Global X US Preferred ETFPFFDETF

13F holders, Q3 2024 (September 30)
268holders +8
28new positions
16sold out
2famous investors
$20.77avg. 13F price*

At the end of Q3 2024, 268 institutions reported holding Global X US Preferred ETF (PFFD) in their 13F filings, up 8 from Q2 2024. 28 opened new positions and 16 sold out. The largest holders were LPL Financial LLC ($148.4M), Bank of America Corp. ($111.6M) and Morgan Stanley ($95.9M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Joel Greenblatt (0.0% of Gotham Asset Management's portfolio).

Company
Global X US Preferred ETF
CUSIP
37954Y657
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300 Q1 2024: 254Q1 2024Q2 2024: 260Q2 2024Q3 2024: 268Q3 2024Q4 2024: 295Q4 2024Q1 2025: 289Q1 2025Q2 2025: 289Q2 2025Q3 2025: 281Q3 2025Q4 2025: 284Q4 2025Q1 2026: 283Q1 2026Q2 2026: 281Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions28$25.2M
Exits16$8.5M

All 13F filers, Q2 2024 → Q3 2024: 5,081,371 shares bought and 2,123,664 shares sold, net +2,957,707 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 268 holders

LPL Financial LLC 0.07% Add +15.4% 7,139,593 $148.4M
Bank of America Corp. 0.01% Add +3.1% 5,372,833 $111.6M
Morgan Stanley 0.01% Reduce -3.9% 4,615,578 $95.9M
Global X Japan Co., Ltd. 7.17% Add +11.2% 2,699,498 $56.1M
Wells Fargo & Company 0.01% Reduce -3.6% 2,455,018 $51.0M
Orgel Wealth Management, LLC 1.16% Add +9.6% 2,233,236 $46.4M
State of Wisconsin - Board of Commissioners of Public Lands 17.04% No change 1,341,305 $27.9M
Cwm, LLC 0.12% Reduce -2.1% 1,302,363 $27.1M
Rational Advisors, Inc. 2.50% Reduce -18.3% 1,214,485 $25.2M
Envestnet Asset Management Inc. 0.01% Add +1.9% 1,202,298 $25.0M
Hennion & Walsh Asset Management, Inc. 1.16% Add +13.4% 1,192,082 $24.8M
Full Sail Capital, LLC 1.44% Add +2.0% 1,080,996 $22.5M
Lido Advisors, LLC 0.17% Add +7.0% 1,050,319 $21.8M
Advisors Management Group Inc. 4.94% Add +2.1% 1,005,790 $20.9M
Ocean Park Asset Management, LLC 0.89% Add +93.3% 978,700 $20.3M
Creative Planning 0.02% Add +1.4% 945,370 $19.6M
Flaharty Asset Management, LLC 2.71% Reduce -2.8% 927,091 $19.3M
FUKOKU MUTUAL LIFE INSURANCE Co 1.36% No change 919,000 $19.1M
Tiller Private Wealth, Inc. 7.71% Add +2.8% 895,102 $18.6M
Assetmark, Inc. 0.05% Reduce -3.4% 819,402 $17.0M
Raymond James Financial Services Advisors, Inc. 0.02% Add +9.5% 736,177 $15.3M
BNP Paribas Financial Markets 0.01% Reduce -14.6% 705,174 $14.7M
Cetera Investment Advisers 0.03% Add +18.1% 660,737 $13.7M
Royal Bank of Canada 0.00% Reduce -13.5% 651,415 $13.5M
UBS Group AG 0.00% Reduce -28.7% 638,116 $13.3M
Conning Inc. 0.42% No change 580,200 $12.1M
Steward Partners Investment Advisory, LLC 0.11% Add +2.9% 550,458 $11.4M
Ameriprise Financial Inc. 0.00% Add +263.2% 495,197 $10.3M
Iron Horse Wealth Management, LLC 3.02% Add +5.8% 425,094 $8.8M
Sei Investments Co. 0.01% Add +11.4% 402,863 $8.4M
KWB Wealth 1.08% Add +2.5% 421,647 $8.3M
Collaborative Wealth Managment Inc. 3.72% Add +3.4% 396,047 $8.2M
Trinity Legacy Partners, LLC 2.11% Add +8.4% 394,212 $8.2M
Collective Family Office LLC 2.19% Add +5.2% 387,489 $8.1M
David Kennon Inc 3.15% Add +2.0% 384,708 $8.0M
Rockefeller Capital Management L.P. 0.02% Add +3.5% 359,174 $7.5M
HighTower Advisors, LLC 0.01% Add +8.6% 357,275 $7.4M
Naples Global Advisors, LLC 0.67% Add +12.6% 345,250 $7.2M
Robertson Stephens Wealth Management, LLC 0.26% New 339,172 $7.0M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.02% Reduce -4.0% 334,942 $7.0M
Modern Wealth Management, LLC 0.41% New 320,757 $6.7M
Ahl Investment Management, Inc. 4.44% Reduce -16.1% 309,597 $6.4M
Park Avenue Securities LLC 0.07% Add +1.5% 307,260 $6.4M
Aire Advisors, LLC 1.36% Reduce -6.6% 296,719 $6.2M
GYL Financial Synergies, LLC 0.46% Add +2.2% 293,155 $6.1M
Prairiewood Capital, LLC 2.55% Add +1.2% 289,426 $6.0M
Private Advisor Group, LLC 0.04% Add +10.9% 271,056 $5.6M
WealthTrust Axiom LLC 1.61% New 261,018 $5.4M
Sound Income Strategies, LLC 0.34% Add +4.0% 256,455 $5.3M
Kestra Advisory Services, LLC 0.03% Reduce -1.8% 254,461 $5.3M
Texas Yale Capital Corp. 0.23% Add +3.9% 253,219 $5.3M
Baird Financial Group, Inc. 0.01% Reduce -13.1% 231,053 $4.8M
Grey Ledge Advisors, LLC 1.22% Add +5.7% 229,288 $4.8M
Mariner, LLC 0.01% Add +7.9% 228,871 $4.8M
MML Investors Services, LLC 0.02% Add +22.5% 215,611 $4.5M
New York Life Investment Management LLC 0.04% Add +15.9% 209,634 $4.4M
Appleton Partners Inc. 0.32% Add +1.4% 207,967 $4.3M
Leicht Financial Planning & Wealth Management, Inc. 2.10% Add +0.9% 200,712 $4.2M
Blue Edge Capital, LLC 0.65% Add +1.3% 200,491 $4.2M
Prepared Retirement Institute LLC 2.49% Add +2.5% 197,580 $4.1M
SWS Partners 1.19% Reduce -5.7% 180,133 $3.7M
Merit Financial Group, LLC 0.08% Add +3.4% 180,100 $3.7M
Osaic Holdings, Inc. 0.01% Add +7.2% 157,349 $3.3M
Eagle Harbor Asset Management Inc. 3.23% Add +11.3% 156,668 $3.3M
Citadel Advisors 0.00% Add +937.0% 146,410 $3.0M
Cambridge Investment Research Advisors, Inc. 0.01% Add +6.4% 129,806 $2.7M
Raymond James & Associates 0.00% Reduce -15.4% 122,274 $2.5M
Stratos Wealth Partners, LTD. 0.04% Reduce -9.2% 121,870 $2.5M
Gerber Kawasaki Wealth & Investment Management 0.11% Add +5.3% 113,974 $2.4M
Columbus Macro, LLC 0.85% Reduce -1.8% 111,911 $2.3M
RHS Financial, LLC 1.07% Add +60.0% 101,958 $2.1M
Cyndeo Wealth Partners, LLC 0.14% Add +11.3% 98,439 $2.0M
CreativeOne Wealth, LLC 0.07% Reduce -5.8% 95,419 $2.0M
Fifth Third Securities, Inc. 0.18% Add +11.0% 91,876 $1.9M
Gladstone Institutional Advisory LLC 0.09% Add +718.7% 88,842 $1.8M
Cibc World Markets Corp. 0.01% Reduce -28.4% 87,363 $1.8M
Cibc World Market Inc. 0.00% Reduce -25.0% 87,000 $1.8M
Perissos Private Wealth Management, LLC 1.42% Reduce -9.1% 85,207 $1.8M
Commonwealth Equity Services, LLC 0.00% Reduce -3.3% 82,624 $1.7M
FF Advisors,LLC 1.11% Add +5.3% 82,201 $1.7M
Duncker Streett & Co. Inc. 0.31% Reduce -2.5% 80,797 $1.7M
Investors Research Corp 0.35% Reduce -0.0% 77,057 $1.6M
Kohmann Bosshard Financial Services, LLC 0.19% Reduce -47.6% 75,500 $1.6M
Plimoth Trust Co. LLC 0.38% Reduce -3.0% 71,912 $1.5M
Mutual Advisors, LLC 0.04% Add +2.5% 71,358 $1.5M
Great Valley Advisor Group, Inc. 0.04% Add +7.1% 70,156 $1.5M
Principal Securities, Inc. 0.03% Add +5.9% 68,964 $1.4M
Waverly Advisors, LLC 0.03% Add +0.4% 67,722 $1.4M
Apollon Wealth Management, LLC 0.04% Reduce -0.8% 66,832 $1.4M
Equitable Holdings, Inc. 0.01% Add +27.8% 66,128 $1.4M
Advisors Capital Management, LLC 0.02% Add +1.1% 66,144 $1.4M
Prudential Financial Inc. 0.00% Reduce -6.4% 65,011 $1.4M
Flagship Harbor Advisors, LLC 0.07% Reduce -2.1% 64,859 $1.3M
Rockport Wealth LLC 0.36% Add +20.2% 64,693 $1.3M
Leslie Global Wealth, LLC 0.65% Add +4.0% 64,284 $1.3M
Focus Financial Network, Inc. 0.05% Add +3.1% 64,235 $1.3M
Unison Advisors LLC 0.15% Add +3.3% 59,619 $1.2M
Accel Wealth Management 0.38% Add +15.0% 48,531 $1.0M
TrueWealth Advisors, LLC 0.33% Add +0.1% 47,588 $989K
IHT Wealth Management, LLC 0.03% Add +137.7% 46,221 $962K
NewEdge Advisors, LLC 0.01% Reduce -34.1% 46,004 $956K
Good Life Advisors, LLC 0.06% Add +211.8% 45,436 $944K
Fortis Capital Management LLC 0.19% Add +0.5% 45,299 $941K
Crew Capital Management, Ltd 0.73% Add +11.4% 43,989 $914K
Eagle Strategies LLC 0.16% Add +14.1% 42,451 $882K
Triumph Capital Management 0.31% Reduce -48.5% 41,987 $872K
L & S Advisors Inc 0.10% Add +5.4% 41,124 $855K
Northwestern Mutual Wealth Management Co. 0.00% Reduce -3.0% 40,788 $848K
Private Trust Co. NA 0.08% Add +21.9% 39,769 $826K
Essex Financial Services, Inc. 0.06% No change 39,671 $824K
CFO4Life Group, LLC 0.14% No change 37,095 $771K
FLC Capital Advisors 0.17% Add +81.5% 35,960 $747K
Jane Street Group, LLC 0.00% Add +107.7% 35,936 $747K
JPMorgan Chase & Co. 0.00% Reduce -15.2% 35,935 $747K
American Institute for Advanced Investment Management, LLP 0.52% Add +39.3% 35,185 $731K
Avantax Advisory Services, Inc. 0.00% Reduce -15.2% 33,213 $690K
Acorn Wealth Advisors, LLC 0.29% Add +12.4% 32,639 $678K
Kestra Investment Management, LLC 0.03% New 30,646 $637K
Intrepid Financial Planning Group LLC 0.27% Add +2.0% 30,235 $628K
Nelson Capital Management, LLC 0.10% Add +2.1% 29,975 $623K
Inspire Advisors, LLC 0.07% Add +28.7% 29,519 $613K
Activest Wealth Management 0.19% Add +0.4% 29,432 $612K
Valeo Financial Advisors, LLC 0.02% Add +22.9% 29,204 $607K
Corient Private Wealth LP 0.00% Reduce -12.6% 28,065 $583K
Austin Wealth Management, LLC 0.13% Add +8.4% 27,564 $573K
&partners 0.01% New 26,440 $564K
Wealth Enhancement Advisory Services, LLC 0.00% Add +11.0% 27,063 $562K
MSH Capital Advisors LLC 0.17% Reduce -3.5% 26,849 $558K
Perigon Wealth Management, LLC 0.01% Reduce -2.8% 26,714 $555K
Cornerstone Wealth Management, LLC 0.04% Reduce -6.6% 26,707 $555K
WealthBridge Capital Management, LLC 0.16% No change 26,400 $549K
Integral Investment Advisors, Inc. 0.15% Add +8.9% 26,308 $547K
CSM Advisors, LLC 0.04% No change 26,100 $542K
Madrona Financial Services, LLC 0.15% No change 26,040 $541K
Envestnet Portfolio Solutions, Inc. 0.00% Add +47.0% 25,824 $537K
Global Retirement Partners, LLC 0.02% Reduce -31.1% 25,697 $534K
Segall Bryant & Hamill, LLC 0.01% New 25,677 $534K
Centaurus Financial, Inc. 0.03% Add +4.1% 23,877 $496K
Firestone Capital Management 0.12% Reduce -34.7% 23,140 $481K
Freedom Investment Management, Inc. 0.04% Reduce -2.0% 22,455 $467K
Lanark Financial, Inc. 0.04% Add +20.5% 22,227 $461K
Financial Advocates Investment Management 0.03% New 21,874 $455K
GeoWealth Management, LLC 0.02% Reduce -5.5% 21,829 $454K
WCG Wealth Advisors LLC 0.03% Add +6.7% 21,494 $447K
Meridian Wealth Advisors, LLC 0.07% New 21,500 $447K
Stifel Financial Corp. 0.00% Add +19.3% 21,285 $442K
Nwam LLC 0.03% New 21,156 $440K
RVW Wealth, LLC 0.04% Reduce -4.3% 20,803 $432K
IFG Advisory, LLC 0.03% Add +18.5% 20,769 $432K
Western Wealth Management, LLC 0.02% Reduce -59.6% 20,626 $429K
Mirae Asset Global Investments Co., Ltd. 0.00% Add +22.3% 20,000 $419K
Advisory Services Network, LLC 0.01% No change 20,482 $403K
Janney Montgomery Scott LLC 0.00% New 19,345 $402K
AMG National Trust Bank 0.01% Reduce -29.8% 19,088 $397K
Level Four Advisory Services, LLC 0.02% New 19,370 $396K
Whittier Trust Co. 0.01% No change 19,064 $396K
Ignite Planners, LLC 0.09% Reduce -44.7% 19,053 $396K
Oxinas Partners, LLC 0.23% Reduce -2.9% 17,908 $372K
Trilogy Capital Inc. 0.02% Add +36.8% 17,608 $366K
Wealthcare Advisory Partners LLC 0.01% Add +33.0% 17,561 $365K
SeaCrest Wealth Management, LLC 0.04% Add +0.1% 17,426 $362K
Channel Wealth LLC 0.12% Add +4.5% 17,250 $358K
Jaffetilchin Investment Partners, LLC 0.03% Add +1.6% 17,202 $357K
Sowell Financial Services LLC 0.02% No change 17,157 $357K
Millington Financial Advisors, LLC 0.22% Add +6.4% 16,959 $352K
Focus Partners Wealth 0.00% Reduce -19.5% 16,843 $350K
IFP Advisors, Inc 0.01% Add +3.7% 16,770 $348K
Sunbelt Securities, Inc. 0.03% Reduce -4.4% 16,200 $337K
Plan Group Financial, LLC 0.18% Reduce -1.9% 16,161 $336K
Lewis Asset Management, LLC 0.24% Add +8.1% 15,678 $326K
Sanctuary Advisors, LLC 0.00% Reduce -28.9% 15,832 $322K
Beacon Financial Group 0.03% Add +1.6% 15,403 $320K
Baldwin Wealth Partners LLC 0.02% New 15,189 $316K
Independent Financial Group, LLC 0.01% Add +1.2% 14,226 $296K
Cherry Tree Wealth Management, LLC 0.07% Reduce -8.0% 14,118 $293K
Gotham Asset Management 0.00% Add +4.3% 14,024 $291K
Avior Wealth Management, LLC 0.01% Add +13.6% 13,959 $290K
CENTRAL TRUST Co 0.01% Reduce -13.1% 13,300 $276K
Alpha Cubed Investments, LLC 0.01% Add +0.5% 12,841 $267K
Howard Bailey Securities, LLC 0.10% — 12,750 $265K
HF Advisory Group, LLC 0.12% Reduce -16.9% 12,571 $261K
Pathstone Holdings, LLC 0.00% New 12,290 $255K
Breakwater Capital Group 0.05% Reduce -1.2% 12,270 $255K
Perennial Investment Advisors, LLC 0.03% Add +7.9% 12,021 $250K
Cresset Asset Management, LLC 0.00% Reduce -0.6% 12,011 $250K
NBT Bank, N.A. 0.02% No change 12,000 $249K
1900 Wealth Management LLC 0.02% Add +0.1% 11,991 $249K
My Legacy Advisors, LLC 0.10% Reduce -61.3% 11,928 $248K
Flow Traders U.S. LLC 0.01% New 11,882 $247K
Scotia Capital Inc. 0.00% Add +14.5% 11,860 $246K
Keystone Financial Group 0.03% New 11,675 $243K
Running Point Capital Advisors, LLC 0.09% Reduce -7.0% 11,536 $240K
AE Wealth Management LLC 0.00% Add +1.3% 11,259 $234K
Comerica Bank 0.00% Reduce -24.2% 11,138 $231K
Freestone Capital Holdings, LLC 0.01% New 10,801 $224K
American Investment Services, Inc. 0.04% Add +2.3% 10,723 $223K
Rooted Wealth Advisors, Inc. 0.10% Reduce -21.1% 10,655 $219K
US Bancorp \de 0.00% Reduce -1.9% 10,478 $218K
Larson Financial Group LLC 0.01% Add +29.1% 10,458 $217K
PNC Financial Services Group, Inc. 0.00% Add +3.0% 10,303 $214K
First Citizens Bank & Trust Co. 0.00% New 10,302 $214K
MeadowBrook Investment Advisors LLC 0.20% Reduce -2.4% 10,265 $213K
L.M. Kohn & Company 0.05% New 10,048 $209K
Cullen/Frost Bankers, Inc. 0.00% No change 10,000 $208K
Onyx Bridge Wealth Group LLC 0.03% Reduce -9.1% 9,882 $205K
Jacobsen Capital Management 0.09% New 9,747 $203K
Albion Financial Group 0.01% Reduce -43.7% 9,154 $190K
Tidemark, LLC 0.07% No change 8,625 $179K
Chilton Capital Management LLC 0.01% Reduce -0.2% 8,214 $171K
Householder Group Estate & Retirement Specialist, LLC 0.05% Add +13.1% 7,783 $161K
Front Row Advisors LLC 0.06% New 7,500 $156K
Atlas Capital Advisors Inc. 0.02% Reduce -48.1% 7,453 $155K
CIBC Private Wealth Group LLC 0.00% No change 6,510 $135K
Creative Financial Designs Inc. 0.01% Add +3.0% 6,375 $132K
Future Financial Wealth Managment LLC 0.09% New 6,305 $131K
Winthrop Capital Management, LLC 0.06% Add +1.1% 6,177 $128K
Qube Research & Technologies Ltd 0.00% Add +764.0% 5,262 $109K
Whittier Trust Co. of Nevada Inc. 0.00% No change 4,912 $102K
Howe & Rusling Inc. 0.01% No change 4,890 $102K
GPS Wealth Strategies Group, LLC 0.01% Add +0.2% 4,748 $99K
Continuum Advisory, LLC 0.01% Add +1.4% 4,671 $95K
Pinnacle Bancorp, Inc. 0.02% No change 4,006 $83K
CoreCap Advisors, LLC 0.00% Add +137.8% 3,104 $65K
UMB Bank, n.a. 0.00% No change 2,962 $62K
Geneos Wealth Management Inc. 0.00% No change 2,542 $53K
Blue Trust, Inc. 0.00% Add +822.5% 2,500 $49K
Global Wealth Strategies & Associates 0.01% Reduce -32.1% 2,117 $44K
Farther Finance Advisors, LLC 0.00% Add +3623.2% 2,085 $43K
New Millennium Group LLC 0.02% Reduce -30.5% 1,805 $38K
Aptus Capital Advisors, LLC 0.00% No change 1,564 $33K
Realta Investment Advisors 0.01% Reduce -85.9% 1,519 $32K
Allworth Financial LP 0.00% No change 1,446 $30K
EverSource Wealth Advisors, LLC 0.00% Add +1.0% 1,324 $28K
Ridgewood Investments LLC 0.01% Reduce -0.1% 1,273 $26K
First Horizon Advisors, Inc. 0.00% Reduce -56.8% 1,160 $24K
Glass Jacobson Investment Advisors llc 0.01% Reduce -9.6% 1,152 $24K
Bank of Montreal 0.00% New 1,120 $23K
Old Second National Bank of Aurora 0.01% No change 1,000 $21K
Harbour Investments, Inc. 0.00% Reduce -41.5% 851 $18K
Capital Investment Advisory Services, LLC 0.00% No change 780 $16K
ORG Partners LLC 0.00% Add +1.6% 774 $16K
American Capital Advisory, LLC 0.01% No change 693 $14K
Van Den Berg Management I, Inc. 0.00% No change 600 $12K
Ameritas Investment Partners, Inc. 0.00% Reduce -13.8% 500 $10K
AlphaMark Advisors, LLC 0.00% No change 500 $10K
Carmichael Hill & Associates, Inc. 0.00% Add +216.4% 443 $9K
M&R Capital Management Inc. 0.00% No change 375 $8K
Fortis Group Advisors, LLC 0.00% No change 375 $8K
O'shaughnessy Asset Management, LLC 0.00% Add +29900.0% 300 $6K
Sachetta, LLC 0.00% New 300 $6K
Caldwell Trust Co 0.00% Reduce -41.8% 291 $6K
Robinswood Financial LLC 0.00% No change 280 $6K
Webster Bank, N. A. 0.00% Add +209.9% 251 $5K
Coppell Advisory Solutions LLC 0.00% Add +64.1% 169 $4K
Ancora Advisors LLC 0.00% New 154 $3K
AdvisorNet Financial, Inc 0.00% New 150 $3K
Nemes Rush Group LLC 0.00% No change 125 $3K
Westside Investment Management, Inc. 0.00% No change 100 $2K
Delta Asset Management LLC 0.00% No change 97 $2K
REAP Financial Group, LLC 0.00% Add +4.1% 76 $2K
Blair William & Co. 0.00% Add +1.4% 75 $2K
GS Investments, Inc. 0.00% No change 50 $1K
Christopher J. Hasenberg, Inc 0.00% No change 35 $724
Darwin Wealth Management, LLC 0.00% New 20 $416
Valley Wealth Managers, Inc. 0.00% No change 6 $132
FMR LLC 0.00% Reduce -33.3% 6 $125
DHJJ Financial Advisors, Ltd. 0.00% No change 5 $104
Creekmur Asset Management LLC 0.00% No change 2 $34

"% of holder's portfolio" is PFFD's weight in each manager's 13F, not the share of Global X US Preferred ETF the manager owns.