First Trust L C Val AlpFTAETF
13F holders, Q3 2024 (September 30)204holders +5
11new positions
7sold out
2famous investors
$79.13avg. 13F price*
At the end of Q3 2024, 204 institutions reported holding First Trust L C Val Alp (FTA) in their 13F filings, up 5 from Q2 2024. 11 opened new positions and 7 sold out. The largest holders were Morgan Stanley ($163.0M), UBS Group AG ($69.5M) and LPL Financial LLC ($63.1M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- First Trust L C Val Alp
- CUSIP
- 33735J101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $3.6M |
| Exits | 7 | $3.4M |
All 13F filers, Q2 2024 → Q3 2024: 194,134 shares bought and 541,434 shares sold, net −347,300 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 204 holders
| Morgan Stanley | 0.01% | Reduce -2.2% | 2,060,367 | $163.0M |
| UBS Group AG | 0.02% | Reduce -10.3% | 878,123 | $69.5M |
| LPL Financial LLC | 0.03% | Reduce -0.8% | 797,106 | $63.1M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -0.0% | 545,149 | $43.1M |
| Kaydan Wealth Management, Inc. | 8.74% | Reduce -1.3% | 374,116 | $29.6M |
| Bank of America Corp. | 0.00% | Reduce -9.8% | 297,429 | $23.5M |
| Cetera Investment Advisers | 0.05% | Reduce -2.9% | 291,449 | $23.1M |
| Royal Bank of Canada | 0.00% | Reduce -3.6% | 277,832 | $22.0M |
| Kingsview Wealth Management, LLC | 0.41% | Reduce -12.9% | 244,904 | $19.4M |
| Wells Fargo & Company | 0.00% | Reduce -1.7% | 234,809 | $18.6M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Reduce -9.7% | 229,386 | $18.2M |
| Osaic Holdings, Inc. | 0.04% | Reduce -4.9% | 219,901 | $17.4M |
| Private Advisor Group, LLC | 0.10% | Reduce -4.3% | 204,653 | $16.2M |
| Integrated Wealth Concepts LLC | 0.19% | Reduce -0.3% | 197,380 | $15.6M |
| Raymond James & Associates | 0.01% | Reduce -4.5% | 189,714 | $15.0M |
| Midwest Heritage Bank, FSB | 6.85% | Reduce -1.4% | 185,042 | $14.6M |
| Commonwealth Equity Services, LLC | 0.02% | Add +0.1% | 147,653 | $11.7M |
| Assetmark, Inc. | 0.03% | Add +10.7% | 133,805 | $10.6M |
| Holistic Financial Partners | 4.99% | Add +2.9% | 130,940 | $10.4M |
| Avantax Advisory Services, Inc. | 0.06% | Add +3.0% | 123,392 | $9.8M |
| Vestmark Advisory Solutions, Inc. | 0.36% | Reduce -1.5% | 122,566 | $9.7M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Reduce -22.9% | 119,329 | $9.4M |
| AE Wealth Management LLC | 0.08% | Add +10.5% | 109,012 | $8.6M |
| Truist Financial Corp. | 0.01% | Reduce -0.1% | 97,598 | $7.7M |
| Coppell Advisory Solutions LLC | 1.07% | Reduce -0.9% | 91,794 | $7.2M |
| Janney Montgomery Scott LLC | 0.02% | Add +3.0% | 75,732 | $6.0M |
| Snowden Capital Advisors LLC | 0.18% | Reduce -1.1% | 73,565 | $5.8M |
| Bank of New York Mellon Corp | 0.00% | Reduce -5.6% | 72,225 | $5.7M |
| Cottonwood Capital Advisors, LLC | 3.96% | Reduce -10.1% | 68,113 | $5.4M |
| Arkadios Wealth Advisors | 0.28% | Reduce -8.6% | 61,423 | $4.9M |
| Stifel Financial Corp. | 0.00% | Reduce -7.5% | 55,652 | $4.4M |
| Secure Asset Management, LLC | 0.73% | Add +2.0% | 54,956 | $4.3M |
| IHT Wealth Management, LLC | 0.12% | Reduce -1.5% | 54,029 | $4.3M |
| Atria Wealth Solutions, Inc. | 0.05% | Add +0.8% | 52,618 | $4.2M |
| IFP Advisors, Inc | 0.14% | Add +0.7% | 49,890 | $3.9M |
| Kowal Investment Group, LLC | 0.72% | Add +0.4% | 49,735 | $3.9M |
| Prospera Financial Services Inc | 0.10% | Add +10.0% | 49,410 | $3.9M |
| Kestra Private Wealth Services, LLC | 0.07% | Reduce -8.1% | 46,183 | $3.7M |
| Iams Wealth Management, LLC | 1.72% | Add +8.0% | 44,266 | $3.5M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Reduce -3.7% | 40,594 | $3.2M |
| Benjamin Edwards Inc. | 0.04% | Add +1116.7% | 38,132 | $3.0M |
| Atria Investments, Inc | 0.04% | Add +7.0% | 36,847 | $2.9M |
| Orion Porfolio Solutions, LLC | 0.03% | Add +14.2% | 36,639 | $2.9M |
| Orion Portfolio Solutions, LLC | 0.03% | Add +14.2% | 36,639 | $2.9M |
| D.A. Davidson & Co. | 0.02% | Reduce -0.9% | 36,505 | $2.9M |
| Stratos Wealth Partners, LTD. | 0.04% | Reduce -5.1% | 36,024 | $2.9M |
| LVZ, Inc. | 0.36% | Add +1.1% | 35,988 | $2.8M |
| Harbour Investments, Inc. | 0.08% | Reduce -4.5% | 35,177 | $2.8M |
| Gateway Wealth Partners, LLC | 0.76% | Reduce -2.4% | 35,016 | $2.8M |
| Trueblood Wealth Management, LLC | 1.34% | Add +30.1% | 33,608 | $2.7M |
| FSB Premier Wealth Management, Inc. | 1.05% | Reduce -25.7% | 32,273 | $2.6M |
| Regal Investment Advisors LLC | 0.17% | Reduce -17.2% | 30,644 | $2.4M |
| NewEdge Wealth, LLC | 0.04% | Reduce -2.0% | 26,392 | $2.1M |
| Citadel Advisors | 0.00% | Add +228.8% | 25,424 | $2.0M |
| Park Avenue Securities LLC | 0.02% | Reduce -8.4% | 24,747 | $2.0M |
| Triton Wealth Management, PLLC | 1.07% | Reduce -0.5% | 23,910 | $1.9M |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.0% | 23,591 | $1.9M |
| StoneX Group Inc. | 0.13% | Reduce -24.0% | 23,331 | $1.8M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -12.8% | 23,312 | $1.8M |
| HighTower Advisors, LLC | 0.00% | Reduce -2.7% | 22,595 | $1.8M |
| Sanctuary Advisors, LLC | 0.01% | Add +4.9% | 20,925 | $1.7M |
| GTS Securities LLC | 0.03% | Reduce -1.1% | 21,224 | $1.7M |
| Equitable Holdings, Inc. | 0.02% | Reduce -2.9% | 20,720 | $1.6M |
| Susquehanna International Group, LLP | 0.00% | Reduce -56.8% | 20,515 | $1.6M |
| RMR Capital Management, LLC | 1.34% | Add +0.0% | 19,850 | $1.6M |
| Blackhawk Capital Partners, LLC | 0.79% | Reduce -0.8% | 18,626 | $1.5M |
| Silver Oak Securities, Incorporated | 0.15% | Reduce -0.1% | 18,483 | $1.5M |
| Concurrent Investment Advisors, LLC | 0.04% | Add +8.8% | 18,271 | $1.4M |
| Western Wealth Management, LLC | 0.08% | Reduce -2.2% | 17,553 | $1.4M |
| Chicago Partners Investment Group LLC | 0.05% | Reduce -2.7% | 16,877 | $1.3M |
| SignalPoint Asset Management, LLC | 0.30% | Reduce -27.7% | 16,409 | $1.3M |
| First Trust Advisors LP | 0.00% | Reduce -0.1% | 16,256 | $1.3M |
| Lanark Financial, Inc. | 0.11% | Reduce -22.6% | 16,227 | $1.3M |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -7.4% | 15,400 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +1.2% | 14,957 | $1.2M |
| Goldman Sachs Group Inc. | 0.00% | Add +402.7% | 14,720 | $1.2M |
| TCFG Wealth Management, LLC | 0.58% | — | 14,590 | $1.2M |
| IFG Advisory, LLC | 0.07% | Reduce -7.1% | 14,521 | $1.1M |
| Jane Street Group, LLC | 0.00% | New | 14,368 | $1.1M |
| Sigma Planning Corp | 0.03% | Reduce -4.1% | 13,803 | $1.1M |
| GeoWealth Management, LLC | 0.04% | Add +7.9% | 13,791 | $1.1M |
| City Center Advisors, LLC | 1.21% | Reduce -34.0% | 13,780 | $1.1M |
| Patriot Financial Group Insurance Agency, LLC | 0.15% | Add +0.6% | 13,740 | $1.1M |
| Blair William & Co. | 0.00% | Reduce -2.3% | 13,232 | $1.0M |
| PFG Advisors | 0.06% | Add +20.0% | 12,906 | $1.0M |
| Great Valley Advisor Group, Inc. | 0.02% | Add +6.0% | 12,428 | $984K |
| Global Retirement Partners, LLC | 0.03% | Add +6.7% | 12,180 | $964K |
| 9258 Wealth Management, LLC | 0.14% | No change | 12,168 | $963K |
| Etfidea, LLC | 0.30% | Reduce -0.5% | 12,034 | $952K |
| MML Investors Services, LLC | 0.00% | Add +3.9% | 11,495 | $910K |
| Comerica Bank | 0.00% | Reduce -0.2% | 11,397 | $902K |
| Keystone Wealth Services, LLC | 0.25% | Reduce -7.2% | 11,203 | $886K |
| Baird Financial Group, Inc. | 0.00% | Reduce -10.3% | 11,043 | $874K |
| Eukles Asset Management | 0.34% | Reduce -11.9% | 10,586 | $838K |
| DAVENPORT & Co LLC | 0.00% | Add +6.4% | 9,893 | $783K |
| World Equity Group, Inc. | 0.28% | Reduce -40.0% | 9,822 | $777K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -3.9% | 9,775 | $773K |
| Allworth Financial LP | 0.00% | Add +0.3% | 9,503 | $752K |
| Pinnacle Family Advisors, LLC | 0.38% | Reduce -0.2% | 9,235 | $731K |
| OneDigital Investment Advisors LLC | 0.01% | Add +27.6% | 8,621 | $682K |
| Independent Financial Group, LLC | 0.03% | Reduce -0.8% | 8,600 | $681K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +3.6% | 8,481 | $671K |
| Pine Valley Investments Ltd Liability Co | 0.05% | Add +1.9% | 8,410 | $666K |
| RFG Advisory, LLC | 0.02% | Add +7.3% | 8,095 | $641K |
| Three Seasons Wealth, LLC | 0.33% | No change | 8,008 | $634K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -5.5% | 7,827 | $619K |
| American Institute for Advanced Investment Management, LLP | 0.44% | Reduce -1.1% | 7,755 | $614K |
| Clearwater Capital Advisors, LLC | 0.06% | Reduce -1.6% | 7,726 | $611K |
| Concourse Financial Group Securities, Inc. | 0.04% | Add +1.2% | 7,660 | $606K |
| Private Portfolio Partners LLC | 0.11% | Add +0.3% | 7,614 | $602K |
| Meitav Investment House Ltd. | 0.01% | No change | 7,550 | $597K |
| ABLE Financial Group, LLC | 0.18% | Add +0.6% | 7,338 | $581K |
| Gladstone Institutional Advisory LLC | 0.03% | Reduce -12.7% | 7,269 | $575K |
| Zions Bancorporation, N.A. | 0.04% | No change | 7,220 | $571K |
| Tower Research Capital LLC (TRC) | 0.01% | Reduce -23.5% | 7,177 | $568K |
| Tyler-Stone Wealth Management | 0.10% | Add +100.4% | 7,005 | $554K |
| Mutual Advisors, LLC | 0.02% | Reduce -3.7% | 6,941 | $548K |
| PCA Investment Advisory Services Inc. | 0.24% | No change | 6,387 | $505K |
| NewEdge Advisors, LLC | 0.00% | Reduce -29.2% | 6,200 | $491K |
| Signature Estate & Investment Advisors LLC | 0.01% | Add +0.5% | 6,175 | $489K |
| Apollon Wealth Management, LLC | 0.01% | Add +8.6% | 5,949 | $471K |
| MTM Investment Management, LLC | 0.18% | No change | 5,856 | $464K |
| Independent Wealth Network Inc. | 0.20% | Add +0.0% | 5,739 | $454K |
| Strategic Blueprint, LLC | 0.03% | Reduce -22.7% | 5,680 | $449K |
| Mariner, LLC | 0.00% | Add +0.0% | 5,671 | $449K |
| MGB Wealth Management, LLC | 0.16% | No change | 5,631 | $446K |
| Founders Financial Alliance, LLC | 0.12% | Add +33.7% | 5,432 | $430K |
| 1776 Wealth LLC | 0.18% | Reduce -14.1% | 5,117 | $405K |
| Elios Financial Group Inc. | 0.18% | — | 5,006 | $396K |
| Private Client Services, LLC | 0.21% | New | 4,897 | $388K |
| REAP Financial Group, LLC | 0.09% | Reduce -16.7% | 4,884 | $386K |
| Principal Securities, Inc. | 0.01% | Add +10.4% | 4,803 | $380K |
| Ashton Thomas Private Wealth, LLC | 0.02% | Reduce -15.2% | 4,758 | $377K |
| Good Life Advisors, LLC | 0.02% | New | 4,634 | $367K |
| Financial Advocates Investment Management | 0.02% | Reduce -6.0% | 4,610 | $365K |
| Schrum Private Wealth Management LLC | 0.19% | New | 4,560 | $361K |
| Walkner Condon Financial Advisors LLC | 0.07% | Add +13.0% | 4,534 | $359K |
| Diversify Advisory Services, LLC | 0.02% | No change | 4,500 | $356K |
| Empirical Asset Management, LLC | 0.13% | Add +1.0% | 4,437 | $351K |
| WealthTrust Asset Management, LLC | 0.25% | Reduce -2.2% | 4,222 | $334K |
| TrueWealth Advisors, LLC | 0.11% | Add +1.6% | 4,210 | $333K |
| KPP Advisory Services LLC | 0.08% | No change | 4,186 | $331K |
| D. E. Shaw & Co. | 0.00% | Reduce -30.1% | 4,181 | $331K |
| Valmark Advisers, Inc. | 0.01% | No change | 4,143 | $328K |
| Spire Wealth Management | 0.01% | No change | 4,004 | $317K |
| EPG Wealth Management LLC | 0.08% | Add +0.0% | 3,944 | $312K |
| Mercer Global Advisors Inc. | 0.00% | No change | 3,717 | $294K |
| Moloney Securities Asset Management, LLC | 0.04% | Reduce -5.9% | 3,640 | $288K |
| Flow Traders U.S. LLC | 0.01% | New | 3,601 | $285K |
| Key Client Fiduciary Advisors, LLC | 0.13% | No change | 3,600 | $285K |
| STAR Financial Bank | 0.19% | Reduce -34.4% | 3,475 | $275K |
| Tidemark, LLC | 0.11% | Reduce -43.0% | 3,423 | $271K |
| International Assets Investment Management, LLC | 0.02% | No change | 3,346 | $265K |
| FMR LLC | 0.00% | Reduce -8.5% | 3,341 | $264K |
| Wesbanco Bank Inc. | 0.01% | New | 3,284 | $260K |
| Janney Capital Management LLC | 0.02% | No change | 3,263 | $258K |
| Sequent Planning LLC | 0.09% | Reduce -10.4% | 3,259 | $258K |
| Focus Partners Advisor Solutions, LLC | 0.01% | Add +6.1% | 3,138 | $248K |
| Transcend Capital Advisors, LLC | 0.02% | Reduce -3.9% | 3,024 | $239K |
| Wedbush Securities Inc. | 0.01% | No change | 3,026 | $239K |
| Saxony Capital Management, LLC | 0.22% | Add +0.0% | 3,013 | $238K |
| Ausdal Financial Partners, Inc. | 0.02% | Reduce -36.5% | 2,994 | $237K |
| Koshinski Asset Management, Inc. | 0.02% | Reduce -5.0% | 2,986 | $236K |
| Avantax Planning Partners, Inc. | 0.01% | No change | 2,855 | $226K |
| First Trust Direct Indexing L.P. | 0.01% | No change | 2,853 | $226K |
| Concorde Asset Management, LLC | 0.13% | Reduce -1.2% | 2,848 | $225K |
| Northwest Wealth Management, LLC | 0.05% | No change | 2,836 | $224K |
| BlueChip Wealth Advisors LLC | 0.12% | Reduce -17.5% | 2,827 | $224K |
| Aprio Wealth Management, LLC | 0.03% | No change | 2,750 | $218K |
| Sequoia Financial Advisors, LLC | 0.00% | New | 2,716 | $215K |
| 626 Financial, LLC | 0.12% | New | 2,645 | $209K |
| Advisory Services Network, LLC | 0.00% | No change | 2,796 | $206K |
| SeaCrest Wealth Management, LLC | 0.02% | New | 2,544 | $201K |
| DHJJ Financial Advisors, Ltd. | 0.08% | No change | 2,516 | $199K |
| US Bancorp \de | 0.00% | Reduce -12.1% | 2,009 | $159K |
| Tucker Asset Management LLC | 0.03% | Reduce -9.6% | 1,768 | $140K |
| Jaffetilchin Investment Partners, LLC | 0.01% | New | 1,594 | $126K |
| Continuum Advisory, LLC | 0.01% | No change | 1,193 | $97K |
| Cwm, LLC | 0.00% | Add +3.4% | 1,213 | $96K |
| Jones Financial Companies LLLP | 0.00% | Add +17.6% | 1,172 | $92K |
| GPS Wealth Strategies Group, LLC | 0.01% | Add +0.4% | 1,117 | $88K |
| Hilltop National Bank | 0.02% | No change | 1,037 | $82K |
| Halpern Financial, Inc. | 0.02% | No change | 1,040 | $82K |
| Pinnacle Bancorp, Inc. | 0.02% | No change | 963 | $76K |
| Sunbelt Securities, Inc. | 0.01% | Add +0.5% | 767 | $61K |
| AlphaMark Advisors, LLC | 0.02% | No change | 690 | $55K |
| Smithfield Trust Co | 0.00% | No change | 600 | $47K |
| Clear Point Advisors Inc. | 0.03% | Add +0.6% | 542 | $43K |
| Avior Wealth Management, LLC | 0.00% | Reduce -1.9% | 459 | $36K |
| Private Trust Co. NA | 0.00% | No change | 430 | $34K |
| Main Street Group, LTD | 0.01% | No change | 360 | $28K |
| Geneos Wealth Management Inc. | 0.00% | Add +19.7% | 359 | $28K |
| Asset Dedication, LLC | 0.00% | Reduce -66.1% | 343 | $27K |
| Creative Financial Designs Inc. | 0.00% | No change | 300 | $24K |
| Russell Investments Group, Ltd. | 0.00% | New | 270 | $21K |
| Citigroup Inc. | 0.00% | No change | 227 | $18K |
| GAMMA Investing LLC | 0.00% | No change | 210 | $17K |
| Ancora Advisors LLC | 0.00% | No change | 207 | $16K |
| CoreCap Advisors, LLC | 0.00% | No change | 194 | $15K |
| City Holding Co. | 0.00% | No change | 165 | $13K |
| AdvisorNet Financial, Inc | 0.00% | No change | 96 | $8K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -7.0% | 93 | $7K |
| Key Financial Inc | 0.00% | No change | 46 | $4K |
| Parallel Advisors, LLC | 0.00% | No change | 26 | $2K |
"% of holder's portfolio" is FTA's weight in each manager's 13F, not the share of First Trust L C Val Alp the manager owns.