Axsome TherapeuticsAXSM
13F holders, Q3 2025 (September 30)355holders +7
45new positions
39sold out
6famous investors
$121.39avg. 13F price*
At the end of Q3 2025, 355 institutions reported holding Axsome Therapeutics Inc. (AXSM) in their 13F filings, up 7 from Q2 2025. 45 opened new positions and 39 sold out. The largest holders were Vanguard Group Inc. ($507.7M), BlackRock, Inc. ($460.4M) and Wellington Management Group LLP ($162.1M). 6 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Axsome Therapeutics Inc.
- CUSIP
- 05464T104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 45 | $59.8M |
| Exits | 39 | $56.1M |
All 13F filers, Q2 2025 → Q3 2025: 4,567,440 shares bought and 4,795,216 shares sold, net −227,776 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 355 holders
| Vanguard Group Inc. | 0.01% | Add +6.0% | 4,180,646 | $507.7M |
| BlackRock, Inc. | 0.01% | Reduce -1.1% | 3,790,929 | $460.4M |
| Wellington Management Group LLP | 0.03% | Add +84.1% | 1,334,560 | $162.1M |
| RTW Investments, LP | 1.67% | Reduce -26.2% | 1,118,883 | $135.9M |
| Macquarie Group Ltd. | 0.15% | Reduce -4.7% | 1,084,536 | $131.7M |
| T. Rowe Price Associates Inc. | 0.01% | Add +69.3% | 1,037,448 | $126.0M |
| Geode Capital Management, LLC | 0.01% | Add +0.8% | 997,700 | $121.2M |
| Invesco Ltd. | 0.02% | Add +73.3% | 990,557 | $120.3M |
| State Street Corp. | 0.00% | Reduce -1.6% | 942,960 | $114.5M |
| FMR LLC | 0.01% | Reduce -5.0% | 927,883 | $112.7M |
| Deep Track Capital, LP | 3.05% | Add +12.3% | 900,000 | $109.3M |
| Fairmount Funds Management LLC | 8.91% | No change | 815,176 | $99.0M |
| Eventide Asset Management, LLC | 1.49% | Add +2.9% | 746,398 | $90.6M |
| Alethea Capital Management, LLC | 52.44% | Add +0.5% | 670,883 | $81.5M |
| Orbimed Advisors LLC | 1.55% | Add +24.3% | 531,800 | $64.6M |
| PFM Health Sciences, LP | 5.57% | Add +9.8% | 530,332 | $64.4M |
| BVF Inc. | 2.40% | Reduce -71.2% | 486,757 | $59.1M |
| Adage Capital Partners Gp, L.L.C. | 0.09% | Reduce -0.5% | 445,000 | $54.0M |
| Morgan Stanley | 0.00% | Reduce -8.6% | 409,580 | $49.7M |
| Northern Trust Corp. | 0.01% | Add +0.0% | 409,535 | $49.7M |
| Sofinnova Investments, Inc. | 2.93% | Add +320.4% | 393,499 | $47.8M |
| Charles Schwab Investment Management Inc. | 0.01% | Add +7.1% | 382,047 | $46.4M |
| Marshall Wace, LLP | 0.05% | Add +566.5% | 378,024 | $45.9M |
| Principal Financial Group Inc. | 0.02% | Add +3.6% | 368,434 | $44.7M |
| Pictet Asset Management Holding SA | 0.04% | Reduce -12.1% | 362,138 | $44.0M |
| Bank of America Corp. | 0.00% | Reduce -52.0% | 361,261 | $43.9M |
| Hood River Capital Management LLC | 0.52% | Reduce -3.0% | 359,957 | $43.7M |
| Woodline Partners LP | 0.19% | Add +0.2% | 331,864 | $40.3M |
| Loomis Sayles & Co. L P | 0.05% | Add +19.0% | 330,125 | $40.1M |
| Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A. | 3.06% | No change | 326,318 | $39.6M |
| Qube Research & Technologies Ltd | 0.06% | Reduce -16.9% | 325,626 | $39.5M |
| Nuveen, LLC | 0.01% | Add +5.4% | 298,341 | $36.2M |
| D. E. Shaw & Co. | 0.03% | Add +47.6% | 296,287 | $36.0M |
| Assenagon Asset Management S.A. | 0.05% | Add +62.9% | 294,771 | $35.8M |
| Tri Locum Partners LP | 8.16% | Add +85.1% | 292,137 | $35.5M |
| Man Group plc | 0.07% | Reduce -45.2% | 287,908 | $35.0M |
| Franklin Resources Inc. | 0.01% | Add +2.5% | 285,598 | $34.7M |
| T. Rowe Price Investment Management, Inc. | 0.02% | Add +10.2% | 274,014 | $33.3M |
| Bank of New York Mellon Corp | 0.01% | Add +24.4% | 253,263 | $30.8M |
| JPMorgan Chase & Co. | 0.00% | Add +33.4% | 250,513 | $30.4M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -1.8% | 224,139 | $27.2M |
| Driehaus Capital Management LLC | 0.19% | Add +0.1% | 223,408 | $27.1M |
| UBS Group AG | 0.01% | Reduce -64.3% | 212,451 | $25.8M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.08% | Reduce -7.0% | 209,069 | $25.4M |
| MetLife Investment Management, LLC | 0.12% | Add +7.1% | 197,318 | $24.0M |
| BNP Paribas Financial Markets | 0.02% | Add +2.0% | 190,106 | $23.1M |
| Rhenman & Partners Asset Management AB | 2.32% | Add +90.3% | 172,800 | $21.0M |
| Raymond James Financial Inc. | 0.01% | Reduce -1.7% | 158,689 | $19.3M |
| Citadel Advisors | 0.02% | Add +1063.2% | 158,406 | $19.2M |
| Squarepoint Ops LLC | 0.04% | Reduce -4.9% | 155,000 | $18.8M |
| First Turn Management, LLC | 2.78% | Add +5.7% | 152,614 | $18.5M |
| Vestal Point Capital, LP | 0.83% | New | 150,000 | $18.2M |
| Renaissance Technologies | 0.02% | Add +8.2% | 150,000 | $18.2M |
| Perceptive Advisors LLC | 0.53% | Reduce -25.0% | 148,900 | $18.1M |
| Citigroup Inc. | 0.01% | Add +67.0% | 142,013 | $17.2M |
| Blackstone Inc. | 0.07% | No change | 140,000 | $17.0M |
| Manufacturers Life Insurance Company, The | 0.01% | Reduce -0.8% | 132,717 | $16.1M |
| US Bancorp \de | 0.02% | Add +0.5% | 131,533 | $16.0M |
| Jane Street Group, LLC | 0.02% | New | 130,845 | $15.9M |
| Frontier Capital Management Co. LLC | 0.14% | Add +338.2% | 126,382 | $15.3M |
| AQR Capital Management | 0.01% | Reduce -7.2% | 118,656 | $14.4M |
| WCM Investment Management, LLC | 0.03% | Add +0.0% | 119,696 | $14.1M |
| Voya Investment Management LLC | 0.02% | Reduce -18.1% | 114,050 | $13.9M |
| Emerald Advisers, LLC | 0.42% | Reduce -3.1% | 108,942 | $13.2M |
| Ameriprise Financial Inc. | 0.00% | Add +54.4% | 108,236 | $13.1M |
| DNB Asset Management AS | 0.05% | Add +33.1% | 101,981 | $12.4M |
| HSBC Holdings PLC | 0.01% | Add +2.9% | 101,001 | $12.3M |
| Cormorant Asset Management, LP | 0.84% | No change | 100,000 | $12.1M |
| Deutsche Bank AG | 0.00% | Add +4.1% | 96,692 | $11.7M |
| Aberdeen Group plc | 0.02% | Add +15.5% | 94,648 | $11.5M |
| Neuberger Berman Group LLC | 0.01% | Add +29.1% | 91,178 | $11.1M |
| Granite Investment Partners, LLC | 0.61% | Reduce -31.1% | 88,558 | $10.8M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Reduce -35.4% | 86,691 | $10.5M |
| Cannell & Spears LLC | 0.19% | No change | 84,151 | $10.2M |
| Iridian Asset Management LLC | 3.99% | Reduce -8.9% | 83,553 | $10.1M |
| Summit Financial, LLC | 0.14% | New | 77,540 | $9.4M |
| Barclays PLC | 0.00% | Reduce -26.1% | 72,067 | $8.8M |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.01% | Add +30.7% | 67,902 | $8.2M |
| Swiss National Bank | 0.00% | Add +2.5% | 66,800 | $8.1M |
| Emerald Mutual Fund Advisers Trust | 0.41% | Add +2.5% | 65,505 | $8.0M |
| Peregrine Capital Management LLC | 0.24% | Reduce -12.2% | 64,521 | $7.8M |
| Canada Pension Plan Investment Board | 0.01% | Reduce -10.9% | 64,400 | $7.8M |
| IFP Advisors, Inc | 0.20% | Reduce -1.1% | 63,313 | $7.7M |
| Alliancebernstein L.P. | 0.00% | Add +37.1% | 63,065 | $7.7M |
| Rhumbline Advisers | 0.01% | Reduce -1.7% | 60,778 | $7.4M |
| Clearbridge Investments, LLC | 0.01% | Add +2.4% | 57,667 | $7.0M |
| Federated Hermes, Inc. | 0.01% | Add +1.4% | 57,285 | $7.0M |
| HighTower Advisors, LLC | 0.01% | Add +421.0% | 57,115 | $6.9M |
| Royce & Associates LP | 0.07% | Add +117.6% | 56,036 | $6.8M |
| Wells Fargo & Company | 0.00% | Reduce -0.8% | 55,273 | $6.7M |
| Privium Fund Management B.V. | 1.15% | No change | 52,732 | $6.4M |
| Bellevue Group AG | 0.13% | Reduce -7.0% | 52,335 | $6.4M |
| Moody Aldrich Partners LLC | 1.19% | Reduce -16.2% | 51,476 | $6.3M |
| Susquehanna International Group, LLP | 0.01% | Reduce -52.6% | 50,246 | $6.1M |
| Blair William & Co. | 0.02% | Add +1.2% | 50,077 | $6.1M |
| Axiom Investors LLC | 0.04% | Add +81.7% | 49,253 | $6.0M |
| Atika Capital Management LLC | 0.51% | Add +6.2% | 49,000 | $6.0M |
| Nicholas Investment Partners, LP | 0.52% | Add +15.4% | 48,657 | $5.9M |
| Baldwin Wealth Partners LLC | 0.38% | No change | 48,570 | $5.9M |
| Sei Investments Co. | 0.01% | Add +9.5% | 48,127 | $5.8M |
| Hennion & Walsh Asset Management, Inc. | 0.21% | Reduce -6.0% | 46,916 | $5.7M |
| Tetragon Partners GP Ltd | 1.36% | Add +11.9% | 46,456 | $5.6M |
| TD Asset Management Inc | 0.00% | Add +107.7% | 44,192 | $5.4M |
| Algert Global LLC | 0.09% | Add +17.9% | 44,150 | $5.4M |
| Mutual of America Capital Management LLC | 0.05% | Reduce -2.3% | 42,306 | $5.1M |
| HB Wealth Management, LLC | 0.03% | Add +61.2% | 40,206 | $4.9M |
| F/m Investments LLC | 0.18% | Add +22.6% | 39,495 | $4.8M |
| Pallas Capital Advisors LLC | 0.18% | Add +4.4% | 39,444 | $4.8M |
| Kennedy Capital Management LLC | 0.10% | Add +38.7% | 38,774 | $4.7M |
| Legal & General Group Plc | 0.00% | Reduce -6.1% | 37,785 | $4.6M |
| First Trust Advisors LP | 0.00% | Reduce -40.3% | 37,137 | $4.5M |
| California State Teachers Retirement System | 0.00% | Add +0.0% | 34,315 | $4.2M |
| Pinegrove Venture Partners, LLC | 12.95% | No change | 33,849 | $4.1M |
| Dana Investment Advisors, Inc. | 0.12% | Add +39.6% | 33,612 | $4.1M |
| New York State Common Retirement Fund | 0.01% | Add +2.7% | 33,274 | $4.0M |
| Occam Crest Management LP | 2.72% | — | 33,000 | $4.0M |
| Group One Trading LLC | 0.12% | Reduce -13.2% | 31,703 | $3.9M |
| Envestnet Asset Management Inc. | 0.00% | Add +11.4% | 31,342 | $3.8M |
| State of Wisconsin Investment Board | 0.01% | Add +17.3% | 30,325 | $3.7M |
| Capital Fund Management S.A. | 0.03% | Reduce -52.7% | 28,758 | $3.5M |
| DekaBank Deutsche Girozentrale | 0.01% | No change | 30,000 | $3.5M |
| Y-Intercept (Hong Kong) Ltd | 0.08% | Reduce -11.8% | 27,027 | $3.3M |
| LPL Financial LLC | 0.00% | Add +9.1% | 26,457 | $3.2M |
| Russell Investments Group, Ltd. | 0.00% | Add +43.8% | 25,602 | $3.1M |
| Jump Financial, LLC | 0.04% | Reduce -80.5% | 25,000 | $3.0M |
| Alps Advisors Inc. | 0.02% | Reduce -7.9% | 24,437 | $3.0M |
| Ensign Peak Advisors, Inc | 0.00% | Reduce -20.4% | 24,345 | $3.0M |
| Synovus Financial Corp. | 0.03% | Reduce -0.8% | 22,156 | $2.7M |
| Meridian Wealth Management, LLC | 0.10% | Add +0.5% | 22,124 | $2.7M |
| Lazard Asset Management LLC | 0.00% | Reduce -25.4% | 21,837 | $2.7M |
| Creative Planning | 0.00% | Add +32.3% | 21,278 | $2.6M |
| Cubist Systematic Strategies, LLC | 0.04% | Reduce -86.7% | 21,165 | $2.6M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +4.0% | 21,505 | $2.6M |
| Knights of Columbus Asset Advisors LLC | 0.14% | Add +2.6% | 20,426 | $2.5M |
| Landscape Capital Management, L.L.C. | 0.15% | Add +237.8% | 19,288 | $2.3M |
| Dimensional Fund Advisors LP | 0.00% | Add +161.4% | 19,192 | $2.3M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0.00% | Reduce -15.2% | 18,802 | $2.3M |
| Point72 Asset Management | 0.01% | Reduce -94.7% | 18,714 | $2.3M |
| Edgestream Partners, L.P. | 0.07% | Reduce -73.8% | 18,346 | $2.2M |
| State of New Jersey Common Pension Fund D | 0.01% | Add +0.6% | 18,158 | $2.2M |
| 1492 Capital Management LLC | 0.89% | Add +52.5% | 18,063 | $2.2M |
| Readystate Asset Management LP | 0.21% | Reduce -81.1% | 17,860 | $2.2M |
| Wolverine Trading, LLC | 0.04% | Add +3.1% | 18,157 | $2.1M |
| Stanley-Laman Group, Ltd. | 0.30% | New | 17,501 | $2.1M |
| Torray Investment Partners LLC | 0.30% | Add +2.1% | 17,419 | $2.1M |
| Voleon Capital Management LP | 0.05% | New | 16,734 | $2.0M |
| Mariner, LLC | 0.00% | Add +6.6% | 16,617 | $2.0M |
| Intech Investment Management LLC | 0.02% | Reduce -30.1% | 16,049 | $1.9M |
| SummitTX Capital, L.P. | 0.08% | Add +466.6% | 15,350 | $1.9M |
| Castleark Management LLC | 0.05% | Reduce -60.2% | 15,143 | $1.8M |
| Janus Henderson Group PLC | 0.00% | Add +7.9% | 15,104 | $1.8M |
| Van Eck Associates Corp. | 0.00% | Reduce -8.9% | 14,873 | $1.8M |
| CIBC Private Wealth Group LLC | 0.00% | Add +5.0% | 14,375 | $1.7M |
| Wesbanco Bank Inc. | 0.04% | No change | 13,300 | $1.6M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -0.1% | 13,005 | $1.6M |
| Comerica Bank | 0.01% | Add +275.7% | 12,758 | $1.5M |
| Simplex Trading, LLC | 0.03% | Reduce -5.6% | 12,576 | $1.5M |
| Guggenheim Capital LLC | 0.01% | Add +32.4% | 12,517 | $1.5M |
| Engineers Gate Manager LP | 0.02% | Reduce -26.9% | 12,178 | $1.5M |
| SG Americas Securities, LLC | 0.01% | Add +79.8% | 12,097 | $1.5M |
| Oak Ridge Investments LLC | 0.09% | Reduce -2.0% | 12,065 | $1.5M |
| STRS Ohio | 0.01% | Reduce -1.6% | 11,900 | $1.4M |
| Handelsbanken Fonder AB | 0.00% | Add +5.6% | 11,400 | $1.4M |
| Police & Firemen's Retirement System of New Jersey | 0.01% | Add +20.9% | 11,202 | $1.4M |
| Royal Bank of Canada | 0.00% | Add +44.7% | 11,055 | $1.3M |
| Quantbot Technologies LP | 0.04% | Reduce -41.5% | 10,877 | $1.3M |
| Ieq Capital, LLC | 0.00% | Add +37.9% | 10,820 | $1.3M |
| Erste Asset Management GmbH | 0.01% | No change | 11,000 | $1.3M |
| Arizona State Retirement System | 0.01% | Add +2.6% | 10,196 | $1.2M |
| OneDigital Investment Advisors LLC | 0.01% | Add +5.3% | 9,805 | $1.2M |
| Cetera Investment Advisers | 0.00% | Add +33.9% | 9,668 | $1.2M |
| Trexquant Investment LP | 0.01% | New | 9,521 | $1.2M |
| HighVista Strategies LLC | 0.28% | Reduce -14.3% | 9,348 | $1.1M |
| B. Metzler seel. Sohn & Co. AG | 0.01% | No change | 9,241 | $1.1M |
| State Board of Administration of Florida Retirement System | 0.00% | Reduce -0.2% | 9,064 | $1.1M |
| Jain Global LLC | 0.02% | New | 9,007 | $1.1M |
| KLP Kapitalforvaltning As | 0.00% | Reduce -19.6% | 9,000 | $1.1M |
| J. Safra Sarasin Holding AG | 0.02% | Reduce -54.7% | 8,897 | $1.1M |
| China Universal Asset Management Co., Ltd. | 0.09% | Reduce -11.6% | 8,747 | $1.1M |
| ProShare Advisors LLC | 0.00% | Reduce -14.2% | 8,698 | $1.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +21.4% | 8,991 | $1.1M |
| Inceptionr LLC | 0.25% | New | 8,659 | $1.1M |
| Teacher Retirement System of Texas | 0.00% | Reduce -7.9% | 8,457 | $1.0M |
| J. Goldman & Co LP | 0.04% | Reduce -78.8% | 8,401 | $1.0M |
| Teachers Retirement System of the State of Kentucky | 0.01% | No change | 8,328 | $1.0M |
| Two Sigma Investments, LP | 0.00% | New | 8,207 | $997K |
| Captrust Financial Advisors | 0.00% | Add +13.8% | 7,959 | $967K |
| Cynosure Group, LLC | 0.10% | No change | 7,844 | $953K |
| Moneco Advisors, LLC | 0.08% | No change | 7,505 | $911K |
| Aquatic Capital Management LLC | 0.02% | Reduce -68.6% | 7,426 | $902K |
| Brevan Howard Capital Management LP | 0.01% | Reduce -50.4% | 7,334 | $891K |
| Dark Forest Capital Management LP | 0.03% | Reduce -57.0% | 7,267 | $883K |
| Glenmede Investment Management, LP | 0.00% | Reduce -12.7% | 7,232 | $878K |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0.00% | Add +8.4% | 6,989 | $849K |
| Great Lakes Advisors, LLC | 0.01% | Add +4.8% | 6,676 | $811K |
| Capstone Investment Advisors, LLC | 0.01% | New | 6,552 | $796K |
| Osaic Holdings, Inc. | 0.00% | Add +99.2% | 6,404 | $774K |
| Perbak Capital Partners LLP | 0.14% | Add +33.5% | 6,313 | $767K |
| D.A. Davidson & Co. | 0.00% | Reduce -7.1% | 6,180 | $751K |
| Pitcairn Co. | 0.06% | Reduce -28.3% | 6,106 | $742K |
| Campbell & CO Investment Adviser LLC | 0.06% | Reduce -34.3% | 6,077 | $738K |
| Birchview Capital, LP | 0.55% | No change | 6,000 | $729K |
| Millennium Management | 0.00% | Reduce -81.3% | 5,741 | $697K |
| Rockefeller Capital Management L.P. | 0.00% | New | 5,737 | $697K |
| Tocqueville Asset Management L.P. | 0.01% | Add +8.7% | 5,650 | $686K |
| Cabot Wealth Management Inc. | 0.07% | New | 5,560 | $675K |
| Los Angeles Capital Management LLC | 0.00% | Add +25.6% | 5,555 | $675K |
| Stifel Financial Corp. | 0.00% | Add +27.4% | 5,507 | $669K |
| Cerity Partners LLC | 0.00% | Reduce -4.4% | 5,404 | $656K |
| Cwm, LLC | 0.00% | Add +71.4% | 5,151 | $626K |
| Prudential Financial Inc. | 0.00% | Reduce -77.8% | 5,058 | $614K |
| Yarbrough Capital, LLC | 0.02% | No change | 5,054 | $614K |
| Legato Capital Management LLC | 0.07% | Add +17.4% | 5,051 | $613K |
| Henshaw Capital LLC | 0.02% | Reduce -26.7% | 5,036 | $612K |
| Values First Advisors, Inc. | 0.32% | Reduce -4.4% | 4,882 | $593K |
| Gsa Capital Partners LLP | 0.05% | New | 4,767 | $579K |
| Victory Capital Management Inc. | 0.00% | Reduce -1.7% | 4,740 | $576K |
| Lion Street Advisors, LLC | 0.20% | Add +62.0% | 14,677 | $565K |
| Cornerstone Select Advisors, LLC | 0.39% | No change | 4,375 | $531K |
| CIBC Bancorp USA Inc. | 0.00% | — | 4,314 | $524K |
| Goodwin Investment Advisory | 0.55% | No change | 4,241 | $515K |
| Virtus Investment Advisers, LLC | 0.15% | No change | 4,183 | $508K |
| Tidal Investments LLC | 0.00% | Reduce -4.8% | 4,021 | $488K |
| Aries Wealth Management | 0.11% | No change | 4,000 | $486K |
| Mirador Capital Partners LP | 0.07% | No change | 4,000 | $486K |
| Farallon Capital Management, L.L.C. | 0.00% | No change | 4,000 | $486K |
| Martingale Asset Management L P | 0.01% | Reduce -0.0% | 3,800 | $462K |
| Pathstone Holdings, LLC | 0.00% | Add +16.5% | 3,799 | $461K |
| Intrust Bank NA | 0.04% | Add +30.9% | 3,764 | $457K |
| Leonteq Securities AG | 0.02% | Reduce -1.3% | 3,737 | $454K |
| Public Employees Retirement Association of Colorado | 0.00% | No change | 3,704 | $450K |
| Forbes J M & Co. LLP | 0.04% | No change | 3,704 | $450K |
| Old North State Wealth Management, LLC | 0.20% | No change | 3,450 | $419K |
| Mackenzie Financial Corp. | 0.00% | Add +48.0% | 3,382 | $411K |
| Ameritas Investment Partners, Inc. | 0.01% | Reduce -18.2% | 3,381 | $411K |
| Point72 Hong Kong Ltd | 0.02% | New | 3,203 | $389K |
| Xponance LLC | 0.00% | Add +1.1% | 3,189 | $387K |
| Profund Advisors LLC | 0.01% | Reduce -23.2% | 3,122 | $379K |
| Quantinno Capital Management LP | 0.00% | Add +30.7% | 2,842 | $345K |
| Arax Advisory Partners | 0.00% | Add +3940.3% | 2,707 | $329K |
| Fiduciary Family Office, LLC | 0.09% | New | 2,670 | $324K |
| Lanark Financial, Inc. | 0.03% | Add +2.3% | 2,670 | $324K |
| Graham Capital Management, L.P. | 0.02% | Reduce -40.5% | 2,607 | $317K |
| Headlands Technologies LLC | 0.03% | Add +2526.5% | 2,574 | $313K |
| Freestone Grove Partners LP | 0.00% | New | 2,494 | $303K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Add +0.1% | 2,473 | $300K |
| Moors & Cabot, Inc. | 0.01% | Add +2.1% | 2,380 | $289K |
| Lombard Odier Asset Management (USA) Corp | 0.08% | Reduce -1.1% | 2,379 | $289K |
| O'shaughnessy Asset Management, LLC | 0.00% | New | 2,330 | $283K |
| HRT Financial LP | 0.00% | New | 2,281 | $277K |
| EntryPoint Capital, LLC | 0.11% | Add +8.4% | 2,263 | $275K |
| McAdam, LLC | 0.01% | Add +0.1% | 2,198 | $267K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +2.5% | 2,189 | $266K |
| Invst, LLC | 0.03% | Add +1.2% | 2,140 | $260K |
| Tortoise Investment Management, LLC | 0.02% | No change | 2,136 | $259K |
| Adams Wealth Management | 0.06% | No change | 2,169 | $259K |
| CacheTech Inc. | 0.05% | No change | 2,169 | $259K |
| Vanguard Personalized Indexing Management, LLC | 0.00% | Add +6.8% | 2,101 | $255K |
| Quantitative Investment Management, LLC | 0.04% | New | 2,095 | $254K |
| Baader Bank Aktiengesellschaft | 0.02% | New | 2,115 | $252K |
| Verition Fund Management LLC | 0.00% | New | 1,989 | $242K |
| Mercer Global Advisors Inc. | 0.00% | New | 1,962 | $238K |
| Vident Advisory, LLC | 0.00% | New | 1,957 | $238K |
| Truist Financial Corp. | 0.00% | New | 1,955 | $237K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Add +1.4% | 1,929 | $234K |
| DAVENPORT & Co LLC | 0.00% | New | 1,867 | $227K |
| M&T Bank Corp | 0.00% | New | 1,864 | $226K |
| PNC Financial Services Group, Inc. | 0.00% | Add +6.1% | 1,856 | $225K |
| XTX Topco Ltd | 0.01% | New | 1,839 | $223K |
| Signature Estate & Investment Advisors LLC | 0.00% | New | 1,832 | $222K |
| Atria Investments, Inc | 0.00% | New | 1,769 | $215K |
| Bank Hapoalim BM | 0.03% | New | 1,750 | $213K |
| Rafferty Asset Management, LLC | 0.00% | Reduce -20.8% | 1,742 | $212K |
| WealthPlan Investment Management, LLC | 0.01% | New | 1,693 | $206K |
| Allworth Financial LP | 0.00% | Add +6.6% | 1,442 | $175K |
| Bessemer Group Inc. | 0.00% | Add +948.1% | 1,415 | $172K |
| Clearstead Advisors, LLC | 0.00% | Add +11.4% | 1,328 | $161K |
| Amalgamated Bank | 0.00% | No change | 1,269 | $154K |
| Assetmark, Inc. | 0.00% | Add +11.5% | 1,253 | $152K |
| Quarry LP | 0.04% | Reduce -50.0% | 1,250 | $152K |
| Financial Consulate, Inc. | 0.02% | New | 1,217 | $148K |
| KBC Group NV | 0.00% | No change | 1,121 | $136K |
| Nisa Investment Advisors, LLC | 0.00% | Add +5.4% | 1,082 | $131K |
| GF Fund Management Co. LTD. | 0.00% | Reduce -13.5% | 1,074 | $130K |
| Bayforest Capital Ltd | 0.06% | New | 1,062 | $129K |
| Sectoral Asset Management Inc. | 0.08% | No change | 1,020 | $124K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -80.4% | 762 | $93K |
| Ameritas Advisory Services, LLC | 0.01% | No change | 735 | $89K |
| Point72 (DIFC) Ltd | 0.00% | New | 564 | $68K |
| AlphaQuest LLC | 0.00% | Reduce -65.5% | 554 | $67K |
| Johnson Financial Group, Inc. | 0.00% | New | 503 | $61K |
| Covestor Ltd | 0.03% | Add +294.5% | 501 | $61K |
| Walleye Capital LLC | 0.00% | Reduce -78.1% | 500 | $61K |
| Abich Financial Wealth Management LLC | 0.02% | — | 496 | $60K |
| Natixis | 0.00% | No change | 485 | $59K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +16.3% | 472 | $57K |
| Key Financial Inc | 0.01% | No change | 450 | $53K |
| Armstrong Advisory Group, Inc. | 0.00% | No change | 423 | $51K |
| Trust Co. of Vermont | 0.00% | No change | 400 | $49K |
| UMB Bank, n.a. | 0.00% | Add +214.4% | 371 | $45K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +13.1% | 355 | $43K |
| Walleye Trading LLC | 0.00% | Reduce -84.0% | 339 | $41K |
| Advisory Services Network, LLC | 0.00% | New | 330 | $40K |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0.00% | No change | 326 | $40K |
| Essex Investment Management Co. LLC | 0.01% | New | 317 | $39K |
| MAI Capital Management | 0.00% | No change | 291 | $35K |
| Optiver Holding B.V. | 0.00% | Add +82.3% | 288 | $35K |
| First Horizon Corp. | 0.00% | — | 276 | $34K |
| Washington Trust Advisors, Inc. | 0.00% | No change | 250 | $30K |
| Jones Financial Companies LLLP | 0.00% | Reduce -17.1% | 252 | $29K |
| Signaturefd, LLC | 0.00% | No change | 229 | $28K |
| Huntington National Bank | 0.00% | Add +14.6% | 228 | $28K |
| Fifth Third Bancorp | 0.00% | Add +6.0% | 212 | $26K |
| Versant Capital Management, Inc | 0.00% | Add +20300.0% | 204 | $25K |
| Smartleaf Asset Management LLC | 0.00% | Add +73.0% | 199 | $23K |
| Essential Partners LLC | 0.01% | Reduce -11.1% | 192 | $23K |
| Daiwa Securities Group Inc. | 0.00% | Reduce -6.8% | 165 | $20K |
| GAMMA Investing LLC | 0.00% | Add +153.1% | 162 | $20K |
| Quadrant Capital Group LLC | 0.00% | New | 135 | $16K |
| Danske Bank A/S | 0.00% | No change | 100 | $12K |
| Sterling Capital Management LLC | 0.00% | No change | 98 | $12K |
| Global Retirement Partners, LLC | 0.00% | No change | 85 | $10K |
| Rise Advisors, LLC | 0.00% | No change | 80 | $10K |
| JPL Wealth Management, LLC | 0.00% | New | 76 | $9K |
| True Wealth Design, LLC | 0.00% | Add +66.7% | 75 | $9K |
| WPG Advisers, LLC | 0.01% | Add +1.4% | 70 | $9K |
| Rothschild Investment LLC | 0.00% | Reduce -25.0% | 60 | $7K |
| Harbour Investments, Inc. | 0.00% | No change | 60 | $7K |
| MassMutual Private Wealth & Trust, FSB | 0.00% | Reduce -50.0% | 53 | $6K |
| Orion Capital Management LLC | 0.00% | No change | 50 | $6K |
| Larson Financial Group LLC | 0.00% | Add +4300.0% | 44 | $5K |
| Private Trust Co. NA | 0.00% | No change | 41 | $5K |
| Farther Finance Advisors, LLC | 0.00% | Add +34.5% | 39 | $5K |
| Principal Securities, Inc. | 0.00% | Add +17.9% | 33 | $4K |
| LRI Investments, LLC | 0.00% | Add +34.8% | 31 | $4K |
| Rakuten Securities, Inc. | 0.00% | Add +15.4% | 30 | $4K |
| Meeder Asset Management Inc. | 0.00% | New | 28 | $3K |
| Parkside Financial Bank & Trust | 0.00% | No change | 23 | $3K |
| Bare Financial Services, Inc | 0.00% | Add +110.0% | 21 | $3K |
| SBI Securities Co., Ltd. | 0.00% | Add +10.5% | 21 | $3K |
| AdvisorNet Financial, Inc | 0.00% | New | 20 | $2K |
| GPS Wealth Strategies Group, LLC | 0.00% | No change | 18 | $2K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -68.0% | 16 | $2K |
| North Star Investment Management Corp. | 0.00% | No change | 13 | $2K |
| Parallel Advisors, LLC | 0.00% | No change | 12 | $1K |
| Bell Investment Advisors, Inc | 0.00% | Reduce -31.3% | 11 | $1K |
| Physician Wealth Advisors, Inc. | 0.00% | Reduce -28.6% | 10 | $1K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 10 | $1K |
| Montag A & Associates Inc. | 0.00% | New | 8 | $972 |
| GHP Investment Advisors, Inc. | 0.00% | New | 6 | $729 |
| Cornerstone Planning Group LLC | 0.00% | No change | 5 | $666 |
| Sunbelt Securities, Inc. | 0.00% | New | 2 | $243 |
| Atlantic Union Bankshares Corp | 0.00% | New | 1 | $122 |
| TFC Financial Management, Inc. | 0.00% | No change | 1 | $122 |
| Concord Wealth Partners | 0.00% | No change | 1 | $121 |
"% of holder's portfolio" is AXSM's weight in each manager's 13F, not the share of Axsome Therapeutics Inc. the manager owns.