Prospect CapitalPSEC

13F holders, Q3 2025 (September 30)
227holders +4
31new positions
27sold out
3famous investors
$2.75avg. 13F price*

At the end of Q3 2025, 227 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, up 4 from Q2 2025. 31 opened new positions and 27 sold out. The largest holders were Van Eck Associates Corp. ($28.2M), Two Sigma Advisers, LP ($18.6M) and Marshall Wace, LLP ($18.3M). 3 famous investors held it, including Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Prospect Capital Corp.
CUSIP
74348T102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 229Q1 2024Q2 2024: 230Q2 2024Q3 2024: 226Q3 2024Q4 2024: 239Q4 2024Q1 2025: 224Q1 2025Q2 2025: 223Q2 2025Q3 2025: 227Q3 2025Q4 2025: 223Q4 2025Q1 2026: 218Q1 2026Q2 2026: 204Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions31$18.2M
Exits27$3.9M

All 13F filers, Q2 2025 → Q3 2025: 25,940,897 shares bought and 10,060,869 shares sold, net +15,880,028 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 227 holders

Van Eck Associates Corp. 0.03% Add +9.2% 10,255,640 $28.2M
Two Sigma Advisers, LP 0.04% Add +28.6% 6,773,200 $18.6M
Marshall Wace, LLP 0.02% Add +70.7% 6,668,376 $18.3M
Millennium Management 0.01% Add +325.2% 6,231,987 $17.1M
Two Sigma Investments, LP 0.02% Add +99.9% 4,096,924 $11.3M
Susquehanna International Group, LLP 0.01% Add +236.1% 3,736,232 $10.3M
UBS Group AG 0.00% Reduce -4.3% 3,453,178 $9.5M
Gendell Jeffrey L 0.16% New 3,166,215 $8.7M
Morgan Stanley 0.00% Reduce -5.8% 2,930,181 $8.1M
Legal & General Group Plc 0.00% Reduce -10.5% 2,727,914 $7.5M
Tudor Investment Corporation 0.05% Add +12.2% 2,604,286 $7.2M
BlackRock, Inc. 0.00% Add +20.2% 2,370,085 $6.5M
Private Advisor Group, LLC 0.02% Add +2.0% 1,546,380 $4.3M
Caxton Associates LLP 0.09% Add +70.5% 1,176,623 $3.2M
Jane Street Group, LLC 0.00% New 1,045,052 $2.9M
Citadel Advisors 0.00% New 945,845 $2.6M
LPL Financial LLC 0.00% Add +3.2% 882,630 $2.4M
Palogic Value Management, L.P. 0.88% Add +103.0% 745,831 $2.1M
Virtus Investment Advisers, LLC 0.52% Add +54.9% 657,589 $1.8M
XML Financial, LLC 0.15% Add +0.6% 648,224 $1.8M
Cubist Systematic Strategies, LLC 0.02% Reduce -44.7% 635,676 $1.7M
Bank of America Corp. 0.00% Reduce -4.8% 628,801 $1.7M
Commonwealth Equity Services, LLC 0.00% Reduce -40.8% 610,515 $1.7M
Tactive Advisors, LLC 0.46% Reduce -0.1% 585,837 $1.6M
IMC-Chicago, LLC 0.03% New 539,210 $1.5M
LSV Asset Management 0.00% Reduce -5.0% 535,835 $1.5M
BI Asset Management Fondsmaeglerselskab A/S 0.01% No change 520,592 $1.4M
Raymond James Financial Inc. 0.00% Reduce -39.5% 510,881 $1.4M
Naviter Wealth, LLC 0.16% Reduce -27.0% 496,290 $1.4M
BNP Paribas Financial Markets 0.00% Add +1.8% 504,342 $1.4M
Kovack Advisors, Inc. 0.12% Add +39.3% 480,638 $1.3M
Northern Trust Corp. 0.00% Add +44.6% 473,612 $1.3M
Independent Financial Group, LLC 0.03% Add +4.0% 455,132 $1.3M
SMH Capital Advisors Inc. 2.38% Add +201.5% 438,847 $1.2M
DNB Asset Management AS 0.00% Add +33.0% 401,659 $1.1M
CANADA LIFE ASSURANCE Co 0.00% Add +23.2% 393,598 $1.0M
Group One Trading LLC 0.03% Add +253.9% 372,522 $1.0M
Virtu Financial LLC 0.05% Add +679.3% 313,952 $863K
Cetera Investment Advisers 0.00% Add +15.1% 302,455 $832K
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -19.3% 280,399 $771K
Aquatic Capital Management LLC 0.01% New 279,072 $767K
Focus Partners Advisor Solutions, LLC 0.01% Add +201.6% 261,539 $753K
TCFG Wealth Management, LLC 0.30% Reduce -1.8% 272,203 $749K
Dark Forest Capital Management LP 0.03% Reduce -50.8% 268,440 $738K
DRW Securities, LLC 0.04% Add +88.7% 257,441 $717K
Qube Research & Technologies Ltd 0.00% Add +521.9% 227,359 $625K
Balyasny Asset Management L.P. 0.00% Reduce -96.0% 226,326 $622K
Squarepoint Ops LLC 0.00% Add +151.9% 224,845 $618K
Concorde Asset Management, LLC 0.25% — 217,150 $600K
180 Wealth Advisors, LLC 0.07% Add +151.7% 211,039 $580K
Brevan Howard Capital Management LP 0.01% Reduce -49.6% 207,971 $572K
Kestra Private Wealth Services, LLC 0.01% Add +1.2% 206,898 $569K
Stifel Financial Corp. 0.00% Add +5.8% 205,475 $565K
GatePass Capital, LLC 0.33% New 204,800 $563K
Verition Fund Management LLC 0.00% Add +11.4% 202,253 $556K
Catalyst Capital Advisors LLC 0.01% Add +111.0% 200,742 $552K
Creative Planning 0.00% Add +0.5% 189,336 $521K
Osaic Holdings, Inc. 0.00% Add +2.5% 173,489 $505K
Spire Wealth Management 0.02% Add +15.6% 182,514 $502K
Claro Advisors Inc. 0.07% Add +525.3% 169,865 $467K
International Assets Investment Management, LLC 0.04% Add +18.7% 142,545 $450K
Goldman Sachs Group Inc. 0.00% Reduce -22.3% 162,382 $447K
Truist Financial Corp. 0.00% Reduce -18.8% 153,940 $423K
Engineers Gate Manager LP 0.00% Add +32.5% 147,902 $407K
Guggenheim Capital LLC 0.00% Add +29.8% 139,970 $385K
Tweedy, Browne Co LLC 0.03% Add +108.3% 139,622 $384K
Exchange Traded Concepts, LLC 0.00% Add +108.4% 139,531 $384K
Family Wealth Partners, LLC 0.14% Add +69.1% 137,260 $377K
Wells Fargo & Company 0.00% Reduce -27.4% 106,520 $293K
Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% No change 105,900 $291K
Moloney Securities Asset Management, LLC 0.03% Reduce -12.1% 105,639 $291K
Denali Advisors LLC 0.03% Reduce -16.0% 104,940 $289K
US Bancorp \de 0.00% Reduce -21.9% 101,500 $279K
Generali Investments CEE, investicni spolecnost, a.s. 0.02% Reduce -12.9% 101,234 $278K
Aigen Investment Management, LP 0.04% Add +23.5% 96,210 $265K
Westwood Holdings Group Inc. 0.00% No change 93,246 $256K
Vident Advisory, LLC 0.00% New 89,003 $245K
Lido Advisors, LLC 0.00% Reduce -36.5% 85,738 $239K
XTX Topco Ltd 0.01% New 86,429 $238K
ProShare Advisors LLC 0.00% Add +10.8% 81,823 $225K
Kestra Advisory Services, LLC 0.00% Add +5.6% 76,096 $209K
Summit Global Investments 0.01% No change 75,000 $206K
Kathmere Capital Management, LLC 0.01% No change 69,462 $191K
Garden State Investment Advisory Services LLC 0.05% Reduce -7.2% 67,432 $185K
Two Sigma Securities, LLC 0.03% Reduce -24.7% 63,180 $174K
Ameriprise Financial Inc. 0.00% Reduce -11.6% 53,618 $172K
Prospera Financial Services Inc 0.00% Add +0.2% 60,152 $165K
Royal Bank of Canada 0.00% Add +9.4% 58,639 $161K
Tower Research Capital LLC (TRC) 0.00% Add +1429.5% 55,597 $153K
Quantbot Technologies LP 0.00% Reduce -77.6% 53,830 $148K
Stratos Wealth Partners, LTD. 0.00% Reduce -2.6% 52,454 $144K
JPMorgan Chase & Co. 0.00% Add +132.4% 52,244 $144K
Comerica Bank 0.00% Add +2.0% 52,096 $143K
Simplex Trading, LLC 0.00% New 51,642 $142K
Harbour Investments, Inc. 0.00% Add +18.8% 46,550 $128K
Philadelphia Trust Co. 0.01% Reduce -5.2% 45,700 $126K
Blair William & Co. 0.00% Reduce -14.5% 45,700 $126K
Garner Asset Management Corp 0.05% Reduce -7.8% 45,430 $123K
Barrett & Company, Inc. 0.04% Reduce -9.0% 44,773 $123K
Csenge Advisory Group 0.01% No change 43,922 $121K
Ethos Financial Group, LLC 0.01% Reduce -1.6% 42,835 $118K
LeClair Wealth Partners LLC 0.07% Reduce -61.6% 40,435 $111K
Bessemer Group Inc. 0.00% No change 40,000 $110K
Wealthfront Advisers LLC 0.00% Add +0.9% 39,352 $108K
Cadence Bank 0.01% Add +4.6% 39,174 $108K
Sigma Planning Corp 0.00% Reduce -5.9% 39,033 $107K
Arkadios Wealth Advisors 0.00% Reduce -13.3% 38,334 $105K
Mariner, LLC 0.00% Reduce -35.9% 35,986 $99K
Strategies Wealth Advisors, LLC 0.01% Reduce -8.6% 34,665 $95K
Wealth Enhancement Advisory Services, LLC 0.00% Add +1.6% 34,244 $94K
Next Level Private LLC 0.03% Add +2.7% 33,240 $92K
Mercer Global Advisors Inc. 0.00% Add +51.2% 32,262 $89K
Cherry Creek Investment Advisors, Inc. 0.04% Reduce -36.1% 31,316 $86K
Beacon Financial Advisory LLC 0.02% Add +102.4% 31,185 $86K
Sunbelt Securities, Inc. 0.01% Add +17.0% 29,344 $81K
Insigneo Advisory Services, LLC 0.01% New 29,290 $81K
Allworth Financial LP 0.00% Add +2.9% 29,160 $80K
WMG Financial Advisors, LLC 0.03% No change 27,950 $77K
Samalin Investment Counsel, LLC 0.03% New 26,809 $74K
Sculati Wealth Management, LLC 0.03% Reduce -8.8% 26,635 $73K
Global Retirement Partners, LLC 0.00% Add +67.8% 25,500 $70K
Barclays PLC 0.00% New 22,400 $62K
Ausdal Financial Partners, Inc. 0.00% Reduce -16.0% 21,718 $60K
Great Valley Advisor Group, Inc. 0.00% Add +4.6% 21,622 $59K
Inspire Advisors, LLC 0.01% Reduce -21.3% 21,591 $59K
J.W. Cole Advisors, Inc. 0.00% Reduce -7.3% 21,330 $59K
IFP Advisors, Inc 0.00% Add +4.7% 21,266 $58K
Modern Wealth Management, LLC 0.00% Reduce -38.0% 20,839 $57K
Mayport, LLC 0.01% New 20,570 $57K
Cravens & Co Advisors, LLC 0.04% No change 20,000 $55K
Cerity Partners LLC 0.00% Add +29.2% 19,900 $55K
Calton & Associates, Inc. 0.01% New 19,367 $53K
IFG Advisory, LLC 0.00% Add +0.4% 19,120 $53K
Ameriflex Group, Inc. 0.02% New 19,100 $53K
Level Four Advisory Services, LLC 0.00% Reduce -12.1% 18,752 $52K
State of Alaska, Department of Revenue 0.00% New 18,642 $51K
Equitable Holdings, Inc. 0.00% New 18,375 $51K
Headlands Technologies LLC 0.00% Add +55.1% 18,367 $51K
Cwm, LLC 0.00% Add +0.0% 18,246 $50K
Significant Wealth Partners LLC 0.02% Add +59.1% 17,947 $49K
Sowell Financial Services LLC 0.00% Reduce -5.0% 17,945 $49K
Kingsview Wealth Management, LLC 0.00% Reduce -3.1% 17,917 $49K
Regal Investment Advisors LLC 0.00% Reduce -1.5% 17,867 $49K
Stephens Inc. 0.00% No change 16,421 $45K
Shufro Rose & Co. LLC 0.00% Reduce -13.4% 11,000 $45K
PNC Financial Services Group, Inc. 0.00% Reduce -5.5% 15,884 $44K
Oppenheimer & Co. Inc. 0.00% No change 15,878 $44K
PFG Investments, LLC 0.00% Add +12.7% 15,628 $43K
First National Bank of Mount Dora, Trust Investment Services 0.01% No change 15,300 $42K
Silverlake Wealth Management LLC 0.01% Add +1.9% 14,824 $41K
FWG Investments, LLC. 0.03% Reduce -47.0% 14,814 $41K
Envestnet Asset Management Inc. 0.00% Reduce -25.0% 14,236 $39K
Berkeley Capital Partners, LLC 0.01% No change 13,426 $37K
MAI Capital Management 0.00% No change 13,255 $36K
Moneta Group Investment Advisors LLC 0.00% Add +3.2% 12,953 $36K
Teamwork Financial Advisors, LLC 0.00% Reduce -19.8% 12,733 $35K
A4 Wealth Advisors LLC 0.03% — 12,390 $34K
Capital Advisors, Ltd. LLC 0.00% No change 12,352 $34K
MML Investors Services, LLC 0.00% Reduce -3.8% 12,238 $34K
AE Wealth Management LLC 0.00% Add +1.9% 12,018 $33K
Signaturefd, LLC 0.00% Add +131.6% 11,985 $33K
Private Trust Co. NA 0.00% No change 11,639 $32K
Advisory Services Network, LLC 0.00% No change 11,512 $32K
Wealthcare Advisory Partners LLC 0.00% Add +4.8% 11,377 $31K
Carnegie Lake Advisors LLC 0.01% Reduce -14.1% 11,000 $30K
Traynor Capital Management, Inc. 0.00% Reduce -9.9% 10,972 $30K
KG Capital Management 0.01% Add +1.8% 10,276 $28K
Janney Montgomery Scott LLC 0.00% Add +0.2% 10,058 $28K
Navalign, LLC 0.01% New 10,071 $28K
Creative Financial Designs Inc. 0.00% Add +4.8% 9,861 $27K
Aventura Private Wealth, LLC 0.01% No change 9,162 $25K
CNB Bank 0.01% No change 7,500 $21K
Jones Financial Companies LLLP 0.00% Add +3.5% 7,593 $20K
Steward Partners Investment Advisory, LLC 0.00% Add +0.2% 7,014 $19K
VSM Wealth Advisory, LLC 0.01% Add +5.1% 6,993 $19K
Asset Dedication, LLC 0.00% No change 5,880 $16K
Ameritas Advisory Services, LLC 0.00% Reduce -12.1% 5,678 $16K
HHM Wealth Advisors, LLC 0.00% No change 5,372 $15K
Parallel Advisors, LLC 0.00% Reduce -5.6% 4,423 $12K
Avion Wealth 0.00% Add +4.6% 4,626 $12K
AdvisorNet Financial, Inc 0.00% Add +4.6% 4,002 $11K
Founders Capital Management 0.01% No change 4,000 $11K
Financial Consulate, Inc. 0.00% New 3,878 $11K
Atlantic Union Bankshares Corp 0.00% New 3,800 $10K
Legacy Wealth Managment, LLC 0.00% Add +469.5% 3,639 $10K
Activest Wealth Management 0.00% No change 3,300 $9K
Northwestern Mutual Wealth Management Co. 0.00% Add +222.9% 2,635 $7K
Crewe Advisors LLC 0.00% Add +7.0% 2,527 $7K
Optiver Holding B.V. 0.00% New 2,435 $7K
Cypress Capital Management LLC (WY) 0.01% No change 2,145 $6K
Rockefeller Capital Management L.P. 0.00% New 2,038 $6K
Point72 Europe (London) LLP 0.00% New 1,924 $5K
EverSource Wealth Advisors, LLC 0.00% Add +1446.2% 1,809 $5K
Financial Gravity Asset Management, Inc. 0.00% — 1,525 $4K
Geneos Wealth Management Inc. 0.00% No change 1,500 $4K
Huntington National Bank 0.00% No change 1,500 $4K
Caitong International Asset Management Co., Ltd 0.00% Reduce -49.5% 1,493 $4K
Farther Finance Advisors, LLC 0.00% No change 1,455 $4K
Harbor Asset Planning, Inc. 0.00% No change 1,275 $4K
Gables Capital Management Inc. 0.00% New 1,200 $3K
Natixis 0.00% Add +3.0% 873 $2K
TD Waterhouse Canada Inc. 0.00% New 800 $2K
LRI Investments, LLC 0.00% No change 638 $2K
Cape Investment Advisory, Inc. 0.00% No change 559 $2K
West Branch Capital LLC 0.00% Add +4.9% 539 $1K
Arax Advisory Partners 0.00% New 453 $1K
Blue Trust, Inc. 0.00% Add +43000.0% 431 $1K
Sound Income Strategies, LLC 0.00% No change 400 $1K
Hilltop National Bank 0.00% No change 380 $1K
Quadrant Capital Group LLC 0.00% New 311 $856
West Financial Advisors, LLC 0.00% Add +4.7% 287 $790
American Capital Advisory, LLC 0.00% New 204 $561
Lanark Financial, Inc. 0.00% New 200 $550
Flagship Wealth Advisors, LLC 0.00% New 163 $448
Principal Securities, Inc. 0.00% No change 151 $415
Heritage Wealth Advisors 0.00% No change 100 $275
GPS Wealth Strategies Group, LLC 0.00% No change 25 $69
Millstone Evans Group, LLC 0.00% Add +7.1% 15 $41
NewEdge Advisors, LLC 0.00% No change 12 $33
Citigroup Inc. 0.00% No change 10 $28
ORG Partners LLC 0.00% No change 5 $15
Point72 Asia (Singapore) Pte. Ltd. 0.00% No change 5 $14
Annis Gardner Whiting Capital Advisors, LLC 0.00% No change 5 $14
Valley Wealth Managers, Inc. 0.00% New 3 $8
CIBC Private Wealth Group LLC 0.00% No change 1 $3
Smithfield Trust Co 0.00% No change 47 $0
Hantz Financial Services, Inc. 0.00% No change 3 $0

"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.