduce -4.4% | 32,825 | $964K |
| Richmond Investment Services, LLC | 0.15% | New | 32,020 | $940K |
| Diversify Wealth Management, LLC | 0.02% | New | 28,000 | $871K |
| Frazier Financial Advisors, LLC | 0.46% | Add +15.5% | 28,591 | $839K |
| Sittner & Nelson, LLC | 0.30% | Add +82.6% | 27,975 | $821K |
| Trinity Wealth Management, LLC | 0.30% | Add +18.4% | 27,901 | $819K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +99.0% | 27,551 | $809K |
| OneAscent Financial Services LLC | 0.04% | Add +25.4% | 27,510 | $808K |
| Tempus Wealth Planning, LLC | 0.18% | Add +0.7% | 26,289 | $772K |
| Sovran Advisors, LLC | 0.06% | Add +2.2% | 24,365 | $770K |
| Capital Investment Management, Inc. | 0.26% | Add +12.3% | 25,463 | $748K |
| Owen LaRue, LLC | 0.28% | Reduce -13.1% | 24,801 | $728K |
| Nations Financial Group Inc, /Ia/ | 0.04% | Add +2.0% | 23,230 | $682K |
| Kingswood Wealth Advisors, LLC | 0.03% | Reduce -36.3% | 23,211 | $681K |
| Summit Investment Advisory Services, LLC | 0.24% | Add +169.9% | 22,284 | $654K |
| Advyzon Investment Management, LLC | 0.06% | Add +9.7% | 21,849 | $641K |
| Western Wealth Management, LLC | 0.02% | Add +16.5% | 21,432 | $629K |
| Barrett & Company, Inc. | 0.22% | Add +54.2% | 21,399 | $628K |
| Richards, Merrill & Peterson, Inc. | 0.23% | Add +58.4% | 21,290 | $625K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -5.9% | 20,654 | $606K |
| AQR Capital Management | 0.00% | No change | 20,607 | $605K |
| Prospera Financial Services Inc | 0.01% | Add +76.1% | 19,287 | $566K |
| Fearless Solutions, LLC dba Best Invest | 0.33% | Add +15.2% | 18,657 | $548K |
| Junk Investment Group, LLC | 0.29% | — | 18,549 | $545K |
| Bank of New York Mellon Corp | 0.00% | New | 18,232 | $535K |
| Capital Analysts, LLC | 0.01% | Add +1234.1% | 18,157 | $533K |
| Transamerica Financial Advisors, LLC | 0.04% | Add +103.3% | 17,976 | $528K |
| Integrity Alliance, Llc. | 0.02% | Add +29.4% | 16,934 | $497K |
| Summit Wealth Group LLC / Co. | 0.05% | Add +5.4% | 16,899 | $496K |
| Balboa Wealth Partners | 0.08% | Add +4.5% | 15,805 | $464K |
| Ameritas Advisory Services, LLC | 0.02% | Add +5.2% | 15,759 | $463K |
| Apollon Wealth Management, LLC | 0.01% | New | 15,423 | $453K |
| WNY Asset Management, LLC | 0.05% | — | 15,293 | $449K |
| HBW Advisory Services LLC | 0.05% | Add +17.1% | 15,147 | $445K |
| Cornerstone Wealth Management, LLC | 0.02% | Add +30.5% | 15,086 | $443K |
| Lantern Wealth Advisors, LLC | 0.21% | Add +29.1% | 13,642 | $401K |
| Sanctuary Advisors, LLC | 0.00% | New | 13,142 | $386K |
| Sterling Investment Advisors, Ltd. | 0.07% | New | 12,920 | $379K |
| Stewardship Concepts Financial Services LLC | 0.27% | New | 11,725 | $344K |
| Private Trust Co. NA | 0.03% | Add +1009.9% | 11,099 | $326K |
| GWN Securities Inc. | 0.06% | Add +21.0% | 10,815 | $318K |
| Florida Financial Advisors, LLC | 0.07% | New | 10,674 | $313K |
| Citadel Advisors | 0.00% | New | 10,345 | $304K |
| First Heartland Consultants, Inc. | 0.02% | New | 10,071 | $296K |
| Integrated Wealth Concepts LLC | 0.00% | New | 9,703 | $285K |
| Farther Finance Advisors, LLC | 0.00% | Add +207.2% | 9,617 | $285K |
| Kintra Wealth, LLC | 0.02% | New | 9,401 | $276K |
| Trilogy Capital Inc. | 0.01% | New | 9,261 | $272K |
| CLG LLC | 0.07% | Add +15.9% | 9,077 | $267K |
| Corient Private Wealth LP | 0.00% | New | 9,064 | $266K |
| LexAurum Advisors, LLC | 0.03% | — | 8,983 | $264K |
| Fifth Third Bancorp | 0.00% | New | 8,758 | $257K |
| Stratos Wealth Advisors, LLC | 0.02% | New | 8,704 | $256K |
| Exencial Wealth Advisors, LLC | 0.01% | Add +13.8% | 8,588 | $252K |
| Clark Capital Management Group, Inc. | 0.00% | New | 8,415 | $247K |
| JGP Wealth Management, LLC | 0.02% | No change | 7,770 | $228K |
| Ascent Group, LLC | 0.01% | Reduce -2.3% | 7,504 | $220K |
| Advisortrust Partners, LLC | 0.09% | No change | 7,500 | $220K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | New | 7,426 | $218K |
| Mgo One Seven LLC | 0.00% | Reduce -0.1% | 7,398 | $217K |
| Wedbush Securities Inc. | 0.01% | Reduce -4.4% | 7,305 | $214K |
| VestGen Advisors, LLC | 0.01% | New | 6,817 | $213K |
| International Assets Investment Management, LLC | 0.01% | Add +0.1% | 7,202 | $213K |
| Belpointe Asset Management LLC | 0.01% | New | 7,150 | $210K |
| Uhlmann Price Securities, LLC | 0.01% | Reduce -0.0% | 7,100 | $208K |
| Summit Global Investments | 0.01% | New | 6,912 | $203K |
| Advisory Services Network, LLC | 0.00% | New | 6,907 | $203K |
| Sunbelt Securities, Inc. | 0.01% | No change | 5,200 | $153K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.06% | Add +32.8% | 5,003 | $147K |
| Root Financial Partners, LLC | 0.01% | New | 4,935 | $145K |
| UBS Group AG | 0.00% | Add +769.1% | 3,937 | $116K |
| JPMorgan Chase & Co. | 0.00% | Add +583.7% | 3,952 | $112K |
| Harbor Investment Advisory, LLC | 0.01% | Add +19.9% | 2,886 | $85K |
| Motco | 0.01% | New | 2,750 | $81K |
| IFP Advisors, Inc | 0.00% | Add +2.6% | 2,684 | $79K |
| Creative Financial Designs Inc. | 0.00% | Add +624.8% | 2,247 | $66K |
| Cwm, LLC | 0.00% | Reduce -24.5% | 1,503 | $44K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +7.7% | 1,353 | $40K |
| Westside Investment Management, Inc. | 0.01% | No change | 1,350 | $40K |
| MAI Capital Management | 0.00% | No change | 1,003 | $29K |
| Rossby Financial, LCC | 0.00% | Add +257.1% | 782 | $23K |
| Lanark Financial, Inc. | 0.00% | No change | 618 | $18K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +21.3% | 495 | $15K |
| IAG Wealth Partners, LLC | 0.00% | Add +146.6% | 434 | $13K |
| Archer Investment Corp | 0.00% | No change | 352 | $10K |
| Russell Investments Group, Ltd. | 0.00% | New | 344 | $10K |
| Signature Equity Partners, LLC | 0.00% | No change | 308 | $9K |
| MassMutual Private Wealth & Trust, FSB | 0.00% | New | 299 | $9K |
| Morgan Stanley | 0.00% | No change | 255 | $7K |
| Ameriflex Group, Inc. | 0.00% | New | 222 | $7K |
| FMR LLC | 0.00% | Add +1722.2% | 164 | $5K |
| CENTRAL TRUST Co | 0.00% | No change | 154 | $5K |
| Financial Life Planners | 0.00% | New | 149 | $4K |
| AdvisorNet Financial, Inc | 0.00% | No change | 145 | $4K |
| CoreCap Advisors, LLC | 0.00% | No change | 42 | $1K |
| Legacy Wealth Managment, LLC | 0.00% | No change | 14 | $412 |
| BNP Paribas Financial Markets | 0.00% | New | 5 | $147 |
"% of holder's portfolio" is CGMM's weight in each manager's 13F, not the share of Cap Group Small and Mid Cap the manager owns.