First Trust L C Val AlpFTAETF
13F holders, Q3 2025 (September 30)202holders −4
14new positions
15sold out
1famous investor
$83.32avg. 13F price*
At the end of Q3 2025, 202 institutions reported holding First Trust L C Val Alp (FTA) in their 13F filings, down 4 from Q2 2025. 14 opened new positions and 15 sold out. The largest holders were Morgan Stanley ($171.0M), UBS Group AG ($80.8M) and LPL Financial LLC ($77.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust L C Val Alp
- CUSIP
- 33735J101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $2.1M |
| Exits | 15 | $2.9M |
All 13F filers, Q2 2025 → Q3 2025: 284,207 shares bought and 353,835 shares sold, net −69,628 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 202 holders
| Morgan Stanley | 0.01% | Reduce -1.0% | 2,052,051 | $171.0M |
| UBS Group AG | 0.02% | Reduce -0.5% | 969,485 | $80.8M |
| LPL Financial LLC | 0.02% | Add +5.9% | 923,866 | $77.0M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -2.1% | 406,508 | $33.9M |
| Bank of America Corp. | 0.00% | Add +1.0% | 346,204 | $28.8M |
| Cetera Investment Advisers | 0.03% | Add +16.9% | 342,252 | $28.5M |
| Raymond James Financial Inc. | 0.01% | Add +2.3% | 291,928 | $24.3M |
| Royal Bank of Canada | 0.00% | Add +1.6% | 272,360 | $22.7M |
| IHT Wealth Management, LLC | 0.45% | Reduce -10.4% | 215,525 | $18.0M |
| Wells Fargo & Company | 0.00% | Reduce -3.3% | 200,322 | $16.7M |
| Integrated Wealth Concepts LLC | 0.15% | Reduce -1.1% | 199,655 | $16.6M |
| Kingsview Wealth Management, LLC | 0.25% | Reduce -2.2% | 195,229 | $16.3M |
| Private Advisor Group, LLC | 0.07% | Reduce -6.2% | 162,233 | $13.5M |
| Cambridge Investment Research Advisors, Inc. | 0.04% | Add +12.6% | 154,380 | $12.9M |
| Commonwealth Equity Services, LLC | 0.02% | Add +0.7% | 154,141 | $12.8M |
| Osaic Holdings, Inc. | 0.02% | Reduce -8.5% | 140,361 | $11.7M |
| Assetmark, Inc. | 0.02% | Add +5.3% | 138,191 | $11.5M |
| Holistic Financial Partners | 4.57% | Add +1.4% | 134,023 | $11.2M |
| Vestmark Advisory Solutions, Inc. | 0.16% | Reduce -51.5% | 98,318 | $8.2M |
| Harbour Investments, Inc. | 0.17% | Add +131.5% | 91,939 | $7.7M |
| Kaydan Wealth Management, Inc. | 2.12% | Reduce -2.3% | 89,144 | $7.4M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -15.2% | 84,860 | $7.1M |
| Benjamin Edwards Inc. | 0.08% | Add +3.9% | 83,936 | $7.0M |
| Truist Financial Corp. | 0.01% | Reduce -2.9% | 80,981 | $6.7M |
| AE Wealth Management LLC | 0.04% | Reduce -27.0% | 68,487 | $5.7M |
| Janney Montgomery Scott LLC | 0.01% | Reduce -4.5% | 66,299 | $5.5M |
| Cottonwood Capital Advisors, LLC | 3.66% | Reduce -1.1% | 60,232 | $5.0M |
| Midwest Heritage Bank, FSB | 1.73% | Reduce -3.8% | 58,477 | $4.9M |
| Stifel Financial Corp. | 0.00% | Reduce -0.5% | 56,194 | $4.7M |
| Snowden Capital Advisors LLC | 0.13% | Add +1.8% | 55,375 | $4.6M |
| Kestra Private Wealth Services, LLC | 0.05% | Reduce -0.5% | 43,555 | $3.6M |
| Atria Investments, Inc | 0.04% | Reduce -1.8% | 41,983 | $3.5M |
| Bank of New York Mellon Corp | 0.00% | Add +3.3% | 41,388 | $3.4M |
| Prospera Financial Services Inc | 0.06% | Add +8.1% | 41,032 | $3.4M |
| IFP Advisors, Inc | 0.09% | Add +5.2% | 40,708 | $3.4M |
| Trueblood Wealth Management, LLC | 1.29% | Add +1.4% | 39,627 | $3.3M |
| Creative Planning | 0.00% | Reduce -8.7% | 39,576 | $3.3M |
| D.A. Davidson & Co. | 0.02% | Add +0.3% | 38,259 | $3.2M |
| Iams Wealth Management, LLC | 1.15% | Reduce -2.5% | 34,521 | $2.9M |
| Baird Financial Group, Inc. | 0.00% | Reduce -0.3% | 30,933 | $2.6M |
| Gateway Wealth Partners, LLC | 0.34% | Add +2.6% | 30,472 | $2.5M |
| Regal Investment Advisors LLC | 0.16% | Reduce -1.7% | 29,025 | $2.4M |
| NewEdge Advisors, LLC | 0.01% | Add +7.0% | 27,799 | $2.3M |
| Midwest Financial Network, LLC | 1.84% | Add +27.3% | 27,214 | $2.3M |
| Susquehanna International Group, LLP | 0.00% | Reduce -30.1% | 23,827 | $2.0M |
| Orion Porfolio Solutions, LLC | 0.02% | Reduce -0.3% | 23,475 | $2.0M |
| Triton Wealth Management, PLLC | 0.73% | Reduce -1.2% | 23,397 | $1.9M |
| Coppell Advisory Solutions LLC | 0.20% | Reduce -3.5% | 23,150 | $1.9M |
| OneAscent Financial Services LLC | 0.13% | Add +2.8% | 22,985 | $1.9M |
| FSB Premier Wealth Management, Inc. | 0.61% | Reduce -4.6% | 22,209 | $1.9M |
| Park Avenue Securities LLC | 0.01% | Add +3.2% | 22,052 | $1.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.5% | 20,384 | $1.7M |
| Silver Oak Securities, Incorporated | 0.12% | Add +0.1% | 18,856 | $1.6M |
| Equitable Holdings, Inc. | 0.01% | Add +0.4% | 18,665 | $1.6M |
| Sanctuary Advisors, LLC | 0.01% | Add +6.6% | 18,650 | $1.6M |
| Citadel Advisors | 0.00% | Add +394.1% | 18,649 | $1.6M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -10.6% | 18,322 | $1.5M |
| NewEdge Wealth, LLC | 0.02% | Add +0.1% | 17,162 | $1.4M |
| LaSalle St. Investment Advisors, LLC | 0.25% | Add +0.3% | 16,948 | $1.4M |
| StoneX Group Inc. | 0.06% | Reduce -3.6% | 16,019 | $1.3M |
| Jones Financial Companies LLLP | 0.00% | Add +77.2% | 15,443 | $1.3M |
| Waverly Advisors, LLC | 0.01% | Reduce -0.1% | 14,954 | $1.2M |
| Mariner, LLC | 0.00% | Add +138.8% | 14,934 | $1.2M |
| Western Wealth Management, LLC | 0.06% | Reduce -2.3% | 14,666 | $1.2M |
| Arkadios Wealth Advisors | 0.03% | Reduce -2.9% | 14,473 | $1.2M |
| First Trust Advisors LP | 0.00% | Add +0.1% | 14,305 | $1.2M |
| Chicago Partners Investment Group LLC | 0.03% | Reduce -5.6% | 14,086 | $1.2M |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -4.3% | 14,034 | $1.2M |
| TCFG Wealth Management, LLC | 0.46% | Reduce -0.1% | 13,959 | $1.2M |
| MML Investors Services, LLC | 0.00% | Reduce -41.8% | 13,864 | $1.2M |
| Richmond Investment Services, LLC | 0.21% | Reduce -1.5% | 13,232 | $1.1M |
| PFG Advisors | 0.04% | Reduce -21.6% | 12,942 | $1.1M |
| RMR Capital Management, LLC | 0.74% | Add +8.7% | 12,744 | $1.1M |
| Winebrenner Capital Management LLC | 0.71% | Reduce -8.1% | 11,865 | $989K |
| Great Valley Advisor Group, Inc. | 0.02% | Add +0.7% | 11,401 | $951K |
| Keystone Wealth Services, LLC | 0.19% | Reduce -0.9% | 10,378 | $865K |
| Sigma Planning Corp | 0.02% | Add +5.4% | 10,130 | $844K |
| Global Retirement Partners, LLC | 0.02% | Add +2.6% | 10,082 | $840K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -3.8% | 10,013 | $834K |
| Independent Financial Group, LLC | 0.02% | Add +4.7% | 9,880 | $823K |
| MPWM Advisory Solutions, LLC | 0.47% | Reduce -1.0% | 9,533 | $794K |
| Blackhawk Capital Partners, LLC | 0.30% | Reduce -4.8% | 9,268 | $772K |
| Eukles Asset Management | 0.30% | Add +2.2% | 9,182 | $765K |
| Allworth Financial LP | 0.00% | Add +1.2% | 9,130 | $761K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -4.3% | 8,977 | $748K |
| Comerica Bank | 0.00% | Reduce -2.5% | 8,611 | $718K |
| Three Seasons Wealth, LLC | 0.07% | No change | 8,008 | $667K |
| Morey & Quinn Wealth Partners, LLC | 0.47% | No change | 7,650 | $637K |
| Meitav Investment House Ltd. | 0.01% | No change | 7,550 | $629K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -9.2% | 7,505 | $625K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -3.2% | 7,496 | $625K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -23.0% | 7,467 | $622K |
| Mutual Advisors, LLC | 0.01% | Add +0.1% | 7,447 | $622K |
| HighTower Advisors, LLC | 0.00% | Add +0.0% | 6,966 | $580K |
| Pinnacle Family Advisors, LLC | 0.25% | Reduce -0.3% | 6,961 | $580K |
| Rockefeller Capital Management L.P. | 0.00% | New | 6,895 | $575K |
| STAR Financial Bank | 0.34% | No change | 6,801 | $567K |
| Clearwater Capital Advisors, LLC | 0.05% | Reduce -1.3% | 6,494 | $541K |
| IFS Group,LLC | 0.47% | — | 6,354 | $532K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -16.0% | 5,957 | $496K |
| Gladstone Institutional Advisory LLC | 0.02% | Add +2.0% | 5,910 | $492K |
| Founders Financial Alliance, LLC | 0.09% | Add +0.5% | 5,814 | $484K |
| American Institute for Advanced Investment Management, LLP | 0.31% | Reduce -8.0% | 5,760 | $480K |
| MGB Wealth Management, LLC | 0.13% | Add +0.1% | 5,638 | $470K |
| Independent Wealth Network Inc. | 0.15% | Add +0.9% | 5,618 | $468K |
| Proactive Wealth Strategies LLC | 0.20% | Add +0.5% | 5,574 | $464K |
| IFG Advisory, LLC | 0.02% | Add +16.8% | 5,467 | $456K |
| HBW Advisory Services LLC | 0.05% | Add +12.4% | 5,194 | $433K |
| Kraft, Davis & Associates, LLC | 0.11% | No change | 5,131 | $433K |
| DAVENPORT & Co LLC | 0.00% | Reduce -3.1% | 5,160 | $430K |
| BlueChip Wealth Advisors LLC | 0.18% | Reduce -9.7% | 5,068 | $422K |
| Ashton Thomas Private Wealth, LLC | 0.01% | Add +14.9% | 4,941 | $412K |
| RFG Advisory, LLC | 0.01% | Reduce -43.8% | 4,598 | $383K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -1.8% | 4,467 | $372K |
| 1776 Wealth LLC | 0.14% | Reduce -14.6% | 4,369 | $364K |
| FMR LLC | 0.00% | Add +4.0% | 4,252 | $354K |
| Daymark Wealth Partners, LLC | 0.01% | Add +11.5% | 4,209 | $351K |
| KPP Advisory Services LLC | 0.05% | No change | 4,186 | $349K |
| Valmark Advisers, Inc. | 0.00% | No change | 4,143 | $345K |
| GeoWealth Management, LLC | 0.01% | Add +42.0% | 4,117 | $343K |
| Principal Securities, Inc. | 0.01% | Add +3.8% | 4,058 | $338K |
| ABLE Financial Group, LLC | 0.07% | Add +2.5% | 3,780 | $315K |
| Wedbush Securities Inc. | 0.01% | Add +21.6% | 3,678 | $306K |
| Private Client Services, LLC | 0.10% | Reduce -3.1% | 3,660 | $305K |
| Retirement Planning Group, LLC | 0.01% | New | 3,466 | $289K |
| Wealthcare Advisory Partners LLC | 0.01% | Reduce -2.7% | 3,466 | $289K |
| Beacon Pointe Advisors, LLC | 0.00% | New | 3,374 | $281K |
| Wesbanco Bank Inc. | 0.01% | No change | 3,284 | $274K |
| Janney Capital Management LLC | 0.02% | No change | 3,263 | $272K |
| REAP Financial Group, LLC | 0.06% | Add +5.6% | 3,260 | $272K |
| J.W. Cole Advisors, Inc. | 0.01% | Reduce -0.2% | 3,178 | $265K |
| Tidemark, LLC | 0.08% | No change | 3,169 | $264K |
| Ausdal Financial Partners, Inc. | 0.01% | Add +0.2% | 3,108 | $259K |
| &partners | 0.00% | Add +15.4% | 3,077 | $256K |
| Koshinski Asset Management, Inc. | 0.02% | Add +0.2% | 3,008 | $251K |
| Tucker Asset Management LLC | 0.07% | Reduce -2.9% | 2,969 | $247K |
| International Assets Investment Management, LLC | 0.02% | No change | 3,087 | $247K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +3.0% | 2,947 | $247K |
| Asset Allocation Strategies LLC | 0.05% | New | 2,883 | $240K |
| Nova Wealth Management, Inc. | 0.17% | Reduce -20.5% | 2,876 | $240K |
| Avantax Planning Partners, Inc. | 0.01% | No change | 2,855 | $238K |
| WealthTrust Asset Management, LLC | 0.16% | Add +0.2% | 2,855 | $238K |
| Sequent Planning LLC | 0.07% | Reduce -3.0% | 2,847 | $237K |
| Northwest Wealth Management, LLC | 0.04% | No change | 2,836 | $236K |
| Aprio Wealth Management, LLC | 0.02% | Add +0.5% | 2,805 | $234K |
| Key Client Fiduciary Advisors, LLC | 0.08% | No change | 2,800 | $233K |
| NFSG Corp | 0.03% | Add +3.0% | 2,777 | $231K |
| Compound Planning, Inc. | 0.01% | Add +3.0% | 2,777 | $231K |
| MTM Investment Management, LLC | 0.07% | Reduce -23.0% | 2,705 | $225K |
| Moloney Securities Asset Management, LLC | 0.03% | Add +5.4% | 2,702 | $225K |
| Cresset Asset Management, LLC | 0.00% | Add +0.1% | 2,650 | $221K |
| 626 Financial, LLC | 0.10% | No change | 2,645 | $220K |
| Empirical Asset Management, LLC | 0.06% | Add +0.4% | 2,569 | $214K |
| DHJJ Financial Advisors, Ltd. | 0.07% | Add +0.0% | 2,517 | $210K |
| Integrity Alliance, Llc. | 0.01% | New | 2,474 | $206K |
| ShoreHaven Wealth Partners, LLC | 0.07% | New | 2,403 | $200K |
| MAI Capital Management | 0.00% | No change | 2,280 | $190K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +29214.3% | 2,052 | $171K |
| Advisory Services Network, LLC | 0.00% | New | 2,040 | $170K |
| US Bancorp \de | 0.00% | Reduce -77.3% | 2,006 | $167K |
| Centaurus Financial, Inc. | 0.01% | Add +16.9% | 1,895 | $158K |
| Rossby Financial, LCC | 0.05% | Add +36.1% | 1,850 | $155K |
| Spire Wealth Management | 0.00% | Reduce -1.4% | 1,601 | $133K |
| Cwm, LLC | 0.00% | Add +4.0% | 1,552 | $129K |
| 2UniFi Bank | 0.06% | No change | 1,485 | $124K |
| Blair William & Co. | 0.00% | Reduce -65.7% | 1,415 | $118K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -13.0% | 1,201 | $100K |
| GPS Wealth Strategies Group, LLC | 0.01% | Add +0.3% | 1,040 | $87K |
| Hilltop National Bank | 0.02% | No change | 1,037 | $86K |
| Pinnacle Bancorp, Inc. | 0.02% | No change | 963 | $80K |
| Golden State Wealth Management, LLC | 0.01% | No change | 898 | $75K |
| Bessemer Group Inc. | 0.00% | No change | 784 | $65K |
| O'shaughnessy Asset Management, LLC | 0.00% | Reduce -3.2% | 668 | $56K |
| Private Trust Co. NA | 0.00% | Add +42.6% | 613 | $51K |
| Smithfield Trust Co | 0.00% | No change | 600 | $50K |
| CX Institutional | 0.00% | New | 574 | $48K |
| GAMMA Investing LLC | 0.00% | No change | 563 | $47K |
| Clear Investment Research, LLC | 0.06% | New | 531 | $44K |
| Sunbelt Securities, Inc. | 0.00% | Reduce -51.9% | 370 | $31K |
| Main Street Group, LTD | 0.01% | No change | 360 | $30K |
| Asset Dedication, LLC | 0.00% | No change | 343 | $29K |
| Cullen/Frost Bankers, Inc. | 0.00% | New | 301 | $25K |
| Geneos Wealth Management Inc. | 0.00% | No change | 300 | $25K |
| Creative Financial Designs Inc. | 0.00% | No change | 300 | $25K |
| Russell Investments Group, Ltd. | 0.00% | No change | 297 | $25K |
| Hantz Financial Services, Inc. | 0.00% | No change | 267 | $22K |
| Lanark Financial, Inc. | 0.00% | Reduce -89.5% | 249 | $21K |
| Citigroup Inc. | 0.00% | No change | 227 | $19K |
| Dunhill Financial, LLC | 0.01% | No change | 217 | $18K |
| Luminist Capital LLC | 0.02% | No change | 211 | $18K |
| Ancora Advisors LLC | 0.00% | No change | 207 | $17K |
| Ameriflex Group, Inc. | 0.01% | New | 206 | $17K |
| City Holding Co. | 0.00% | No change | 165 | $14K |
| Blue Trust, Inc. | 0.00% | Add +0.7% | 155 | $13K |
| CoreCap Advisors, LLC | 0.00% | No change | 153 | $13K |
| Smartleaf Asset Management LLC | 0.00% | New | 147 | $12K |
| Wealthspire Advisors, LLC | 0.00% | New | 131 | $11K |
| AdvisorNet Financial, Inc | 0.00% | No change | 96 | $8K |
| American National Bank & Trust | 0.00% | No change | 79 | $7K |
| Key Financial Inc | 0.00% | No change | 46 | $4K |
| Parallel Advisors, LLC | 0.00% | No change | 26 | $2K |
| Kelleher Financial Advisors | 0.00% | New | 10 | $833 |
"% of holder's portfolio" is FTA's weight in each manager's 13F, not the share of First Trust L C Val Alp the manager owns.