Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q3 2025 (September 30)121holders
13new positions
10sold out
1famous investor
$44.80avg. 13F price*
At the end of Q3 2025, 121 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings, unchanged from Q2 2025. 13 opened new positions and 10 sold out. The largest holders were Ameriprise Financial Inc. ($89.3M), Morgan Stanley ($75.5M) and Raymond James Financial Inc. ($61.3M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q3 2025)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $12.3M |
| Exits | 10 | $2.1M |
All 13F filers, Q2 2025 → Q3 2025: 2,848,881 shares bought and 687,595 shares sold, net +2,161,286 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 121 holders
| Ameriprise Financial Inc. | 0.02% | Add +21.4% | 1,992,713 | $89.3M |
| Morgan Stanley | 0.00% | Add +5.2% | 1,685,353 | $75.5M |
| Raymond James Financial Inc. | 0.02% | Add +134.4% | 1,367,752 | $61.3M |
| Cetera Investment Advisers | 0.06% | Add +624.0% | 1,081,707 | $48.5M |
| Sanctuary Advisors, LLC | 0.22% | Add +6.4% | 839,109 | $37.6M |
| Capital Analysts, LLC | 0.81% | Add +2.4% | 622,899 | $27.9M |
| LPL Financial LLC | 0.01% | Reduce -0.1% | 595,672 | $26.7M |
| Royal Bank of Canada | 0.00% | Add +1.1% | 560,831 | $25.1M |
| Wells Fargo & Company | 0.00% | Reduce -30.0% | 534,193 | $23.9M |
| UBS Group AG | 0.00% | Reduce -3.8% | 485,472 | $21.7M |
| Bank of America Corp. | 0.00% | Add +5.9% | 389,085 | $17.4M |
| Stonehearth Capital Management, LLC | 6.16% | Add +1.4% | 355,282 | $15.9M |
| Thrivent Financial for Lutherans | 0.02% | Add +37.7% | 275,369 | $12.3M |
| Prasad Wealth Partners, LLC | 2.83% | Reduce -2.4% | 226,868 | $10.2M |
| Stifel Financial Corp. | 0.01% | Add +5.1% | 188,966 | $8.5M |
| Fsa Wealth Partners, Inc. | 2.88% | New | 166,648 | $7.5M |
| Level Four Advisory Services, LLC | 0.25% | Add +14.0% | 160,384 | $7.2M |
| Mason & Associates Inc | 1.20% | Add +6.2% | 132,530 | $5.9M |
| MML Investors Services, LLC | 0.01% | Reduce -0.8% | 125,634 | $5.6M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -1.4% | 121,876 | $5.5M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +7.6% | 118,580 | $5.3M |
| Kickstand Ventures, Llc. | 1.09% | Add +2.0% | 110,113 | $4.9M |
| Jones Financial Companies LLLP | 0.00% | Add +32.4% | 100,911 | $4.5M |
| Castle Wealth Management LLC | 1.49% | Add +1.2% | 98,506 | $4.4M |
| Sheets Smith Wealth Management | 0.47% | Reduce -8.1% | 92,577 | $4.1M |
| Premier Path Wealth Partners, LLC | 0.49% | Add +7.2% | 85,245 | $3.8M |
| Bank of New York Mellon Corp | 0.00% | Add +57.8% | 82,952 | $3.7M |
| Equitable Holdings, Inc. | 0.03% | Reduce -6.2% | 78,706 | $3.5M |
| Secure Asset Management, LLC | 0.57% | Add +29.5% | 76,933 | $3.4M |
| Two Sigma Investments, LP | 0.01% | Add +71.2% | 76,000 | $3.4M |
| Barnes Pettey Financial Advisors, LLC | 1.69% | Add +0.4% | 68,928 | $3.1M |
| Kestra Private Wealth Services, LLC | 0.04% | Reduce -26.2% | 67,504 | $3.0M |
| Wealthspire Advisors, LLC | 0.02% | No change | 64,638 | $2.9M |
| Beam Wealth Advisors, Inc. | 0.78% | Add +26.0% | 63,543 | $2.8M |
| Park Edge Advisors, LLC | 0.60% | Add +27.4% | 57,554 | $2.6M |
| Axiom Financial Strategies, LLC | 1.01% | Reduce -53.8% | 52,402 | $2.3M |
| Park Avenue Securities LLC | 0.02% | Reduce -0.2% | 49,541 | $2.2M |
| &partners | 0.01% | Reduce -4.1% | 47,285 | $2.1M |
| Private Advisor Group, LLC | 0.01% | Reduce -3.6% | 46,979 | $2.1M |
| Advisory Services Network, LLC | 0.03% | Add +2.7% | 46,658 | $2.1M |
| Thoroughbred Financial Services, LLC | 0.12% | Reduce -0.6% | 45,099 | $2.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -27.6% | 44,716 | $2.0M |
| Brown Advisory Inc. | 0.00% | Add +5.7% | 44,300 | $2.0M |
| Haverford Trust Co | 0.02% | No change | 44,255 | $2.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +12.8% | 43,117 | $1.9M |
| Truist Financial Corp. | 0.00% | Add +71.8% | 36,308 | $1.6M |
| Osaic Holdings, Inc. | 0.00% | Add +51.3% | 35,922 | $1.6M |
| WealthPlan Investment Management, LLC | 0.11% | Reduce -2.1% | 35,429 | $1.6M |
| Everpar Advisors LLC | 0.61% | Add +24.2% | 34,683 | $1.6M |
| Jane Street Group, LLC | 0.00% | New | 29,427 | $1.3M |
| Schorn Wealth LLC | 0.40% | Reduce -12.0% | 29,053 | $1.3M |
| Janney Montgomery Scott LLC | 0.00% | Add +0.9% | 26,656 | $1.2M |
| JPMorgan Chase & Co. | 0.00% | Reduce -2.3% | 24,009 | $1.1M |
| Berkeley, Inc | 0.34% | Reduce -35.2% | 23,313 | $1.0M |
| Beacon Financial Advisory LLC | 0.24% | Reduce -28.7% | 22,998 | $1.0M |
| Stratos Wealth Partners, LTD. | 0.01% | Add +0.9% | 22,952 | $1.0M |
| Sigma Planning Corp | 0.03% | Reduce -6.1% | 22,424 | $1.0M |
| Clay Northam Wealth Management, LLC | 0.57% | Add +23.5% | 22,379 | $1.0M |
| Gladstone Institutional Advisory LLC | 0.04% | Add +1.9% | 22,141 | $992K |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +2.6% | 21,725 | $973K |
| Acorn Wealth Advisors, LLC | 0.28% | Add +2.7% | 19,652 | $880K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1.73% | Reduce -91.9% | 19,475 | $872K |
| Mutual Advisors, LLC | 0.02% | Reduce -0.9% | 18,881 | $841K |
| VestGen Advisors, LLC | 0.03% | Add +5.5% | 16,789 | $752K |
| Flagstar Securities, Inc. | 0.23% | New | 16,465 | $738K |
| TFO Wealth Partners, LLC | 0.11% | New | 15,528 | $696K |
| Citadel Advisors | 0.00% | Add +108.7% | 15,352 | $688K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -0.9% | 15,155 | $679K |
| National Wealth Management Group, LLC | 0.24% | New | 14,044 | $629K |
| Strategic Financial Concepts, LLC | 0.09% | Add +5.4% | 13,403 | $600K |
| Susquehanna International Group, LLP | 0.00% | Add +16.8% | 13,333 | $597K |
| HORAN Wealth, LLC | 0.09% | New | 12,873 | $577K |
| OneAscent Wealth Management LLC | 0.19% | Reduce -4.7% | 12,447 | $558K |
| Cary Street Partners Financial LLC | 0.01% | No change | 11,633 | $521K |
| Dynamic Advisor Solutions LLC | 0.02% | Reduce -6.9% | 11,580 | $519K |
| Nova Wealth Management, Inc. | 0.33% | Reduce -7.2% | 10,502 | $470K |
| Cambridge Advisors Inc. | 0.09% | No change | 9,737 | $436K |
| Ellsworth Advisors, LLC | 0.08% | Add +14.9% | 8,798 | $389K |
| Intrepid Financial Planning Group LLC | 0.14% | Add +12.1% | 8,305 | $372K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -5.3% | 8,180 | $361K |
| Cresset Asset Management, LLC | 0.00% | No change | 7,711 | $345K |
| HighTower Advisors, LLC | 0.00% | No change | 7,608 | $341K |
| USA Financial Formulas | 0.06% | Add +24.7% | 7,578 | $339K |
| Regal Investment Advisors LLC | 0.02% | New | 7,441 | $333K |
| Ausdal Financial Partners, Inc. | 0.02% | New | 7,261 | $325K |
| Capital Advisors, Ltd. LLC | 0.04% | Add +0.1% | 7,234 | $324K |
| Blue Chip Partners, LLC | 0.02% | Reduce -3.7% | 6,690 | $300K |
| Kingsview Wealth Management, LLC | 0.00% | Reduce -17.2% | 6,564 | $294K |
| Mgo One Seven LLC | 0.01% | Reduce -7.5% | 5,664 | $254K |
| Diligent Investors, LLC | 0.06% | Reduce -3.5% | 5,480 | $246K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +77.8% | 5,228 | $234K |
| Accredited Investor Services, LLC | 0.15% | No change | 4,821 | $216K |
| Tower Research Capital LLC (TRC) | 0.01% | Add +75.8% | 4,095 | $183K |
| Richardson Capital Management LLC | 0.08% | No change | 3,750 | $168K |
| Morgan Dempsey Capital Management LLC | 0.07% | No change | 3,291 | $147K |
| Rockefeller Capital Management L.P. | 0.00% | New | 3,113 | $139K |
| Farmers & Merchants Investments Inc. | 0.00% | No change | 3,071 | $138K |
| FMR LLC | 0.00% | Reduce -2.1% | 2,560 | $115K |
| GoalVest Advisory LLC | 0.02% | No change | 2,217 | $99K |
| ORG Partners LLC | 0.01% | Reduce -6.1% | 1,651 | $74K |
| Comerica Bank | 0.00% | Reduce -12.3% | 1,596 | $72K |
| Harbour Investments, Inc. | 0.00% | Reduce -64.3% | 1,450 | $65K |
| IFP Advisors, Inc | 0.00% | No change | 1,013 | $45K |
| Canton Hathaway, LLC | 0.01% | No change | 1,000 | $45K |
| Ameritas Advisory Services, LLC | 0.00% | Reduce -23.8% | 817 | $37K |
| Golden State Wealth Management, LLC | 0.00% | No change | 700 | $31K |
| Salem Investment Counselors Inc. | 0.00% | New | 684 | $31K |
| Hantz Financial Services, Inc. | 0.00% | Reduce -38.4% | 616 | $28K |
| Armstrong Advisory Group, Inc. | 0.00% | No change | 561 | $25K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -67.4% | 428 | $19K |
| AdvisorNet Financial, Inc | 0.00% | No change | 200 | $9K |
| Johnson Financial Group, Inc. | 0.00% | New | 190 | $9K |
| NewEdge Advisors, LLC | 0.00% | Reduce -91.6% | 167 | $7K |
| Cwm, LLC | 0.00% | New | 126 | $6K |
| Global Retirement Partners, LLC | 0.00% | Reduce -37.2% | 125 | $6K |
| AE Wealth Management LLC | 0.00% | Add +1.1% | 96 | $4K |
| PNC Financial Services Group, Inc. | 0.00% | New | 82 | $4K |
| CoreCap Advisors, LLC | 0.00% | No change | 64 | $3K |
| Assetmark, Inc. | 0.00% | Reduce -95.8% | 54 | $2K |
| MAI Capital Management | 0.00% | No change | 40 | $2K |
| Qube Research & Technologies Ltd | 0.00% | Add +10.7% | 31 | $1K |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.