First Trust Enh Short Mat FDFTSMETF
13F holders, Q1 2026 (March 31)429holders +26
48new positions
26sold out
$59.71avg. 13F price*
At the end of Q1 2026, 429 institutions reported holding First Trust Enh Short Mat FD (FTSM) in their 13F filings, up 26 from Q4 2025. 48 opened new positions and 26 sold out. The largest holders were Morgan Stanley ($848.9M), LPL Financial LLC ($531.7M) and Wells Fargo & Company ($473.9M).
- Company
- First Trust Enh Short Mat FD
- CUSIP
- 33739Q408
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 48 | $168.2M |
| Exits | 26 | $57.3M |
All 13F filers, Q4 2025 → Q1 2026: 11,138,413 shares bought and 5,526,153 shares sold, net +5,612,260 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 429 holders
| Morgan Stanley | 0.05% | Add +12.0% | 14,200,874 | $848.9M |
| LPL Financial LLC | 0.14% | Reduce -0.1% | 8,894,687 | $531.7M |
| Wells Fargo & Company | 0.09% | Reduce -8.4% | 7,927,278 | $473.9M |
| UBS Group AG | 0.03% | Add +7.8% | 3,074,486 | $183.8M |
| Royal Bank of Canada | 0.03% | Reduce -1.8% | 2,929,539 | $175.1M |
| Concurrent Investment Advisors, LLC | 1.69% | Add +4481.0% | 2,590,899 | $154.9M |
| Raymond James Financial Inc. | 0.05% | Reduce -2.4% | 2,457,119 | $146.9M |
| Bank of America Corp. | 0.01% | Reduce -3.1% | 2,284,229 | $136.6M |
| Csenge Advisory Group | 5.19% | Add +1.3% | 1,895,335 | $113.3M |
| Cetera Investment Advisers | 0.10% | Reduce -11.8% | 1,577,404 | $94.3M |
| Stifel Financial Corp. | 0.07% | Add +0.6% | 1,185,442 | $70.9M |
| Osaic Holdings, Inc. | 0.10% | Add +6.3% | 1,148,972 | $68.7M |
| BDFS Capital LLC | 32.17% | Add +5.5% | 1,114,340 | $66.8M |
| Cambridge Investment Research Advisors, Inc. | 0.16% | Add +4.4% | 1,016,212 | $60.7M |
| Tucker Asset Management LLC | 18.12% | Add +64.6% | 1,013,985 | $60.6M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -6.2% | 827,236 | $49.5M |
| Hansen & Associates Financial Group, Inc. | 25.56% | New | 794,084 | $47.5M |
| GDS Wealth Management | 2.55% | Reduce -17.4% | 709,784 | $42.4M |
| Gradient Investments LLC | 0.61% | Add +5.5% | 662,925 | $39.6M |
| &partners | 0.20% | Add +12.8% | 662,279 | $39.6M |
| Bramshill Investments, LLC | 3.38% | New | 655,802 | $39.2M |
| Commonwealth Equity Services, LLC | 0.05% | Reduce -4.1% | 636,659 | $38.1M |
| TCP Asset Management, LLC | 4.41% | Add +45.9% | 573,317 | $34.3M |
| Truist Financial Corp. | 0.04% | Reduce -2.8% | 556,462 | $33.3M |
| Guided Capital Wealth Management, LLC | 21.76% | Add +5243.6% | 551,623 | $33.0M |
| Steward Partners Investment Advisory, LLC | 0.16% | Add +6.3% | 513,699 | $30.7M |
| Mariner, LLC | 0.03% | Reduce -0.8% | 486,564 | $29.1M |
| IFP Advisors, Inc | 0.54% | Add +37.5% | 435,534 | $26.0M |
| Kingsview Wealth Management, LLC | 0.35% | Reduce -4.2% | 422,999 | $25.3M |
| Kaydan Wealth Management, Inc. | 8.39% | Add +1.0% | 419,546 | $25.1M |
| Janney Montgomery Scott LLC | 0.06% | Reduce -35.3% | 398,654 | $23.8M |
| Kirkwood Financial Services | 8.38% | Add +1.9% | 393,447 | $23.6M |
| Uptick Partners, LLC | 4.60% | Add +23.4% | 386,047 | $23.1M |
| Gateway Wealth Partners, LLC | 0.84% | Add +134.7% | 360,020 | $21.5M |
| Atria Investments, Inc | 0.24% | Add +7.5% | 358,523 | $21.4M |
| Park National Corp. | 0.62% | Reduce -1.1% | 339,233 | $20.3M |
| Prospera Financial Services Inc | 0.32% | Add +8.9% | 332,972 | $19.9M |
| NewEdge Advisors, LLC | 0.07% | Reduce -4.1% | 332,805 | $19.9M |
| HBK Sorce Advisory LLC | 0.40% | Reduce -2.3% | 330,959 | $19.8M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Reduce -20.9% | 323,915 | $19.4M |
| Independent Advisor Alliance | 0.20% | New | 315,220 | $18.8M |
| Mainsail Financial Group, LLC | 7.80% | Add +4.0% | 313,208 | $18.7M |
| Balboa Wealth Partners | 3.06% | Add +564.2% | 304,852 | $18.2M |
| HighTower Advisors, LLC | 0.02% | Add +0.7% | 293,697 | $17.6M |
| Lake Street Private Wealth, LLC | 2.24% | Add +13.1% | 293,569 | $17.5M |
| Western Wealth Management, LLC | 0.66% | Add +5.6% | 291,411 | $17.4M |
| Harbour Investments, Inc. | 0.26% | Add +24.4% | 282,849 | $16.9M |
| Hilton Head Capital Partners, LLC | 9.08% | Add +3.4% | 269,246 | $16.1M |
| Financial Enhancement Group LLC | 1.96% | Reduce -11.8% | 263,339 | $15.8M |
| Private Advisor Group, LLC | 0.07% | Reduce -0.5% | 262,007 | $15.7M |
| Wesbanco Bank Inc. | 0.42% | Add +24.1% | 255,550 | $15.3M |
| Flagship Harbor Advisors, LLC | 0.66% | Add +2.9% | 250,090 | $15.0M |
| Jaffetilchin Investment Partners, LLC | 0.86% | Reduce -7.7% | 240,449 | $14.4M |
| Farther Finance Advisors, LLC | 0.14% | Add +313.6% | 239,321 | $14.3M |
| Avestar Capital, LLC | 0.94% | Add +135.9% | 229,086 | $13.7M |
| Ellsworth Advisors, LLC | 2.53% | Add +3.0% | 224,884 | $13.4M |
| Titleist Asset Management, LLC | 1.01% | Reduce -2.0% | 224,826 | $13.4M |
| Stablepoint Partners, LLC | 1.95% | Add +0.6% | 219,580 | $13.1M |
| Shelton Wealth Management, LLC | 5.70% | Add +0.9% | 216,383 | $12.9M |
| Capital Investment Advisory Services, LLC | 0.93% | Reduce -7.5% | 214,238 | $12.8M |
| Kestra Advisory Services, LLC | 0.05% | Add +24.8% | 213,422 | $12.8M |
| Triad Wealth Partners, LLC | 1.00% | Reduce -27.7% | 211,031 | $12.6M |
| Accurate Wealth Management, LLC | 1.47% | Add +610.7% | 204,583 | $12.2M |
| Crusonia Wealth Advisors LLC | 2.50% | Reduce -2.0% | 202,435 | $12.1M |
| Citigroup Inc. | 0.01% | Add +3.6% | 196,717 | $11.8M |
| Manchester Financial Inc. | 2.20% | Reduce -4.8% | 191,925 | $11.5M |
| Sterling Manor Financial, LLC | 7.14% | Add +3.5% | 190,997 | $11.4M |
| IronBridge Private Wealth, LLC | 3.63% | New | 188,413 | $11.3M |
| Altium Investment Strategies LLC | 32.66% | — | 185,542 | $11.1M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Reduce -2.5% | 180,217 | $10.8M |
| Cwm, LLC | 0.03% | Add +4.2% | 175,622 | $10.5M |
| Equitable Holdings, Inc. | 0.06% | Add +29.3% | 167,704 | $10.0M |
| Kovack Advisors, Inc. | 0.53% | Add +140.8% | 164,228 | $9.8M |
| Transcendent Capital Group LLC | 4.39% | Reduce -9.5% | 161,164 | $9.6M |
| Clear Creek Financial Management, LLC | 0.73% | Add +59.2% | 160,114 | $9.6M |
| Cassia Capital Partners, LLC | 4.81% | Reduce -1.1% | 156,304 | $9.3M |
| Susquehanna International Group, LLP | 0.01% | New | 154,767 | $9.3M |
| Oppenheimer & Co. Inc. | 0.11% | Reduce -0.4% | 154,245 | $9.2M |
| Sanctuary Advisors, LLC | 0.05% | Reduce -1.6% | 153,541 | $9.2M |
| Triumph Capital Management | 1.88% | Reduce -31.0% | 152,324 | $9.1M |
| Mutual Advisors, LLC | 0.19% | Reduce -26.3% | 150,419 | $9.0M |
| D.A. Davidson & Co. | 0.05% | Add +0.5% | 150,181 | $9.0M |
| Integrated Advisors Network LLC | 0.47% | Add +17.4% | 149,544 | $8.9M |
| Ausdal Financial Partners, Inc. | 0.39% | Add +6.8% | 147,295 | $8.8M |
| Fifth Third Bancorp | 0.02% | New | 146,994 | $8.8M |
| McGuire Investment Group, LLC | 0.99% | Reduce -2.2% | 146,525 | $8.8M |
| Rockefeller Capital Management L.P. | 0.02% | Reduce -28.3% | 146,265 | $8.7M |
| Virtus Wealth Solutions LLC | 1.60% | Reduce -2.1% | 140,924 | $8.4M |
| Ameritas Advisory Services, LLC | 0.33% | Add +3.7% | 140,408 | $8.4M |
| Capasso Planning Partners LLC | 4.49% | Add +9.2% | 139,190 | $8.3M |
| Kestra Private Wealth Services, LLC | 0.10% | Reduce -20.8% | 137,612 | $8.2M |
| Twin Peaks Wealth Advisors, LLC | 2.05% | Add +7.4% | 135,888 | $8.1M |
| RiverTree Advisors, LLC | 5.09% | Reduce -6.7% | 134,529 | $8.0M |
| Proactive Wealth Strategies LLC | 1.50% | Add +99.4% | 133,525 | $8.0M |
| Kinloch Capital, LLC | 3.23% | Add +35.3% | 132,320 | $7.9M |
| Harvest Investment Services, LLC | 1.44% | Reduce -14.9% | 131,305 | $7.8M |
| Synergy Asset Management, LLC | 0.83% | Add +131.8% | 130,514 | $7.8M |
| Ifrah Financial Services, Inc. | 2.06% | Reduce -1.8% | 130,373 | $7.8M |
| TD Capital Management LLC | 0.69% | Reduce -3.6% | 128,667 | $7.7M |
| HighPoint Advisor Group LLC | 0.32% | Add +34.2% | 126,592 | $7.6M |
| Simplicity Wealth,LLC | 0.43% | Reduce -9.7% | 126,206 | $7.5M |
| Ashton Thomas Private Wealth, LLC | 0.17% | Reduce -3.1% | 123,515 | $7.4M |
| Stratos Wealth Partners, LTD. | 0.08% | Reduce -16.0% | 120,590 | $7.2M |
| Vestmark Advisory Solutions, Inc. | 0.08% | Add +399.3% | 118,507 | $7.1M |
| Great Valley Advisor Group, Inc. | 0.13% | Add +29.5% | 116,437 | $7.0M |
| WealthPlan Investment Management, LLC | 0.38% | Add +5.1% | 112,706 | $6.7M |
| Pinnacle Financial Partners, Inc. | 0.05% | Add +4.5% | 111,631 | $6.7M |
| Petix & Botte Co | 2.96% | Reduce -50.5% | 110,546 | $6.6M |
| 1776 Wealth LLC | 2.59% | Reduce -3.3% | 109,981 | $6.6M |
| Fairway Financial, LLC | 4.72% | Add +1.9% | 103,760 | $6.2M |
| Sigma Planning Corp | 0.17% | Add +46.7% | 101,163 | $6.0M |
| Baird Financial Group, Inc. | 0.01% | Reduce -36.2% | 99,733 | $6.0M |
| Nilsine Partners, LLC | 0.45% | Add +7.4% | 96,181 | $5.8M |
| PCG Wealth Advisors, LLC | 1.45% | Reduce -0.4% | 95,663 | $5.7M |
| Daymark Wealth Partners, LLC | 0.17% | Reduce -19.4% | 92,538 | $5.5M |
| Stratos Wealth Advisors, LLC | 0.34% | Reduce -7.2% | 91,900 | $5.5M |
| EdgeRock Capital LLC | 1.45% | Reduce -26.7% | 89,630 | $5.4M |
| Inspire Advisors, LLC | 0.42% | Add +889.4% | 87,016 | $5.2M |
| SageGuard Financial Group, LLC | 0.78% | New | 83,848 | $5.0M |
| J.W. Cole Advisors, Inc. | 0.17% | Add +14.9% | 83,530 | $5.0M |
| First Trust Advisors LP | 0.00% | Reduce -59.6% | 81,093 | $4.8M |
| Kingswood Wealth Advisors, LLC | 0.23% | New | 80,505 | $4.8M |
| NewEdge Wealth, LLC | 0.06% | Reduce -1.5% | 80,332 | $4.8M |
| Gladstone Institutional Advisory LLC | 0.18% | Reduce -55.4% | 80,131 | $4.8M |
| CreativeOne Wealth, LLC | 0.11% | Add +28.5% | 79,646 | $4.8M |
| AE Wealth Management LLC | 0.03% | Reduce -24.3% | 77,317 | $4.6M |
| Plus Group Wealth Advisors LLC | 5.04% | Add +13.3% | 76,668 | $4.6M |
| Calton & Associates, Inc. | 0.65% | Reduce -3.4% | 75,955 | $4.5M |
| JPMorgan Chase & Co. | 0.00% | Reduce -47.8% | 75,498 | $4.5M |
| Snowden Capital Advisors LLC | 0.12% | Add +0.7% | 74,054 | $4.4M |
| MML Investors Services, LLC | 0.01% | Reduce -33.6% | 73,430 | $4.4M |
| Foundations Investment Advisors, LLC | 0.05% | Add +199.4% | 70,405 | $4.2M |
| Bellevue Asset Management, LLC | 2.06% | Reduce -2.1% | 68,887 | $4.1M |
| Opinicus Capital, Inc. | 2.87% | Add +85.6% | 68,003 | $4.1M |
| Cresset Asset Management, LLC | 0.02% | Add +9.4% | 67,353 | $4.0M |
| Centerpoint Advisory Group | 3.02% | Add +146.2% | 67,160 | $4.0M |
| Independent Financial Group, LLC | 0.09% | Reduce -62.5% | 65,393 | $3.9M |
| Wealthcare Advisory Partners LLC | 0.08% | Reduce -7.5% | 65,209 | $3.9M |
| Prime Capital Investment Advisors, LLC | 0.04% | Add +1.2% | 64,425 | $3.9M |
| Aprio Wealth Management, LLC | 0.20% | Reduce -4.9% | 62,583 | $3.7M |
| Towerpoint Wealth, LLC | 1.49% | Add +3.0% | 61,760 | $3.7M |
| StoneX Group Inc. | 0.19% | Reduce -50.8% | 58,369 | $3.5M |
| WCG Wealth Advisors LLC | 0.10% | Reduce -0.7% | 57,751 | $3.5M |
| Legacy Wealth Managment, LLC | 1.72% | Reduce -0.1% | 57,640 | $3.4M |
| Claris Financial LLC | 1.86% | Add +10.2% | 56,887 | $3.4M |
| RFG Advisory, LLC | 0.06% | Add +3.6% | 56,790 | $3.4M |
| Trustmark Bank Trust Department | 0.22% | Reduce -6.2% | 56,652 | $3.4M |
| Citizens Financial Group Inc. | 0.05% | Add +0.7% | 56,439 | $3.4M |
| Guardian Wealth Advisors, LLC / NC | 0.21% | Add +0.1% | 56,197 | $3.4M |
| Cornerstone Wealth Management, LLC | 0.16% | Reduce -2.5% | 54,840 | $3.3M |
| Stone Wealth Partners | 2.93% | Add +0.6% | 54,372 | $3.3M |
| Mgo One Seven LLC | 0.06% | Reduce -11.9% | 53,459 | $3.2M |
| Great Lakes Retirement, Inc. | 0.32% | Add +9.5% | 51,828 | $3.1M |
| Arkadios Wealth Advisors | 0.05% | Add +23.6% | 51,857 | $3.1M |
| Advisory Alpha, LLC | 0.08% | Reduce -20.1% | 51,726 | $3.1M |
| Benjamin Edwards Inc. | 0.03% | Reduce -3.0% | 51,009 | $3.0M |
| Castle Rock Wealth Management, LLC | 0.65% | Add +3.5% | 50,204 | $3.0M |
| Arete Wealth Advisors, LLC | 0.22% | Reduce -0.3% | 49,909 | $3.0M |
| Kesler, Norman & Wride, LLC | 0.51% | Add +105.1% | 49,277 | $2.9M |
| Summit Wealth Partners, LLC | 0.46% | Reduce -14.2% | 48,216 | $2.9M |
| Moment Partners, LLC | 0.51% | New | 47,809 | $2.9M |
| Golden State Wealth Management, LLC | 0.31% | Reduce -0.1% | 47,428 | $2.8M |
| Merit Financial Group, LLC | 0.02% | Add +3.6% | 47,304 | $2.8M |
| Integrity Alliance, Llc. | 0.11% | Reduce -36.1% | 47,256 | $2.8M |
| Geneos Wealth Management Inc. | 0.06% | Reduce -9.2% | 46,016 | $2.8M |
| Spire Wealth Management | 0.09% | Reduce -29.6% | 45,673 | $2.7M |
| Gerald Baker Financial Group LLC | 0.82% | — | 43,575 | $2.6M |
| Key Client Fiduciary Advisors, LLC | 0.89% | Add +4.3% | 43,514 | $2.6M |
| NWF Advisory Services Inc. | 0.28% | New | 42,198 | $2.5M |
| Beacon Pointe Advisors, LLC | 0.01% | Reduce -6.3% | 41,070 | $2.5M |
| Arax Advisory Partners | 0.07% | Reduce -24.4% | 40,528 | $2.4M |
| Stewardship Concepts Financial Services LLC | 1.89% | Reduce -28.6% | 40,397 | $2.4M |
| Pine Valley Investments Ltd Liability Co | 0.12% | Reduce -3.8% | 40,230 | $2.4M |
| LaSalle St. Investment Advisors, LLC | 0.34% | Reduce -1.4% | 40,007 | $2.4M |
| Keystone Wealth Services, LLC | 0.49% | Reduce -3.2% | 38,421 | $2.3M |
| B. Riley Wealth Advisors, Inc. | 0.14% | Add +1.4% | 37,359 | $2.2M |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0.12% | Add +6.0% | 36,202 | $2.2M |
| Investor's Fiduciary Advisor Network, LLC | 0.65% | Reduce -0.8% | 35,762 | $2.1M |
| Willner & Heller, LLC | 1.59% | Reduce -21.2% | 35,681 | $2.1M |
| Balefire, LLC | 0.40% | Reduce -1.5% | 35,575 | $2.1M |
| Concorde Asset Management, LLC | 1.02% | Reduce -65.9% | 34,537 | $2.1M |
| International Assets Investment Management, LLC | 0.14% | Reduce -4.4% | 34,319 | $2.1M |
| Purus Wealth Management, LLC | 0.65% | Reduce -6.7% | 34,129 | $2.0M |
| Beacon Financial Advisory LLC | 0.46% | Reduce -2.4% | 34,091 | $2.0M |
| Stephens Inc. | 0.03% | Reduce -1.2% | 33,766 | $2.0M |
| Quad-Cities Investment Group, LLC | 0.80% | Add +6.7% | 33,480 | $2.0M |
| Continuum Advisory, LLC | 0.19% | Add +55.2% | 33,295 | $2.0M |
| 360 Financial, Inc. | 0.59% | Add +0.4% | 32,667 | $2.0M |
| Welch & Forbes LLC | 0.03% | Reduce -6.9% | 32,645 | $2.0M |
| Integrated Wealth Concepts LLC | 0.02% | Add +136.8% | 31,825 | $1.9M |
| Insight Advisors, LLC/ PA | 0.36% | Reduce -15.5% | 31,814 | $1.9M |
| Maridea Wealth Management LLC | 0.27% | Reduce -12.4% | 31,185 | $1.9M |
| Aptus Capital Advisors, LLC | 0.02% | Reduce -87.5% | 31,175 | $1.9M |
| IHT Wealth Management, LLC | 0.04% | Add +6.7% | 30,197 | $1.8M |
| Core Wealth Partners LLC | 0.82% | Reduce -5.8% | 29,318 | $1.8M |
| Wedbush Securities Inc. | 0.05% | Reduce -5.6% | 29,121 | $1.7M |
| Insigneo Advisory Services, LLC | 0.12% | Reduce -2.6% | 28,415 | $1.7M |
| Principal Securities, Inc. | 0.02% | Reduce -10.9% | 28,020 | $1.7M |
| Summit Financial, LLC | 0.02% | Reduce -16.1% | 27,917 | $1.7M |
| Authentikos Wealth Advisory, LLC | 1.11% | Reduce -14.1% | 27,569 | $1.6M |
| Wisconsin Wealth Advisors, LLC | 1.58% | Add +5.5% | 26,810 | $1.6M |
| US Bancorp \de | 0.00% | Add +251.6% | 26,774 | $1.6M |
| Elevation Point Wealth Partners, LLC | 0.04% | Add +194.1% | 26,622 | $1.6M |
| Chicago Partners Investment Group LLC | 0.03% | Add +14.4% | 25,876 | $1.6M |
| Maia Wealth LLC | 0.26% | Reduce -5.7% | 25,284 | $1.5M |
| Vaughan David Investments LLC | 0.03% | No change | 25,000 | $1.5M |
| Private Trust Co. NA | 0.13% | Reduce -25.9% | 24,990 | $1.5M |
| Scarborough Advisors, LLC | 0.16% | Reduce -1.7% | 24,731 | $1.5M |
| Apollon Wealth Management, LLC | 0.02% | No change | 24,701 | $1.5M |
| IMG Wealth Management, Inc. | 0.92% | Reduce -2.2% | 24,122 | $1.4M |
| Cannon Advisors, Inc. | 1.06% | New | 23,929 | $1.4M |
| Naples Global Advisors, LLC | 0.10% | Reduce -13.6% | 23,222 | $1.4M |
| Condor Capital Management | 0.12% | Reduce -12.9% | 23,217 | $1.4M |
| TKG Advisors, LLC | 0.57% | New | 23,003 | $1.4M |
| Brown Financial Advisors | 0.52% | Reduce -4.5% | 22,804 | $1.4M |
| Avior Wealth Management, LLC | 0.04% | New | 22,762 | $1.4M |
| Ascentis Independent Advisors | 0.10% | Add +136.7% | 22,719 | $1.4M |
| Paladin Wealth, LLC | 0.93% | Add +3.2% | 22,562 | $1.3M |
| Creative Planning | 0.00% | Add +57.2% | 22,561 | $1.3M |
| Uncommon Cents Investing LLC | 0.31% | Add +0.3% | 22,120 | $1.3M |
| G&S Capital LLC | 0.46% | New | 22,116 | $1.3M |
| White Wing Wealth Management | 0.79% | Add +45.1% | 22,113 | $1.3M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 21,480 | $1.3M |
| Assetmark, Inc. | 0.00% | Add +9.9% | 20,915 | $1.3M |
| Level Four Advisory Services, LLC | 0.04% | Add +81.8% | 20,857 | $1.2M |
| Second Line Capital, LLC | 0.24% | Reduce -91.1% | 20,800 | $1.2M |
| Cambridge Advisors Inc. | 0.24% | Reduce -1.9% | 20,804 | $1.2M |
| Composition Wealth, LLC | 0.02% | No change | 20,631 | $1.2M |
| Darwin Wealth Management, LLC | 0.38% | Add +40.5% | 20,615 | $1.2M |
| Dagco, Inc. | 0.27% | Add +76.4% | 20,578 | $1.2M |
| KKM Financial LLC | 0.21% | No change | 19,319 | $1.2M |
| Symphony Financial, Ltd. Co. | 0.15% | Reduce -28.2% | 18,883 | $1.1M |
| Lanark Financial, Inc. | 0.08% | Reduce -3.2% | 18,650 | $1.1M |
| Weitzel Financial Services, Inc. | 0.41% | Reduce -5.8% | 18,141 | $1.1M |
| MTM Investment Management, LLC | 0.34% | Add +0.0% | 17,908 | $1.1M |
| Park Square Financial Group, LLC | 8.10% | Reduce -6.4% | 17,840 | $1.1M |
| OneDigital Investment Advisors LLC | 0.01% | Add +89.3% | 17,792 | $1.1M |
| Family Capital Management, Inc. | 0.45% | Reduce -45.5% | 17,113 | $1.0M |
| Wealth Watch Advisors, INC | 0.42% | Add +5.4% | 16,733 | $1.0M |
| O'shaughnessy Asset Management, LLC | 0.01% | New | 16,600 | $992K |
| Keystone Financial Group | 0.07% | New | 16,487 | $986K |
| Strategic Financial Concepts, LLC | 0.24% | New | 16,002 | $977K |
| Regal Investment Advisors LLC | 0.05% | New | 15,749 | $941K |
| First Financial Group Corp | 0.75% | Add +0.5% | 15,318 | $916K |
| World Investment Advisors | 0.01% | New | 15,197 | $908K |
| Signal Advisors Wealth, LLC | 0.06% | Add +45.6% | 15,015 | $898K |
| MAI Capital Management | 0.01% | Add +2.5% | 14,622 | $874K |
| Wealth Management Associates, Inc. | 0.30% | Reduce -4.7% | 14,540 | $869K |
| Stenger Family Office, LLC | 0.15% | New | 14,430 | $863K |
| Refined Wealth Management | 0.54% | No change | 14,209 | $849K |
| GeoWealth Management, LLC | 0.03% | New | 14,055 | $840K |
| Prasad Wealth Partners, LLC | 0.23% | Add +5.4% | 13,895 | $831K |
| Front Row Advisors LLC | 0.28% | Reduce -13.8% | 13,800 | $828K |
| Coastwise Capital Group, LLC | 0.45% | Reduce -1.6% | 13,447 | $804K |
| Texas Yale Capital Corp. | 0.02% | Reduce -29.1% | 13,385 | $800K |
| PFG Investments, LLC | 0.04% | Add +222.1% | 13,238 | $791K |
| SLT Holdings LLC | 0.56% | Add +0.0% | 13,238 | $791K |
| Silver Oak Securities, Incorporated | 0.06% | Reduce -51.0% | 13,088 | $782K |
| Smith Partners Wealth Management, LLC | 0.68% | No change | 12,790 | $765K |
| Prosperity Consulting Group, LLC | 0.03% | Reduce -20.9% | 12,509 | $748K |
| Mattson Financial Services, LLC | 0.18% | Add +6.1% | 12,486 | $746K |
| Midwest Financial Network, LLC | 0.59% | Reduce -12.8% | 12,462 | $745K |
| Madden Advisory Services, Inc. | 0.29% | Reduce -0.1% | 12,280 | $734K |
| Advyzon Investment Management, LLC | 0.06% | Reduce -18.2% | 12,117 | $724K |
| Iams Wealth Management, LLC | 0.25% | Reduce -69.4% | 12,098 | $723K |
| Captrust Financial Advisors | 0.00% | Add +85.1% | 11,923 | $713K |
| Wagner Wealth Management, LLC | 0.14% | Add +0.7% | 11,625 | $695K |
| World Equity Group, Inc. | 0.18% | Reduce -8.9% | 11,538 | $690K |
| Cary Street Partners Financial LLC | 0.02% | Reduce -54.2% | 11,484 | $687K |
| Main Street Financial Solutions, LLC | 0.05% | Add +0.1% | 11,401 | $682K |
| PKS Advisory Services, LLC | 0.16% | Reduce -22.5% | 11,288 | $675K |
| Sowell Financial Services LLC | 0.02% | Reduce -0.8% | 11,168 | $668K |
| Chiron Capital Management, LLC | 0.68% | — | 11,122 | $665K |
| Objective Capital Management, LLC | 0.66% | Add +0.2% | 10,867 | $650K |
| Waverly Advisors, LLC | 0.00% | Add +7.2% | 10,856 | $649K |
| Luken Investment Analytics, LLC | 0.24% | Reduce -97.2% | 10,636 | $636K |
| Moors & Cabot, Inc. | 0.03% | Reduce -1.7% | 10,540 | $630K |
| TCV Trust & Wealth Management, Inc. | 0.05% | No change | 10,125 | $605K |
| Archer Investment Corp | 0.13% | Reduce -6.8% | 10,015 | $599K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -8.4% | 9,814 | $587K |
| Valmark Advisers, Inc. | 0.01% | Reduce -14.3% | 9,733 | $582K |
| Wilkerson Advisory Group LLC | 0.20% | Reduce -5.5% | 9,733 | $582K |
| Sage Capital Advisors,llc | 0.13% | Reduce -25.5% | 9,554 | $571K |
| Cerity Partners LLC | 0.00% | No change | 9,402 | $562K |
| Crumly & Associates Inc. | 0.12% | No change | 9,324 | $557K |
| QP Wealth Management, LLC | 0.95% | Add +16.9% | 9,323 | $557K |
| Latitude Advisors, LLC | 0.25% | Reduce -0.1% | 9,224 | $551K |
| FSC Wealth Advisors, LLC | 10.40% | Reduce -90.9% | 9,116 | $545K |
| Qube Research & Technologies Ltd | 0.00% | New | 9,021 | $539K |
| Gibbs Wealth Management | 0.07% | Add +81.9% | 8,867 | $530K |
| Tortuga Wealth Management, Inc | 0.48% | Add +11.7% | 8,673 | $518K |
| SeaCrest Wealth Management, LLC | 0.06% | Reduce -3.8% | 8,605 | $514K |
| Vines Capital Management, LLC | 0.51% | No change | 8,596 | $514K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -26.0% | 8,562 | $512K |
| Aries Wealth Management | 0.11% | No change | 8,500 | $508K |
| Cottonwood Capital Advisors, LLC | 0.35% | Reduce -6.3% | 8,404 | $502K |
| First Heartland Consultants, Inc. | 0.04% | No change | 8,370 | $500K |
| Orion Porfolio Solutions, LLC | 0.00% | Reduce -74.0% | 8,135 | $486K |
| Collaborative Wealth Managment Inc. | 0.22% | New | 8,118 | $485K |
| Rathbones Group PLC | 0.00% | Reduce -3.8% | 8,111 | $485K |
| Byrne Financial Freedom, LLC | 0.23% | New | 8,010 | $479K |
| Rahlfs Capital, LLC | 0.34% | No change | 7,850 | $469K |
| Meridian Wealth Management, LLC | 0.02% | Add +1.5% | 7,593 | $454K |
| NBT Bank, N.A. | 0.03% | Add +6029.2% | 7,355 | $440K |
| Sovran Advisors, LLC | 0.03% | Reduce -9.2% | 7,192 | $430K |
| Capital Investment Counsel, LLC | 0.06% | Reduce -7.8% | 7,184 | $429K |
| Strid Group, LLC | 0.05% | Reduce -35.5% | 7,141 | $427K |
| Flow Traders U.S. LLC | 0.01% | New | 7,077 | $423K |
| Centaurus Financial, Inc. | 0.02% | Reduce -16.9% | 7,050 | $421K |
| Brookwood Investment Group LLC | 0.05% | Add +24.8% | 7,036 | $421K |
| Huntleigh Advisors, Inc. | 0.07% | Add +102.9% | 6,974 | $417K |
| Quadrature Capital Ltd | 0.00% | New | 6,900 | $412K |
| Lunt Capital Management, Inc. | 0.16% | No change | 6,803 | $407K |
| Forty-three Eighteen Advisors, LLC | 0.30% | No change | 6,585 | $394K |
| Lee Danner & Bass Inc. | 0.02% | No change | 6,550 | $392K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -9.3% | 6,445 | $385K |
| Troutman Wealth Management, LLC | 0.32% | Reduce -1.0% | 6,348 | $379K |
| San Luis Wealth Advisors LLC | 0.06% | Add +0.2% | 6,132 | $367K |
| TCFG Wealth Management, LLC | 0.14% | No change | 6,109 | $365K |
| TCFG Investment Advisors, LLC | 0.14% | — | 6,109 | $365K |
| Schwallier Wealth Management LLC | 0.27% | Reduce -30.7% | 6,094 | $364K |
| Nations Financial Group Inc, /Ia/ | 0.02% | Reduce -1.1% | 5,875 | $351K |
| United Capital Financial Advisors, LLC | 0.00% | Reduce -33.0% | 5,847 | $349K |
| Flaharty Asset Management, LLC | 0.04% | Reduce -97.6% | 5,826 | $348K |
| Cherry Creek Investment Advisors, Inc. | 0.15% | Add +0.6% | 5,715 | $342K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | Add +32.8% | 5,708 | $341K |
| Blueline Advisors LLC | 0.26% | Reduce -7.4% | 5,522 | $331K |
| Crux Wealth Advisors | 0.13% | Add +13.2% | 5,515 | $330K |
| Tidemark, LLC | 0.08% | Add +0.1% | 5,459 | $326K |
| Richmond Investment Services, LLC | 0.05% | Reduce -0.6% | 5,336 | $319K |
| Lodestar Private Asset Management LLC | 0.03% | Reduce -7.5% | 5,125 | $306K |
| Merkkuri Wealth Advisors LLC | 0.20% | Add +0.5% | 5,089 | $304K |
| Keebeck Wealth Management | 0.03% | Reduce -18.0% | 5,045 | $303K |
| Delos Wealth Advisors, LLC | 0.17% | New | 5,000 | $299K |
| Brady Family Wealth, LLC | 0.09% | Reduce -1.3% | 4,954 | $296K |
| Advisory Services Network, LLC | 0.00% | Reduce -5.9% | 4,819 | $288K |
| AssuredPartners Investment Advisors, LLC | 0.03% | New | 4,730 | $283K |
| Mercer Global Advisors Inc. | 0.00% | New | 4,543 | $272K |
| PFS Partners, LLC | 0.12% | Reduce -18.1% | 4,499 | $269K |
| OakTrust Wealth Advisors, LLC | 0.24% | Add +0.7% | 4,450 | $266K |
| PFG Advisors | 0.01% | Add +4.8% | 4,388 | $262K |
| Del-Sette Capital Management, LLC | 0.15% | Add +9.1% | 4,286 | $256K |
| Ascension Capital Advisors, Inc. | 0.08% | Reduce -8.9% | 4,280 | $256K |
| Signature Equity Partners, LLC | 0.14% | Add +75.8% | 4,263 | $255K |
| Elevation Advisory Partners LLC | 0.23% | — | 4,180 | $251K |
| Parallel Advisors, LLC | 0.00% | Add +2888.4% | 4,124 | $247K |
| Perennial Investment Advisors, LLC | 0.02% | Add +1.9% | 4,071 | $243K |
| Valeo Financial Advisors, LLC | 0.01% | Add +5.7% | 4,069 | $243K |
| XTX Topco Ltd | 0.00% | New | 4,020 | $240K |
| Sheets Smith Wealth Management | 0.03% | No change | 4,000 | $239K |
| PMV Capital Advisers, LLC | 0.40% | Reduce -19.6% | 3,983 | $238K |
| CacheTech Inc. | 0.05% | No change | 3,966 | $237K |
| OneAscent Family Office, LLC | 0.16% | No change | 3,950 | $236K |
| Simmons Bank | 0.02% | New | 3,930 | $235K |
| Brookstone Capital Management | 0.00% | Reduce -10.1% | 3,866 | $231K |
| Strait & Sound Wealth Management LLC | 0.09% | Reduce -10.9% | 3,835 | $229K |
| Ameriprise Financial Inc. | 0.00% | New | 3,804 | $227K |
| Southland Equity Partners LLC | 0.04% | Reduce -1.2% | 3,794 | $227K |
| Stonebridge Financial Planning Group, LLC | 0.08% | New | 3,719 | $222K |
| Park Avenue Securities LLC | 0.00% | New | 3,715 | $222K |
| Hilltop Holdings Inc. | 0.02% | Reduce -26.0% | 3,650 | $218K |
| TrueWealth Advisors, LLC | 0.05% | Reduce -2.5% | 3,612 | $216K |
| Redwood Wealth Management Group, LLC | 0.09% | Reduce -2.5% | 3,559 | $213K |
| Bank of Montreal | 0.00% | Reduce -24.4% | 3,533 | $211K |
| Evolution Wealth Management Inc. | 0.15% | Add +6.4% | 3,452 | $206K |
| IFS Group,LLC | 0.18% | — | 3,451 | $206K |
| Harmony Asset Management LLC | 0.06% | Reduce -1.8% | 3,370 | $201K |
| Creative Financial Designs Inc. | 0.01% | Reduce -18.7% | 3,178 | $190K |
| Ameriflex Group, Inc. | 0.09% | Reduce -3.5% | 3,096 | $185K |
| Oakworth Capital, Inc. | 0.01% | New | 2,500 | $149K |
| Nova Wealth Management, Inc. | 0.10% | Reduce -34.4% | 2,450 | $146K |
| Westside Investment Management, Inc. | 0.02% | No change | 2,100 | $126K |
| Dunhill Financial, LLC | 0.03% | New | 2,086 | $125K |
| Global Trust Asset Management, LLC | 0.05% | No change | 2,060 | $123K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 2,000 | $120K |
| Root Financial Partners, LLC | 0.00% | Reduce -10.7% | 1,678 | $100K |
| Larson Financial Group LLC | 0.00% | Add +19.8% | 1,567 | $94K |
| Keating Financial Advisory Services, Inc. | 0.01% | Add +48.0% | 1,542 | $92K |
| Raffa Wealth Management, LLC | 0.01% | No change | 1,495 | $89K |
| Marshall Investment Management, LLC | 0.04% | New | 1,438 | $86K |
| Glen Eagle Advisors, LLC | 0.01% | Add +0.2% | 1,238 | $74K |
| Financial Gravity Asset Management, Inc. | 0.01% | Reduce -17.4% | 1,206 | $72K |
| DHJJ Financial Advisors, Ltd. | 0.02% | Reduce -11.5% | 1,088 | $65K |
| CoreCap Advisors, LLC | 0.00% | Reduce -91.5% | 1,054 | $63K |
| Philadelphia Investment Partners, LLC | 0.04% | — | 1,053 | $63K |
| Kelleher Financial Advisors | 0.01% | No change | 921 | $55K |
| Pinnacle Bancorp, Inc. | 0.02% | No change | 915 | $55K |
| Smartleaf Asset Management LLC | 0.00% | Add +304.5% | 906 | $54K |
| Farmers & Merchants Investments Inc. | 0.00% | Reduce -21.7% | 900 | $54K |
| BlackRock, Inc. | 0.00% | New | 850 | $51K |
| Parkside Financial Bank & Trust | 0.00% | No change | 800 | $48K |
| Insight Inv LLC | 0.02% | No change | 700 | $42K |
| Anchor Investment Management, LLC | 0.00% | New | 700 | $42K |
| Blair William & Co. | 0.00% | Reduce -5.1% | 691 | $41K |
| Sunbelt Securities, Inc. | 0.00% | Add +0.6% | 649 | $39K |
| Tsfg, LLC | 0.01% | Add +0.6% | 643 | $38K |
| Cornerstone Planning Group LLC | 0.00% | Add +1.5% | 533 | $32K |
| JFS Wealth Advisors, LLC | 0.00% | New | 500 | $30K |
| Duncker Streett & Co. Inc. | 0.01% | No change | 500 | $30K |
| Sound Income Strategies, LLC | 0.00% | No change | 405 | $24K |
| Corient Private Wealth LP | 0.00% | Add +2.4% | 109,834 | $17K |
| Ascentis Wealth Management, LLC | 0.00% | No change | 292 | $17K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 290 | $17K |
| Pacific Center for Financial Services | 0.00% | New | 276 | $17K |
| 3 Factor Indexing, LLC | 0.01% | — | 233 | $14K |
| Capital Analysts, LLC | 0.00% | No change | 219 | $13K |
| Heritage Wealth Advisors | 0.00% | New | 192 | $11K |
| IMA Advisory Services, Inc. | 0.00% | No change | 189 | $11K |
| Allworth Financial LP | 0.00% | No change | 151 | $9K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 145 | $9K |
| Atwood & Palmer Inc. | 0.00% | No change | 133 | $8K |
| Vanguard Advisers Inc. | 0.00% | — | 87 | $5K |
| GAMMA Investing LLC | 0.00% | No change | 66 | $4K |
| Wolff Wiese Magana LLC | 0.00% | New | 61 | $4K |
| SHP Wealth Management | 0.00% | New | 60 | $4K |
| Jones Financial Companies LLLP | 0.00% | New | 49 | $3K |
| Hazlett, Burt & Watson, Inc. | 0.00% | Add +3.7% | 28 | $2K |
| CX Institutional | 0.00% | Reduce -66.2% | 26 | $2K |
| NFSG Corp | 0.00% | Reduce -94.0% | 27 | $2K |
| Clearstead Advisors, LLC | 0.00% | No change | 26 | $2K |
| Caitlin John, LLC | 0.00% | No change | 25 | $1K |
| SBI Securities Co., Ltd. | 0.00% | Reduce -4.2% | 23 | $1K |
| Comprehensive Financial Planning, Inc. | 0.00% | No change | 23 | $1K |
| Lloyd Advisory Services, LLC. | 0.00% | New | 13 | $754 |
| Kingdom Financial Group LLC. | 0.00% | No change | 13 | $754 |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -59.1% | 9 | $538 |
| TopTier Wealth Management, LLC | 0.00% | New | 4 | $239 |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -100.0% | 2 | $120 |
| Blue Trust, Inc. | 0.00% | Reduce -99.9% | 1 | $38 |
"% of holder's portfolio" is FTSM's weight in each manager's 13F, not the share of First Trust Enh Short Mat FD the manager owns.