First Trust Small Cap Core AFYXETF
13F holders, Q3 2025 (September 30)156holders −3
13new positions
13sold out
1famous investor
$109.01avg. 13F price*
At the end of Q3 2025, 156 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, down 3 from Q2 2025. 13 opened new positions and 13 sold out. The largest holders were Morgan Stanley ($68.1M), LPL Financial LLC ($63.9M) and Wells Fargo & Company ($61.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $4.6M |
| Exits | 13 | $6.8M |
All 13F filers, Q2 2025 → Q3 2025: 230,251 shares bought and 475,230 shares sold, net −244,979 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 156 holders
| Morgan Stanley | 0.00% | Reduce -1.4% | 624,893 | $68.1M |
| LPL Financial LLC | 0.02% | Reduce -6.0% | 586,139 | $63.9M |
| Wells Fargo & Company | 0.01% | Reduce -2.8% | 560,705 | $61.1M |
| Royal Bank of Canada | 0.01% | Add +14.1% | 532,536 | $58.0M |
| Bank of America Corp. | 0.00% | Reduce -6.1% | 383,814 | $41.8M |
| UBS Group AG | 0.01% | Add +35.7% | 291,171 | $31.7M |
| Raymond James Financial Inc. | 0.01% | Reduce -20.7% | 286,739 | $31.2M |
| Cetera Investment Advisers | 0.02% | Add +6.9% | 142,553 | $15.5M |
| Janney Montgomery Scott LLC | 0.04% | Add +0.4% | 142,208 | $15.5M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Reduce -47.8% | 88,141 | $9.6M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Reduce -2.3% | 85,369 | $9.3M |
| Concurrent Investment Advisors, LLC | 0.14% | Add +5.2% | 73,723 | $8.0M |
| Chicago Partners Investment Group LLC | 0.21% | Add +2.9% | 71,596 | $8.0M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -0.5% | 66,604 | $7.3M |
| Wealth Alliance Advisory Group, LLC | 1.22% | Reduce -0.6% | 61,881 | $6.7M |
| Osaic Holdings, Inc. | 0.01% | Reduce -2.6% | 60,728 | $6.6M |
| Genesee Capital Advisors, LLC | 2.85% | Add +0.2% | 60,223 | $6.6M |
| Geneos Wealth Management Inc. | 0.16% | Reduce -14.0% | 57,346 | $6.2M |
| Kestra Advisory Services, LLC | 0.03% | Reduce -8.5% | 56,694 | $6.2M |
| Hapanowicz & Associates Financial Services, Inc | 2.38% | Reduce -0.6% | 47,212 | $5.1M |
| D.A. Davidson & Co. | 0.03% | Add +3.7% | 47,079 | $5.1M |
| Stifel Financial Corp. | 0.00% | Add +3.4% | 44,188 | $4.8M |
| Lakeridge Wealth Management LLC | 2.13% | Reduce -16.0% | 43,878 | $4.8M |
| JPMorgan Chase & Co. | 0.00% | Add +1.7% | 43,269 | $4.7M |
| Mainsail Financial Group, LLC | 1.85% | Add +2.1% | 39,374 | $4.3M |
| HighTower Advisors, LLC | 0.00% | Add +0.2% | 37,292 | $4.1M |
| MTM Investment Management, LLC | 1.21% | Reduce -0.7% | 34,991 | $3.8M |
| Baird Financial Group, Inc. | 0.01% | Reduce -64.0% | 34,063 | $3.7M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -17.4% | 33,528 | $3.7M |
| Per Stirling Capital Management, LLC. | 0.43% | Reduce -1.2% | 32,857 | $3.6M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Reduce -1.5% | 31,221 | $3.4M |
| Silver Oak Securities, Incorporated | 0.25% | Add +1.7% | 30,959 | $3.4M |
| Regal Investment Advisors LLC | 0.22% | Reduce -1.1% | 30,595 | $3.3M |
| Western Wealth Management, LLC | 0.16% | Add +2.1% | 28,343 | $3.1M |
| Cwm, LLC | 0.01% | Add +0.2% | 28,258 | $3.1M |
| Park National Corp. | 0.08% | Reduce -11.4% | 23,955 | $2.6M |
| City Holding Co. | 0.32% | Add +9.3% | 23,197 | $2.5M |
| Comerica Bank | 0.01% | Reduce -7.4% | 23,043 | $2.5M |
| IFG Advisory, LLC | 0.10% | Reduce -5.2% | 20,435 | $2.2M |
| Sanctuary Advisors, LLC | 0.01% | No change | 18,334 | $2.0M |
| MML Investors Services, LLC | 0.01% | Add +15.0% | 17,972 | $2.0M |
| Jones Financial Companies LLLP | 0.00% | Add +12.7% | 17,385 | $1.9M |
| Susquehanna International Group, LLP | 0.00% | New | 17,282 | $1.9M |
| Equitable Holdings, Inc. | 0.01% | Reduce -0.3% | 16,275 | $1.8M |
| &partners | 0.01% | Add +6.0% | 16,069 | $1.8M |
| B. Riley Wealth Advisors, Inc. | 0.08% | Add +13.8% | 15,528 | $1.7M |
| Keystone Financial Group | 0.12% | Add +10.6% | 14,889 | $1.6M |
| Milestones Private Investment Advisors LLC | 1.10% | Add +0.5% | 14,725 | $1.6M |
| Three Seasons Wealth, LLC | 0.16% | Reduce -0.5% | 14,567 | $1.6M |
| Integrated Wealth Concepts LLC | 0.01% | Add +48.6% | 14,267 | $1.6M |
| ARS Wealth Advisors Group, LLC | 0.13% | Reduce -0.1% | 12,463 | $1.4M |
| Triumph Capital Management | 0.36% | Add +45.6% | 12,414 | $1.4M |
| Truist Financial Corp. | 0.00% | Reduce -6.0% | 11,827 | $1.3M |
| Cyndeo Wealth Partners, LLC | 0.07% | Reduce -13.8% | 11,003 | $1.2M |
| Perennial Investment Advisors, LLC | 0.08% | Reduce -25.2% | 8,872 | $967K |
| Daymark Wealth Partners, LLC | 0.03% | Add +4.9% | 8,102 | $883K |
| Flow Traders U.S. LLC | 0.03% | Reduce -66.3% | 7,634 | $832K |
| Potentia Wealth | 0.31% | Reduce -9.3% | 7,565 | $824K |
| GPS Wealth Strategies Group, LLC | 0.08% | Add +19.8% | 7,347 | $801K |
| TCFG Wealth Management, LLC | 0.31% | Reduce -1.9% | 7,309 | $797K |
| Root Financial Partners, LLC | 0.05% | Add +7.8% | 7,133 | $777K |
| Maridea Wealth Management LLC | 0.12% | Add +11.3% | 6,910 | $766K |
| Captrust Financial Advisors | 0.00% | Add +0.0% | 6,323 | $689K |
| Citadel Advisors | 0.00% | Reduce -62.9% | 6,143 | $669K |
| Rockefeller Capital Management L.P. | 0.00% | New | 5,953 | $649K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -0.3% | 5,869 | $640K |
| Private Advisor Group, LLC | 0.00% | Add +3.2% | 5,825 | $635K |
| Nations Financial Group Inc, /Ia/ | 0.04% | No change | 5,760 | $628K |
| Stephens Inc. | 0.01% | No change | 5,500 | $599K |
| KPP Advisory Services LLC | 0.09% | Reduce -2.5% | 5,481 | $597K |
| Creative Planning | 0.00% | Add +21.0% | 5,382 | $587K |
| Keystone Wealth Services, LLC | 0.13% | No change | 5,258 | $573K |
| Oppenheimer & Co. Inc. | 0.01% | No change | 5,058 | $551K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +4.2% | 4,890 | $533K |
| DHJJ Financial Advisors, Ltd. | 0.18% | Reduce -0.2% | 4,804 | $524K |
| US Bancorp \de | 0.00% | No change | 4,680 | $510K |
| Atlas Legacy Advisors, LLC | 0.10% | Reduce -0.1% | 4,678 | $510K |
| Corient Private Wealth LP | 0.00% | New | 4,573 | $498K |
| Morey & Quinn Wealth Partners, LLC | 0.37% | Reduce -4.8% | 4,562 | $497K |
| Independent Wealth Network Inc. | 0.16% | Reduce -2.3% | 4,544 | $495K |
| Belpointe Asset Management LLC | 0.02% | Add +7.1% | 4,440 | $484K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -76.2% | 4,424 | $482K |
| Trueblood Wealth Management, LLC | 0.19% | Add +0.2% | 4,398 | $479K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -1.4% | 4,287 | $467K |
| Krilogy Financial LLC | 0.02% | New | 3,940 | $433K |
| Mariner, LLC | 0.00% | Add +4.4% | 3,672 | $400K |
| Arkadios Wealth Advisors | 0.01% | Add +0.1% | 3,643 | $397K |
| Coppell Advisory Solutions LLC | 0.04% | No change | 3,638 | $396K |
| Independent Financial Group, LLC | 0.01% | Reduce -5.3% | 3,606 | $393K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $386K |
| Element Wealth, LLC | 0.17% | Reduce -0.8% | 3,500 | $381K |
| Synovus Financial Corp. | 0.00% | Reduce -13.1% | 3,088 | $337K |
| Private Trust Co. NA | 0.03% | Reduce -0.8% | 3,055 | $333K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +0.0% | 2,884 | $314K |
| QTR Family Wealth, LLC | 0.15% | Reduce -4.4% | 2,879 | $314K |
| Partners Wealth Management, LLC | 0.31% | No change | 2,874 | $313K |
| Harbour Investments, Inc. | 0.01% | Reduce -0.5% | 2,753 | $300K |
| Wealth Effects LLC | 0.10% | Add +0.0% | 2,710 | $295K |
| Advisory Services Network, LLC | 0.00% | Add +0.6% | 2,654 | $289K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -1.9% | 2,645 | $288K |
| Tidemark, LLC | 0.08% | No change | 2,589 | $282K |
| Moneco Advisors, LLC | 0.02% | Reduce -6.9% | 2,570 | $280K |
| IHT Wealth Management, LLC | 0.01% | Add +0.0% | 2,565 | $280K |
| Zacks Investment Management | 0.00% | Add +13.8% | 2,552 | $278K |
| Waverly Advisors, LLC | 0.00% | No change | 2,480 | $270K |
| Venture Visionary Partners LLC | 0.01% | Add +5.4% | 2,465 | $269K |
| Allworth Financial LP | 0.00% | No change | 2,357 | $257K |
| PCG Wealth Advisors, LLC | 0.07% | No change | 2,332 | $254K |
| HBK Sorce Advisory LLC | 0.01% | Reduce -0.3% | 2,260 | $249K |
| Farrell Financial LLC | 0.15% | Add +0.1% | 2,185 | $238K |
| Brass Tax Wealth Management, Inc. | 0.04% | No change | 2,133 | $232K |
| Pinnacle Wealth Planning Services, Inc. | 0.03% | No change | 2,123 | $231K |
| Signature Estate & Investment Advisors LLC | 0.00% | Reduce -13.5% | 2,031 | $221K |
| Aspen Capital Management, LLC | 0.05% | New | 1,974 | $215K |
| Brady Family Wealth, LLC | 0.07% | New | 1,933 | $211K |
| American Institute for Advanced Investment Management, LLP | 0.14% | New | 1,915 | $209K |
| Wedbush Securities Inc. | 0.01% | New | 1,885 | $205K |
| Walkner Condon Financial Advisors LLC | 0.03% | New | 1,843 | $201K |
| Kings Path Partners LLC | 0.06% | No change | 1,590 | $173K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -6.2% | 1,517 | $165K |
| GAMMA Investing LLC | 0.01% | No change | 1,405 | $153K |
| O'shaughnessy Asset Management, LLC | 0.00% | Reduce -0.9% | 1,289 | $140K |
| Citigroup Inc. | 0.00% | Reduce -66.7% | 1,286 | $140K |
| Sunbelt Securities, Inc. | 0.01% | Reduce -7.4% | 1,253 | $137K |
| NewEdge Advisors, LLC | 0.00% | Reduce -8.2% | 1,031 | $112K |
| REAP Financial Group, LLC | 0.02% | Add +2.0% | 929 | $101K |
| Wilmington Savings Fund Society, FSB | 0.00% | No change | 850 | $93K |
| CX Institutional | 0.00% | New | 628 | $68K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 618 | $67K |
| Ameritas Advisory Services, LLC | 0.00% | Reduce -50.1% | 617 | $67K |
| FMR LLC | 0.00% | Add +54.1% | 581 | $63K |
| MPWM Advisory Solutions, LLC | 0.04% | No change | 574 | $63K |
| IFP Advisors, Inc | 0.00% | Reduce -59.1% | 378 | $41K |
| Principal Securities, Inc. | 0.00% | Reduce -95.1% | 313 | $34K |
| Blair William & Co. | 0.00% | Reduce -60.4% | 300 | $33K |
| CoreCap Advisors, LLC | 0.00% | No change | 293 | $32K |
| Global Retirement Partners, LLC | 0.00% | No change | 286 | $31K |
| NBT Bank, N.A. | 0.00% | Reduce -57.6% | 109 | $28K |
| Alerus Financial NA | 0.00% | No change | 253 | $28K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.05% | Reduce -80.0% | 242 | $26K |
| Hantz Financial Services, Inc. | 0.00% | No change | 175 | $19K |
| Smartleaf Asset Management LLC | 0.00% | No change | 165 | $18K |
| Assetmark, Inc. | 0.00% | Reduce -50.8% | 131 | $14K |
| Manning & Napier Advisors LLC | 0.00% | New | 110 | $12K |
| Kozak & Associates, Inc. | 0.00% | Add +0.9% | 111 | $12K |
| Larson Financial Group LLC | 0.00% | Add +1.0% | 105 | $11K |
| Salomon & Ludwin, LLC | 0.00% | No change | 100 | $11K |
| Key Financial Inc | 0.00% | No change | 97 | $11K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 93 | $10K |
| Mather Group, Llc. | 0.00% | New | 64 | $7K |
| Medallion Wealth Advisors, LLC | 0.00% | No change | 50 | $5K |
| Paladin Advisory Group, LLC | 0.00% | No change | 40 | $4K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 23 | $2K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -30.4% | 16 | $2K |
| Blue Trust, Inc. | 0.00% | New | 7 | $763 |
| Tower Research Capital LLC (TRC) | 0.00% | No change | 2 | $218 |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.