Pennantpark Floating Rate CaPFLT
13F holders, Q3 2025 (September 30)135holders +11
26new positions
14sold out
1famous investor
$8.85avg. 13F price*
At the end of Q3 2025, 135 institutions reported holding Pennantpark Floating Rate Ca (PFLT) in their 13F filings, up 11 from Q2 2025. 26 opened new positions and 14 sold out. The largest holders were Sound Income Strategies, LLC ($35.7M), Van Eck Associates Corp. ($22.5M) and Marshall Wace, LLP ($18.3M). One famous investor held it Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Pennantpark Floating Rate Ca
- CUSIP
- 70806A106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 26 | $5.8M |
| Exits | 14 | $13.1M |
All 13F filers, Q2 2025 → Q3 2025: 3,461,075 shares bought and 2,892,441 shares sold, net +568,634 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 135 holders
| Sound Income Strategies, LLC | 1.95% | Add +5.8% | 4,131,430 | $35.7M |
| Van Eck Associates Corp. | 0.02% | Add +7.4% | 2,533,205 | $22.5M |
| Marshall Wace, LLP | 0.02% | Add +42.9% | 2,057,399 | $18.3M |
| UBS Group AG | 0.00% | Add +16.0% | 1,296,070 | $11.5M |
| Invesco Ltd. | 0.00% | Add +17.3% | 1,262,880 | $11.2M |
| Qube Research & Technologies Ltd | 0.01% | Add +37.0% | 1,093,973 | $9.7M |
| Altshuler Shaham Ltd | 0.14% | Reduce -47.0% | 916,039 | $8.1M |
| BlackRock, Inc. | 0.00% | Add +37.2% | 687,155 | $6.1M |
| Millennium Management | 0.01% | Reduce -5.5% | 680,700 | $6.1M |
| Morgan Stanley | 0.00% | Add +65.6% | 642,704 | $5.7M |
| Legal & General Group Plc | 0.00% | Add +4.4% | 603,339 | $5.4M |
| LPL Financial LLC | 0.00% | Add +81.1% | 442,131 | $3.9M |
| Two Sigma Investments, LP | 0.01% | Reduce -55.6% | 418,365 | $3.7M |
| Advisors Asset Management, Inc. | 0.05% | Add +6.7% | 351,979 | $3.1M |
| GraniteShares Advisors LLC | 1.44% | Add +9.7% | 279,900 | $2.5M |
| NewEdge Wealth, LLC | 0.04% | Reduce -8.3% | 271,146 | $2.5M |
| Trexquant Investment LP | 0.02% | Reduce -7.7% | 248,689 | $2.2M |
| Osaic Holdings, Inc. | 0.00% | Add +2.0% | 165,673 | $1.6M |
| Muzinich & Co., Inc. | 0.59% | Add +62.9% | 170,836 | $1.5M |
| Jane Street Group, LLC | 0.00% | New | 169,315 | $1.5M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +81.2% | 147,213 | $1.3M |
| Wedbush Securities Inc. | 0.04% | Add +3.3% | 143,721 | $1.3M |
| Brevan Howard Capital Management LP | 0.02% | Reduce -6.5% | 132,771 | $1.2M |
| PFG Investments, LLC | 0.06% | Add +2.7% | 122,135 | $1.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +39.1% | 120,419 | $1.1M |
| Tidal Investments LLC | 0.00% | Add +7.7% | 113,783 | $1.0M |
| PFG Advisors | 0.04% | Add +0.0% | 110,126 | $979K |
| Commonwealth Equity Services, LLC | 0.00% | Add +7.6% | 98,464 | $875K |
| MQS Management LLC | 0.49% | New | 93,964 | $835K |
| Virtus Investment Advisers, LLC | 0.24% | Add +4.8% | 92,843 | $825K |
| State Street Corp. | 0.00% | Add +2.8% | 86,559 | $778K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -2.6% | 76,173 | $677K |
| Cetera Investment Advisers | 0.00% | Add +18.6% | 75,564 | $672K |
| Yelin Lapidot Holdings Management Ltd. | 0.14% | Add +281.7% | 74,427 | $662K |
| HighTower Advisors, LLC | 0.00% | Reduce -22.3% | 73,948 | $657K |
| Ameriprise Financial Inc. | 0.00% | Reduce -2.8% | 67,972 | $604K |
| Susquehanna International Group, LLP | 0.00% | Reduce -41.9% | 64,510 | $573K |
| Corient Private Wealth LP | 0.00% | Add +15.1% | 61,848 | $550K |
| Denali Advisors LLC | 0.06% | Reduce -15.3% | 58,499 | $520K |
| Wells Fargo & Company | 0.00% | Reduce -38.4% | 58,139 | $517K |
| Cornerstone Wealth Management, LLC | 0.03% | Reduce -12.3% | 56,842 | $505K |
| Stifel Financial Corp. | 0.00% | Reduce -6.5% | 54,798 | $487K |
| Guggenheim Capital LLC | 0.00% | Add +5.4% | 54,785 | $487K |
| Strategic Financial Concepts, LLC | 0.07% | Reduce -17.3% | 52,300 | $465K |
| Northern Trust Corp. | 0.00% | Add +19.5% | 49,696 | $442K |
| Citigroup Inc. | 0.00% | Add +41.5% | 48,662 | $433K |
| Oxford Asset Management LLP | 0.14% | New | 48,199 | $428K |
| Natixis | 0.00% | No change | 44,576 | $395K |
| Quadrature Capital Ltd | 0.00% | New | 43,217 | $384K |
| Janney Montgomery Scott LLC | 0.00% | Add +2.7% | 43,003 | $382K |
| Envestnet Asset Management Inc. | 0.00% | Add +10.2% | 40,713 | $362K |
| Vantage Financial Partners, LLC | 0.07% | New | 38,499 | $342K |
| Virtu Financial LLC | 0.02% | New | 37,407 | $333K |
| Sovran Advisors, LLC | 0.03% | Add +3.2% | 35,274 | $320K |
| Goldman Sachs Group Inc. | 0.00% | New | 32,229 | $287K |
| Squarepoint Ops LLC | 0.00% | New | 30,924 | $275K |
| Mariner, LLC | 0.00% | Add +132.0% | 30,847 | $274K |
| Synergy Investment Management, LLC | 0.09% | Add +8.4% | 27,102 | $241K |
| Bank of America Corp. | 0.00% | Add +86.4% | 26,894 | $239K |
| Dynamic Technology Lab Private Ltd | 0.04% | Add +87.1% | 26,707 | $237K |
| Certuity, LLC | 0.02% | No change | 26,658 | $237K |
| Raymond James Financial Inc. | 0.00% | Add +3.1% | 25,968 | $231K |
| PharVision Advisers, LLC | 0.13% | New | 25,564 | $227K |
| Royal Bank of Canada | 0.00% | Add +29.2% | 25,329 | $225K |
| Quantbot Technologies LP | 0.01% | Add +12.7% | 23,931 | $213K |
| Westbourne Investments, Inc. | 0.10% | Add +18.4% | 22,708 | $207K |
| BNP Paribas Financial Markets | 0.00% | Add +324.1% | 22,411 | $199K |
| M&T Bank Corp | 0.00% | No change | 21,899 | $195K |
| AE Wealth Management LLC | 0.00% | Add +0.7% | 21,794 | $194K |
| Ethos Financial Group, LLC | 0.01% | New | 19,753 | $176K |
| Foundations Investment Advisors, LLC | 0.00% | Add +18.0% | 19,654 | $175K |
| Naviter Wealth, LLC | 0.02% | New | 18,650 | $168K |
| Beacon Investment Advisors LLC | 0.07% | Reduce -7.9% | 18,315 | $163K |
| Optimum Investment Advisors | 0.06% | No change | 17,500 | $156K |
| VestGen Advisors, LLC | 0.01% | New | 17,500 | $156K |
| Krilogy Financial LLC | 0.01% | New | 15,617 | $143K |
| Truist Financial Corp. | 0.00% | Add +1.7% | 16,059 | $143K |
| Sunbelt Securities, Inc. | 0.01% | Add +90.3% | 15,654 | $139K |
| Empowered Funds, LLC | 0.00% | Add +50.0% | 15,286 | $136K |
| Private Advisor Group, LLC | 0.00% | Reduce -10.1% | 14,772 | $131K |
| Garner Asset Management Corp | 0.05% | Add +0.0% | 14,273 | $127K |
| Teamwork Financial Advisors, LLC | 0.01% | New | 14,173 | $126K |
| Strategies Wealth Advisors, LLC | 0.01% | Add +3.0% | 13,308 | $118K |
| KW Wealth Management LLC | 0.19% | — | 12,842 | $114K |
| OneDigital Investment Advisors LLC | 0.00% | No change | 12,543 | $112K |
| First Foundation Advisors | 0.00% | No change | 12,393 | $110K |
| Lido Advisors, LLC | 0.00% | Reduce -26.1% | 12,114 | $109K |
| Fulton Breakefield Broenniman LLC | 0.01% | No change | 11,798 | $105K |
| Composition Wealth, LLC | 0.00% | Add +3.0% | 11,728 | $104K |
| Calton & Associates, Inc. | 0.02% | Add +3.5% | 11,317 | $101K |
| Glenview Trust Co | 0.00% | No change | 10,650 | $95K |
| Sigma Planning Corp | 0.00% | Add +0.5% | 10,495 | $93K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +2811.7% | 10,424 | $93K |
| Hudson Bay Capital Management LP | 0.00% | New | 10,350 | $92K |
| Kestra Advisory Services, LLC | 0.00% | New | 10,228 | $91K |
| Investment Partners, LTD. | 0.03% | No change | 10,000 | $89K |
| SP Asset Management LLC | 0.01% | New | 10,000 | $89K |
| Sage Mountain Advisors LLC | 0.01% | No change | 10,000 | $89K |
| Golden State Wealth Management, LLC | 0.01% | No change | 9,756 | $87K |
| AllSquare Wealth Management LLC | 0.04% | No change | 9,200 | $82K |
| JPMorgan Chase & Co. | 0.00% | Reduce -82.2% | 9,186 | $82K |
| Farther Finance Advisors, LLC | 0.00% | Add +462.6% | 8,968 | $80K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 7,122 | $63K |
| Cwm, LLC | 0.00% | Add +12.6% | 5,371 | $48K |
| Global Retirement Partners, LLC | 0.00% | Add +32.1% | 5,188 | $46K |
| MPWM Advisory Solutions, LLC | 0.03% | No change | 5,000 | $44K |
| NewEdge Advisors, LLC | 0.00% | No change | 4,714 | $42K |
| State of Alaska, Department of Revenue | 0.00% | New | 4,625 | $41K |
| Quarry LP | 0.01% | New | 4,033 | $36K |
| US Bancorp \de | 0.00% | No change | 4,000 | $36K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 4,000 | $36K |
| Wilmington Savings Fund Society, FSB | 0.00% | No change | 3,363 | $30K |
| MAI Capital Management | 0.00% | Add +0.1% | 3,300 | $29K |
| Rockefeller Capital Management L.P. | 0.00% | New | 3,000 | $27K |
| Allworth Financial LP | 0.00% | Reduce -0.3% | 2,769 | $25K |
| Atlantic Union Bankshares Corp | 0.00% | New | 2,700 | $24K |
| Advisory Services Network, LLC | 0.00% | New | 2,541 | $23K |
| Private Trust Co. NA | 0.00% | No change | 2,530 | $22K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +15.6% | 1,678 | $15K |
| ORG Partners LLC | 0.00% | No change | 1,500 | $13K |
| Financial Network Wealth Advisors LLC | 0.01% | No change | 1,426 | $13K |
| Pin Oak Investment Advisors Inc. | 0.01% | Add +0.0% | 1,146 | $10K |
| FNY Investment Advisers, LLC | 0.00% | No change | 1,200 | $10K |
| Harbour Investments, Inc. | 0.00% | No change | 1,000 | $9K |
| Murphy & Mullick Capital Management Corp | 0.01% | Reduce -6.7% | 968 | $9K |
| Pension & Wealth Management Advisors, Inc. | 0.00% | New | 977 | $9K |
| Delta Asset Management LLC | 0.00% | No change | 943 | $8K |
| Aventura Private Wealth, LLC | 0.00% | Add +3.1% | 775 | $7K |
| Harbor Asset Planning, Inc. | 0.00% | No change | 526 | $5K |
| Larson Financial Group LLC | 0.00% | Add +2.9% | 526 | $5K |
| Vermillion Wealth Management, Inc. | 0.00% | No change | 500 | $4K |
| Jones Financial Companies LLLP | 0.00% | New | 220 | $2K |
| Blue Trust, Inc. | 0.00% | New | 100 | $889 |
| Creekmur Asset Management LLC | 0.00% | No change | 9 | $79 |
| Valley Wealth Managers, Inc. | 0.00% | New | 1 | $9 |
"% of holder's portfolio" is PFLT's weight in each manager's 13F, not the share of Pennantpark Floating Rate Ca the manager owns.