First Trust L C Val AlpFTAETF
13F holders, Q1 2026 (March 31)219holders +12
22new positions
9sold out
1famous investor
$92.34avg. 13F price*
At the end of Q1 2026, 219 institutions reported holding First Trust L C Val Alp (FTA) in their 13F filings, up 12 from Q4 2025. 22 opened new positions and 9 sold out. The largest holders were Morgan Stanley ($166.8M), LPL Financial LLC ($98.9M) and UBS Group AG ($89.4M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust L C Val Alp
- CUSIP
- 33735J101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 22 | $16.3M |
| Exits | 9 | $3.3M |
All 13F filers, Q4 2025 → Q1 2026: 874,032 shares bought and 513,719 shares sold, net +360,313 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 219 holders
| Morgan Stanley | 0.01% | Reduce -10.1% | 1,806,123 | $166.8M |
| LPL Financial LLC | 0.03% | Add +6.9% | 1,070,746 | $98.9M |
| UBS Group AG | 0.02% | Reduce -0.3% | 968,433 | $89.4M |
| Envestnet Asset Management Inc. | 0.01% | Add +0.0% | 401,419 | $37.1M |
| Bank of America Corp. | 0.00% | Add +12.8% | 391,307 | $36.1M |
| Cetera Investment Advisers | 0.03% | Add +0.5% | 345,175 | $31.9M |
| Royal Bank of Canada | 0.01% | Add +0.5% | 298,949 | $27.6M |
| Raymond James Financial Inc. | 0.01% | Add +24.4% | 295,102 | $27.3M |
| Integrated Wealth Concepts LLC | 0.15% | Add +1834.7% | 198,478 | $18.3M |
| Wells Fargo & Company | 0.00% | Add +1.2% | 197,337 | $18.2M |
| Kingsview Wealth Management, LLC | 0.22% | Reduce -7.8% | 176,755 | $16.3M |
| NewEdge Advisors, LLC | 0.05% | Add +57.1% | 156,182 | $14.4M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Reduce -8.0% | 146,260 | $13.5M |
| Private Advisor Group, LLC | 0.06% | Reduce -4.7% | 144,185 | $13.3M |
| Holistic Financial Partners | 4.83% | Add +1.9% | 140,644 | $13.0M |
| Assetmark, Inc. | 0.03% | Reduce -1.6% | 138,721 | $12.8M |
| Commonwealth Equity Services, LLC | 0.02% | Reduce -3.4% | 129,241 | $11.9M |
| Osaic Holdings, Inc. | 0.02% | Reduce -13.7% | 116,811 | $10.8M |
| Benjamin Edwards Inc. | 0.10% | Add +11.1% | 104,778 | $9.7M |
| Goldman Sachs Group Inc. | 0.00% | Add +21.1% | 102,371 | $9.5M |
| Kaydan Wealth Management, Inc. | 2.74% | Reduce -0.5% | 88,824 | $8.2M |
| IHT Wealth Management, LLC | 0.17% | Reduce -8.7% | 80,410 | $7.4M |
| Harbour Investments, Inc. | 0.11% | Reduce -24.4% | 76,014 | $7.0M |
| Baird Financial Group, Inc. | 0.01% | Add +144.9% | 75,857 | $7.0M |
| Janney Montgomery Scott LLC | 0.02% | Add +11.0% | 72,129 | $6.7M |
| Truist Financial Corp. | 0.01% | Reduce -8.4% | 70,422 | $6.5M |
| Vestmark Advisory Solutions, Inc. | 0.07% | Reduce -27.1% | 70,116 | $6.5M |
| Gateway Wealth Partners, LLC | 0.25% | Add +104.5% | 69,377 | $6.4M |
| Stifel Financial Corp. | 0.01% | Add +19.0% | 69,115 | $6.4M |
| Cottonwood Capital Advisors, LLC | 3.76% | Reduce -3.8% | 57,809 | $5.3M |
| Snowden Capital Advisors LLC | 0.14% | Add +3.6% | 57,408 | $5.3M |
| BNP Paribas Financial Markets | 0.00% | New | 50,000 | $4.6M |
| Midwest Heritage Bank, FSB | 1.37% | Reduce -16.0% | 46,264 | $4.3M |
| Prospera Financial Services Inc | 0.07% | Add +4.1% | 43,883 | $4.1M |
| Bank of New York Mellon Corp | 0.00% | Add +5.4% | 42,322 | $3.9M |
| IFP Advisors, Inc | 0.08% | Reduce -1.6% | 41,744 | $3.9M |
| Creative Planning | 0.00% | Add +4.8% | 41,710 | $3.9M |
| Trueblood Wealth Management, LLC | 1.48% | Add +0.1% | 40,958 | $3.8M |
| Independent Advisor Alliance | 0.04% | New | 39,710 | $3.7M |
| Atria Investments, Inc | 0.04% | Reduce -8.4% | 37,581 | $3.5M |
| D.A. Davidson & Co. | 0.02% | Reduce -1.0% | 37,408 | $3.5M |
| Citadel Advisors | 0.00% | Add +836.9% | 35,376 | $3.3M |
| AE Wealth Management LLC | 0.02% | Reduce -57.0% | 30,404 | $2.8M |
| Regal Investment Advisors LLC | 0.15% | Reduce -0.4% | 27,907 | $2.6M |
| Iams Wealth Management, LLC | 0.88% | Reduce -13.5% | 27,421 | $2.5M |
| Orion Porfolio Solutions, LLC | 0.02% | Add +2.3% | 25,580 | $2.4M |
| Susquehanna International Group, LLP | 0.00% | Add +102.6% | 23,959 | $2.2M |
| Triton Wealth Management, PLLC | 0.79% | No change | 23,155 | $2.1M |
| Jones Financial Companies LLLP | 0.00% | Add +18.1% | 22,686 | $2.1M |
| Park Avenue Securities LLC | 0.02% | Add +1.1% | 21,873 | $2.0M |
| Midwest Financial Network, LLC | 1.59% | Reduce -22.8% | 21,697 | $2.0M |
| RFG Advisory, LLC | 0.04% | Add +393.5% | 21,572 | $2.0M |
| FSB Premier Wealth Management, Inc. | 0.62% | Reduce -2.9% | 21,393 | $2.0M |
| OneAscent Financial Services LLC | 0.10% | Reduce -7.2% | 20,583 | $1.9M |
| Kestra Advisory Services, LLC | 0.01% | Add +5.1% | 20,473 | $1.9M |
| Sanctuary Advisors, LLC | 0.01% | Add +1.1% | 19,279 | $1.8M |
| JPMorgan Chase & Co. | 0.00% | Add +1.3% | 19,080 | $1.7M |
| Equitable Holdings, Inc. | 0.01% | Reduce -2.2% | 18,506 | $1.6M |
| LaSalle St. Investment Advisors, LLC | 0.22% | Reduce -0.2% | 16,834 | $1.6M |
| NewEdge Wealth, LLC | 0.02% | Add +0.1% | 16,806 | $1.6M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Add +2176.4% | 16,686 | $1.5M |
| Jane Street Group, LLC | 0.00% | New | 16,185 | $1.5M |
| Pacific Excel Wealth Advisors, Inc. | 1.57% | Add +60.5% | 16,139 | $1.5M |
| Kestra Private Wealth Services, LLC | 0.02% | Reduce -64.1% | 15,206 | $1.4M |
| HBW Advisory Services LLC | 0.15% | Add +1.8% | 15,178 | $1.4M |
| Parallel Advisors, LLC | 0.02% | Add +558.1% | 14,879 | $1.4M |
| Arkadios Wealth Advisors | 0.02% | Add +8.8% | 14,562 | $1.3M |
| Mariner, LLC | 0.00% | Reduce -3.1% | 14,467 | $1.3M |
| Waverly Advisors, LLC | 0.01% | Reduce -0.2% | 14,077 | $1.3M |
| Western Wealth Management, LLC | 0.05% | Reduce -7.5% | 14,010 | $1.3M |
| MML Investors Services, LLC | 0.00% | Reduce -1.5% | 13,706 | $1.3M |
| TCFG Wealth Management, LLC | 0.46% | Add +0.2% | 13,333 | $1.2M |
| TCFG Investment Advisors, LLC | 0.46% | — | 13,333 | $1.2M |
| Chicago Partners Investment Group LLC | 0.03% | Add +0.3% | 12,745 | $1.2M |
| First Trust Advisors LP | 0.00% | Reduce -9.4% | 12,944 | $1.2M |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -8.3% | 12,892 | $1.2M |
| Richmond Investment Services, LLC | 0.19% | Reduce -5.7% | 12,494 | $1.2M |
| Sun Financial Inc | 0.58% | Add +3.3% | 12,355 | $1.1M |
| Virtu Financial LLC | 0.05% | New | 12,365 | $1.1M |
| Great Valley Advisor Group, Inc. | 0.02% | Add +3.1% | 12,132 | $1.1M |
| Winebrenner Capital Management LLC | 0.70% | Add +0.0% | 11,848 | $1.1M |
| Proactive Wealth Strategies LLC | 0.20% | Add +100.8% | 11,258 | $1.0M |
| RMR Capital Management, LLC | 0.74% | Reduce -0.3% | 11,160 | $1.0M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.2% | 10,053 | $928K |
| MPWM Advisory Solutions, LLC | 0.47% | Add +0.7% | 9,574 | $884K |
| Keystone Wealth Services, LLC | 0.19% | New | 9,380 | $866K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +0.8% | 9,375 | $866K |
| Independent Financial Group, LLC | 0.02% | Reduce -11.5% | 9,267 | $856K |
| Blackhawk Capital Partners, LLC | 0.31% | Add +4.9% | 9,150 | $845K |
| Allworth Financial LP | 0.00% | Reduce -2.9% | 8,647 | $799K |
| Eukles Asset Management | 0.32% | Reduce -12.0% | 7,754 | $716K |
| Morey & Quinn Wealth Partners, LLC | 0.50% | No change | 7,650 | $706K |
| Mutual Advisors, LLC | 0.01% | Add +1.5% | 7,591 | $701K |
| Flow Traders U.S. LLC | 0.02% | Add +110.1% | 7,596 | $701K |
| Meitav Investment House Ltd. | 0.01% | No change | 7,550 | $697K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +19.1% | 7,499 | $692K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -4.5% | 7,384 | $682K |
| Three Seasons Wealth, LLC | 0.26% | Reduce -8.2% | 7,353 | $679K |
| HighTower Advisors, LLC | 0.00% | Add +4.3% | 7,267 | $671K |
| Mercer Global Advisors Inc. | 0.00% | Add +159.3% | 7,230 | $668K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -3.9% | 7,051 | $651K |
| Fifth Third Bancorp | 0.00% | New | 6,990 | $646K |
| PFG Advisors | 0.03% | Reduce -25.2% | 6,908 | $638K |
| Pinnacle Family Advisors, LLC | 0.30% | Reduce -1.3% | 6,852 | $633K |
| Gladstone Institutional Advisory LLC | 0.02% | Add +9.1% | 6,485 | $599K |
| FMR LLC | 0.00% | Add +52.6% | 6,467 | $597K |
| Farther Finance Advisors, LLC | 0.01% | Add +438.2% | 6,464 | $595K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -0.7% | 6,416 | $592K |
| Clearwater Capital Advisors, LLC | 0.05% | No change | 6,407 | $592K |
| Founders Financial Alliance, LLC | 0.11% | Add +3.4% | 6,359 | $587K |
| Keating Financial Advisory Services, Inc. | 0.09% | Add +173.5% | 6,284 | $580K |
| STAR Financial Bank | 0.27% | Reduce -3.1% | 6,279 | $580K |
| IFS Group,LLC | 0.51% | — | 6,233 | $576K |
| Novem Group | 0.07% | New | 6,164 | $569K |
| Sigma Planning Corp | 0.01% | Add +11.4% | 5,830 | $538K |
| Mgo One Seven LLC | 0.01% | New | 5,791 | $535K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -1.9% | 5,711 | $527K |
| American Institute for Advanced Investment Management, LLP | 0.34% | Reduce -0.9% | 5,620 | $519K |
| Independent Wealth Network Inc. | 0.15% | Reduce -4.7% | 5,365 | $495K |
| Kraft, Davis & Associates, LLC | 0.10% | Add +0.1% | 5,134 | $487K |
| Integrity Alliance, Llc. | 0.02% | Add +50.6% | 4,821 | $445K |
| Kingswood Wealth Advisors, LLC | 0.02% | New | 4,813 | $444K |
| Wedbush Securities Inc. | 0.01% | Add +8.6% | 4,601 | $425K |
| StoneX Group Inc. | 0.02% | Reduce -69.3% | 4,587 | $424K |
| BlueChip Wealth Advisors LLC | 0.18% | Reduce -25.8% | 4,518 | $417K |
| Principal Securities, Inc. | 0.01% | Add +6.1% | 4,517 | $417K |
| Asset Allocation Strategies LLC | 0.07% | Reduce -19.0% | 4,513 | $417K |
| Ashton Thomas Private Wealth, LLC | 0.01% | Reduce -15.3% | 4,454 | $411K |
| WealthTrust Asset Management, LLC | 0.23% | Add +48.7% | 4,256 | $393K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -5.0% | 4,251 | $393K |
| 1776 Wealth LLC | 0.15% | No change | 4,224 | $390K |
| KPP Advisory Services LLC | 0.06% | No change | 4,186 | $387K |
| Quantum Portfolio Management LLC | 0.17% | New | 4,182 | $386K |
| Valmark Advisers, Inc. | 0.00% | No change | 4,143 | $383K |
| Patriot Financial Group Insurance Agency, LLC | 0.02% | New | 3,786 | $350K |
| Daymark Wealth Partners, LLC | 0.01% | Reduce -13.6% | 3,610 | $333K |
| &partners | 0.00% | Reduce -0.6% | 3,557 | $329K |
| Private Client Services, LLC | 0.10% | Reduce -3.6% | 3,529 | $326K |
| Index Technologies Group LLC | 0.35% | New | 3,438 | $317K |
| Invesco Ltd. | 0.00% | New | 3,374 | $312K |
| Sequent Planning LLC | 0.07% | Add +20.3% | 3,283 | $303K |
| ABLE Financial Group, LLC | 0.06% | Reduce -13.1% | 3,277 | $303K |
| Tidemark, LLC | 0.07% | No change | 3,169 | $293K |
| GeoWealth Management, LLC | 0.01% | Reduce -23.1% | 3,067 | $283K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +1.8% | 3,062 | $283K |
| World Investment Advisors | 0.00% | Add +1.5% | 3,034 | $280K |
| Focus Partners Advisor Solutions, LLC | 0.00% | No change | 2,955 | $273K |
| Wesbanco Bank Inc. | 0.01% | Reduce -8.8% | 2,949 | $272K |
| Koshinski Asset Management, Inc. | 0.02% | Add +0.0% | 2,916 | $269K |
| Retirement Planning Group, LLC | 0.01% | No change | 2,914 | $269K |
| Wealthcare Advisory Partners LLC | 0.01% | Reduce -2.4% | 2,880 | $266K |
| Avantax Planning Partners, Inc. | 0.01% | No change | 2,855 | $264K |
| Ausdal Financial Partners, Inc. | 0.01% | Add +0.1% | 2,847 | $263K |
| Northwest Wealth Management, LLC | 0.04% | No change | 2,835 | $262K |
| Aprio Wealth Management, LLC | 0.01% | Add +0.4% | 2,833 | $262K |
| MTM Investment Management, LLC | 0.08% | No change | 2,705 | $250K |
| J.W. Cole Advisors, Inc. | 0.01% | New | 2,664 | $246K |
| Cresset Asset Management, LLC | 0.00% | Add +0.1% | 2,655 | $245K |
| 626 Financial, LLC | 0.11% | No change | 2,645 | $244K |
| REAP Financial Group, LLC | 0.05% | Reduce -7.8% | 2,559 | $236K |
| DHJJ Financial Advisors, Ltd. | 0.08% | No change | 2,517 | $232K |
| Key Client Fiduciary Advisors, LLC | 0.08% | No change | 2,500 | $231K |
| Pine Valley Investments Ltd Liability Co | 0.01% | Reduce -0.2% | 2,428 | $224K |
| Rhodes Investment Advisors Inc. | 0.19% | Reduce -4.4% | 2,395 | $221K |
| Sequoia Financial Advisors, LLC | 0.00% | No change | 2,361 | $218K |
| Bison Wealth, LLC | 0.02% | Add +0.3% | 2,313 | $214K |
| Silver Oak Securities, Incorporated | 0.02% | Reduce -88.1% | 2,282 | $211K |
| Cwm, LLC | 0.00% | Add +44.1% | 2,237 | $207K |
| BlackRock, Inc. | 0.00% | New | 2,217 | $205K |
| Tucker Asset Management LLC | 0.06% | Reduce -2.2% | 2,201 | $203K |
| Two Sigma Securities, LLC | 0.02% | New | 2,173 | $201K |
| Hilton Head Capital Partners, LLC | 0.11% | No change | 2,161 | $200K |
| Rossby Financial, LCC | 0.04% | Add +17.7% | 2,130 | $196K |
| MAI Capital Management | 0.00% | Reduce -2.6% | 2,120 | $196K |
| US Bancorp \de | 0.00% | No change | 1,947 | $180K |
| Nova Wealth Management, Inc. | 0.11% | Reduce -0.4% | 1,885 | $174K |
| Spire Wealth Management | 0.01% | Add +16.4% | 1,864 | $172K |
| International Assets Investment Management, LLC | 0.01% | Reduce -2.2% | 1,608 | $148K |
| Sound Income Strategies, LLC | 0.01% | No change | 1,548 | $143K |
| 2UniFi Bank | 0.07% | No change | 1,485 | $137K |
| Advisory Services Network, LLC | 0.00% | New | 1,298 | $120K |
| Centaurus Financial, Inc. | 0.01% | Reduce -22.0% | 1,259 | $116K |
| Synergy Investment Management, LLC | 0.04% | New | 1,189 | $110K |
| Hilltop National Bank | 0.02% | No change | 1,037 | $96K |
| Pinnacle Bancorp, Inc. | 0.03% | No change | 963 | $89K |
| Blair William & Co. | 0.00% | No change | 928 | $86K |
| Golden State Wealth Management, LLC | 0.01% | No change | 898 | $83K |
| Bessemer Group Inc. | 0.00% | No change | 784 | $72K |
| Cullen/Frost Bankers, Inc. | 0.00% | Add +60.4% | 730 | $67K |
| Smithfield Trust Co | 0.00% | Reduce -16.7% | 600 | $55K |
| Clear Investment Research, LLC | 0.08% | New | 537 | $50K |
| Smartleaf Asset Management LLC | 0.00% | Reduce -9.6% | 508 | $46K |
| CX Institutional | 0.00% | Add +0.2% | 469 | $43K |
| GAMMA Investing LLC | 0.00% | Reduce -22.2% | 438 | $40K |
| Private Trust Co. NA | 0.00% | Reduce -29.9% | 430 | $40K |
| Signature Equity Partners, LLC | 0.02% | Reduce -0.3% | 402 | $37K |
| Sunbelt Securities, Inc. | 0.00% | No change | 370 | $34K |
| Main Street Group, LTD | 0.01% | New | 360 | $33K |
| Russell Investments Group, Ltd. | 0.00% | Add +20.5% | 358 | $33K |
| Asset Dedication, LLC | 0.00% | No change | 343 | $32K |
| Creative Financial Designs Inc. | 0.00% | No change | 300 | $28K |
| Geneos Wealth Management Inc. | 0.00% | No change | 300 | $28K |
| Hantz Financial Services, Inc. | 0.00% | No change | 267 | $25K |
| My Portfolio Guide, LLC | 0.01% | — | 267 | $25K |
| Citigroup Inc. | 0.00% | No change | 227 | $21K |
| Dunhill Financial, LLC | 0.00% | No change | 217 | $20K |
| Lanark Financial, Inc. | 0.00% | No change | 210 | $19K |
| Ancora Advisors LLC | 0.00% | No change | 207 | $19K |
| AdvisorNet Financial, Inc | 0.00% | No change | 177 | $17K |
| City Holding Co. | 0.00% | No change | 165 | $15K |
| CoreCap Advisors, LLC | 0.00% | Reduce -27.4% | 164 | $15K |
| Blue Trust, Inc. | 0.00% | Add +0.6% | 157 | $14K |
| Arax Advisory Partners | 0.00% | No change | 124 | $11K |
| Ameriflex Group, Inc. | 0.00% | No change | 103 | $10K |
| Strive Financial Group ,LLC | 0.00% | Add +35.1% | 50 | $5K |
| SJS Investment Consulting Inc. | 0.00% | New | 50 | $5K |
| Key Financial Inc | 0.00% | No change | 46 | $4K |
| Key Capital Management, INC | 0.00% | New | 42 | $4K |
| Kelleher Financial Advisors | 0.00% | No change | 10 | $786 |
"% of holder's portfolio" is FTA's weight in each manager's 13F, not the share of First Trust L C Val Alp the manager owns.