First Trust Small Cap Core AFYXETF
13F holders, Q2 2026 (June 30)204holders +23
42new positions
17sold out
1famous investor
$144.20avg. 13F price*
At the end of Q2 2026, 204 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, up 23 from Q1 2026. 42 opened new positions and 17 sold out. The largest holders were Wells Fargo & Company ($103.2M), Royal Bank of Canada ($101.6M) and LPL Financial LLC ($98.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 42 | $26.6M |
| Exits | 17 | $9.1M |
All 13F filers, Q1 2026 → Q2 2026: 1,003,753 shares bought and 215,255 shares sold, net +788,498 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 204 holders
| Wells Fargo & Company | 0.02% | Add +31.4% | 715,280 | $103.2M |
| Royal Bank of Canada | 0.02% | Reduce -0.6% | 704,083 | $101.6M |
| LPL Financial LLC | 0.02% | Add +11.7% | 683,900 | $98.7M |
| Morgan Stanley | 0.01% | Add +3.9% | 678,078 | $97.8M |
| Raymond James Financial Inc. | 0.02% | Add +5.3% | 435,608 | $62.9M |
| UBS Group AG | 0.01% | Add +38.5% | 421,883 | $60.9M |
| Bank of America Corp. | 0.00% | Reduce -3.8% | 357,405 | $51.6M |
| Janney Montgomery Scott LLC | 0.07% | Add +3.8% | 263,066 | $38.0M |
| Genesee Capital Advisors, LLC | 7.45% | Add +142.2% | 163,889 | $23.6M |
| Cetera Investment Advisers | 0.02% | Add +17.9% | 151,913 | $21.9M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +3.0% | 120,332 | $17.4M |
| Concurrent Investment Advisors, LLC | 0.13% | Add +25.8% | 107,601 | $15.5M |
| Envestnet Asset Management Inc. | 0.00% | Add +159.5% | 101,266 | $14.6M |
| Crusonia Wealth Advisors LLC | 1.74% | Reduce -0.6% | 73,453 | $10.6M |
| Chicago Partners Investment Group LLC | 0.20% | Reduce -1.4% | 71,639 | $10.1M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Add +0.7% | 67,761 | $9.8M |
| Per Stirling Capital Management, LLC. | 0.92% | Add +1.8% | 66,712 | $9.6M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -1.2% | 64,962 | $9.4M |
| Wealth Alliance Advisory Group, LLC | 1.24% | Reduce -0.6% | 59,310 | $8.6M |
| Stifel Financial Corp. | 0.01% | Add +44.3% | 54,429 | $7.9M |
| Geneos Wealth Management Inc. | 0.16% | Add +2.4% | 53,610 | $7.7M |
| Kestra Advisory Services, LLC | 0.02% | Reduce -13.6% | 50,485 | $7.3M |
| FWG Holdings, LLC | 2.50% | Add +2099.1% | 50,930 | $7.2M |
| D.A. Davidson & Co. | 0.04% | Add +0.9% | 48,579 | $7.0M |
| Mainsail Financial Group, LLC | 2.19% | Add +11.0% | 44,673 | $6.4M |
| Osaic Holdings, Inc. | 0.01% | Add +0.1% | 44,404 | $6.4M |
| Hapanowicz & Associates Financial Services, Inc | 1.87% | Reduce -2.1% | 41,586 | $6.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -5.7% | 37,178 | $5.3M |
| MTM Investment Management, LLC | 1.51% | Add +1.4% | 36,765 | $5.3M |
| HighTower Advisors, LLC | 0.01% | Reduce -1.0% | 36,502 | $5.3M |
| Jones Financial Companies LLLP | 0.00% | Add +43.6% | 36,340 | $5.2M |
| City Holding Co. | 0.58% | Add +14.4% | 35,861 | $5.2M |
| Arrow Investment Advisors, LLC | 4.53% | New | 32,447 | $4.7M |
| Troutman Wealth Management, LLC | 3.55% | Reduce -0.6% | 31,950 | $4.6M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +1.2% | 32,310 | $4.6M |
| Baird Financial Group, Inc. | 0.01% | Reduce -1.3% | 30,593 | $4.4M |
| Harbour Investments, Inc. | 0.06% | Add +149.2% | 30,029 | $4.3M |
| Regal Investment Advisors LLC | 0.23% | Reduce -1.8% | 29,983 | $4.3M |
| MML Investors Services, LLC | 0.01% | Add +8.7% | 29,812 | $4.3M |
| Western Wealth Management, LLC | 0.14% | Add +0.3% | 29,597 | $4.3M |
| Dorsey Wright & Associates | 0.67% | New | 27,424 | $4.0M |
| Roman Butler Fullerton & Co. | 0.81% | New | 24,128 | $3.4M |
| Park National Corp. | 0.09% | Reduce -2.3% | 22,571 | $3.3M |
| Equitable Holdings, Inc. | 0.02% | Add +38.0% | 22,106 | $3.2M |
| Arkadios Wealth Advisors | 0.05% | Add +520.6% | 21,714 | $3.1M |
| Fifth Third Bancorp | 0.01% | Reduce -1.7% | 21,620 | $3.1M |
| IFG Advisory, LLC | 0.11% | Add +15604.4% | 21,515 | $3.1M |
| &partners | 0.01% | Add +42.2% | 20,069 | $2.9M |
| Two Sigma Investments, LP | 0.00% | Add +237.5% | 18,900 | $2.7M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -0.6% | 17,823 | $2.6M |
| Catalyst Investment Management LLC | 2.30% | Add +18.5% | 17,580 | $2.5M |
| Lakeridge Wealth Management LLC | 0.80% | Reduce -12.6% | 15,072 | $2.2M |
| Private Advisor Group, LLC | 0.01% | Add +97.3% | 13,691 | $2.0M |
| Rockefeller Capital Management L.P. | 0.00% | Add +50.1% | 13,381 | $1.9M |
| Three Seasons Wealth, LLC | 0.17% | Reduce -3.0% | 12,719 | $1.8M |
| Truist Financial Corp. | 0.00% | Reduce -3.8% | 11,748 | $1.7M |
| B. Riley Wealth Advisors, Inc. | 0.09% | Add +0.0% | 11,692 | $1.7M |
| RFG Advisory, LLC | 0.03% | Reduce -62.9% | 11,459 | $1.7M |
| Sun Financial Inc | 0.77% | Reduce -4.3% | 11,270 | $1.6M |
| Keystone Financial Group | 0.10% | Reduce -2.9% | 11,156 | $1.6M |
| Riggs Asset Managment Co. Inc. | 0.28% | New | 11,050 | $1.6M |
| Cyndeo Wealth Partners, LLC | 0.07% | Reduce -0.6% | 10,966 | $1.6M |
| ARS Wealth Advisors Group, LLC | 0.11% | Reduce -13.7% | 9,980 | $1.4M |
| Mercer Global Advisors Inc. | 0.00% | Reduce -53.9% | 9,529 | $1.4M |
| US Bancorp \de | 0.00% | Reduce -2.6% | 9,273 | $1.3M |
| Axxcess Wealth Management, LLC | 0.02% | New | 9,023 | $1.3M |
| Triumph Capital Management | 0.24% | Reduce -20.4% | 9,001 | $1.3M |
| Mariner, LLC | 0.00% | Reduce -4.3% | 8,560 | $1.2M |
| Flow Traders U.S. LLC | 0.05% | New | 8,116 | $1.2M |
| Vise Technologies, Inc. | 0.01% | Add +50.8% | 7,470 | $1.1M |
| Maridea Wealth Management LLC | 0.12% | Reduce -41.9% | 7,422 | $1.1M |
| TCFG Investment Advisors, LLC | 0.35% | No change | 7,265 | $1.0M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +21.0% | 7,260 | $1.0M |
| Power Wealth Management LLC | 0.35% | New | 7,056 | $1.0M |
| Integrated Wealth Concepts LLC | 0.01% | Reduce -0.5% | 6,978 | $1.0M |
| Daymark Wealth Partners, LLC | 0.02% | Reduce -2.4% | 6,935 | $1.0M |
| Perennial Investment Advisors, LLC | 0.06% | Reduce -4.8% | 6,196 | $894K |
| Lido Advisors, LLC | 0.00% | New | 5,863 | $846K |
| Stephens Inc. | 0.01% | No change | 5,500 | $794K |
| Root Financial Partners, LLC | 0.03% | Reduce -8.5% | 5,424 | $783K |
| Nations Financial Group Inc, /Ia/ | 0.04% | No change | 5,363 | $774K |
| VestGen Advisors, LLC | 0.02% | Reduce -1.7% | 5,259 | $759K |
| Captrust Financial Advisors | 0.00% | Add +0.2% | 5,186 | $748K |
| VestGen Investment Management | 0.39% | New | 5,128 | $740K |
| Keystone Wealth Services, LLC | 0.14% | No change | 5,125 | $740K |
| Susquehanna International Group, LLP | 0.00% | Reduce -57.8% | 5,124 | $739K |
| KPP Advisory Services LLC | 0.09% | No change | 4,955 | $715K |
| Snowden Capital Advisors LLC | 0.02% | Add +12.7% | 4,831 | $697K |
| DHJJ Financial Advisors, Ltd. | 0.20% | Add +4.9% | 4,782 | $690K |
| Atlas Legacy Advisors, LLC | 0.10% | Reduce -1.1% | 4,626 | $668K |
| NewEdge Advisors, LLC | 0.00% | Reduce -3.6% | 4,614 | $666K |
| Waverly Advisors, LLC | 0.00% | No change | 4,613 | $666K |
| Corient Private Wealth LP | 0.00% | No change | 4,573 | $660K |
| Morey & Quinn Wealth Partners, LLC | 0.42% | Add +0.0% | 4,563 | $658K |
| Creative Planning | 0.00% | Add +1.1% | 4,552 | $657K |
| Balboa Wealth Partners | 0.09% | New | 4,520 | $652K |
| Brown Miller Wealth Management, LLC | 0.16% | New | 4,397 | $634K |
| Goldman Sachs Group Inc. | 0.00% | Add +5.7% | 4,393 | $634K |
| Trueblood Wealth Management, LLC | 0.22% | Add +0.3% | 4,378 | $632K |
| Belpointe Asset Management LLC | 0.02% | Reduce -3.9% | 4,352 | $628K |
| Tudor Financial Inc. | 0.27% | Add +23.7% | 4,180 | $603K |
| Oppenheimer & Co. Inc. | 0.01% | No change | 4,129 | $596K |
| Krilogy Financial LLC | 0.02% | No change | 3,940 | $568K |
| Legacy Capital Group California, Inc. | 0.17% | New | 3,914 | $565K |
| Hilton Head Capital Partners, LLC | 0.28% | Reduce -26.5% | 3,842 | $554K |
| Fiduciary Financial Advisors | 0.06% | New | 3,765 | $543K |
| Prospera Financial Services Inc | 0.01% | New | 3,762 | $543K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $511K |
| Element Wealth, LLC | 0.19% | Reduce -1.3% | 3,414 | $493K |
| Ausdal Financial Partners, Inc. | 0.02% | New | 3,346 | $483K |
| Fragasso Financial Advisors Inc | 0.02% | Add +0.9% | 3,179 | $459K |
| Partners Wealth Management, LLC | 0.41% | No change | 2,924 | $422K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +0.1% | 2,888 | $417K |
| Private Trust Co. NA | 0.03% | Reduce -2.8% | 2,814 | $406K |
| IHT Wealth Management, LLC | 0.01% | Reduce -0.2% | 2,769 | $400K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +1.9% | 2,752 | $397K |
| Wealth Effects LLC | 0.11% | Add +0.0% | 2,711 | $391K |
| Zacks Investment Management | 0.00% | No change | 2,548 | $368K |
| Independent Financial Group, LLC | 0.01% | Reduce -1.9% | 2,543 | $367K |
| QTR Family Wealth, LLC | 0.13% | Reduce -7.5% | 2,508 | $362K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0.02% | Reduce -10.1% | 2,498 | $360K |
| Venture Visionary Partners LLC | 0.01% | Add +0.0% | 2,466 | $356K |
| Allworth Financial LP | 0.00% | No change | 2,357 | $340K |
| Arax Advisory Partners | 0.00% | Add +6.6% | 2,337 | $337K |
| Ameritas Advisory Services, LLC | 0.01% | New | 2,333 | $337K |
| Citadel Advisors | 0.00% | Reduce -92.1% | 2,331 | $336K |
| Tidemark, LLC | 0.08% | Reduce -0.2% | 2,330 | $336K |
| PCG Wealth Advisors, LLC | 0.07% | No change | 2,312 | $334K |
| Jane Street Group, LLC | 0.00% | Reduce -90.0% | 2,247 | $324K |
| HBK Sorce Advisory LLC | 0.01% | Reduce -0.2% | 2,224 | $324K |
| Farrell Financial LLC | 0.17% | Add +0.2% | 2,195 | $317K |
| Elevation Point Wealth Partners, LLC | 0.01% | Reduce -3.9% | 2,155 | $311K |
| Pinnacle Wealth Planning Services, Inc. | 0.03% | No change | 2,123 | $306K |
| Advyzon Investment Management, LLC | 0.02% | New | 1,999 | $288K |
| Cedrus Wealth Group LLC | 0.25% | Reduce -15.6% | 1,974 | $285K |
| Aspen Capital Management, LLC | 0.06% | No change | 1,974 | $285K |
| American Institute for Advanced Investment Management, LLP | 0.16% | No change | 1,965 | $284K |
| Convergence Financial, LLC | 0.02% | New | 1,954 | $282K |
| Wedbush Securities Inc. | 0.01% | Reduce -0.2% | 1,887 | $272K |
| Vestmark Advisory Solutions, Inc. | 0.00% | Reduce -17.7% | 1,846 | $266K |
| Walkner Condon Financial Advisors LLC | 0.03% | No change | 1,843 | $266K |
| Sagespring Wealth Partners, LLC | 0.00% | Add +0.3% | 1,799 | $260K |
| Atria Investments, Inc | 0.00% | New | 1,753 | $253K |
| Jefferies Financial Group Inc. | 0.00% | Add +0.3% | 1,724 | $249K |
| Fulcrum Equity Management | 0.20% | New | 1,711 | $247K |
| GAMMA Investing LLC | 0.01% | No change | 1,702 | $246K |
| Arkos Global Advisors | 0.03% | Add +0.3% | 1,662 | $240K |
| Brady Family Wealth, LLC | 0.07% | New | 1,660 | $240K |
| Summit Wealth Group LLC / Co. | 0.02% | New | 1,653 | $239K |
| Boston Standard Wealth Management, LLC | 0.03% | New | 1,611 | $233K |
| J.W. Cole Advisors, Inc. | 0.00% | New | 1,600 | $231K |
| Kings Path Partners LLC | 0.06% | No change | 1,591 | $230K |
| Ballentine Partners, LLC | 0.00% | New | 1,591 | $230K |
| Creative Financial Designs Inc. | 0.01% | New | 1,583 | $228K |
| IFS Group,LLC | 0.31% | New | 1,546 | $223K |
| FMR LLC | 0.00% | Add +7.9% | 1,522 | $220K |
| Proactive Wealth Strategies LLC | 0.04% | New | 1,512 | $218K |
| Truefg, LLC | 0.05% | New | 1,501 | $217K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 1,464 | $211K |
| Focus Partners Wealth | 0.00% | New | 1,452 | $210K |
| Kovack Advisors, Inc. | 0.01% | New | 1,442 | $208K |
| Signature Estate & Investment Advisors LLC | 0.00% | Reduce -32.8% | 1,399 | $202K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -3.0% | 1,365 | $197K |
| BlackRock, Inc. | 0.00% | No change | 1,020 | $147K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | No change | 975 | $141K |
| CX Institutional | 0.00% | Add +2.1% | 911 | $131K |
| O'shaughnessy Asset Management, LLC | 0.00% | No change | 702 | $101K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 618 | $89K |
| MPWM Advisory Solutions, LLC | 0.04% | Add +22.8% | 603 | $87K |
| MCF Advisors LLC | 0.00% | New | 546 | $79K |
| Ameriflex Group, Inc. | 0.03% | New | 530 | $76K |
| Synergy Investment Management, LLC | 0.02% | No change | 500 | $72K |
| REAP Financial Group, LLC | 0.01% | Reduce -33.4% | 473 | $68K |
| Financial Network Wealth Advisors LLC | 0.06% | New | 419 | $60K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.02% | No change | 405 | $58K |
| NORTHSTAR ASSET MANAGEMENT Co | 0.01% | New | 400 | $57K |
| IFP Advisors, Inc | 0.00% | No change | 378 | $55K |
| First Bancorp, Inc | 0.02% | New | 300 | $43K |
| Blair William & Co. | 0.00% | Reduce -7.4% | 300 | $43K |
| Global Retirement Partners, LLC | 0.00% | — | 286 | $41K |
| Evolution Wealth Management Inc. | 0.02% | New | 260 | $38K |
| Avion Wealth | 0.01% | New | 225 | $32K |
| Alerus Financial NA | 0.00% | Reduce -3.5% | 193 | $28K |
| Hantz Financial Services, Inc. | 0.00% | No change | 175 | $25K |
| Smartleaf Asset Management LLC | 0.00% | No change | 165 | $24K |
| International Assets Investment Management, LLC | 0.00% | No change | 163 | $23K |
| TD Capital Management LLC | 0.00% | Add +0.8% | 133 | $19K |
| SJS Investment Consulting Inc. | 0.00% | No change | 116 | $17K |
| Kozak & Associates, Inc. | 0.00% | Add +0.9% | 112 | $16K |
| Manning & Napier Advisors LLC | 0.00% | No change | 110 | $16K |
| Larson Financial Group LLC | 0.00% | No change | 105 | $15K |
| McDonald Partners LLC | 0.00% | New | 100 | $14K |
| Financial Perspectives, Inc | 0.00% | No change | 100 | $14K |
| Salomon & Ludwin, LLC | 0.00% | No change | 100 | $14K |
| Key Financial Inc | 0.00% | No change | 97 | $14K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 93 | $13K |
| Mather Group, Llc. | 0.00% | No change | 64 | $9K |
| CoreCap Advisors, LLC | 0.00% | Reduce -15.4% | 55 | $8K |
| Vanguard Advisers Inc. | 0.00% | No change | 45 | $6K |
| Spectrum Wealth Advisory Group, LLC | 0.00% | New | 43 | $6K |
| Beacon Investment Advisory Services, Inc. | 0.00% | No change | 35 | $5K |
| Paladin Advisory Group, LLC | 0.00% | No change | 31 | $4K |
| Institute for Wealth Management, LLC. | 0.00% | New | 9 | $1K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 3 | $575 |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.