Royce Small-Cap TrustRVT
13F holders, Q3 2024 (September 30)183holders +7
20new positions
14sold out
$15.70avg. 13F price*
At the end of Q3 2024, 183 institutions reported holding Royce Small-Cap Trust Inc. (RVT) in their 13F filings, up 7 from Q2 2024. 20 opened new positions and 14 sold out. The largest holders were Morgan Stanley ($95.1M), Bank of America Corp. ($90.5M) and Raymond James Financial Services Advisors, Inc. ($24.8M).
- Company
- Royce Small-Cap Trust Inc.
- CUSIP
- 780910105
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 20 | $8.3M |
| Exits | 14 | $13.8M |
All 13F filers, Q2 2024 → Q3 2024: 2,027,330 shares bought and 1,848,720 shares sold, net +178,610 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 183 holders
| Morgan Stanley | 0.01% | Add +5.0% | 6,059,491 | $95.1M |
| Bank of America Corp. | 0.01% | Add +2.4% | 5,761,382 | $90.5M |
| Raymond James Financial Services Advisors, Inc. | 0.03% | Add +5.5% | 1,579,874 | $24.8M |
| Raymond James & Associates | 0.01% | Add +5.5% | 1,502,749 | $23.6M |
| Royal Bank of Canada | 0.01% | Add +26.2% | 1,434,724 | $22.5M |
| Wells Fargo & Company | 0.01% | Add +4.7% | 1,357,791 | $21.3M |
| LPL Financial LLC | 0.01% | Add +1.7% | 916,516 | $14.4M |
| Stifel Financial Corp. | 0.01% | Add +10.0% | 775,846 | $12.2M |
| Advisors Asset Management, Inc. | 0.22% | Reduce -0.7% | 771,025 | $12.1M |
| UBS Group AG | 0.00% | Reduce -22.3% | 723,808 | $11.4M |
| Lazard Asset Management LLC | 0.01% | Add +27.6% | 490,993 | $7.7M |
| Blue Bell Private Wealth Management, LLC | 1.45% | Add +5.2% | 484,723 | $7.6M |
| Guggenheim Capital LLC | 0.05% | Add +5.2% | 443,787 | $7.0M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -1.8% | 428,053 | $6.7M |
| Waterfront Wealth Inc. | 1.52% | Add +46.6% | 403,664 | $6.2M |
| AQR Arbitrage LLC | 0.25% | Reduce -35.0% | 388,099 | $6.1M |
| Allspring Global Investments Holdings, LLC | 0.01% | Add +14.4% | 386,499 | $6.1M |
| Captrust Financial Advisors | 0.01% | Add +0.0% | 304,049 | $4.8M |
| Cetera Investment Advisers | 0.01% | Add +1.1% | 302,663 | $4.8M |
| Sanctuary Advisors, LLC | 0.02% | Add +1.9% | 211,925 | $3.5M |
| D.A. Davidson & Co. | 0.03% | Reduce -0.8% | 217,944 | $3.4M |
| Menlo Advisors LLC | 1.62% | No change | 201,044 | $3.2M |
| Karpus Management, Inc. | 0.08% | Reduce -1.6% | 194,023 | $3.0M |
| Rothschild Investment LLC | 0.18% | Add +1.5% | 178,424 | $2.8M |
| Landscape Capital Management, L.L.C. | 0.28% | Reduce -33.4% | 176,383 | $2.8M |
| RB Capital Management, LLC | 0.61% | Add +1.2% | 157,938 | $2.5M |
| General American Investors Co. Inc. | 0.16% | No change | 150,877 | $2.4M |
| Oppenheimer & Co. Inc. | 0.04% | Reduce -4.4% | 150,288 | $2.4M |
| Cohen & Steers, Inc. | 0.00% | Reduce -6.5% | 143,821 | $2.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +7.4% | 139,079 | $2.2M |
| HighTower Advisors, LLC | 0.00% | Add +1.1% | 136,268 | $2.1M |
| Private Advisor Group, LLC | 0.01% | Add +3.7% | 133,786 | $2.1M |
| Osaic Holdings, Inc. | 0.00% | Reduce -3.6% | 126,591 | $2.0M |
| Gabelli Funds LLC | 0.01% | Reduce -1.2% | 122,658 | $1.9M |
| Accel Wealth Management | 0.71% | Add +0.1% | 121,929 | $1.9M |
| Shaker Financial Services, LLC | 0.71% | Reduce -36.0% | 120,571 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +7.9% | 112,503 | $1.8M |
| Stratos Wealth Partners, LTD. | 0.02% | New | 105,984 | $1.7M |
| Atlantic Union Bankshares Corp | 0.09% | Reduce -4.1% | 98,532 | $1.5M |
| Benjamin Edwards Inc. | 0.02% | New | 95,859 | $1.5M |
| Atria Investments, Inc | 0.02% | Add +2.4% | 95,600 | $1.5M |
| Comerica Bank | 0.01% | Add +0.6% | 95,054 | $1.5M |
| Kennedy Investment Group, Inc. | 0.61% | Reduce -0.5% | 84,570 | $1.3M |
| Polar Asset Management Partners Inc. | 0.04% | New | 75,192 | $1.2M |
| Saba Capital Management, L.P. | 0.03% | New | 75,048 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +14.6% | 74,454 | $1.2M |
| Quantedge Capital Pte Ltd | 0.35% | Reduce -25.1% | 74,000 | $1.2M |
| NWF Advisory Services Inc. | 0.15% | Reduce -2.5% | 67,714 | $1.1M |
| Samalin Investment Counsel, LLC | 0.46% | Reduce -0.1% | 67,488 | $1.1M |
| Financial Advocates Investment Management | 0.06% | Reduce -5.6% | 67,040 | $1.1M |
| Composition Wealth, LLC | 0.02% | Add +0.0% | 65,478 | $1.0M |
| Wedbush Securities Inc. | 0.04% | Reduce -6.2% | 65,205 | $1.0M |
| SeaCrest Wealth Management, LLC | 0.10% | Reduce -52.2% | 61,942 | $972K |
| 1607 Capital Partners, LLC | 0.09% | Reduce -44.8% | 61,406 | $964K |
| Hennion & Walsh Asset Management, Inc. | 0.04% | Add +58.4% | 59,628 | $936K |
| Triumph Capital Management | 0.33% | Add +40.8% | 58,801 | $923K |
| Mraz, Amerine & Associates, Inc. | 0.16% | Reduce -6.0% | 57,339 | $900K |
| Mariner, LLC | 0.00% | Reduce -7.6% | 56,298 | $884K |
| SOL Capital Management CO | 0.10% | Reduce -6.1% | 54,897 | $862K |
| Focused Wealth Management, Inc | 0.11% | Add +1.6% | 53,674 | $843K |
| 9258 Wealth Management, LLC | 0.12% | Reduce -3.6% | 51,140 | $803K |
| Prospera Financial Services Inc | 0.02% | Add +1.7% | 48,547 | $762K |
| NewEdge Advisors, LLC | 0.00% | Reduce -1.1% | 48,246 | $757K |
| Nations Financial Group Inc, /Ia/ | 0.05% | New | 47,070 | $739K |
| Stolper Co | 0.24% | Add +0.9% | 46,895 | $736K |
| Whitener Capital Management, Inc. | 0.21% | Add +5.4% | 46,762 | $734K |
| Heritage Wealth Management, Inc. | 0.23% | Reduce -1.8% | 45,372 | $712K |
| First Trust Advisors LP | 0.00% | Add +8.0% | 44,653 | $701K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -1.9% | 44,154 | $693K |
| Raymond James Trust N.A. | 0.01% | No change | 43,769 | $687K |
| All Season Financial Advisors, Inc. | 0.55% | Add +0.3% | 40,909 | $642K |
| Bank of Montreal | 0.00% | Add +0.6% | 36,080 | $561K |
| Daymark Wealth Partners, LLC | 0.02% | Reduce -6.0% | 35,362 | $555K |
| Concorde Asset Management, LLC | 0.30% | Add +19.4% | 33,492 | $526K |
| 1776 Wealth LLC | 0.23% | Reduce -12.7% | 32,621 | $512K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -1.6% | 32,320 | $507K |
| Alexander Randolph Advisory, Inc. | 0.42% | Add +1.8% | 30,092 | $472K |
| David J Yvars Group | 0.29% | Reduce -6.3% | 29,519 | $461K |
| Sigma Planning Corp | 0.01% | Reduce -6.3% | 28,972 | $455K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -1.8% | 28,381 | $442K |
| Wolverine Asset Management LLC | 0.04% | Reduce -58.9% | 28,119 | $441K |
| Calamos Advisors LLC | 0.00% | Add +160.5% | 27,883 | $438K |
| Bay Rivers Group | 0.22% | Add +26.5% | 27,663 | $434K |
| Uncommon Cents Investing LLC | 0.12% | Reduce -0.2% | 27,449 | $431K |
| Walleye Capital LLC | 0.00% | Reduce -44.5% | 25,462 | $400K |
| Moors & Cabot, Inc. | 0.02% | Add +0.1% | 23,727 | $373K |
| International Assets Investment Management, LLC | 0.03% | Add +8.5% | 23,616 | $371K |
| Cliftonlarsonallen Wealth Advisors, LLC | 0.01% | Reduce -0.3% | 23,224 | $365K |
| HBK Sorce Advisory LLC | 0.01% | Add +50.1% | 22,316 | $350K |
| Invesco Ltd. | 0.00% | Add +3.8% | 22,293 | $350K |
| Brown Advisory Inc. | 0.00% | Add +0.5% | 21,645 | $340K |
| Abel Hall, LLC | 0.21% | No change | 20,000 | $314K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Add +5.6% | 19,872 | $308K |
| Independent Financial Group, LLC | 0.01% | Reduce -28.7% | 19,197 | $301K |
| Tradition Wealth Management, LLC | 0.03% | Reduce -11.5% | 19,053 | $299K |
| SouthState Bank Corp | 0.02% | No change | 18,972 | $298K |
| Redmond Asset Management, LLC | 0.09% | No change | 17,900 | $281K |
| LifePro Asset Management | 0.17% | No change | 17,757 | $279K |
| Level Four Advisory Services, LLC | 0.01% | Add +3.0% | 18,255 | $277K |
| City of London Investment Management Co. Ltd. | 0.02% | New | 17,221 | $270K |
| &partners | 0.01% | New | 16,778 | $263K |
| Kestra Advisory Services, LLC | 0.00% | Add +8.4% | 16,396 | $257K |
| Carson Advisory Inc. | 0.16% | Add +1.8% | 15,774 | $248K |
| Baird Financial Group, Inc. | 0.00% | No change | 15,498 | $243K |
| Tiaa Trust, National Association | 0.00% | Add +8.8% | 14,761 | $232K |
| Stephens Inc. | 0.00% | Add +1.7% | 14,661 | $230K |
| Barrett & Company, Inc. | 0.10% | Add +0.8% | 14,192 | $223K |
| North Star Asset Management Inc. | 0.01% | Reduce -1.1% | 14,113 | $222K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +8.6% | 14,041 | $220K |
| Fca Corp. | 0.07% | Add +1.7% | 13,899 | $218K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -14.5% | 13,878 | $218K |
| Centurion Wealth Management LLC | 0.07% | — | 13,451 | $211K |
| K2 Principal Fund, L.P. | 0.11% | New | 13,400 | $210K |
| Beacon Financial Advisory LLC | 0.07% | Add +5.8% | 13,328 | $209K |
| Walled Lake Planning & Wealth Management, LLC | 0.08% | New | 12,950 | $203K |
| Benchmark Wealth Management, LLC | 0.10% | Reduce -5.5% | 12,910 | $203K |
| Cutter & CO Brokerage, Inc. | 0.05% | New | 12,759 | $200K |
| Kovack Advisors, Inc. | 0.02% | Add +0.3% | 12,205 | $192K |
| McCarter Private Wealth Services LLC | 0.12% | — | 12,122 | $190K |
| EP Wealth Advisors, LLC | 0.00% | New | 11,955 | $188K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | No change | 11,798 | $185K |
| Creative Planning | 0.00% | Add +7.7% | 11,791 | $185K |
| CIBC Private Wealth Group LLC | 0.00% | Add +5.5% | 11,631 | $183K |
| Parisi Gray Wealth Management | 0.06% | Add +1.8% | 11,534 | $181K |
| Sittner & Nelson, LLC | 0.08% | Add +1.8% | 11,207 | $176K |
| Formidable Asset Management, LLC | 0.03% | Add +1.8% | 11,009 | $173K |
| First Financial Bank - Trust Division | 0.02% | No change | 10,899 | $171K |
| Susquehanna International Group, LLP | 0.00% | New | 10,887 | $171K |
| Allworth Financial LP | 0.00% | Add +0.7% | 10,706 | $168K |
| TrinityPoint Wealth, LLC | 0.02% | No change | 10,695 | $168K |
| SignalPoint Asset Management, LLC | 0.04% | Reduce -0.5% | 10,649 | $166K |
| Atria Wealth Solutions, Inc. | 0.00% | Reduce -24.8% | 10,327 | $162K |
| Graves Light Lenhart Wealth, Inc. | 0.02% | No change | 10,253 | $161K |
| LaFleur & Godfrey LLC | 0.02% | No change | 10,247 | $161K |
| Mascoma Wealth Management LLC | 0.04% | No change | 10,217 | $160K |
| Chapin Davis, Inc. | 0.05% | New | 10,174 | $160K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -65.7% | 9,969 | $157K |
| Jaffetilchin Investment Partners, LLC | 0.01% | New | 9,190 | $144K |
| Carolinas Wealth Consulting LLC | 0.03% | No change | 9,144 | $144K |
| Operose Advisors LLC | 0.04% | No change | 7,000 | $110K |
| North Star Investment Management Corp. | 0.01% | No change | 6,125 | $96K |
| Future Financial Wealth Managment LLC | 0.06% | New | 5,000 | $79K |
| Trust Co. of Vermont | 0.00% | No change | 5,000 | $79K |
| Salem Investment Counselors Inc. | 0.00% | No change | 4,047 | $64K |
| Geneos Wealth Management Inc. | 0.00% | New | 3,930 | $62K |
| Pingora Partners LLC | 0.04% | No change | 3,733 | $59K |
| FinTrust Capital Advisors, LLC | 0.01% | No change | 3,496 | $55K |
| Principal Securities, Inc. | 0.00% | No change | 3,398 | $53K |
| Salomon & Ludwin, LLC | 0.00% | Reduce -9.8% | 2,976 | $47K |
| Brown, Lisle/Cummings, Inc. | 0.01% | No change | 2,900 | $46K |
| ESL Trust Services, LLC | 0.01% | Reduce -0.0% | 2,629 | $41K |
| Quent Capital, LLC | 0.00% | Add +1.8% | 2,617 | $41K |
| McIlrath & Eck, LLC | 0.01% | Add +1.8% | 2,604 | $41K |
| EverSource Wealth Advisors, LLC | 0.00% | New | 1,750 | $27K |
| Hexagon Capital Partners LLC | 0.00% | No change | 1,503 | $24K |
| Pathway Financial Advisers, LLC | 0.01% | No change | 1,495 | $23K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 1,031 | $16K |
| CENTRAL TRUST Co | 0.00% | No change | 1,000 | $16K |
| M&R Capital Management Inc. | 0.00% | Add +1.8% | 991 | $16K |
| Carmichael Hill & Associates, Inc. | 0.00% | No change | 850 | $13K |
| American Capital Advisory, LLC | 0.01% | No change | 741 | $12K |
| Ransom Advisory, Ltd | 0.00% | No change | 600 | $9K |
| Lanark Financial, Inc. | 0.00% | Add +1.9% | 524 | $8K |
| City State Bank | 0.00% | No change | 455 | $7K |
| Investors Research Corp | 0.00% | Add +1.9% | 438 | $7K |
| Creative Financial Designs Inc. | 0.00% | Reduce -76.5% | 363 | $6K |
| Thomas J. Herzfeld Advisors, Inc. | 0.00% | Add +1.7% | 350 | $6K |
| GPS Wealth Strategies Group, LLC | 0.00% | Add +1.6% | 318 | $5K |
| National Bank of Canada | 0.00% | No change | 312 | $5K |
| Game Plan Financial Advisors, LLC | 0.00% | No change | 300 | $5K |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.4% | 239 | $4K |
| Tortoise Investment Management, LLC | 0.00% | Add +1.8% | 229 | $4K |
| Global Retirement Partners, LLC | 0.00% | Reduce -0.6% | 180 | $3K |
| IFP Advisors, Inc | 0.00% | No change | 155 | $2K |
| Farther Finance Advisors, LLC | 0.00% | Add +1.5% | 139 | $2K |
| Harbour Investments, Inc. | 0.00% | No change | 124 | $2K |
| AlphaMark Advisors, LLC | 0.00% | No change | 50 | $1K |
| Key Financial Inc | 0.00% | No change | 31 | $487 |
| Assetmark, Inc. | 0.00% | New | 19 | $298 |
| Smartleaf Asset Management LLC | 0.00% | No change | 15 | $233 |
| Harbor Investment Advisory, LLC | 0.00% | No change | 12 | $188 |
| Bokf, NA | 0.00% | New | 5 | $77 |
| FMR LLC | 0.00% | Reduce -76.9% | 3 | $47 |
"% of holder's portfolio" is RVT's weight in each manager's 13F, not the share of Royce Small-Cap Trust Inc. the manager owns.