Prospect CapitalPSEC

13F holders, Q1 2024 (March 31)
229holders
2famous investors
$6.19avg. 13F price*

At the end of Q1 2024, 229 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings. The largest holders were Van Eck Associates Corp. ($38.0M), Y.D. More Investments Ltd ($31.4M) and Legal & General Group Plc ($18.4M). 2 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).

Company
Prospect Capital Corp.
CUSIP
74348T102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 229Q1 2024Q2 2024: 230Q2 2024Q3 2024: 226Q3 2024Q4 2024: 239Q4 2024Q1 2025: 224Q1 2025Q2 2025: 223Q2 2025Q3 2025: 227Q3 2025Q4 2025: 223Q4 2025Q1 2026: 218Q1 2026Q2 2026: 204Q2 2026

Total Exit/New Position Q1 2024

InstitutionsTotal Value
New Positions24$2.5M
Exits39$7.4M

Ownership 229 holders

Van Eck Associates Corp. 0.06% Add +11.7% 6,880,161 $38.0M
Y.D. More Investments Ltd 5.56% Reduce -1.5% 1,254,319 $31.4M
Legal & General Group Plc 0.01% Add +4.1% 3,330,226 $18.4M
Invesco Ltd. 0.00% Add +19.7% 2,114,807 $11.7M
Morgan Stanley 0.00% Add +15.3% 1,957,703 $10.8M
XML Financial, LLC 0.97% Add +29.1% 1,712,938 $9.5M
LSV Asset Management 0.02% Reduce -21.0% 1,608,614 $8.9M
BlackRock Inc. 0.00% Add +8.9% 1,370,758 $7.6M
Commonwealth Equity Services, LLC 0.01% Add +11.3% 1,144,987 $6.3M
LPL Financial LLC 0.00% Add +3.2% 1,079,132 $6.0M
Cambridge Investment Research Advisors, Inc. 0.02% Add +9.2% 1,044,632 $5.8M
Raymond James & Associates 0.00% Add +16.3% 681,459 $3.8M
Osaic Holdings, Inc. 0.01% Reduce -23.7% 591,351 $3.3M
UBS Group AG 0.00% Add +14.5% 461,945 $2.5M
Advisors Asset Management, Inc. 0.05% Reduce -1.3% 444,540 $2.5M
McKinley Capital Management LLC 0.27% Reduce -3.1% 408,441 $2.3M
BI Asset Management Fondsmaeglerselskab A/S 0.04% Add +59.7% 394,365 $2.2M
Tactive Advisors, LLC 0.94% Add +74.2% 321,095 $1.8M
DNB Asset Management AS 0.01% Add +25.6% 319,056 $1.8M
Cetera Investment Advisers 0.00% Add +585.6% 309,786 $1.7M
JPMorgan Chase & Co. 0.00% Reduce -52.5% 308,903 $1.7M
CANADA LIFE ASSURANCE Co 0.00% Add +13.1% 294,706 $1.6M
US Bancorp \de 0.00% Add +0.6% 293,116 $1.6M
Marshall Wace, LLP 0.00% Reduce -59.3% 288,356 $1.6M
D.A. Davidson & Co. 0.01% Reduce -0.9% 279,312 $1.5M
Wells Fargo & Company 0.00% Add +46.6% 265,761 $1.5M
Kestra Private Wealth Services, LLC 0.03% Add +4.0% 241,601 $1.3M
Palogic Value Management, L.P. 0.52% Add +33.2% 218,875 $1.2M
Boothbay Fund Management, LLC 0.04% Add +22.9% 215,000 $1.2M
Eschler Asset Management LLP 0.76% Add +22.9% 215,000 $1.2M
Truist Financial Corp. 0.00% Add +3.9% 200,641 $1.1M
KBC Group NV 0.00% Add +2.1% 177,499 $980K
Atria Wealth Solutions, Inc. 0.01% Add +37.4% 175,733 $971K
International Assets Investment Management, LLC 0.10% Reduce -30.2% 175,506 $964K
Garner Asset Management Corp 0.33% Reduce -15.8% 128,455 $871K
Northern Trust Corp. 0.00% Reduce -0.1% 156,890 $866K
Virtus Advisers, LLC 0.42% Add +35.9% 141,749 $782K
Kovack Advisors, Inc. 0.09% Reduce -4.4% 138,549 $765K
Alberta Investment Management Corp 0.01% No change 124,900 $689K
Caxton Associates LP 0.05% Reduce -47.4% 124,102 $685K
Stifel Financial Corp. 0.00% Add +7.3% 122,755 $678K
Quadrature Capital Ltd 0.01% Reduce -20.1% 118,502 $655K
HighTower Advisors, LLC 0.00% Reduce -7.5% 116,952 $647K
Millennium Management 0.00% Reduce -75.1% 113,753 $628K
Jane Street Group, LLC 0.00% Reduce -24.6% 103,422 $571K
Royal Bank of Canada 0.00% Reduce -1.5% 102,097 $563K
SMH Capital Advisors Inc. 3.60% Add +0.0% 101,322 $559K
Catalyst Capital Advisors LLC 0.01% New 95,140 $525K
Mariner, LLC 0.00% Reduce -6.7% 93,736 $517K
Westwood Holdings Group Inc. 0.00% No change 93,246 $515K
Garden State Investment Advisory Services LLC 0.18% Reduce -1.7% 89,142 $489K
Philadelphia Trust Co. 0.04% No change 86,350 $477K
Bank of America Corp. 0.00% Reduce -35.6% 84,898 $469K
Sigma Planning Corp 0.01% Add +42.2% 75,691 $418K
Summit Global Investments 0.03% Reduce -0.0% 75,000 $414K
Squarepoint Ops LLC 0.00% Add +27.9% 74,787 $413K
Jump Financial, LLC 0.01% Reduce -77.3% 74,468 $411K
Two Sigma Investments, LP 0.00% Reduce -88.0% 72,551 $400K
Advisory Services Network, LLC 0.01% Reduce -42.8% 71,392 $394K
Ameriprise Financial Inc. 0.00% Add +0.4% 70,569 $390K
Raymond James Financial Services Advisors, Inc. 0.00% Reduce -8.6% 69,971 $386K
Kestra Advisory Services, LLC 0.00% Reduce -1.6% 69,333 $383K
Guggenheim Capital LLC 0.00% Add +4.3% 67,729 $374K
Prospera Financial Services Inc 0.01% Reduce -14.5% 67,500 $373K
Inspire Investing, LLC 0.04% Add +1.6% 65,045 $359K
Forte Capital LLC 0.04% Reduce -31.9% 64,158 $354K
Avantax Advisory Services, Inc. 0.00% Add +54.2% 63,037 $348K
Moloney Securities Asset Management, LLC 0.05% Reduce -3.0% 60,927 $336K
Kathmere Capital Management, LLC 0.04% No change 57,967 $320K
Teamwork Financial Advisors, LLC 0.05% Add +1.9% 55,988 $309K
Mercer Global Advisors Inc. 0.00% Add +67.9% 55,269 $305K
Blair William & Co. 0.00% Reduce -0.1% 54,195 $299K
HRT Financial LP 0.00% Reduce -20.5% 53,665 $296K
Thrive Wealth Management, LLC 0.06% Add +0.3% 52,129 $288K
ProShare Advisors LLC 0.00% Add +18.8% 51,349 $283K
Lodestar Private Asset Management LLC 0.04% No change 50,000 $276K
Optimist Retirement Group LLC 0.14% New 48,176 $266K
Next Level Private LLC 0.12% Add +49.6% 46,011 $254K
Csenge Advisory Group 0.01% New 44,128 $244K
Barrett & Company, Inc. 0.11% Reduce -8.0% 43,956 $243K
BNP Paribas Financial Markets 0.00% Add +275.0% 43,616 $241K
Roman Butler Fullerton & Co. 0.09% Reduce -22.1% 43,767 $236K
Claro Advisors Inc. 0.04% No change 42,390 $234K
Two Sigma Advisers, LP 0.00% Reduce -0.7% 41,700 $230K
Virtu Financial LLC 0.02% Reduce -41.4% 40,423 $223K
Bessemer Group Inc. 0.00% No change 40,000 $221K
XTX Topco Ltd 0.03% Add +46.6% 39,323 $217K
Orion Porfolio Solutions, LLC 0.00% Reduce -1.3% 38,144 $211K
Orion Portfolio Solutions, LLC 0.00% Reduce -1.3% 38,144 $211K
Sculati Wealth Management, LLC 0.09% Reduce -34.7% 37,825 $209K
Harbour Investments, Inc. 0.01% Add +1.4% 37,108 $205K
Creative Planning 0.00% Add +15.9% 36,111 $199K
Muzinich & Co., Inc. 0.17% No change 32,901 $197K
Bank of Montreal 0.00% Reduce -34.5% 35,200 $195K
Sheaff Brock Investment Advisors, LLC 0.02% Reduce -2.8% 34,750 $192K
Creative Financial Designs Inc. 0.02% Reduce -25.4% 34,607 $191K
Dark Forest Capital Management LP 0.03% Add +230.6% 34,586 $191K
PNC Financial Services Group, Inc. 0.00% Add +1.5% 34,516 $191K
IFG Advisory, LLC 0.01% Reduce -8.3% 33,195 $183K
Natixis 0.00% Add +0.0% 33,000 $182K
Cadence Bank 0.01% Add +3.2% 31,606 $174K
Strategies Wealth Advisors, LLC 0.03% Add +6.6% 30,621 $169K
Goldman Sachs Group Inc. 0.00% Reduce -53.1% 29,571 $163K
Sunbelt Securities, Inc. 0.02% Add +0.3% 29,473 $163K
FWG Investments, LLC. 0.18% Reduce -3.3% 29,413 $162K
Envestnet Asset Management Inc. 0.00% Add +123.5% 29,281 $162K
Ausdal Financial Partners, Inc. 0.02% Reduce -0.6% 29,069 $160K
Oppenheimer & Co. Inc. 0.00% Add +1.4% 28,922 $160K
Modern Wealth Management, LLC 0.01% Add +3.8% 28,684 $158K
Dudley Capital Management, LLC 0.09% No change 28,500 $156K
Copperwynd Financial, LLC 0.05% New 26,657 $147K
Triumph Capital Management 0.06% Reduce -67.9% 26,472 $145K
Independent Financial Group, LLC 0.01% Add +9.2% 26,066 $144K
Sage Mountain Advisors LLC 0.01% New 25,948 $143K
Eagle Global Advisors LLC 0.01% No change 25,900 $143K
D. E. Shaw & Co. 0.00% Reduce -79.5% 25,470 $141K
Entropy Technologies, LP 0.01% New 25,000 $138K
Vanguard Capital Wealth Advisors 0.10% Reduce -34.0% 24,852 $137K
Highlander Capital Management, LLC 0.05% No change 24,615 $136K
Comerica Bank 0.00% Add +166.7% 24,000 $132K
Regal Investment Advisors LLC 0.01% Add +1.1% 23,552 $130K
Janney Montgomery Scott LLC 0.00% Add +51.2% 23,633 $130K
Stephens Inc. 0.00% Add +4.5% 23,417 $129K
Arkadios Wealth Advisors 0.01% Reduce -2.8% 22,924 $127K
J.W. Cole Advisors, Inc. 0.01% Reduce -39.8% 21,922 $121K
Level Four Advisory Services, LLC 0.01% No change 20,070 $120K
Inspire Advisors, LLC 0.02% Reduce -10.7% 21,333 $118K
Steward Partners Investment Advisory, LLC 0.00% Add +6.5% 20,857 $115K
EMC Capital Management 0.07% Add +24.5% 20,762 $115K
Zimmermann Investment Management & Planning LLC 0.04% Add +1.9% 20,458 $113K
DAVENPORT & Co LLC 0.00% No change 20,006 $110K
Bank of New York Mellon Corp 0.00% Reduce -76.8% 19,838 $110K
Wealthfront Advisers LLC 0.00% Add +86.5% 19,088 $105K
Spire Wealth Management 0.00% Reduce -13.8% 19,021 $105K
WMG Financial Advisors, LLC 0.06% Add +5.6% 18,900 $104K
Wealth Enhancement Advisory Services, LLC 0.00% Reduce -54.3% 18,829 $104K
Lincoln National Corp. 0.00% New 18,355 $101K
Strategic Financial Concepts, LLC 0.02% New 18,099 $100K
Atom Investors LP 0.01% Reduce -43.1% 17,415 $96K
Balyasny Asset Management L.P. 0.00% New 17,091 $94K
Envestnet Portfolio Solutions, Inc. 0.00% New 17,000 $94K
Kingsview Wealth Management, LLC 0.00% New 16,538 $91K
Marex Group Ltd 0.00% New 16,100 $89K
Baker Avenue Asset Management, LP 0.00% New 16,084 $89K
First National Bank of Mount Dora, Trust Investment Services 0.02% No change 15,300 $84K
Cherry Creek Investment Advisors, Inc. 0.05% No change 15,111 $83K
Girard Partners LTD. 0.01% No change 15,063 $83K
SpiderRock Advisors, LLC 0.00% — 15,225 $83K
Wealthcare Advisory Partners LLC 0.00% New 14,834 $82K
NWF Advisory Services Inc. 0.01% Add +10.2% 14,800 $82K
Manufacturers Life Insurance Company, The 0.00% New 14,703 $81K
B. Riley Wealth Advisors, Inc. 0.00% Reduce -1.1% 13,116 $80K
Traynor Capital Management, Inc. 0.01% Add +0.9% 14,201 $78K
Sage Capital Management, LLC 0.04% No change 14,000 $77K
Gerber Kawasaki Wealth & Investment Management 0.00% Add +3.4% 13,587 $75K
State of Wyoming 0.01% Add +96.7% 13,538 $75K
Tower Research Capital LLC (TRC) 0.00% Reduce -0.3% 13,423 $74K
MML Investors Services, LLC 0.00% Reduce -3.3% 13,373 $74K
Empowered Funds, LLC 0.00% New 13,202 $73K
Parallel Advisors, LLC 0.00% Reduce -6.2% 13,112 $72K
Moneta Group Investment Advisors LLC 0.00% Add +1.6% 12,952 $71K
Shufro Rose & Co. LLC 0.01% Add +8.6% 12,700 $70K
Corient Private Wealth LP 0.00% Add +0.6% 12,664 $70K
Silverlake Wealth Management LLC 0.03% Add +1.3% 12,400 $68K
LVW Advisors, LLC 0.01% Add +0.4% 12,294 $68K
Wedbush Securities Inc. 0.00% Reduce -19.8% 12,118 $67K
Detalus Advisors, LLC 0.02% Reduce -11.1% 12,000 $66K
MAI Capital Management 0.00% Reduce -3.7% 11,790 $65K
Cutter & CO Brokerage, Inc. 0.02% New 11,700 $65K
Susquehanna International Group, LLP 0.00% Reduce -82.2% 10,899 $60K
Lido Advisors, LLC 0.00% Reduce -22.1% 10,700 $60K
KG Capital Management 0.02% Reduce -2.1% 10,528 $58K
Texas Yale Capital Corp. 0.00% No change 10,500 $58K
Edge Financial Advisors LLC 0.05% — 10,000 $55K
Money Concepts Capital Corp. 0.01% No change 10,000 $55K
Cwm, LLC 0.00% Add +0.2% 9,994 $55K
Signaturefd, LLC 0.00% Reduce -6.6% 9,075 $50K
Citigroup Inc. 0.00% Reduce -23.9% 8,816 $49K
Private Trust Co. NA 0.01% Add +8.6% 8,401 $46K
Global Assets Advisory, LLC 0.03% New 8,140 $45K
CoreCap Advisors, LLC 0.00% Reduce -26.6% 7,924 $44K
Headlands Technologies LLC 0.01% Add +2266.9% 7,574 $42K
CNB Bank 0.02% No change 7,500 $41K
Quent Capital, LLC 0.00% Add +3.3% 6,597 $36K
AllSquare Wealth Management LLC 0.02% No change 6,000 $33K
Asset Dedication, LLC 0.00% No change 5,880 $32K
HHM Wealth Advisors, LLC 0.00% No change 5,372 $30K
Archer Investment Corp 0.01% Reduce -54.5% 5,000 $28K
Rothschild Investment LLC 0.00% No change 4,900 $27K
Banque Cantonale Vaudoise 0.00% No change 4,000 $22K
Avion Wealth 0.01% Add +3.2% 3,732 $21K
Deutsche Bank AG 0.00% New 3,774 $21K
Lindbrook Capital, LLC 0.00% No change 3,440 $19K
Founders Capital Management 0.01% No change 3,000 $17K
CIBC Private Wealth Group LLC 0.00% New 3,000 $16K
Core Wealth Advisors, Inc. 0.00% Add +3.3% 2,577 $14K
Geneos Wealth Management Inc. 0.00% No change 2,300 $13K
Lanark Financial, Inc. 0.00% Reduce -61.4% 2,200 $12K
West Branch Capital LLC 0.00% No change 2,018 $11K
AdvisorNet Financial, Inc 0.00% Add +3.2% 1,858 $10K
Cypress Capital Management LLC (WY) 0.01% Add +3.2% 1,836 $10K
Webster Bank, N. A. 0.00% Reduce -38.2% 1,620 $9K
Beacon Capital Management, LLC 0.00% Add +6.4% 1,572 $9K
NewEdge Advisors, LLC 0.00% Add +3.5% 1,571 $9K
Huntington National Bank 0.00% Add +2.0% 1,530 $8K
Semmax Financial Advisors Inc. 0.00% No change 1,480 $8K
Carmichael Hill & Associates, Inc. 0.00% No change 1,465 $8K
Global Retirement Partners, LLC 0.00% Add +0.1% 1,405 $8K
Gables Capital Management Inc. 0.00% No change 1,000 $6K
Cape Investment Advisory, Inc. 0.00% Reduce -93.4% 878 $5K
IFP Advisors, Inc 0.00% No change 750 $4K
Larson Financial Group LLC 0.00% Reduce -29.9% 640 $4K
LRI Investments, LLC 0.00% — 611 $3K
Central Pacific Bank - Trust Division 0.00% — 428 $2K
Rise Advisors, LLC 0.00% Add +3.5% 383 $2K
Hilltop National Bank 0.00% — 380 $2K
Quadrant Capital Group LLC 0.00% No change 366 $2K
Towne Trust Company, N.A 0.00% New 250 $1K
Peoples Financial Services Corp. 0.00% No change 205 $1K
Realta Investment Advisors 0.00% New 185 $1K
Principal Securities, Inc. 0.00% No change 151 $834
EverSource Wealth Advisors, LLC 0.00% New 160 $833
Heritage Wealth Advisors 0.00% No change 100 $552
Barclays PLC 0.00% No change 89 $491
Hexagon Capital Partners LLC 0.00% Reduce -75.2% 53 $293
Allworth Financial LP 0.00% Reduce -30.3% 23 $127
Frazier Financial Advisors, LLC 0.00% New 14 $79
Blue Trust, Inc. 0.00% Reduce -99.6% 1 $6
Smithfield Trust Co 0.00% No change 47 $0

"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.