Midcap Financial InvestmentMFIC
13F holders, Q1 2026 (March 31)176holders −16
24new positions
36sold out
3famous investors
$11.24avg. 13F price*
At the end of Q1 2026, 176 institutions reported holding Midcap Financial Investment (MFIC) in their 13F filings, down 16 from Q4 2025. 24 opened new positions and 36 sold out. The largest holders were Thornburg Investment Management Inc. ($36.4M), Apollo Management Holdings, L.P. ($26.4M) and Soros Fund Management ($21.9M). 3 famous investors held it, including George Soros (0.4% of Soros Fund Management's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Midcap Financial Investment
- CUSIP
- 03761U502
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 24 | $36.0M |
| Exits | 36 | $35.8M |
All 13F filers, Q4 2025 → Q1 2026: 5,571,000 shares bought and 5,368,092 shares sold, net +202,908 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 176 holders
| Thornburg Investment Management Inc. | 0.38% | Add +3.2% | 3,237,783 | $36.4M |
| Apollo Management Holdings, L.P. | 0.51% | Reduce -1.7% | 2,348,747 | $26.4M |
| Soros Fund Management | 0.40% | New | 1,944,500 | $21.9M |
| Next Capital Management LLC | 6.37% | Add +26.1% | 1,871,652 | $21.0M |
| UBS Group AG | 0.00% | Reduce -10.2% | 1,818,285 | $20.4M |
| Van Eck Associates Corp. | 0.02% | Reduce -22.0% | 1,811,169 | $20.4M |
| Morgan Stanley | 0.00% | Reduce -7.4% | 1,614,619 | $18.1M |
| Invesco Ltd. | 0.00% | Add +42.1% | 1,294,585 | $14.6M |
| Russell Investments Group, Ltd. | 0.01% | Add +196.3% | 783,193 | $8.8M |
| Legal & General Group Plc | 0.00% | Add +11.3% | 725,413 | $8.2M |
| Muzinich & Co., Inc. | 2.82% | Add +0.2% | 716,498 | $8.1M |
| Victory Capital Management Inc. | 0.00% | New | 654,211 | $7.4M |
| Cura Wealth Advisors, LLC | 3.09% | Reduce -4.4% | 613,918 | $6.9M |
| Raymond James Financial Inc. | 0.00% | Add +24.9% | 607,486 | $6.8M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | No change | 549,575 | $6.2M |
| Ares Management LLC | 0.40% | No change | 545,532 | $6.1M |
| Callodine Capital Management, LP | 0.36% | Reduce -5.2% | 458,108 | $5.1M |
| Condor Capital Management | 0.41% | Reduce -4.8% | 434,228 | $4.9M |
| Foundations Investment Advisors, LLC | 0.06% | Reduce -10.9% | 433,541 | $4.9M |
| Franklin Resources Inc. | 0.00% | Reduce -3.7% | 428,642 | $4.8M |
| BlackRock, Inc. | 0.00% | Add +27.7% | 403,868 | $4.5M |
| Ethos Financial Group, LLC | 0.33% | No change | 393,598 | $4.5M |
| Castlekeep Investment Advisors LLC | 2.42% | Add +2.9% | 396,173 | $4.5M |
| D.A. Davidson & Co. | 0.02% | Add +3.1% | 360,807 | $4.1M |
| XTX Topco Ltd | 0.07% | Add +153.0% | 342,330 | $3.8M |
| Wells Fargo & Company | 0.00% | Reduce -2.1% | 298,288 | $3.4M |
| United Advisor Group, LLC | 0.38% | Add +5.6% | 270,052 | $3.0M |
| LPL Financial LLC | 0.00% | Reduce -17.6% | 261,745 | $2.9M |
| Advisors Asset Management, Inc. | 0.05% | Add +2.9% | 255,278 | $2.9M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.03% | Add +3.3% | 249,306 | $2.8M |
| Two Sigma Investments, LP | 0.00% | Reduce -35.9% | 248,521 | $2.8M |
| Royal Bank of Canada | 0.00% | Reduce -1.9% | 214,871 | $2.4M |
| Neuberger Berman Group LLC | 0.00% | Reduce -0.7% | 204,156 | $2.3M |
| Naviter Wealth, LLC | 0.28% | Add +18.2% | 197,475 | $2.2M |
| VARCOV Co. | 0.75% | Add +653.9% | 178,913 | $2.0M |
| DNB Asset Management AS | 0.01% | No change | 153,358 | $1.7M |
| Lansforsakringar Fondforvaltning AB (publ) | 0.01% | Add +22.1% | 145,576 | $1.6M |
| Almitas Capital LLC | 0.36% | Add +3.7% | 140,477 | $1.6M |
| J.W. Cole Advisors, Inc. | 0.05% | Reduce -0.5% | 132,623 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Reduce -10.4% | 131,473 | $1.5M |
| Focus Partners Wealth | 0.00% | Add +28.1% | 130,766 | $1.5M |
| Bank of America Corp. | 0.00% | Reduce -9.1% | 128,273 | $1.4M |
| Sharpepoint LLC | 0.83% | Add +19.9% | 124,177 | $1.4M |
| D. E. Shaw & Co. | 0.00% | Add +3.0% | 123,567 | $1.4M |
| Confluence Investment Management LLC | 0.02% | Reduce -5.0% | 117,182 | $1.3M |
| Magnetar Financial LLC | 0.01% | New | 112,559 | $1.3M |
| Global Wealth Management Investment Advisory, Inc. | 0.20% | Add +15.6% | 112,373 | $1.3M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +126.9% | 101,371 | $1.1M |
| Arkadios Wealth Advisors | 0.02% | Reduce -1.6% | 101,284 | $1.1M |
| LSV Asset Management | 0.00% | No change | 96,100 | $1.1M |
| Hennion & Walsh Asset Management, Inc. | 0.03% | Reduce -42.8% | 91,368 | $1.0M |
| Garner Asset Management Corp | 0.38% | Reduce -41.9% | 86,575 | $973K |
| Balyasny Asset Management L.P. | 0.00% | New | 84,777 | $953K |
| Lazard Asset Management LLC | 0.00% | Reduce -34.6% | 82,034 | $922K |
| Stephens Inc. | 0.01% | No change | 79,954 | $899K |
| HighTower Advisors, LLC | 0.00% | Add +3.7% | 77,616 | $872K |
| Ameriprise Financial Inc. | 0.00% | Reduce -55.9% | 76,527 | $860K |
| Alpine Global Management, LLC | 0.15% | New | 73,766 | $829K |
| Cerity Partners LLC | 0.00% | Reduce -63.0% | 73,707 | $828K |
| Sigma Planning Corp | 0.02% | Add +2.4% | 73,561 | $827K |
| Envestnet Asset Management Inc. | 0.00% | Add +25.1% | 68,478 | $770K |
| Lido Advisors, LLC | 0.00% | Add +3.7% | 67,218 | $756K |
| DRW Securities, LLC | 0.04% | New | 63,487 | $714K |
| Millennium Capital Advisors, LLC | 0.43% | Add +8.0% | 61,823 | $695K |
| Denali Advisors LLC | 0.07% | Reduce -3.3% | 59,731 | $671K |
| Camelot Portfolios, LLC | 0.49% | Reduce -2.3% | 57,685 | $648K |
| Capital Investment Advisors, LLC | 0.01% | Reduce -7.8% | 57,327 | $644K |
| Virtus Investment Advisers, LLC | 0.17% | Reduce -8.3% | 55,212 | $621K |
| Panoramic Investment Advisors, LLC | 0.33% | No change | 53,630 | $603K |
| Principal Securities, Inc. | 0.01% | Add +7.8% | 45,418 | $510K |
| Brevan Howard Capital Management LP | 0.01% | Add +24.2% | 43,421 | $488K |
| TCFG Wealth Management, LLC | 0.18% | Add +1.7% | 42,349 | $476K |
| TCFG Investment Advisors, LLC | 0.18% | — | 42,349 | $476K |
| Bayshore Capital Advisors, LLC | 0.19% | New | 40,000 | $450K |
| Meridian Investment Counsel Inc. | 0.10% | Add +3.7% | 39,113 | $440K |
| Shufro Rose & Co. LLC | 0.03% | No change | 37,267 | $419K |
| Stifel Financial Corp. | 0.00% | Reduce -33.5% | 37,014 | $416K |
| NewGen Asset Management Ltd | 0.24% | New | 35,000 | $393K |
| Stablepoint Partners, LLC | 0.06% | New | 34,475 | $387K |
| Jane Street Group, LLC | 0.00% | Reduce -86.3% | 34,354 | $386K |
| Closed-End Fund Advisors, Inc. | 0.39% | Reduce -81.6% | 33,873 | $381K |
| Caxton Associates LLP | 0.01% | Add +50.4% | 33,741 | $379K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -5.8% | 32,638 | $367K |
| Wedbush Securities Inc. | 0.01% | Reduce -2.5% | 29,652 | $333K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -16.5% | 28,799 | $324K |
| JPMorgan Chase & Co. | 0.00% | Reduce -33.6% | 29,522 | $324K |
| Citadel Advisors | 0.00% | New | 27,998 | $315K |
| Squarepoint Ops LLC | 0.00% | Add +43.2% | 26,245 | $295K |
| International Assets Investment Management, LLC | 0.02% | Add +0.1% | 25,900 | $291K |
| DKM Wealth Management, Inc. | 0.19% | No change | 23,500 | $264K |
| Tyche Wealth Partners LLC | 0.04% | Add +104.3% | 23,500 | $264K |
| BNP Paribas Financial Markets | 0.00% | Reduce -64.5% | 23,123 | $260K |
| Cetera Investment Advisers | 0.00% | Reduce -19.3% | 22,932 | $258K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +0.6% | 22,333 | $251K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.01% | No change | 22,281 | $250K |
| Truist Financial Corp. | 0.00% | Add +13.1% | 21,778 | $245K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Add +3.8% | 20,041 | $220K |
| Arete Wealth Advisors, LLC | 0.02% | New | 19,133 | $215K |
| Everstar Asset Management, LLC | 0.11% | Reduce -7.4% | 18,650 | $210K |
| Onyx Bridge Wealth Group LLC | 0.02% | Add +1.4% | 18,341 | $206K |
| ProShare Advisors LLC | 0.00% | Reduce -1.1% | 18,317 | $206K |
| &partners | 0.00% | Add +6.1% | 17,665 | $199K |
| Kestra Advisory Services, LLC | 0.00% | Add +80.1% | 17,088 | $192K |
| Americana Partners, LLC | 0.00% | No change | 16,952 | $191K |
| Papamarkou Wellner Asset Management inc. | 0.12% | No change | 16,941 | $190K |
| Susquehanna International Group, LLP | 0.00% | Reduce -51.7% | 15,870 | $178K |
| Advisory Services Network, LLC | 0.00% | Add +14.9% | 15,597 | $175K |
| Anfield Capital Management, LLC | 0.05% | Add +10.2% | 15,499 | $174K |
| nVerses Capital, LLC | 0.16% | New | 15,337 | $172K |
| IMC-Chicago, LLC | 0.00% | New | 14,424 | $162K |
| Entropy Technologies, LP | 0.01% | New | 14,235 | $160K |
| Empowered Funds, LLC | 0.00% | New | 14,045 | $158K |
| HB Wealth Management, LLC | 0.00% | Add +2.5% | 14,012 | $158K |
| Melfa Wealth Management, Inc. | 0.09% | No change | 13,718 | $154K |
| Headlands Technologies LLC | 0.02% | New | 12,824 | $144K |
| Founders Financial Alliance, LLC | 0.03% | Add +6.4% | 12,758 | $143K |
| OneDigital Investment Advisors LLC | 0.00% | No change | 11,936 | $134K |
| First Affirmative Financial Network | 0.05% | — | 11,812 | $133K |
| World Investment Advisors | 0.00% | Reduce -11.8% | 11,527 | $130K |
| Sovereign Financial Group, Inc. | 0.02% | No change | 11,112 | $125K |
| Oppenheimer & Co. Inc. | 0.00% | Add +3.3% | 11,079 | $125K |
| Decision Investments, Inc. | 0.14% | Add +5.8% | 11,030 | $124K |
| Permanens Capital L.P. | 0.02% | No change | 11,029 | $124K |
| Williams Jones Wealth Management, LLC. | 0.00% | No change | 10,901 | $123K |
| MRA Advisory Group | 0.05% | Add +2.8% | 10,844 | $122K |
| Evergreen Capital Management LLC | 0.00% | New | 10,792 | $121K |
| AlphaCore Capital LLC | 0.00% | Reduce -17.7% | 10,633 | $120K |
| Fifth Third Bancorp | 0.00% | New | 10,587 | $119K |
| Sowell Financial Services LLC | 0.00% | Reduce -10.5% | 10,564 | $119K |
| Atlantic Union Bankshares Corp | 0.00% | No change | 10,500 | $118K |
| Guggenheim Capital LLC | 0.00% | Reduce -0.4% | 10,333 | $116K |
| Bank Pictet & Cie (Europe) AG | 0.00% | New | 10,045 | $113K |
| LB Partners LLC | 0.10% | New | 10,000 | $112K |
| Parkside Financial Bank & Trust | 0.01% | Add +2.8% | 7,965 | $90K |
| Westchester Capital Management, LLC | 0.00% | No change | 7,702 | $87K |
| Harbour Investments, Inc. | 0.00% | Add +13.2% | 7,257 | $82K |
| AdvisorNet Financial, Inc | 0.00% | Reduce -46.7% | 6,507 | $73K |
| Financial Consulate, Inc. | 0.01% | Add +2.8% | 4,078 | $46K |
| Access Investment Management LLC | 0.01% | No change | 4,000 | $45K |
| State of Alaska, Department of Revenue | 0.00% | No change | 3,871 | $43K |
| Jones Financial Companies LLLP | 0.00% | Reduce -2.0% | 3,805 | $41K |
| Physician Wealth Advisors, Inc. | 0.01% | No change | 3,500 | $39K |
| Allworth Financial LP | 0.00% | Add +3.0% | 3,456 | $39K |
| Advocate Investing Services LLC | 0.03% | No change | 3,133 | $35K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -78.5% | 3,042 | $34K |
| Sound Income Strategies, LLC | 0.00% | No change | 2,989 | $34K |
| NewEdge Advisors, LLC | 0.00% | Reduce -89.7% | 2,455 | $28K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -66.2% | 2,421 | $27K |
| Gill Capital Partners, LLC | 0.01% | New | 2,400 | $27K |
| Activest Wealth Management | 0.00% | No change | 2,266 | $25K |
| Chesapeake Asset Management LLC | 0.02% | New | 1,950 | $22K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -72.2% | 1,521 | $17K |
| IFP Advisors, Inc | 0.00% | No change | 1,515 | $17K |
| CoreCap Advisors, LLC | 0.00% | No change | 1,465 | $16K |
| Signaturefd, LLC | 0.00% | Reduce -61.4% | 1,332 | $15K |
| Cwm, LLC | 0.00% | Add +9.2% | 1,299 | $15K |
| Pinnacle Wealth Planning Services, Inc. | 0.00% | No change | 1,253 | $14K |
| Anchor Investment Management, LLC | 0.00% | No change | 1,145 | $13K |
| Nomura Asset Management Co. Ltd. | 0.00% | No change | 1,138 | $13K |
| Hilton Head Capital Partners, LLC | 0.01% | No change | 919 | $10K |
| Parallel Advisors, LLC | 0.00% | Reduce -80.6% | 905 | $10K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 896 | $10K |
| Financial Gravity Asset Management, Inc. | 0.00% | No change | 750 | $8K |
| Arax Advisory Partners | 0.00% | Reduce -71.1% | 700 | $8K |
| Aventura Private Wealth, LLC | 0.00% | Add +2.8% | 636 | $7K |
| US Bancorp \de | 0.00% | Reduce -97.0% | 626 | $7K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -4.3% | 593 | $7K |
| Assetmark, Inc. | 0.00% | No change | 500 | $6K |
| Triumph Capital Management | 0.00% | No change | 360 | $4K |
| Cheviot Value Management, LLC | 0.00% | No change | 333 | $4K |
| CVA Family Office, LLC | 0.00% | New | 333 | $4K |
| Cassaday & Co Wealth Management LLC | 0.00% | New | 333 | $4K |
| Lanark Financial, Inc. | 0.00% | No change | 300 | $3K |
| N.E.W. Advisory Services LLC | 0.00% | Add +332.0% | 216 | $2K |
| Key Financial Inc | 0.00% | No change | 150 | $2K |
| Smallwood Wealth Investment Management, LLC | 0.00% | No change | 1 | $16 |
"% of holder's portfolio" is MFIC's weight in each manager's 13F, not the share of Midcap Financial Investment the manager owns.