First Trust Small Cap Core AFYXETF
13F holders, Q1 2026 (March 31)181holders +8
23new positions
14sold out
1famous investor
$119.54avg. 13F price*
At the end of Q1 2026, 181 institutions reported holding First Trust Small Cap Core A (FYX) in their 13F filings, up 8 from Q4 2025. 23 opened new positions and 14 sold out. The largest holders were Royal Bank of Canada ($84.5M), Morgan Stanley ($77.9M) and LPL Financial LLC ($73.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Core A
- CUSIP
- 33734Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 23 | $19.1M |
| Exits | 14 | $6.9M |
All 13F filers, Q4 2025 → Q1 2026: 644,998 shares bought and 175,814 shares sold, net +469,184 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 181 holders
| Royal Bank of Canada | 0.02% | Add +17.2% | 708,400 | $84.5M |
| Morgan Stanley | 0.00% | Reduce -2.2% | 652,809 | $77.9M |
| LPL Financial LLC | 0.02% | Add +4.9% | 612,053 | $73.1M |
| Wells Fargo & Company | 0.01% | Reduce -0.8% | 544,360 | $65.0M |
| Raymond James Financial Inc. | 0.02% | Add +52.8% | 413,853 | $49.4M |
| Bank of America Corp. | 0.00% | Add +0.0% | 371,540 | $44.3M |
| UBS Group AG | 0.01% | Add +20.9% | 304,621 | $36.4M |
| Janney Montgomery Scott LLC | 0.07% | Add +6.1% | 253,525 | $30.3M |
| Cetera Investment Advisers | 0.02% | Reduce -1.7% | 128,909 | $15.4M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +13.1% | 116,881 | $14.0M |
| Concurrent Investment Advisors, LLC | 0.11% | Add +13.8% | 85,517 | $10.2M |
| Chicago Partners Investment Group LLC | 0.21% | Add +1.8% | 72,627 | $9.6M |
| Crusonia Wealth Advisors LLC | 1.82% | Add +0.6% | 73,878 | $8.8M |
| Genesee Capital Advisors, LLC | 3.38% | Reduce -0.8% | 67,676 | $8.1M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Reduce -21.1% | 67,275 | $8.0M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -1.3% | 65,760 | $7.8M |
| Per Stirling Capital Management, LLC. | 0.86% | Add +97.0% | 65,529 | $7.8M |
| Wealth Alliance Advisory Group, LLC | 1.13% | Reduce -4.3% | 59,646 | $7.1M |
| Kestra Advisory Services, LLC | 0.03% | Add +4.4% | 58,405 | $7.0M |
| Geneos Wealth Management Inc. | 0.14% | Reduce -1.3% | 52,376 | $6.3M |
| D.A. Davidson & Co. | 0.03% | Add +1.6% | 48,158 | $5.7M |
| Osaic Holdings, Inc. | 0.01% | Add +3.5% | 44,365 | $5.3M |
| Hapanowicz & Associates Financial Services, Inc | 2.02% | Reduce -8.1% | 42,480 | $5.1M |
| Mainsail Financial Group, LLC | 2.00% | Add +0.2% | 40,233 | $4.8M |
| Envestnet Asset Management Inc. | 0.00% | Add +20.8% | 39,026 | $4.7M |
| JPMorgan Chase & Co. | 0.00% | Add +5.2% | 39,441 | $4.6M |
| Stifel Financial Corp. | 0.00% | Reduce -1.2% | 37,729 | $4.5M |
| HighTower Advisors, LLC | 0.00% | Add +1.3% | 36,855 | $4.4M |
| MTM Investment Management, LLC | 1.37% | Add +1.7% | 36,261 | $4.3M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +4.9% | 31,925 | $3.9M |
| Troutman Wealth Management, LLC | 3.20% | Reduce -0.6% | 32,141 | $3.8M |
| City Holding Co. | 0.47% | Add +21.6% | 31,352 | $3.7M |
| Baird Financial Group, Inc. | 0.01% | Reduce -11.1% | 30,988 | $3.7M |
| RFG Advisory, LLC | 0.07% | New | 30,871 | $3.7M |
| Regal Investment Advisors LLC | 0.21% | Add +0.0% | 30,518 | $3.6M |
| Citadel Advisors | 0.00% | Add +199.0% | 29,576 | $3.5M |
| Western Wealth Management, LLC | 0.13% | Add +7.5% | 29,514 | $3.5M |
| MML Investors Services, LLC | 0.01% | Add +60.9% | 27,439 | $3.3M |
| Cwm, LLC | 0.01% | Reduce -4.0% | 25,841 | $3.1M |
| Jones Financial Companies LLLP | 0.00% | Add +35.5% | 25,310 | $3.0M |
| Park National Corp. | 0.08% | Reduce -1.1% | 23,108 | $2.8M |
| Jane Street Group, LLC | 0.00% | New | 22,465 | $2.7M |
| Fifth Third Bancorp | 0.00% | New | 22,002 | $2.6M |
| Virtu Financial LLC | 0.10% | New | 21,120 | $2.5M |
| Mercer Global Advisors Inc. | 0.00% | New | 20,673 | $2.5M |
| Sanctuary Advisors, LLC | 0.01% | Reduce -1.1% | 17,923 | $2.1M |
| Milestones Private Investment Advisors LLC | 1.83% | Add +1.9% | 17,394 | $2.1M |
| Lakeridge Wealth Management LLC | 0.88% | Add +1.6% | 17,236 | $2.1M |
| Catalyst Investment Management LLC | 2.16% | Add +1.5% | 14,839 | $2.0M |
| Equitable Holdings, Inc. | 0.01% | Add +5.1% | 16,015 | $1.8M |
| &partners | 0.01% | Reduce -3.5% | 14,110 | $1.7M |
| Three Seasons Wealth, LLC | 0.60% | Reduce -6.9% | 13,107 | $1.6M |
| Sun Financial Inc | 0.77% | Reduce -1.1% | 11,770 | $1.5M |
| Maridea Wealth Management LLC | 0.22% | Add +60.8% | 12,775 | $1.5M |
| Truist Financial Corp. | 0.00% | Add +12.3% | 12,209 | $1.5M |
| Susquehanna International Group, LLP | 0.00% | Add +0.8% | 12,153 | $1.5M |
| Harbour Investments, Inc. | 0.02% | Add +338.6% | 12,049 | $1.4M |
| ARS Wealth Advisors Group, LLC | 0.12% | Add +0.0% | 11,569 | $1.4M |
| Keystone Financial Group | 0.09% | Reduce -20.5% | 11,490 | $1.4M |
| B. Riley Wealth Advisors, Inc. | 0.09% | Reduce -21.9% | 11,688 | $1.4M |
| Triumph Capital Management | 0.28% | Reduce -13.1% | 11,301 | $1.3M |
| Cyndeo Wealth Partners, LLC | 0.07% | Add +0.2% | 11,033 | $1.3M |
| G&S Capital LLC | 0.40% | Reduce -2.8% | 9,561 | $1.1M |
| US Bancorp \de | 0.00% | Add +15.9% | 9,523 | $1.1M |
| Mariner, LLC | 0.00% | Add +43.1% | 8,947 | $1.1M |
| Independent Advisor Alliance | 0.01% | New | 8,933 | $1.1M |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -0.2% | 8,917 | $1.1M |
| TCFG Wealth Management, LLC | 0.33% | Reduce -0.3% | 7,265 | $867K |
| TCFG Investment Advisors, LLC | 0.33% | — | 7,265 | $867K |
| Daymark Wealth Partners, LLC | 0.03% | Reduce -0.6% | 7,102 | $848K |
| Integrated Wealth Concepts LLC | 0.01% | Reduce -47.0% | 7,013 | $837K |
| Private Advisor Group, LLC | 0.00% | Add +18.6% | 6,938 | $828K |
| Perennial Investment Advisors, LLC | 0.06% | Reduce -7.0% | 6,509 | $777K |
| Potentia Wealth | 0.28% | Reduce -13.9% | 6,015 | $718K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +2.2% | 5,999 | $716K |
| Root Financial Partners, LLC | 0.03% | Reduce -3.3% | 5,926 | $707K |
| VestGen Advisors, LLC | 0.02% | New | 5,349 | $703K |
| Two Sigma Investments, LP | 0.00% | New | 5,600 | $668K |
| Stephens Inc. | 0.01% | No change | 5,500 | $656K |
| Nations Financial Group Inc, /Ia/ | 0.03% | Reduce -0.1% | 5,363 | $640K |
| Hilton Head Capital Partners, LLC | 0.35% | Reduce -0.1% | 5,230 | $624K |
| Captrust Financial Advisors | 0.00% | Add +0.1% | 5,176 | $618K |
| Keystone Wealth Services, LLC | 0.13% | New | 5,125 | $612K |
| KPP Advisory Services LLC | 0.09% | Reduce -9.6% | 4,955 | $591K |
| NewEdge Advisors, LLC | 0.00% | Reduce -1.2% | 4,789 | $572K |
| Vise Technologies, Inc. | 0.01% | No change | 4,954 | $560K |
| Atlas Legacy Advisors, LLC | 0.10% | No change | 4,678 | $558K |
| Waverly Advisors, LLC | 0.00% | No change | 4,613 | $551K |
| Corient Private Wealth LP | 0.00% | No change | 4,573 | $546K |
| Morey & Quinn Wealth Partners, LLC | 0.39% | No change | 4,562 | $545K |
| DHJJ Financial Advisors, Ltd. | 0.18% | Add +0.0% | 4,559 | $544K |
| Belpointe Asset Management LLC | 0.02% | Add +3.1% | 4,529 | $541K |
| Creative Planning | 0.00% | Add +0.0% | 4,504 | $538K |
| Trueblood Wealth Management, LLC | 0.20% | Reduce -1.0% | 4,365 | $521K |
| Snowden Capital Advisors LLC | 0.01% | Add +0.0% | 4,287 | $512K |
| Krilogy Financial LLC | 0.02% | No change | 3,940 | $507K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -6.0% | 4,157 | $496K |
| Oppenheimer & Co. Inc. | 0.01% | No change | 4,129 | $493K |
| HM Payson & Co. | 0.01% | No change | 3,540 | $423K |
| Arkadios Wealth Advisors | 0.01% | Reduce -2.2% | 3,499 | $418K |
| Element Wealth, LLC | 0.17% | Reduce -0.7% | 3,459 | $413K |
| Tudor Financial Inc. | 0.21% | New | 3,380 | $403K |
| Fragasso Financial Advisors Inc | 0.02% | New | 3,149 | $382K |
| Partners Wealth Management, LLC | 0.36% | Add +1.7% | 2,924 | $349K |
| QTR Family Wealth, LLC | 0.14% | Reduce -2.3% | 2,710 | $347K |
| Private Trust Co. NA | 0.03% | Reduce -3.3% | 2,896 | $346K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +0.0% | 2,886 | $344K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0.02% | New | 2,780 | $332K |
| IHT Wealth Management, LLC | 0.01% | Add +10.4% | 2,775 | $331K |
| Wealth Effects LLC | 0.11% | No change | 2,710 | $324K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -3.2% | 2,701 | $322K |
| Independent Financial Group, LLC | 0.01% | Reduce -0.6% | 2,591 | $309K |
| Zacks Investment Management | 0.00% | Reduce -0.2% | 2,548 | $304K |
| Moneco Advisors, LLC | 0.02% | Reduce -1.5% | 2,536 | $303K |
| HBK Sorce Advisory LLC | 0.01% | Reduce -0.1% | 2,228 | $299K |
| Venture Visionary Partners LLC | 0.01% | No change | 2,465 | $294K |
| TKG Advisors, LLC | 0.12% | Add +0.4% | 2,428 | $290K |
| Allworth Financial LP | 0.00% | No change | 2,357 | $281K |
| FWG Holdings, LLC | 0.11% | Reduce -90.1% | 2,316 | $281K |
| Cedrus Wealth Group LLC | 0.31% | Add +30.9% | 2,340 | $279K |
| Tidemark, LLC | 0.07% | Reduce -2.1% | 2,334 | $279K |
| Gateway Wealth Partners, LLC | 0.01% | New | 2,316 | $276K |
| PCG Wealth Advisors, LLC | 0.07% | Reduce -0.9% | 2,312 | $276K |
| Evolve Private Wealth, LLC | 0.01% | No change | 2,280 | $272K |
| Elevation Point Wealth Partners, LLC | 0.01% | Add +0.0% | 2,243 | $268K |
| Vestmark Advisory Solutions, Inc. | 0.00% | Add +0.0% | 2,243 | $268K |
| Arax Advisory Partners | 0.01% | Add +4.2% | 2,193 | $262K |
| Farrell Financial LLC | 0.16% | Add +0.1% | 2,191 | $262K |
| Pinnacle Wealth Planning Services, Inc. | 0.03% | No change | 2,123 | $253K |
| Signature Estate & Investment Advisors LLC | 0.01% | Add +0.1% | 2,081 | $248K |
| Aspen Capital Management, LLC | 0.06% | No change | 1,974 | $236K |
| American Institute for Advanced Investment Management, LLP | 0.15% | Add +2.6% | 1,965 | $235K |
| Wedbush Securities Inc. | 0.01% | Add +0.1% | 1,890 | $226K |
| Walkner Condon Financial Advisors LLC | 0.03% | No change | 1,843 | $220K |
| Sagespring Wealth Partners, LLC | 0.00% | Add +0.2% | 1,794 | $214K |
| Jefferies Financial Group Inc. | 0.00% | New | 1,719 | $205K |
| Beto Financial Group, LLC | 0.12% | Reduce -13.8% | 1,529 | $204K |
| GAMMA Investing LLC | 0.01% | Add +21.1% | 1,702 | $203K |
| Arkos Global Advisors | 0.02% | New | 1,657 | $198K |
| Kings Path Partners LLC | 0.07% | Add +0.1% | 1,591 | $190K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -6.3% | 1,407 | $169K |
| FMR LLC | 0.00% | Add +20.9% | 1,410 | $168K |
| Sound Income Strategies, LLC | 0.01% | No change | 1,330 | $160K |
| Sunbelt Securities, Inc. | 0.01% | No change | 1,254 | $150K |
| BlackRock, Inc. | 0.00% | No change | 1,020 | $122K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 975 | $116K |
| CX Institutional | 0.00% | Reduce -23.6% | 892 | $106K |
| REAP Financial Group, LLC | 0.02% | Add +0.1% | 710 | $85K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +0.1% | 702 | $84K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 618 | $74K |
| Twin Peaks Wealth Advisors, LLC | 0.02% | New | 578 | $69K |
| Synergy Investment Management, LLC | 0.02% | New | 500 | $60K |
| MPWM Advisory Solutions, LLC | 0.03% | Reduce -14.5% | 491 | $59K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.02% | No change | 405 | $48K |
| IFP Advisors, Inc | 0.00% | No change | 378 | $45K |
| Blair William & Co. | 0.00% | Add +8.0% | 324 | $39K |
| NBT Bank, N.A. | 0.00% | Add +127.4% | 257 | $31K |
| Alerus Financial NA | 0.00% | No change | 200 | $24K |
| Hantz Financial Services, Inc. | 0.00% | No change | 175 | $21K |
| International Assets Investment Management, LLC | 0.00% | No change | 163 | $20K |
| Smartleaf Asset Management LLC | 0.00% | No change | 165 | $19K |
| IFG Advisory, LLC | 0.05% | Reduce -99.3% | 137 | $16K |
| TD Capital Management LLC | 0.00% | No change | 132 | $16K |
| Kozak & Associates, Inc. | 0.00% | No change | 111 | $14K |
| SJS Investment Consulting Inc. | 0.00% | New | 116 | $14K |
| Manning & Napier Advisors LLC | 0.00% | No change | 110 | $13K |
| Larson Financial Group LLC | 0.00% | No change | 105 | $13K |
| Salomon & Ludwin, LLC | 0.00% | No change | 100 | $12K |
| Financial Perspectives, Inc | 0.00% | No change | 100 | $12K |
| Key Financial Inc | 0.00% | No change | 97 | $12K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 93 | $11K |
| Advisory Services Network, LLC | 0.00% | New | 86 | $10K |
| CoreCap Advisors, LLC | 0.00% | No change | 65 | $8K |
| Mather Group, Llc. | 0.00% | New | 64 | $8K |
| Blue Trust, Inc. | 0.00% | New | 48 | $6K |
| Vanguard Advisers Inc. | 0.00% | — | 45 | $5K |
| Beacon Investment Advisory Services, Inc. | 0.00% | New | 35 | $4K |
| Paladin Advisory Group, LLC | 0.00% | Reduce -22.5% | 31 | $4K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -75.0% | 4 | $510 |
| Transamerica Financial Advisors, LLC | 0.00% | Reduce -86.4% | 3 | $476 |
| Tower Research Capital LLC (TRC) | 0.00% | No change | 2 | $239 |
"% of holder's portfolio" is FYX's weight in each manager's 13F, not the share of First Trust Small Cap Core A the manager owns.