First Trust Small Cap Core AFYXETF
13F holders, Q1 2025 (March 31)159holders −8
10new positions
17sold out
1famous investor
$90.09avg. 13F price*
At the end of Q1 2025, 159 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, down 8 from Q4 2024. 10 opened new positions and 17 sold out. The largest holders were Morgan Stanley ($69.2M), Wells Fargo & Company ($56.7M) and LPL Financial LLC ($54.3M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 10 | $9.5M |
| Exits | 17 | $10.4M |
All 13F filers, Q4 2024 → Q1 2025: 323,214 shares bought and 504,383 shares sold, net −181,169 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 159 holders
| Morgan Stanley | 0.01% | Reduce -4.4% | 768,091 | $69.2M |
| Wells Fargo & Company | 0.01% | Reduce -1.8% | 629,926 | $56.7M |
| LPL Financial LLC | 0.02% | Add +1.4% | 602,895 | $54.3M |
| Bank of America Corp. | 0.00% | Add +4.1% | 444,766 | $40.1M |
| Raymond James Financial Inc. | 0.01% | Reduce -0.2% | 442,791 | $39.9M |
| Royal Bank of Canada | 0.01% | Reduce -0.3% | 377,317 | $34.0M |
| Janney Montgomery Scott LLC | 0.06% | Reduce -8.9% | 250,935 | $22.6M |
| UBS Group AG | 0.00% | Reduce -1.5% | 202,950 | $18.3M |
| Cambridge Investment Research Advisors, Inc. | 0.04% | Add +20.5% | 142,201 | $12.8M |
| Cetera Investment Advisers | 0.02% | Add +43.0% | 139,804 | $12.6M |
| JPMorgan Chase & Co. | 0.00% | Add +3.8% | 134,543 | $12.1M |
| Main Line Retirement Advisors, LLC | 6.65% | Add +0.6% | 113,690 | $10.2M |
| Commonwealth Equity Services, LLC | 0.01% | Add +0.8% | 88,682 | $8.0M |
| Baird Financial Group, Inc. | 0.01% | Add +2.5% | 84,233 | $7.6M |
| Hapanowicz & Associates Financial Services, Inc | 3.53% | Reduce -71.7% | 70,292 | $6.3M |
| Chicago Partners Investment Group LLC | 0.21% | Add +1.0% | 70,237 | $6.2M |
| Kestra Advisory Services, LLC | 0.03% | Reduce -2.4% | 63,327 | $5.7M |
| Wealth Alliance Advisory Group, LLC | 1.12% | Reduce -51.9% | 59,835 | $5.4M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +280.6% | 59,665 | $5.4M |
| Genesee Capital Advisors, LLC | 2.64% | Reduce -4.8% | 58,628 | $5.3M |
| Osaic Holdings, Inc. | 0.01% | Reduce -13.5% | 56,305 | $5.1M |
| Cwm, LLC | 0.02% | Add +4.6% | 56,209 | $5.1M |
| Vestmark Advisory Solutions, Inc. | 0.12% | Reduce -8.3% | 53,674 | $4.8M |
| Citadel Advisors | 0.00% | New | 48,871 | $4.4M |
| Stifel Financial Corp. | 0.00% | Add +3.3% | 48,184 | $4.3M |
| D.A. Davidson & Co. | 0.03% | Add +2.2% | 45,399 | $4.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +2.2% | 44,764 | $4.0M |
| IFG Advisory, LLC | 0.21% | Reduce -5.4% | 42,995 | $3.9M |
| HighTower Advisors, LLC | 0.00% | Reduce -1.9% | 37,725 | $3.4M |
| Mainsail Financial Group, LLC | 1.92% | Add +4.8% | 37,605 | $3.4M |
| Park National Corp. | 0.12% | Reduce -4.8% | 36,467 | $3.3M |
| MTM Investment Management, LLC | 1.19% | Add +1.0% | 33,994 | $3.1M |
| Jane Street Group, LLC | 0.01% | Add +707.1% | 32,560 | $2.9M |
| Regal Investment Advisors LLC | 0.23% | Add +3.4% | 31,781 | $2.9M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +4.4% | 30,467 | $2.7M |
| Silver Oak Securities, Incorporated | 0.25% | Add +0.9% | 29,939 | $2.7M |
| Per Stirling Capital Management, LLC. | 0.38% | Add +2.4% | 29,069 | $2.6M |
| Western Wealth Management, LLC | 0.16% | Add +2.1% | 27,038 | $2.4M |
| Comerica Bank | 0.01% | Add +2.7% | 24,893 | $2.2M |
| Virtu Financial LLC | 0.11% | New | 22,383 | $2.0M |
| Goldman Sachs Group Inc. | 0.00% | Add +366.6% | 20,641 | $1.9M |
| MML Investors Services, LLC | 0.01% | Add +21.7% | 20,291 | $1.8M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -1.4% | 18,460 | $1.7M |
| City Holding Co. | 0.23% | Add +14.0% | 18,458 | $1.7M |
| Perennial Investment Advisors, LLC | 0.18% | Reduce -21.4% | 18,199 | $1.6M |
| Old Mission Capital LLC | 0.03% | New | 16,992 | $1.5M |
| Geneos Wealth Management Inc. | 0.05% | Reduce -1.4% | 16,064 | $1.4M |
| Equitable Holdings, Inc. | 0.01% | Add +10.4% | 15,611 | $1.4M |
| Susquehanna International Group, LLP | 0.00% | Reduce -48.8% | 15,324 | $1.4M |
| Three Seasons Wealth, LLC | 0.68% | Reduce -4.0% | 15,251 | $1.4M |
| Jones Financial Companies LLLP | 0.00% | Add +0.8% | 14,439 | $1.3M |
| Keystone Financial Group | 0.13% | Add +2.3% | 13,985 | $1.3M |
| B. Riley Wealth Advisors, Inc. | 0.04% | Add +13.9% | 13,850 | $1.2M |
| Truist Financial Corp. | 0.00% | Reduce -37.6% | 12,869 | $1.2M |
| Cyndeo Wealth Partners, LLC | 0.08% | Reduce -0.3% | 12,861 | $1.2M |
| ARS Wealth Advisors Group, LLC | 0.16% | Reduce -3.0% | 12,475 | $1.1M |
| Lakeridge Wealth Management LLC | 0.51% | Add +5.9% | 11,384 | $1.0M |
| Benjamin Edwards Inc. | 0.01% | Add +0.6% | 11,316 | $1.0M |
| Virtue Capital Management, LLC | 0.12% | New | 11,087 | $1.0M |
| Potentia Wealth | 0.44% | Reduce -6.8% | 10,335 | $931K |
| Integrated Wealth Concepts LLC | 0.01% | Add +5.1% | 9,568 | $862K |
| Two Sigma Investments, LP | 0.00% | No change | 8,900 | $802K |
| Daymark Wealth Partners, LLC | 0.03% | Reduce -0.5% | 8,026 | $723K |
| TCFG Wealth Management, LLC | 0.35% | No change | 7,759 | $699K |
| Root Financial Partners, LLC | 0.07% | Reduce -0.8% | 7,389 | $666K |
| Principal Securities, Inc. | 0.01% | No change | 6,010 | $607K |
| Triumph Capital Management | 0.19% | Reduce -33.7% | 6,430 | $579K |
| Captrust Financial Advisors | 0.00% | Reduce -6.6% | 6,164 | $555K |
| Nations Financial Group Inc, /Ia/ | 0.04% | Reduce -5.4% | 6,086 | $548K |
| Keystone Wealth Services, LLC | 0.15% | No change | 6,034 | $544K |
| Private Advisor Group, LLC | 0.00% | Reduce -15.1% | 5,914 | $533K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +6.8% | 5,889 | $531K |
| &partners | 0.01% | Add +2.1% | 5,666 | $514K |
| KPP Advisory Services LLC | 0.10% | No change | 5,621 | $506K |
| GPS Wealth Strategies Group, LLC | 0.07% | Add +0.5% | 5,593 | $504K |
| Stephens Inc. | 0.01% | No change | 5,500 | $495K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +2.2% | 5,380 | $485K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -15.6% | 5,058 | $456K |
| Creative Planning | 0.00% | Add +32.8% | 4,984 | $449K |
| US Bancorp \de | 0.00% | No change | 4,919 | $443K |
| DHJJ Financial Advisors, Ltd. | 0.17% | No change | 4,814 | $434K |
| Morey & Quinn Wealth Partners, LLC | 0.36% | No change | 4,793 | $432K |
| Smith, Moore & Co. | 0.04% | Reduce -29.9% | 4,753 | $428K |
| Arax Advisory Partners | 0.03% | Reduce -3.5% | 4,601 | $415K |
| Independent Wealth Network Inc. | 0.17% | Add +2.4% | 4,579 | $413K |
| Northeast Financial Consultants Inc | 0.02% | No change | 4,400 | $396K |
| Trueblood Wealth Management, LLC | 0.18% | No change | 4,388 | $395K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -1.6% | 4,349 | $392K |
| Solano Wealth Investment Advisors LLC | 0.24% | No change | 4,337 | $391K |
| Belpointe Asset Management LLC | 0.02% | Reduce -15.7% | 4,193 | $378K |
| Flow Traders U.S. LLC | 0.02% | Add +49.8% | 4,071 | $367K |
| Independent Financial Group, LLC | 0.01% | Reduce -20.4% | 4,031 | $363K |
| Synovus Financial Corp. | 0.00% | Reduce -18.2% | 3,883 | $350K |
| Coppell Advisory Solutions LLC | 0.04% | Reduce -75.2% | 3,646 | $319K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $319K |
| Element Wealth, LLC | 0.17% | Reduce -2.3% | 3,528 | $318K |
| Mariner, LLC | 0.00% | Add +1.2% | 3,518 | $317K |
| Harbour Investments, Inc. | 0.01% | Add +48.6% | 3,517 | $317K |
| TFG Advisers LLC | 0.11% | No change | 3,461 | $312K |
| Moneco Advisors, LLC | 0.03% | Reduce -26.8% | 3,385 | $305K |
| Arkadios Wealth Advisors | 0.01% | Add +12.4% | 3,380 | $304K |
| Tidemark, LLC | 0.10% | Reduce -27.7% | 3,042 | $274K |
| Private Trust Co. NA | 0.03% | Add +1.0% | 2,973 | $268K |
| Wealth Effects LLC | 0.11% | No change | 2,959 | $267K |
| NewEdge Advisors, LLC | 0.00% | Reduce -21.8% | 2,946 | $265K |
| Great Valley Advisor Group, Inc. | 0.01% | No change | 2,882 | $260K |
| QTR Family Wealth, LLC | 0.20% | — | 2,879 | $259K |
| Partners Wealth Management, LLC | 0.29% | No change | 2,874 | $259K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -0.6% | 2,852 | $257K |
| Farther Finance Advisors, LLC | 0.01% | Add +6.0% | 2,800 | $254K |
| Two Sigma Securities, LLC | 0.04% | New | 2,650 | $239K |
| Ameritas Advisory Services, LLC | 0.01% | No change | 2,514 | $235K |
| IHT Wealth Management, LLC | 0.01% | Reduce -2.1% | 2,568 | $231K |
| Cresset Asset Management, LLC | 0.00% | No change | 2,487 | $224K |
| Gateway Wealth Partners, LLC | 0.05% | Reduce -8.4% | 2,464 | $222K |
| Atria Wealth Solutions, Inc. | 0.00% | Reduce -1.6% | 2,404 | $217K |
| Atlas Legacy Advisors, LLC | 0.06% | Reduce -48.7% | 2,402 | $216K |
| American Institute for Advanced Investment Management, LLP | 0.16% | Reduce -30.0% | 2,380 | $214K |
| Signature Estate & Investment Advisors LLC | 0.01% | No change | 2,346 | $211K |
| Venture Visionary Partners LLC | 0.01% | No change | 2,339 | $211K |
| Lanark Financial, Inc. | 0.02% | — | 2,335 | $210K |
| Advisory Services Network, LLC | 0.00% | Add +0.3% | 2,327 | $210K |
| PCG Wealth Advisors, LLC | 0.07% | New | 2,287 | $206K |
| Allworth Financial LP | 0.00% | No change | 2,357 | $205K |
| HBK Sorce Advisory LLC | 0.01% | Reduce -0.7% | 2,269 | $204K |
| Zacks Investment Management | 0.00% | No change | 2,242 | $202K |
| Kings Path Partners LLC | 0.07% | Add +0.1% | 1,629 | $147K |
| REAP Financial Group, LLC | 0.03% | Reduce -18.2% | 1,456 | $131K |
| GAMMA Investing LLC | 0.01% | No change | 1,405 | $127K |
| Sunbelt Securities, Inc. | 0.01% | No change | 1,353 | $122K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.02% | Add +0.5% | 1,194 | $108K |
| Capital A Wealth Management, LLC | 0.10% | No change | 1,075 | $97K |
| IFP Advisors, Inc | 0.00% | Reduce -28.6% | 924 | $83K |
| Wilmington Savings Fund Society, FSB | 0.00% | No change | 850 | $77K |
| Flaharty Asset Management, LLC | 0.01% | New | 652 | $59K |
| Private Wealth Asset Management, LLC | 0.01% | — | 618 | $56K |
| MPWM Advisory Solutions, LLC | 0.04% | No change | 574 | $52K |
| Synergy Investment Management, LLC | 0.02% | Reduce -6.0% | 500 | $45K |
| FMR LLC | 0.00% | Add +13.6% | 384 | $35K |
| Hexagon Capital Partners LLC | 0.01% | No change | 311 | $28K |
| CoreCap Advisors, LLC | 0.00% | Reduce -11.2% | 293 | $26K |
| NBT Bank, N.A. | 0.00% | No change | 257 | $23K |
| Assetmark, Inc. | 0.00% | New | 244 | $22K |
| Smartleaf Asset Management LLC | 0.00% | No change | 165 | $15K |
| Carolinas Wealth Consulting LLC | 0.00% | Reduce -0.6% | 157 | $14K |
| Larson Financial Group LLC | 0.00% | No change | 154 | $14K |
| Blue Trust, Inc. | 0.00% | No change | 110 | $10K |
| Kozak & Associates, Inc. | 0.00% | No change | 110 | $9K |
| Salomon & Ludwin, LLC | 0.00% | No change | 100 | $9K |
| Tsfg, LLC | 0.00% | Reduce -70.3% | 102 | $9K |
| Key Financial Inc | 0.00% | No change | 97 | $9K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 93 | $8K |
| Golden State Wealth Management, LLC | 0.00% | New | 84 | $8K |
| Mather Group, Llc. | 0.00% | No change | 64 | $6K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -6.5% | 58 | $5K |
| Medallion Wealth Advisors, LLC | 0.00% | No change | 50 | $5K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 23 | $3K |
| Sound Income Strategies, LLC | 0.00% | New | 9 | $811 |
| Tower Research Capital LLC (TRC) | 0.00% | No change | 2 | $180 |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.