First Trust L C Val AlpFTAETF
13F holders, Q4 2024 (December 31)217holders +13
17new positions
13sold out
2famous investors
$76.48avg. 13F price*
At the end of Q4 2024, 217 institutions reported holding First Trust L C Val Alp (FTA) in their 13F filings, up 13 from Q3 2024. 17 opened new positions and 13 sold out. The largest holders were Morgan Stanley ($166.7M), UBS Group AG ($77.2M) and LPL Financial LLC ($64.9M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- First Trust L C Val Alp
- CUSIP
- 33735J101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 17 | $17.3M |
| Exits | 13 | $7.0M |
All 13F filers, Q3 2024 → Q4 2024: 1,093,415 shares bought and 751,684 shares sold, net +341,731 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 217 holders
| Morgan Stanley | 0.01% | Add +5.8% | 2,180,495 | $166.7M |
| UBS Group AG | 0.02% | Add +15.1% | 1,010,326 | $77.2M |
| LPL Financial LLC | 0.03% | Add +6.5% | 848,889 | $64.9M |
| Raymond James Financial Inc. | 0.01% | — | 451,762 | $34.5M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -23.5% | 417,035 | $31.9M |
| IHT Wealth Management, LLC | 0.74% | Add +457.6% | 301,256 | $23.0M |
| Bank of America Corp. | 0.00% | Reduce -0.3% | 296,458 | $22.7M |
| Cetera Investment Advisers | 0.05% | Reduce -0.6% | 289,713 | $22.2M |
| Royal Bank of Canada | 0.00% | Add +0.4% | 278,963 | $21.3M |
| Kaydan Wealth Management, Inc. | 7.01% | Reduce -26.2% | 275,985 | $21.1M |
| Kingsview Wealth Management, LLC | 0.34% | Reduce -7.4% | 226,691 | $17.3M |
| Wells Fargo & Company | 0.00% | Reduce -9.0% | 213,578 | $16.3M |
| Osaic Holdings, Inc. | 0.03% | Reduce -8.8% | 200,572 | $15.3M |
| Integrated Wealth Concepts LLC | 0.18% | Add +1.5% | 200,289 | $15.3M |
| Private Advisor Group, LLC | 0.09% | Reduce -3.5% | 197,479 | $15.1M |
| Cambridge Investment Research Advisors, Inc. | 0.05% | Add +48.7% | 177,392 | $13.6M |
| Commonwealth Equity Services, LLC | 0.02% | Add +8.7% | 160,526 | $12.3M |
| Holistic Financial Partners | 5.08% | Add +2.2% | 133,799 | $10.2M |
| Midwest Heritage Bank, FSB | 4.72% | Reduce -28.1% | 133,126 | $10.2M |
| Vestmark Advisory Solutions, Inc. | 0.33% | Add +0.9% | 123,712 | $9.5M |
| Avantax Advisory Services, Inc. | 0.06% | Reduce -0.2% | 123,187 | $9.4M |
| Goldman Sachs Group Inc. | 0.00% | Add +634.3% | 108,087 | $8.3M |
| Assetmark, Inc. | 0.02% | Reduce -20.7% | 106,063 | $8.1M |
| Independent Advisor Alliance | 0.10% | New | 97,873 | $7.5M |
| Truist Financial Corp. | 0.01% | Reduce -3.9% | 93,802 | $7.2M |
| AE Wealth Management LLC | 0.06% | Reduce -14.1% | 93,617 | $7.2M |
| Janney Montgomery Scott LLC | 0.02% | Add +0.9% | 76,385 | $5.8M |
| Coppell Advisory Solutions LLC | 0.76% | Reduce -22.7% | 70,972 | $5.4M |
| Snowden Capital Advisors LLC | 0.17% | Reduce -4.5% | 70,255 | $5.4M |
| Cottonwood Capital Advisors, LLC | 3.52% | Reduce -5.7% | 64,244 | $4.9M |
| Susquehanna International Group, LLP | 0.01% | Add +197.4% | 61,014 | $4.7M |
| Stifel Financial Corp. | 0.00% | Add +3.5% | 57,625 | $4.4M |
| Secure Asset Management, LLC | 0.66% | Add +3.6% | 56,961 | $4.4M |
| IFP Advisors, Inc | 0.13% | Add +4.1% | 51,947 | $4.0M |
| Iams Wealth Management, LLC | 1.61% | Add +3.7% | 45,922 | $3.5M |
| Kestra Private Wealth Services, LLC | 0.06% | Reduce -2.7% | 44,916 | $3.4M |
| Arkadios Wealth Advisors | 0.18% | Reduce -30.8% | 42,537 | $3.3M |
| Benjamin Edwards Inc. | 0.04% | Add +7.4% | 40,943 | $3.1M |
| Bank of New York Mellon Corp | 0.00% | Reduce -43.9% | 40,545 | $3.1M |
| Virtu Financial LLC | 0.16% | New | 40,182 | $3.1M |
| Atria Investments, Inc | 0.04% | Add +5.1% | 38,712 | $3.0M |
| Prospera Financial Services Inc | 0.07% | Reduce -22.5% | 38,275 | $2.9M |
| D.A. Davidson & Co. | 0.02% | Add +0.6% | 36,706 | $2.8M |
| Harbour Investments, Inc. | 0.08% | Add +3.6% | 36,457 | $2.8M |
| LVZ, Inc. | 0.35% | Add +0.5% | 36,153 | $2.8M |
| Gateway Wealth Partners, LLC | 0.71% | Add +2.4% | 35,865 | $2.7M |
| Trueblood Wealth Management, LLC | 1.33% | Add +5.2% | 35,342 | $2.7M |
| NewEdge Advisors, LLC | 0.01% | Add +423.1% | 32,433 | $2.5M |
| Atria Wealth Solutions, Inc. | 0.03% | Reduce -39.1% | 32,023 | $2.4M |
| FSB Premier Wealth Management, Inc. | 0.95% | Reduce -4.3% | 30,871 | $2.4M |
| Regal Investment Advisors LLC | 0.18% | Add +0.2% | 30,719 | $2.3M |
| PFG Advisors | 0.14% | Add +127.6% | 29,371 | $2.2M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Reduce -28.1% | 29,174 | $2.2M |
| Jane Street Group, LLC | 0.00% | Add +100.0% | 28,733 | $2.2M |
| NewEdge Wealth, LLC | 0.04% | Add +0.1% | 26,422 | $2.0M |
| Triton Wealth Management, PLLC | 1.00% | No change | 23,910 | $1.9M |
| Orion Porfolio Solutions, LLC | 0.02% | Reduce -32.0% | 24,929 | $1.9M |
| Orion Portfolio Solutions, LLC | 0.02% | Reduce -32.0% | 24,929 | $1.9M |
| JPMorgan Chase & Co. | 0.00% | Reduce -5.4% | 22,323 | $1.7M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -6.7% | 21,744 | $1.7M |
| Midwest Financial Network, LLC | 1.68% | — | 21,113 | $1.6M |
| Park Avenue Securities LLC | 0.02% | Reduce -15.4% | 20,935 | $1.6M |
| Equitable Holdings, Inc. | 0.02% | Add +0.4% | 20,810 | $1.6M |
| OneAscent Financial Services LLC | 0.13% | New | 20,331 | $1.6M |
| RMR Capital Management, LLC | 1.12% | Reduce -1.2% | 19,611 | $1.5M |
| StoneX Group Inc. | 0.08% | Reduce -17.5% | 19,239 | $1.5M |
| First Trust Advisors LP | 0.00% | Add +15.5% | 18,780 | $1.4M |
| Blackhawk Capital Partners, LLC | 0.74% | Add +0.2% | 18,661 | $1.4M |
| Stratos Wealth Partners, LTD. | 0.02% | Reduce -49.3% | 18,261 | $1.4M |
| Silver Oak Securities, Incorporated | 0.13% | Reduce -1.8% | 18,153 | $1.4M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -17.7% | 17,228 | $1.4M |
| LaSalle St. Investment Advisors, LLC | 0.42% | New | 17,642 | $1.3M |
| Sigma Planning Corp | 0.04% | Add +26.1% | 17,400 | $1.3M |
| Concurrent Investment Advisors, LLC | 0.04% | Reduce -7.1% | 16,974 | $1.3M |
| Western Wealth Management, LLC | 0.07% | Reduce -4.4% | 16,781 | $1.3M |
| Rockefeller Capital Management L.P. | 0.00% | Add +3.1% | 15,873 | $1.2M |
| Chicago Partners Investment Group LLC | 0.04% | Reduce -8.9% | 15,379 | $1.2M |
| MML Investors Services, LLC | 0.00% | Add +30.4% | 14,985 | $1.1M |
| TCFG Wealth Management, LLC | 0.56% | Reduce -0.6% | 14,505 | $1.1M |
| Waverly Advisors, LLC | 0.02% | New | 13,177 | $1.0M |
| Winebrenner Capital Management LLC | 0.76% | — | 12,929 | $989K |
| Tower Research Capital LLC (TRC) | 0.02% | Add +67.9% | 12,051 | $921K |
| Great Valley Advisor Group, Inc. | 0.02% | Reduce -4.6% | 11,852 | $907K |
| Global Retirement Partners, LLC | 0.03% | Reduce -4.8% | 11,591 | $886K |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -27.5% | 10,838 | $829K |
| Blair William & Co. | 0.00% | Reduce -19.6% | 10,632 | $813K |
| Keystone Wealth Services, LLC | 0.21% | Reduce -6.5% | 10,474 | $801K |
| OneDigital Investment Advisors LLC | 0.01% | Add +21.3% | 10,453 | $799K |
| Baird Financial Group, Inc. | 0.00% | Reduce -7.6% | 10,206 | $780K |
| PNC Financial Services Group, Inc. | 0.00% | Add +2.0% | 9,975 | $763K |
| Citadel Advisors | 0.00% | Reduce -60.9% | 9,942 | $760K |
| Allworth Financial LP | 0.00% | Add +0.3% | 9,531 | $755K |
| RFG Advisory, LLC | 0.02% | Add +19.4% | 9,668 | $739K |
| Pinnacle Family Advisors, LLC | 0.35% | Add +1.8% | 9,404 | $719K |
| Eukles Asset Management | 0.30% | Reduce -12.1% | 9,307 | $712K |
| Comerica Bank | 0.00% | Reduce -20.9% | 9,011 | $689K |
| Independent Financial Group, LLC | 0.02% | Add +2.6% | 8,824 | $675K |
| HBW Advisory Services LLC | 0.07% | New | 8,568 | $655K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -0.1% | 8,471 | $648K |
| Pine Valley Investments Ltd Liability Co | 0.04% | Reduce -3.1% | 8,153 | $623K |
| Three Seasons Wealth, LLC | 0.30% | No change | 8,008 | $612K |
| Oppenheimer & Co. Inc. | 0.01% | Add +0.5% | 7,868 | $602K |
| American Institute for Advanced Investment Management, LLP | 0.45% | Add +0.9% | 7,825 | $598K |
| DAVENPORT & Co LLC | 0.00% | Reduce -21.2% | 7,794 | $596K |
| Nova Wealth Management, Inc. | 0.51% | — | 7,763 | $594K |
| Morey & Quinn Wealth Partners, LLC | 0.50% | — | 7,680 | $587K |
| Mutual Advisors, LLC | 0.02% | Add +5.2% | 7,302 | $577K |
| Meitav Investment House Ltd. | 0.01% | No change | 7,550 | $577K |
| Gladstone Institutional Advisory LLC | 0.03% | Reduce -0.7% | 7,222 | $552K |
| Zions Bancorporation, N.A. | 0.03% | No change | 7,220 | $552K |
| ABLE Financial Group, LLC | 0.16% | Reduce -3.0% | 7,121 | $544K |
| HighTower Advisors, LLC | 0.00% | Reduce -69.0% | 7,006 | $536K |
| Tyler-Stone Wealth Management | 0.10% | Add +0.0% | 7,006 | $536K |
| City Center Advisors, LLC | 0.60% | Reduce -49.3% | 6,993 | $535K |
| Private Portfolio Partners LLC | 0.10% | Reduce -9.5% | 6,893 | $527K |
| Richmond Investment Services, LLC | 0.29% | — | 6,716 | $514K |
| Clearwater Capital Advisors, LLC | 0.05% | Reduce -14.8% | 6,586 | $504K |
| PCA Investment Advisory Services Inc. | 0.23% | No change | 6,387 | $488K |
| HRT Financial LP | 0.00% | New | 6,307 | $482K |
| Signature Estate & Investment Advisors LLC | 0.01% | Add +0.2% | 6,185 | $473K |
| Concourse Financial Group Securities, Inc. | 0.03% | Reduce -22.4% | 5,944 | $471K |
| Apollon Wealth Management, LLC | 0.01% | Add +2.0% | 6,069 | $464K |
| Independent Wealth Network Inc. | 0.18% | Add +1.6% | 5,830 | $446K |
| Mariner, LLC | 0.00% | Add +0.0% | 5,672 | $434K |
| BlueChip Wealth Advisors LLC | 0.24% | Add +100.0% | 5,655 | $432K |
| MGB Wealth Management, LLC | 0.13% | No change | 5,631 | $431K |
| Kraft, Davis & Associates, LLC | 0.12% | New | 5,513 | $427K |
| Bison Wealth, LLC | 0.05% | — | 5,576 | $426K |
| Strategic Blueprint, LLC | 0.03% | Reduce -2.6% | 5,534 | $423K |
| Founders Financial Alliance, LLC | 0.12% | Add +1.5% | 5,515 | $422K |
| Proactive Wealth Strategies LLC | 0.22% | New | 5,497 | $420K |
| Private Client Services, LLC | 0.23% | Add +11.9% | 5,479 | $419K |
| IFG Advisory, LLC | 0.02% | Reduce -63.1% | 5,362 | $410K |
| 1776 Wealth LLC | 0.18% | No change | 5,117 | $391K |
| Elios Financial Group Inc. | 0.18% | Add +0.2% | 5,014 | $383K |
| MTM Investment Management, LLC | 0.15% | Reduce -15.4% | 4,952 | $379K |
| REAP Financial Group, LLC | 0.09% | Add +0.3% | 4,896 | $374K |
| Jones Financial Companies LLLP | 0.00% | Add +302.1% | 4,713 | $360K |
| Ashton Thomas Private Wealth, LLC | 0.01% | Reduce -3.1% | 4,608 | $352K |
| Walkner Condon Financial Advisors LLC | 0.07% | Reduce -1.0% | 4,489 | $343K |
| Financial Advocates Investment Management | 0.02% | Reduce -2.8% | 4,482 | $343K |
| WealthTrust Asset Management, LLC | 0.23% | Add +0.2% | 4,229 | $323K |
| Principal Securities, Inc. | 0.01% | Reduce -12.3% | 4,210 | $322K |
| KPP Advisory Services LLC | 0.08% | No change | 4,186 | $320K |
| TrueWealth Advisors, LLC | 0.11% | Reduce -1.1% | 4,165 | $318K |
| Valmark Advisers, Inc. | 0.00% | No change | 4,143 | $317K |
| EPG Wealth Management LLC | 0.08% | Add +0.4% | 3,959 | $303K |
| Ausdal Financial Partners, Inc. | 0.02% | Add +23.3% | 3,692 | $282K |
| Key Client Fiduciary Advisors, LLC | 0.12% | No change | 3,600 | $275K |
| Diversify Advisory Services, LLC | 0.01% | Reduce -22.1% | 3,504 | $266K |
| STAR Financial Bank | 0.19% | No change | 3,475 | $266K |
| Tidemark, LLC | 0.10% | Add +0.0% | 3,424 | $262K |
| Focus Partners Wealth | 0.00% | New | 3,423 | $262K |
| International Assets Investment Management, LLC | 0.02% | Add +1.1% | 3,383 | $258K |
| Moloney Securities Asset Management, LLC | 0.03% | Reduce -8.5% | 3,331 | $255K |
| Wesbanco Bank Inc. | 0.01% | No change | 3,284 | $251K |
| Janney Capital Management LLC | 0.02% | No change | 3,263 | $249K |
| FMR LLC | 0.00% | Reduce -3.4% | 3,228 | $247K |
| Spire Wealth Management | 0.01% | Reduce -20.1% | 3,199 | $245K |
| Sequent Planning LLC | 0.09% | Reduce -4.4% | 3,115 | $238K |
| Wedbush Securities Inc. | 0.01% | No change | 3,026 | $231K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -19.1% | 3,009 | $230K |
| Koshinski Asset Management, Inc. | 0.02% | Add +0.2% | 2,993 | $229K |
| Synergy Investment Management, LLC | 0.10% | — | 2,964 | $227K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 2,963 | $227K |
| Transcend Capital Advisors, LLC | 0.02% | Reduce -5.2% | 2,867 | $219K |
| D. E. Shaw & Co. | 0.00% | Reduce -31.5% | 2,864 | $219K |
| Avantax Planning Partners, Inc. | 0.01% | No change | 2,855 | $218K |
| Northwest Wealth Management, LLC | 0.05% | No change | 2,836 | $217K |
| Focus Partners Advisor Solutions, LLC | 0.00% | Reduce -9.6% | 2,836 | $217K |
| Aprio Wealth Management, LLC | 0.03% | Add +0.6% | 2,766 | $212K |
| Advisory Services Network, LLC | 0.00% | Reduce -1.4% | 2,757 | $211K |
| Saxony Capital Management, LLC | 0.18% | Reduce -9.1% | 2,739 | $209K |
| GeoWealth Management, LLC | 0.01% | Reduce -80.2% | 2,728 | $209K |
| 626 Financial, LLC | 0.11% | No change | 2,645 | $202K |
| RFG - Bristol Wealth Advisors, LLC | 0.07% | — | 2,626 | $201K |
| DHJJ Financial Advisors, Ltd. | 0.07% | No change | 2,516 | $192K |
| MAI Capital Management | 0.00% | New | 2,330 | $178K |
| Tucker Asset Management LLC | 0.04% | Add +20.9% | 2,138 | $163K |
| US Bancorp \de | 0.00% | Reduce -0.7% | 1,995 | $153K |
| Centaurus Financial, Inc. | 0.01% | New | 1,718 | $131K |
| 2UniFi Bank | 0.08% | — | 1,485 | $114K |
| Continuum Advisory, LLC | 0.01% | No change | 1,193 | $91K |
| Cwm, LLC | 0.00% | Reduce -3.3% | 1,173 | $90K |
| GPS Wealth Strategies Group, LLC | 0.01% | Add +0.4% | 1,121 | $86K |
| Hilltop National Bank | 0.02% | No change | 1,037 | $79K |
| GAMMA Investing LLC | 0.01% | Add +384.3% | 1,017 | $78K |
| Pinnacle Bancorp, Inc. | 0.02% | No change | 963 | $74K |
| Golden State Wealth Management, LLC | 0.01% | — | 898 | $69K |
| Sunbelt Securities, Inc. | 0.01% | No change | 767 | $58K |
| MPWM Advisory Solutions, LLC | 0.04% | — | 714 | $55K |
| Private Trust Co. NA | 0.00% | Add +45.1% | 624 | $48K |
| Smithfield Trust Co | 0.00% | No change | 600 | $46K |
| AlphaMark Advisors, LLC | 0.02% | Reduce -27.5% | 500 | $38K |
| Avior Wealth Management, LLC | 0.00% | Add +0.4% | 461 | $35K |
| FLP Wealth Management, LLC | 0.07% | — | 370 | $28K |
| Main Street Group, LTD | 0.01% | No change | 360 | $28K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -1.1% | 355 | $27K |
| Runnymede Capital Advisors, Inc. | 0.02% | — | 350 | $27K |
| Asset Dedication, LLC | 0.00% | No change | 343 | $26K |
| Russell Investments Group, Ltd. | 0.00% | Add +11.5% | 301 | $23K |
| Creative Financial Designs Inc. | 0.00% | No change | 300 | $23K |
| Citigroup Inc. | 0.00% | No change | 227 | $17K |
| Luminist Capital LLC | 0.03% | — | 211 | $16K |
| Ancora Advisors LLC | 0.00% | No change | 207 | $16K |
| CoreCap Advisors, LLC | 0.00% | No change | 194 | $15K |
| City Holding Co. | 0.00% | No change | 165 | $13K |
| Blue Trust, Inc. | 0.00% | New | 153 | $12K |
| AdvisorNet Financial, Inc | 0.00% | No change | 96 | $7K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -8.6% | 85 | $6K |
| Transce3nd, LLC | 0.00% | — | 80 | $6K |
| Key Financial Inc | 0.00% | No change | 46 | $4K |
| Kestra Investment Management, LLC | 0.00% | New | 45 | $3K |
| Synergy Asset Management, LLC | 0.00% | New | 41 | $3K |
| Parallel Advisors, LLC | 0.00% | No change | 26 | $2K |
| Capital A Wealth Management, LLC | 0.00% | — | 23 | $2K |
| Lanark Financial, Inc. | 0.08% | — | 11 | $879 |
"% of holder's portfolio" is FTA's weight in each manager's 13F, not the share of First Trust L C Val Alp the manager owns.