Axsome TherapeuticsAXSM

13F holders, Q4 2025 (December 31)
399holders +44
65new positions
33sold out
7famous investors
$182.32avg. 13F price*

At the end of Q4 2025, 399 institutions reported holding Axsome Therapeutics Inc. (AXSM) in their 13F filings, up 44 from Q3 2025. 65 opened new positions and 33 sold out. The largest holders were Vanguard Group Inc. ($760.7M), BlackRock, Inc. ($714.8M) and T. Rowe Price Associates Inc. ($275.8M). 7 famous investors held it, including David E. Shaw (0.1% of D. E. Shaw & Co.'s portfolio), Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ray Dalio (0.0% of Bridgewater Associates's portfolio).

Company
Axsome Therapeutics Inc.
CUSIP
05464T104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0200400600 Q1 2024: 259Q1 2024Q2 2024: 257Q2 2024Q3 2024: 280Q3 2024Q4 2024: 292Q4 2024Q1 2025: 353Q1 2025Q2 2025: 348Q2 2025Q3 2025: 355Q3 2025Q4 2025: 399Q4 2025Q1 2026: 410Q1 2026Q2 2026: 505Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions65$97.0M
Exits33$268.1M

All 13F filers, Q3 2025 → Q4 2025: 4,524,857 shares bought and 5,568,135 shares sold, net −1,043,278 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 399 holders

Vanguard Group Inc. 0.01% Reduce -0.4% 4,164,818 $760.7M
BlackRock, Inc. 0.01% Add +3.2% 3,913,543 $714.8M
T. Rowe Price Associates Inc. 0.03% Add +45.5% 1,509,870 $275.8M
Invesco Ltd. 0.02% Add +28.6% 1,273,494 $232.6M
Wellington Management Group LLP 0.04% Reduce -8.5% 1,221,656 $223.1M
FMR LLC 0.01% Add +27.4% 1,181,622 $215.8M
Deep Track Capital, LP 4.79% Add +27.8% 1,150,000 $210.0M
Geode Capital Management, LLC 0.01% Add +1.3% 1,010,249 $184.5M
Nomura Asset Management International Inc. 0.27% — 989,447 $180.7M
State Street Corp. 0.01% Add +1.6% 958,150 $175.0M
RTW Investments, LP 1.62% Reduce -20.6% 888,001 $162.2M
Alethea Capital Management, LLC 59.30% Reduce -0.3% 668,710 $122.1M
Bank of America Corp. 0.01% Add +71.1% 618,033 $112.9M
Eventide Asset Management, LLC 1.63% Reduce -23.5% 571,226 $104.2M
D. E. Shaw & Co. 0.08% Add +85.3% 549,113 $100.3M
Norges Bank 0.01% — 495,456 $90.5M
Morgan Stanley 0.01% Add +19.9% 491,201 $89.7M
Assenagon Asset Management S.A. 0.13% Add +58.8% 467,982 $85.5M
Pictet Asset Management Holding SA 0.08% Add +20.4% 436,063 $79.6M
Charles Schwab Investment Management Inc. 0.01% Add +5.4% 402,700 $73.5M
Northern Trust Corp. 0.01% Reduce -4.7% 390,431 $71.3M
Adage Capital Partners Gp, L.L.C. 0.10% Reduce -17.4% 367,578 $67.1M
Hood River Capital Management LLC 0.73% Add +1.7% 366,176 $66.9M
Principal Financial Group Inc. 0.03% Reduce -1.4% 363,114 $66.3M
UBS Group AG 0.01% Add +67.3% 355,318 $64.9M
Nuveen, LLC 0.02% Add +17.1% 349,209 $63.8M
Franklin Resources Inc. 0.02% Add +19.9% 342,573 $62.6M
Qube Research & Technologies Ltd 0.09% Reduce -0.1% 325,440 $59.4M
Marshall Wace, LLP 0.06% Reduce -15.2% 320,568 $58.5M
Loomis Sayles & Co. L P 0.07% Reduce -4.5% 315,391 $57.6M
BNP Paribas Financial Markets 0.04% Add +60.1% 304,388 $55.6M
Goldman Sachs Group Inc. 0.01% Add +34.3% 300,906 $55.0M
Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A. 4.52% Reduce -14.6% 278,835 $50.9M
Bank of New York Mellon Corp 0.01% Add +0.7% 255,097 $46.6M
Orbimed Advisors LLC 0.95% Reduce -52.4% 253,121 $46.2M
PFM Health Sciences, LP 4.72% Reduce -52.6% 251,562 $45.9M
JPMorgan Chase & Co. 0.00% Reduce -6.9% 233,191 $42.6M
Man Group plc 0.08% Reduce -20.6% 228,641 $41.8M
Driehaus Capital Management LLC 0.27% Reduce -1.3% 220,518 $40.3M
Vestal Point Capital, LP 1.41% Add +40.0% 210,000 $38.4M
First Turn Management, LLC 4.32% Add +35.6% 206,921 $37.8M
Citigroup Inc. 0.03% Add +43.7% 204,104 $37.3M
Tri Locum Partners LP 4.78% Reduce -31.0% 201,627 $36.8M
Two Sigma Advisers, LP 0.07% New 188,500 $34.4M
Connor, Clark & Lunn Investment Management Ltd. 0.09% Reduce -9.9% 188,258 $34.4M
Voya Investment Management LLC 0.04% Add +52.0% 173,301 $31.7M
Renaissance Technologies 0.05% Add +13.3% 170,000 $31.0M
MetLife Investment Management, LLC 0.15% Reduce -16.4% 164,871 $30.1M
Frontier Capital Management Co. LLC 0.31% Add +24.8% 157,691 $28.8M
Squarepoint Ops LLC 0.06% No change 155,000 $28.3M
Woodline Partners LP 0.11% Reduce -54.5% 150,864 $27.6M
Algert Global LLC 0.43% Add +238.4% 149,392 $27.3M
Perceptive Advisors LLC 0.50% No change 148,900 $27.2M
Two Sigma Investments, LP 0.04% Add +1674.1% 145,597 $26.6M
Citadel Advisors 0.02% Reduce -12.8% 138,213 $25.2M
Jane Street Group, LLC 0.03% Add +4.9% 137,283 $25.1M
Raymond James Financial Inc. 0.01% Reduce -5.4% 150,098 $24.8M
US Bancorp \de 0.03% Reduce -0.4% 130,985 $23.9M
Manufacturers Life Insurance Company, The 0.02% Add +0.9% 133,884 $23.7M
Rhenman & Partners Asset Management AB 1.96% Reduce -33.6% 114,800 $21.0M
Voleon Capital Management LP 0.43% Add +558.4% 110,179 $20.1M
Emerald Advisers, LLC 0.61% Reduce -0.8% 108,082 $19.7M
AQR Capital Management 0.01% Reduce -12.8% 103,418 $18.9M
Canada Pension Plan Investment Board 0.01% Add +60.3% 103,200 $18.8M
DNB Asset Management AS 0.06% Reduce -0.9% 101,102 $18.5M
Ameriprise Financial Inc. 0.00% Reduce -7.7% 99,916 $18.2M
Deutsche Bank AG 0.01% Add +1.6% 98,257 $17.9M
Aberdeen Group plc 0.03% Add +2.9% 97,413 $17.8M
Royce & Associates LP 0.17% Add +67.8% 94,017 $17.2M
Nicholas Investment Partners, LP 1.38% Add +88.2% 91,564 $16.7M
WCM Investment Management, LLC 0.03% Reduce -6.4% 112,058 $16.7M
M&G PLC 0.09% New 90,328 $16.5M
Wells Fargo & Company 0.00% Add +62.2% 89,661 $16.4M
Federated Hermes, Inc. 0.03% Add +52.4% 87,280 $15.9M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +0.6% 87,249 $15.9M
Granite Investment Partners, LLC 0.92% Reduce -4.1% 84,894 $15.5M
Cannell & Spears LLC 0.29% Add +0.0% 84,154 $15.4M
Barclays PLC 0.01% Add +6.6% 76,853 $14.0M
Cormorant Asset Management, LP 0.78% Reduce -25.0% 75,000 $13.7M
Iridian Asset Management LLC 4.96% Reduce -11.7% 73,783 $13.5M
Summit Financial, LLC 0.19% Reduce -8.9% 70,628 $12.9M
Neuberger Berman Group LLC 0.01% Reduce -23.8% 69,483 $12.7M
Swiss National Bank 0.01% Add +3.1% 68,900 $12.6M
Universal- Beteiligungs- und Servicegesellschaft mbH 0.02% Add +1.4% 68,858 $12.6M
Emerald Mutual Fund Advisers Trust 0.60% Add +3.2% 67,608 $12.3M
Axiom Investors LLC 0.10% Add +28.7% 63,390 $11.6M
IFP Advisors, Inc 0.26% Reduce -1.4% 62,448 $11.4M
Walleye Capital LLC 0.07% Add +11920.0% 60,100 $11.0M
Privium Fund Management B.V. 1.91% Add +7.9% 56,878 $10.4M
Edgestream Partners, L.P. 0.29% Add +207.2% 56,364 $10.3M
HighTower Advisors, LLC 0.01% Reduce -2.0% 55,972 $10.2M
Atika Capital Management LLC 1.41% Add +13.3% 55,500 $10.1M
Alliancebernstein L.P. 0.00% Reduce -15.7% 53,140 $9.7M
Rhumbline Advisers 0.01% Reduce -14.1% 52,233 $9.5M
Trexquant Investment LP 0.08% Add +416.1% 49,136 $9.0M
Baldwin Wealth Partners LLC 0.57% No change 48,570 $8.9M
Sei Investments Co. 0.01% Reduce -1.1% 47,600 $8.7M
Bridgewater Associates 0.03% New 47,444 $8.7M
Blair William & Co. 0.02% Reduce -6.5% 46,840 $8.6M
Peregrine Capital Management LLC 0.26% Reduce -27.7% 46,633 $8.5M
Clearbridge Investments, LLC 0.01% Reduce -19.7% 46,326 $8.5M
BVF Inc. 0.28% Reduce -90.6% 45,757 $8.4M
Pallas Capital Advisors LLC 0.26% Add +11.3% 43,909 $8.0M
First Trust Advisors LP 0.01% Add +16.9% 43,413 $7.9M
New York State Common Retirement Fund 0.01% Add +27.8% 42,509 $7.8M
Mutual of America Capital Management LLC 0.08% Reduce -0.6% 42,040 $7.7M
TD Asset Management Inc 0.01% Reduce -5.0% 41,972 $7.7M
F/m Investments LLC 0.29% Add +4.1% 41,132 $7.5M
Moody Aldrich Partners LLC 1.37% Reduce -21.8% 40,273 $7.4M
Kennedy Capital Management LLC 0.15% Add +0.9% 39,134 $7.1M
Hennion & Walsh Asset Management, Inc. 0.24% Reduce -18.2% 38,386 $7.0M
Superstring Capital Management LP 3.66% New 37,433 $6.8M
Legal & General Group Plc 0.00% Reduce -2.9% 36,702 $6.7M
KVP Capital Advisors, LP 6.83% — 36,200 $6.6M
Russell Investments Group, Ltd. 0.01% Add +39.0% 35,575 $6.5M
Van Eck Associates Corp. 0.01% Add +135.8% 35,077 $6.4M
Occam Crest Management LP 4.59% Add +6.1% 35,000 $6.4M
Y-Intercept (Hong Kong) Ltd 0.14% Add +29.0% 34,854 $6.4M
HB Wealth Management, LLC 0.04% Reduce -15.2% 34,102 $6.2M
Millennium Management 0.00% Add +491.1% 33,937 $6.2M
California State Teachers Retirement System 0.01% Reduce -1.9% 33,667 $6.1M
Dana Investment Advisors, Inc. 0.18% Reduce -1.2% 33,197 $6.1M
XTX Topco Ltd 0.15% Add +1632.1% 31,854 $5.8M
Envestnet Asset Management Inc. 0.00% Reduce -2.7% 30,491 $5.6M
LPL Financial LLC 0.00% Add +14.9% 30,408 $5.6M
Susquehanna International Group, LLP 0.01% Reduce -40.6% 29,841 $5.5M
Bellevue Group AG 0.10% Reduce -47.3% 27,600 $5.0M
Tetragon Partners GP Ltd 1.04% Reduce -42.0% 26,934 $4.9M
State of Wisconsin Investment Board 0.01% Reduce -12.3% 26,603 $4.9M
Engineers Gate Manager LP 0.06% Add +114.0% 26,055 $4.8M
Simplex Trading, LLC 0.13% Add +100.6% 25,222 $4.6M
Creative Planning 0.00% Add +15.8% 24,647 $4.5M
Blackstone Inc. 0.02% Reduce -82.5% 24,500 $4.5M
Castleark Management LLC 0.13% Add +60.2% 24,253 $4.4M
Pinnacle Financial Partners, Inc. 0.03% — 22,739 $4.2M
Group One Trading LLC 0.12% Reduce -29.9% 22,211 $4.1M
Meridian Wealth Management, LLC 0.14% Reduce -1.8% 21,724 $4.0M
Wealth Enhancement Advisory Services, LLC 0.01% Add +1.2% 21,758 $3.7M
Knights of Columbus Asset Advisors LLC 0.21% Reduce -3.0% 19,806 $3.6M
Quantbot Technologies LP 0.12% Add +78.3% 19,396 $3.5M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% Add +1.2% 19,032 $3.5M
HRT Financial LP 0.01% Add +726.9% 18,862 $3.4M
Ensign Peak Advisors, Inc 0.01% Reduce -22.6% 18,845 $3.4M
1492 Capital Management LLC 1.30% No change 18,063 $3.3M
Point72 Asset Management 0.01% Reduce -3.8% 17,999 $3.3M
Stanley-Laman Group, Ltd. 0.42% Add +2.4% 17,918 $3.3M
SG Americas Securities, LLC 0.00% Add +46.2% 17,681 $3.2M
Osaic Holdings, Inc. 0.00% Add +175.5% 17,642 $3.2M
Essex Investment Management Co. LLC 0.48% Add +5383.0% 17,381 $3.2M
CIBC Private Wealth Group LLC 0.00% Add +9.1% 15,684 $2.9M
Virtu Financial LLC 0.11% New 15,573 $2.8M
Landscape Capital Management, L.L.C. 0.19% Reduce -20.6% 15,305 $2.8M
Mariner, LLC 0.00% Reduce -8.0% 15,288 $2.8M
Janus Henderson Group PLC 0.00% No change 15,104 $2.8M
Torray Investment Partners LLC 0.41% Reduce -15.1% 14,794 $2.7M
Intech Investment Management LLC 0.02% Reduce -10.1% 14,428 $2.6M
DekaBank Deutsche Girozentrale 0.00% No change 30,000 $2.6M
1832 Asset Management L.P. 0.00% New 13,700 $2.5M
T. Rowe Price Investment Management, Inc. 0.00% Reduce -95.0% 13,645 $2.5M
Lazard Asset Management LLC 0.00% Reduce -38.6% 13,410 $2.4M
Guggenheim Capital LLC 0.02% Add +4.1% 13,030 $2.4M
Seven Fleet Capital Management LP 1.60% — 12,955 $2.4M
Comerica Bank 0.01% Reduce -0.6% 12,683 $2.3M
Handelsbanken Fonder AB 0.01% Add +10.5% 12,600 $2.3M
Campbell & CO Investment Adviser LLC 0.11% Add +105.0% 12,459 $2.3M
Dimensional Fund Advisors LP 0.00% Reduce -35.2% 12,431 $2.3M
Sofinnova Investments, Inc. 0.10% Reduce -96.9% 12,266 $2.2M
Royal Bank of Canada 0.00% Add +9.2% 12,074 $2.2M
State of New Jersey Common Pension Fund D 0.01% Reduce -34.3% 11,923 $2.2M
Oak Ridge Investments LLC 0.13% Reduce -2.7% 11,741 $2.1M
Janney Montgomery Scott LLC 0.00% Reduce -11.7% 11,480 $2.1M
Captrust Financial Advisors 0.00% Add +41.3% 11,244 $2.1M
HighVista Strategies LLC 0.52% Add +19.1% 11,131 $2.0M
Police & Firemen's Retirement System of New Jersey 0.02% Reduce -2.0% 10,982 $2.0M
STRS Ohio 0.01% Reduce -9.2% 10,800 $2.0M
Penserra Capital Management LLC 0.02% New 10,450 $1.9M
Coppell Advisory Solutions LLC 0.19% New 12,747 $1.9M
Franklin Street Advisors Inc. 0.10% New 10,000 $1.8M
Arizona State Retirement System 0.01% Reduce -4.0% 9,787 $1.8M
ProShare Advisors LLC 0.00% Add +11.9% 9,730 $1.8M
Cetera Investment Advisers 0.00% Add +0.4% 9,706 $1.8M
Legato Capital Management LLC 0.15% Add +90.6% 9,627 $1.8M
Integrity Alliance, Llc. 0.06% New 9,605 $1.8M
Ieq Capital, LLC 0.01% Reduce -13.2% 9,395 $1.7M
B. Metzler seel. Sohn & Co. AG 0.01% No change 9,241 $1.7M
Gsa Capital Partners LLP 0.14% Add +91.3% 9,117 $1.7M
Erste Asset Management GmbH 0.01% No change 11,000 $1.7M
State Board of Administration of Florida Retirement System 0.00% No change 9,064 $1.7M
KLP Kapitalforvaltning As 0.01% No change 9,000 $1.6M
Wesbanco Bank Inc. 0.04% Reduce -33.8% 8,800 $1.6M
OneDigital Investment Advisors LLC 0.02% Reduce -11.9% 8,635 $1.6M
Teachers Retirement System of the State of Kentucky 0.01% No change 8,328 $1.5M
China Universal Asset Management Co., Ltd. 0.12% Reduce -6.1% 8,215 $1.5M
Entropy Technologies, LP 0.08% New 8,192 $1.5M
Element Squared LLC 0.80% New 8,079 $1.5M
Two Sigma Securities, LLC 0.19% New 7,650 $1.4M
Moneco Advisors, LLC 0.11% No change 7,505 $1.4M
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Add +6.8% 7,464 $1.4M
Rockefeller Capital Management L.P. 0.00% Add +29.9% 7,453 $1.4M
Martingale Asset Management L P 0.03% Add +94.9% 7,406 $1.4M
J. Safra Sarasin Holding AG 0.02% Reduce -17.0% 7,383 $1.3M
Oppenheimer & Co. Inc. 0.02% New 7,076 $1.3M
Glenmede Trust Co. NA 0.01% — 6,924 $1.3M
Great Lakes Advisors, LLC 0.01% Add +1.3% 6,765 $1.2M
Pitcairn Wealth Advisors LLC 0.11% — 6,639 $1.2M
Quantinno Capital Management LP 0.00% Add +127.9% 6,478 $1.2M
D.A. Davidson & Co. 0.01% No change 6,180 $1.1M
AlphaCentric Advisors LLC 1.11% — 6,088 $1.1M
Birchview Capital, LP 0.65% Add +1.0% 6,061 $1.1M
Stifel Financial Corp. 0.00% Add +6.6% 5,868 $1.1M
Baader Bank Aktiengesellschaft 0.09% Add +175.3% 5,823 $1.1M
Cabot Wealth Management Inc. 0.11% No change 5,560 $1.0M
Prudential Financial Inc. 0.00% Add +7.1% 5,415 $989K
Cerity Partners LLC 0.00% Reduce -0.3% 5,389 $984K
Headlands Technologies LLC 0.08% Add +101.5% 5,187 $947K
Teacher Retirement System of Texas 0.00% Reduce -38.9% 5,164 $943K
Cwm, LLC 0.00% Reduce -0.0% 5,149 $940K
Yarbrough Capital, LLC 0.03% No change 5,054 $923K
Odyssean, LLC 0.65% — 4,983 $910K
Victory Capital Management Inc. 0.00% Add +0.8% 4,776 $872K
Lighthouse Investment Partners, LLC 0.03% New 4,640 $847K
Virtus Investment Advisers, LLC 0.23% Add +10.2% 4,611 $842K
Tidal Investments LLC 0.00% Add +12.4% 4,519 $825K
Values First Advisors, Inc. 0.42% Reduce -9.8% 4,402 $804K
Tocqueville Asset Management L.P. 0.01% Reduce -22.1% 4,400 $804K
Goodwin Investment Advisory 0.85% No change 4,241 $775K
FORA Capital, LLC 0.09% New 5,714 $740K
Intrust Bank NA 0.06% Add +7.7% 4,052 $740K
Los Angeles Capital Management LLC 0.00% No change 5,555 $740K
CANADA LIFE ASSURANCE Co 0.00% Reduce -55.4% 4,007 $732K
Aries Wealth Management 0.16% No change 4,000 $731K
Mirador Capital Partners LP 0.10% No change 4,000 $731K
Farallon Capital Management, L.L.C. 0.00% No change 4,000 $731K
Csenge Advisory Group 0.03% New 3,996 $730K
Inceptionr LLC 0.20% Reduce -54.6% 3,934 $719K
Forbes J M & Co. LLP 0.05% No change 3,704 $676K
Public Employees Retirement Association of Colorado 0.00% No change 3,704 $676K
Scientech Research LLC 0.41% New 3,593 $656K
PDT Partners, LLC 0.04% New 3,577 $653K
Cynosure Group, LLC 0.06% Reduce -55.7% 3,475 $635K
Verition Fund Management LLC 0.00% Add +71.4% 3,409 $623K
Ameritas Investment Partners, Inc. 0.02% No change 3,381 $618K
Pathstone Holdings, LLC 0.00% Reduce -13.7% 3,277 $599K
Xponance LLC 0.00% Add +2.4% 3,265 $596K
Mercer Global Advisors Inc. 0.00% Add +64.2% 3,222 $588K
Leonteq Securities AG 0.03% Reduce -13.9% 3,219 $588K
Truist Financial Corp. 0.00% Add +56.3% 3,055 $558K
Old North State Wealth Management, LLC 0.24% Reduce -18.8% 2,800 $511K
Mackenzie Financial Corp. 0.00% No change 3,382 $502K
Cambridge Investment Research Advisors, Inc. 0.00% New 2,729 $498K
Cibc World Markets Corp. 0.00% — 2,715 $496K
M&T Bank Corp 0.00% Add +37.3% 2,560 $467K
Quantitative Investment Management, LLC 0.04% Add +20.5% 2,524 $460K
Fifth Third Bancorp 0.00% Add +1068.4% 2,477 $452K
Profund Advisors LLC 0.01% Reduce -20.9% 2,468 $451K
Mirae Asset Global Investments Co., Ltd. 0.00% Add +27.0% 2,450 $447K
Lanark Financial, Inc. 0.03% Reduce -8.8% 2,435 $445K
Moors & Cabot, Inc. 0.02% Add +2.1% 2,430 $444K
MML Investors Services, LLC 0.00% New 2,388 $436K
O'shaughnessy Asset Management, LLC 0.00% Add +1.7% 2,370 $433K
Fiduciary Family Office, LLC 0.12% Reduce -14.5% 2,283 $417K
McAdam, LLC 0.02% Add +3.5% 2,274 $415K
Howland Capital Management LLC 0.02% New 2,220 $405K
Vanguard Personalized Indexing Management, LLC 0.00% Add +4.2% 2,190 $400K
Invst, LLC 0.04% No change 2,140 $391K
Adams Wealth Management 0.08% No change 2,169 $389K
CacheTech Inc. 0.07% No change 2,169 $389K
Prelude Capital Management, LLC 0.03% New 2,129 $389K
Arrowpoint Investment Partners (Singapore) Pte. Ltd. 0.06% New 2,110 $385K
PNC Financial Services Group, Inc. 0.00% Add +3.5% 1,921 $351K
Sumitomo Mitsui Trust Group, Inc. 0.00% New 1,900 $347K
Tortoise Investment Management, LLC 0.03% Reduce -12.4% 1,870 $342K
Signature Estate & Investment Advisors LLC 0.01% No change 1,832 $335K
Impact Partnership Wealth, LLC 0.04% New 1,822 $333K
DAVENPORT & Co LLC 0.00% Reduce -3.6% 1,800 $329K
Legacy Capital Wealth Management, LLC 0.20% — 1,785 $326K
Tower Research Capital LLC (TRC) 0.01% Add +132.6% 1,772 $324K
Sectoral Asset Management Inc. 0.25% Add +70.6% 1,740 $318K
Yorktown Management & Research Co Inc 0.25% New 1,700 $310K
CIBC Asset Management Inc 0.00% New 1,699 $310K
WealthPlan Investment Management, LLC 0.02% No change 1,693 $309K
Orion Porfolio Solutions, LLC 0.00% Reduce -23.1% 1,683 $307K
Vident Advisory, LLC 0.00% Reduce -14.3% 1,677 $306K
Atria Investments, Inc 0.00% Reduce -6.0% 1,663 $304K
Concurrent Investment Advisors, LLC 0.00% New 1,643 $300K
Snowden Capital Advisors LLC 0.01% New 1,638 $299K
&partners 0.00% New 1,602 $293K
Swiss Life Asset Management Ltd 0.00% New 1,576 $288K
Rafferty Asset Management, LLC 0.00% Reduce -10.1% 1,567 $286K
AlphaGrep UK Ltd 0.10% — 1,563 $285K
Graham Capital Management, L.P. 0.01% Reduce -41.2% 1,532 $280K
Diametric Capital, LP 0.07% New 1,525 $279K
Commonwealth Equity Services, LLC 0.00% New 1,522 $278K
GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% New 1,460 $267K
Allworth Financial LP 0.00% Add +1.2% 1,459 $266K
Bessemer Group Inc. 0.00% Add +1.5% 1,436 $262K
Petix & Botte Co 0.06% New 1,430 $261K
AlphaQuest LLC 0.01% Add +154.2% 1,408 $257K
Empowered Funds, LLC 0.00% New 1,302 $238K
Allianz Asset Management GmbH 0.00% New 1,300 $237K
Amalgamated Bank 0.00% Add +1.6% 1,289 $235K
Clearstead Advisors, LLC 0.00% Reduce -3.8% 1,278 $233K
Thrivent Financial for Lutherans 0.00% New 1,566 $233K
Vise Technologies, Inc. 0.00% New 1,266 $231K
Brevan Howard Capital Management LP 0.00% Reduce -83.1% 1,238 $226K
Walleye Trading LLC 0.00% Add +259.6% 1,219 $223K
Financial Consulate, Inc. 0.03% No change 1,217 $222K
9823 Capital, L.P. 0.15% — 1,215 $222K
Perbak Capital Partners LLP 0.07% Reduce -81.0% 1,202 $220K
Keel Point, LLC 0.01% New 1,181 $216K
Argent Trust Co 0.01% New 1,174 $214K
Abel Hall, LLC 0.05% New 1,169 $214K
Praxis Investment Management Inc. 0.01% New 1,150 $210K
TritonPoint Partners, LLC 0.11% — 1,147 $209K
Meeder Advisory Services, Inc. 0.01% New 1,145 $209K
KBC Group NV 0.00% No change 1,121 $205K
Fortis Group Advisors, LLC 0.03% New 1,100 $203K
Assetmark, Inc. 0.00% Reduce -12.0% 1,103 $201K
Birch Financial Group, LLC 0.11% New 1,097 $200K
Nisa Investment Advisors, LLC 0.00% Reduce -4.3% 1,036 $189K
GF Fund Management Co. LTD. 0.00% Reduce -7.8% 990 $181K
SHP Wealth Management 0.01% — 940 $172K
Acadian Asset Management LLC 0.00% New 718 $131K
Covestor Ltd 0.06% Add +19.6% 599 $110K
First Horizon Corp. 0.00% Add +117.8% 601 $110K
BOK Financial Private Wealth, Inc. 0.01% New 500 $91K
Bayforest Capital Ltd 0.07% Reduce -55.0% 478 $87K
BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% Add +43.6% 468 $85K
Key Financial Inc 0.01% No change 450 $82K
Global Retirement Partners, LLC 0.00% Add +405.9% 430 $79K
Armstrong Advisory Group, Inc. 0.01% No change 423 $77K
Caitong International Asset Management Co., Ltd 0.02% New 415 $76K
Trust Co. of Vermont 0.00% No change 400 $73K
Northwestern Mutual Wealth Management Co. 0.00% Reduce -21.6% 370 $68K
EverSource Wealth Advisors, LLC 0.00% Reduce -2.5% 346 $63K
Strive Financial Group ,LLC 0.03% — 337 $62K
Smartleaf Asset Management LLC 0.00% Add +87.9% 374 $56K
Jones Financial Companies LLLP 0.00% Add +17.1% 295 $54K
MAI Capital Management 0.00% Add +0.3% 292 $53K
Farther Finance Advisors, LLC 0.00% Add +602.6% 274 $50K
GAMMA Investing LLC 0.00% Add +65.4% 268 $49K
Sterling Capital Management LLC 0.00% Add +173.5% 268 $49K
Huntington National Bank 0.00% Add +16.2% 265 $48K
Washington Trust Advisors, Inc. 0.00% No change 250 $46K
Signaturefd, LLC 0.00% No change 229 $42K
Versant Capital Management, Inc 0.00% No change 204 $37K
Ameriflex Group, Inc. 0.02% New 200 $37K
Arax Advisory Partners 0.00% Reduce -92.8% 194 $35K
Essential Partners LLC 0.01% No change 192 $35K
Kemnay Advisory Services Inc. 0.00% New 167 $31K
Daiwa Securities Group Inc. 0.00% Reduce -12.1% 145 $26K
Quadrant Capital Group LLC 0.00% No change 135 $25K
UMB Bank, n.a. 0.00% Reduce -66.6% 124 $23K
Eastern Bank 0.00% New 114 $21K
Optiver Holding B.V. 0.00% Reduce -61.1% 112 $20K
AdvisorNet Financial, Inc 0.00% Add +425.0% 105 $19K
Danske Bank A/S 0.00% No change 100 $18K
Keating Financial Advisory Services, Inc. 0.00% — 96 $18K
WPG Advisers, LLC 0.01% Add +11.4% 78 $14K
True Wealth Design, LLC 0.00% No change 75 $14K
Larson Financial Group LLC 0.00% Add +56.8% 69 $13K
Harbour Investments, Inc. 0.00% No change 60 $11K
Rothschild Investment LLC 0.00% Reduce -6.7% 56 $10K
Brown Brothers Harriman & Co. 0.00% New 54 $10K
MassMutual Private Wealth & Trust, FSB 0.00% Reduce -1.9% 52 $9K
Orion Capital Management LLC 0.00% No change 50 $9K
NewEdge Advisors, LLC 0.00% New 50 $9K
Private Trust Co. NA 0.00% No change 41 $7K
Hollencrest Capital Management 0.00% New 40 $7K
McGuire Capital Advisors Inc. 0.00% — 35 $6K
Steward Partners Investment Advisory, LLC 0.00% Add +250.0% 35 $6K
SageView Advisory Group, LLC 0.00% New 33 $6K
Cygnus Capital Advisors, LLC 0.00% — 33 $6K
LRI Investments, LLC 0.00% No change 31 $6K
Meeder Asset Management Inc. 0.00% Add +7.1% 30 $5K
Torren Management, LLC 0.00% — 28 $5K
SBI Securities Co., Ltd. 0.00% Add +28.6% 27 $5K
ORG Partners LLC 0.00% New 26 $5K
Wolff Wiese Magana LLC 0.00% New 24 $4K
Parkside Financial Bank & Trust 0.00% No change 23 $4K
Quarry LP 0.00% Reduce -98.4% 20 $4K
Bare Financial Services, Inc 0.00% Reduce -23.8% 16 $3K
Parallel Advisors, LLC 0.00% Add +25.0% 15 $3K
Bell Investment Advisors, Inc 0.00% Add +27.3% 14 $3K
North Star Investment Management Corp. 0.00% No change 13 $2K
Physician Wealth Advisors, Inc. 0.00% Add +20.0% 12 $2K
Rakuten Securities, Inc. 0.00% Reduce -66.7% 10 $2K
Cornerstone Financial Management LLC 0.00% — 8 $1K
Basecamp Wealth Advisors LLC 0.00% — 6 $1K
Cornerstone Planning Group LLC 0.00% No change 5 $926
Gunpowder Capital Management, LLC dba Oliver Wealth Management 0.00% — 5 $913
Marquette Asset Management, LLC 0.00% New 4 $731
Blue Trust, Inc. 0.00% New 4 $731
Sunbelt Securities, Inc. 0.00% No change 2 $365
Pinnacle Wealth Planning Services, Inc. 0.00% New 1 $183
Concord Wealth Partners 0.00% No change 1 $183
TFC Financial Management, Inc. 0.00% No change 1 $183
Hughes Financial Services, LLC 0.00% New 1 $183
Dunhill Financial, LLC 0.00% New 1 $136

"% of holder's portfolio" is AXSM's weight in each manager's 13F, not the share of Axsome Therapeutics Inc. the manager owns.