Prospect CapitalPSEC

13F holders, Q2 2024 (June 30)
230holders +1
29new positions
27sold out
$5.55avg. 13F price*

At the end of Q2 2024, 230 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, up 1 from Q1 2024. 29 opened new positions and 27 sold out. The largest holders were Van Eck Associates Corp. ($40.1M), Y.D. More Investments Ltd ($29.1M) and Legal & General Group Plc ($18.4M).

Company
Prospect Capital Corp.
CUSIP
74348T102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 229Q1 2024Q2 2024: 230Q2 2024Q3 2024: 226Q3 2024Q4 2024: 239Q4 2024Q1 2025: 224Q1 2025Q2 2025: 223Q2 2025Q3 2025: 227Q3 2025Q4 2025: 223Q4 2025Q1 2026: 218Q1 2026Q2 2026: 204Q2 2026

Total Exit/New Position Q1 2024 → Q2 2024

InstitutionsTotal Value
New Positions29$7.0M
Exits27$7.8M

All 13F filers, Q1 2024 → Q2 2024: 6,695,864 shares bought and 3,340,867 shares sold, net +3,354,997 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 230 holders

Van Eck Associates Corp. 0.06% Add +5.3% 7,248,573 $40.1M
Y.D. More Investments Ltd 2.96% Add +303.6% 5,062,879 $29.1M
Legal & General Group Plc 0.01% Add +0.1% 3,334,096 $18.4M
Invesco Ltd. 0.00% Reduce -0.1% 2,111,616 $11.7M
Morgan Stanley 0.00% Add +4.0% 2,035,637 $11.3M
XML Financial, LLC 1.05% Add +10.4% 1,891,268 $10.5M
BlackRock Inc. 0.00% Add +0.9% 1,383,018 $7.6M
Commonwealth Equity Services, LLC 0.01% Add +4.7% 1,199,197 $6.6M
LPL Financial LLC 0.00% Reduce -1.1% 1,066,922 $5.9M
LSV Asset Management 0.01% Reduce -44.6% 891,235 $4.9M
Cambridge Investment Research Advisors, Inc. 0.02% Reduce -15.5% 882,952 $4.9M
Raymond James & Associates 0.00% Add +11.8% 762,194 $4.2M
BI Asset Management Fondsmaeglerselskab A/S 0.04% Add +14.1% 450,087 $2.5M
UBS Group AG 0.00% Reduce -2.7% 449,521 $2.5M
Rockefeller Capital Management L.P. 0.01% New 427,966 $2.4M
McKinley Capital Management LLC 0.40% Add +0.3% 409,469 $2.3M
TrueMark Investments, LLC 0.72% New 380,932 $2.1M
Osaic Holdings, Inc. 0.00% Reduce -38.0% 366,871 $2.0M
DNB Asset Management AS 0.01% Add +7.3% 342,285 $1.9M
Advisors Asset Management, Inc. 0.03% Reduce -29.2% 314,693 $1.7M
Cetera Investment Advisers 0.00% Reduce -2.3% 302,820 $1.7M
CANADA LIFE ASSURANCE Co 0.00% Add +2.6% 302,527 $1.7M
D.A. Davidson & Co. 0.01% Add +4.3% 291,437 $1.6M
Wells Fargo & Company 0.00% Add +4.3% 277,056 $1.5M
US Bancorp \de 0.00% Reduce -11.3% 260,100 $1.4M
Kestra Private Wealth Services, LLC 0.03% Add +0.4% 242,636 $1.3M
Palogic Value Management, L.P. 0.52% Add +2.1% 223,460 $1.2M
Virtus Advisers, LLC 0.56% Add +45.6% 206,391 $1.1M
Truist Financial Corp. 0.00% Reduce -4.2% 192,188 $1.1M
Creative Planning 0.00% Add +387.3% 175,953 $973K
International Assets Investment Management, LLC 0.09% Reduce -0.2% 175,158 $969K
Garner Asset Management Corp 0.34% Reduce -0.0% 128,421 $931K
Boothbay Fund Management, LLC 0.03% Reduce -25.0% 161,250 $892K
Atria Wealth Solutions, Inc. 0.01% Reduce -12.9% 153,122 $847K
Kovack Advisors, Inc. 0.09% Add +3.5% 143,414 $793K
Stifel Financial Corp. 0.00% Add +11.9% 137,352 $760K
Northern Trust Corp. 0.00% Reduce -13.5% 135,677 $750K
Alberta Investment Management Corp 0.01% No change 124,900 $691K
Caxton Associates LP 0.03% No change 124,102 $686K
HighTower Advisors, LLC 0.00% Add +1.8% 119,051 $660K
Jane Street Group, LLC 0.00% Add +5.8% 109,393 $605K
SMH Capital Advisors Inc. 1.71% Reduce -0.0% 101,304 $560K
Kestra Advisory Services, LLC 0.00% Add +44.3% 100,029 $553K
Y-Intercept (Hong Kong) Ltd 0.03% New 95,843 $530K
Catalyst Capital Advisors LLC 0.01% No change 95,140 $526K
Westwood Holdings Group Inc. 0.00% No change 93,246 $516K
HRT Financial LP 0.00% Add +71.7% 92,135 $509K
JPMorgan Chase & Co. 0.00% Reduce -70.6% 90,799 $502K
Royal Bank of Canada 0.00% Reduce -11.1% 90,781 $502K
Garden State Investment Advisory Services LLC 0.17% Reduce -0.2% 88,960 $492K
Independent Financial Group, LLC 0.02% Add +219.3% 83,235 $460K
Readystate Asset Management LP 0.04% New 82,898 $458K
Ameriprise Financial Inc. 0.00% Add +15.9% 81,812 $452K
Philadelphia Trust Co. 0.04% Reduce -5.8% 81,350 $450K
Susquehanna International Group, LLP 0.00% Add +631.7% 79,745 $441K
Sigma Planning Corp 0.01% Add +1.3% 76,695 $424K
Prospera Financial Services Inc 0.01% Add +12.5% 75,942 $420K
Summit Global Investments 0.03% No change 75,000 $415K
Guggenheim Capital LLC 0.00% Add +6.3% 71,962 $398K
Raymond James Financial Services Advisors, Inc. 0.00% Reduce -0.6% 69,556 $385K
Kathmere Capital Management, LLC 0.04% Add +19.8% 69,462 $384K
BNP Paribas Financial Markets 0.00% Add +56.7% 68,329 $378K
Moloney Securities Asset Management, LLC 0.05% Add +4.7% 63,802 $353K
Inspire Investing, LLC 0.04% Reduce -2.3% 63,550 $351K
Avantax Advisory Services, Inc. 0.00% Add +0.1% 63,078 $349K
Mariner, LLC 0.00% Reduce -33.4% 62,399 $345K
Bank of America Corp. 0.00% Reduce -27.6% 61,509 $340K
Two Sigma Investments, LP 0.00% Reduce -15.3% 61,434 $340K
Virtu Financial LLC 0.02% Add +46.4% 59,165 $327K
Spire Wealth Management 0.01% Add +207.4% 58,476 $323K
Centiva Capital, LP 0.01% New 54,604 $302K
Blair William & Co. 0.00% Add +0.8% 54,600 $302K
Teamwork Financial Advisors, LLC 0.04% Reduce -3.3% 54,135 $299K
Thrive Wealth Management, LLC 0.06% Add +0.3% 52,273 $289K
Lodestar Private Asset Management LLC 0.04% No change 50,000 $277K
ProShare Advisors LLC 0.00% Reduce -4.2% 49,209 $272K
Next Level Private LLC 0.12% Add +2.4% 47,110 $261K
Advisory Services Network, LLC 0.01% Reduce -34.3% 46,926 $260K
Dark Forest Capital Management LP 0.05% Add +34.2% 46,411 $257K
Roman Butler Fullerton & Co. 0.08% Add +3.3% 45,226 $253K
Barrett & Company, Inc. 0.11% Add +0.9% 44,350 $245K
Csenge Advisory Group 0.01% No change 44,128 $244K
Claro Advisors Inc. 0.04% No change 42,390 $234K
Goldman Sachs Group Inc. 0.00% Add +42.4% 42,114 $233K
Bessemer Group Inc. 0.00% No change 40,000 $221K
Balyasny Asset Management L.P. 0.00% Add +129.7% 39,249 $217K
Ausdal Financial Partners, Inc. 0.02% Add +34.7% 39,166 $217K
Harbour Investments, Inc. 0.01% Add +3.8% 38,499 $213K
Orion Porfolio Solutions, LLC 0.00% Reduce -1.4% 37,612 $208K
Orion Portfolio Solutions, LLC 0.00% Reduce -1.4% 37,612 $208K
IFG Advisory, LLC 0.01% Add +9.0% 36,195 $200K
Bank of Montreal 0.00% Add +0.6% 35,400 $198K
Mercer Global Advisors Inc. 0.00% Reduce -35.1% 35,867 $198K
PNC Financial Services Group, Inc. 0.00% Add +1.6% 35,068 $194K
FWG Investments, LLC. 0.20% Add +18.8% 34,955 $193K
Private Advisor Group, LLC 0.00% New 33,838 $187K
Sculati Wealth Management, LLC 0.08% Reduce -10.9% 33,695 $186K
Natixis 0.00% Add +1.2% 33,386 $185K
Cadence Bank 0.01% Add +3.3% 32,636 $180K
Strategies Wealth Advisors, LLC 0.03% Add +3.5% 31,680 $175K
Verition Fund Management LLC 0.00% New 29,847 $165K
Sunbelt Securities, Inc. 0.02% Reduce -1.4% 29,071 $161K
Oppenheimer & Co. Inc. 0.00% No change 28,922 $160K
Modern Wealth Management, LLC 0.01% Add +0.2% 28,733 $159K
Dudley Capital Management, LLC 0.09% No change 28,500 $158K
Lido Advisors, LLC 0.00% Add +160.8% 27,905 $156K
Sheaff Brock Investment Advisors, LLC 0.01% Reduce -21.6% 27,250 $151K
Triumph Capital Management 0.06% Add +0.1% 26,511 $147K
Copperwynd Financial, LLC 0.05% Add +0.1% 26,686 $145K
Eagle Global Advisors LLC 0.01% No change 25,900 $143K
Comerica Bank 0.00% Add +5.6% 25,341 $140K
Old National Bancorp 0.00% New 24,811 $137K
Janney Montgomery Scott LLC 0.00% Add +4.1% 24,601 $136K
Regal Investment Advisors LLC 0.01% Add +2.5% 24,136 $133K
Stephens Inc. 0.00% No change 23,417 $129K
Arkadios Wealth Advisors 0.01% Add +0.0% 22,925 $127K
Stratos Wealth Partners, LTD. 0.00% New 22,755 $126K
Inspire Advisors, LLC 0.02% Add +4.9% 22,371 $124K
J.W. Cole Advisors, Inc. 0.01% Reduce -1.7% 21,547 $119K
Squarepoint Ops LLC 0.00% Reduce -71.7% 21,142 $117K
Envestnet Asset Management Inc. 0.00% Reduce -28.1% 21,059 $116K
Level Four Advisory Services, LLC 0.01% Add +4.8% 21,025 $116K
Zimmermann Investment Management & Planning LLC 0.04% Add +2.0% 20,863 $115K
EMC Capital Management 0.07% No change 20,762 $115K
Creative Financial Designs Inc. 0.01% Reduce -40.1% 20,726 $115K
Two Sigma Advisers, LP 0.00% Reduce -50.6% 20,600 $114K
Vanguard Capital Wealth Advisors 0.08% Reduce -18.3% 20,303 $112K
Bank of New York Mellon Corp 0.00% Reduce -0.0% 19,836 $110K
WMG Financial Advisors, LLC 0.06% Add +2.4% 19,350 $107K
Wealth Enhancement Advisory Services, LLC 0.00% Add +2.3% 19,263 $107K
Midland Wealth Advisors, LLC 0.01% New 18,416 $102K
MML Investors Services, LLC 0.00% Add +27.8% 17,094 $95K
Kingsview Wealth Management, LLC 0.00% Add +2.7% 16,980 $94K
Focus Partners Advisor Solutions, LLC 0.00% New 16,523 $91K
State of Wyoming 0.01% Add +15.0% 15,571 $86K
Cherry Creek Investment Advisors, Inc. 0.04% Add +2.1% 15,434 $85K
First National Bank of Mount Dora, Trust Investment Services 0.02% No change 15,300 $85K
SpiderRock Advisors, LLC 0.00% No change 15,225 $84K
Wealthcare Advisory Partners LLC 0.00% No change 14,834 $82K
Manufacturers Life Insurance Company, The 0.00% Add +0.3% 14,743 $82K
AE Wealth Management LLC 0.00% New 14,473 $80K
Traynor Capital Management, Inc. 0.01% Add +1.0% 14,341 $79K
Wealthfront Advisers LLC 0.00% Reduce -25.3% 14,269 $79K
Sage Capital Management, LLC 0.04% No change 14,000 $77K
B. Riley Wealth Advisors, Inc. 0.00% Reduce -0.1% 13,097 $73K
Empowered Funds, LLC 0.00% No change 13,202 $73K
Moneta Group Investment Advisors LLC 0.00% No change 12,952 $72K
Shufro Rose & Co. LLC 0.01% No change 12,700 $70K
Steward Partners Investment Advisory, LLC 0.00% Reduce -39.5% 12,616 $70K
Silverlake Wealth Management LLC 0.03% Add +1.4% 12,567 $69K
Parallel Advisors, LLC 0.00% Reduce -5.1% 12,439 $69K
LVW Advisors, LLC 0.01% Add +0.4% 12,348 $68K
Cutter & CO Brokerage, Inc. 0.02% Add +3.5% 12,105 $67K
Detalus Advisors, LLC 0.02% No change 12,000 $66K
MAI Capital Management 0.00% No change 11,790 $65K
Corient Private Wealth LP 0.00% Reduce -7.3% 11,737 $65K
Farther Finance Advisors, LLC 0.00% New 11,520 $63K
Wedbush Securities Inc. 0.00% Reduce -8.3% 11,118 $61K
Captrust Financial Advisors 0.00% New 10,561 $58K
KG Capital Management 0.02% Reduce -1.6% 10,364 $57K
Brevan Howard Capital Management LP 0.00% New 10,288 $57K
NWF Advisory Services Inc. 0.01% Reduce -31.8% 10,100 $56K
Money Concepts Capital Corp. 0.00% No change 10,000 $55K
Cwm, LLC 0.00% Reduce -4.0% 9,589 $53K
Private Trust Co. NA 0.01% No change 8,401 $46K
Catalyst Funds Management Pty Ltd 0.01% New 8,400 $46K
CNB Bank 0.02% No change 7,500 $41K
Signaturefd, LLC 0.00% Reduce -17.6% 7,480 $41K
AllSquare Wealth Management LLC 0.02% No change 6,000 $33K
Asset Dedication, LLC 0.00% No change 5,880 $33K
Tower Research Capital LLC (TRC) 0.00% Reduce -57.6% 5,691 $31K
HHM Wealth Advisors, LLC 0.00% Add +5.6% 5,672 $31K
Archer Investment Corp 0.01% No change 5,000 $28K
Rothschild Investment LLC 0.00% No change 4,900 $27K
Banque Cantonale Vaudoise 0.00% No change 4,000 $22K
Avion Wealth 0.01% Add +3.3% 3,854 $21K
Headlands Technologies LLC 0.00% Reduce -50.0% 3,785 $21K
Deutsche Bank AG 0.00% No change 3,774 $21K
Lindbrook Capital, LLC 0.00% No change 3,440 $19K
Strategic Financial Concepts, LLC 0.01% Add +444.0% 98,459 $18K
CoreCap Advisors, LLC 0.00% Reduce -59.8% 3,184 $18K
Global Retirement Partners, LLC 0.00% Add +124.3% 3,151 $17K
Silicon Valley Capital Partners 0.00% New 3,017 $17K
Founders Capital Management 0.01% No change 3,000 $17K
CIBC Private Wealth Group LLC 0.00% No change 3,000 $17K
Avior Wealth Management, LLC 0.00% New 2,662 $15K
Activest Wealth Management 0.00% New 2,300 $13K
Geneos Wealth Management Inc. 0.00% No change 2,300 $13K
Northwestern Mutual Wealth Management Co. 0.00% New 2,300 $13K
Lanark Financial, Inc. 0.00% No change 2,200 $12K
West Branch Capital LLC 0.00% No change 2,018 $11K
Redwood Wealth Management Group, LLC 0.01% New 1,950 $11K
AdvisorNet Financial, Inc 0.00% Add +3.2% 1,918 $11K
Cypress Capital Management LLC (WY) 0.01% Add +3.2% 1,895 $10K
Coppell Advisory Solutions LLC 0.00% — 1,734 $10K
NewEdge Advisors, LLC 0.00% Add +3.4% 1,625 $9K
Beacon Capital Management, LLC 0.00% Add +3.2% 1,623 $9K
Webster Bank, N. A. 0.00% No change 1,620 $9K
Huntington National Bank 0.00% No change 1,530 $8K
Carmichael Hill & Associates, Inc. 0.00% No change 1,465 $8K
Semmax Financial Advisors Inc. 0.00% No change 1,480 $7K
Gables Capital Management Inc. 0.00% No change 1,000 $6K
IFP Advisors, Inc 0.00% No change 750 $4K
Larson Financial Group LLC 0.00% No change 640 $4K
LRI Investments, LLC 0.00% Add +3.4% 632 $3K
Cape Investment Advisory, Inc. 0.00% Reduce -36.3% 559 $3K
EdgeRock Capital LLC 0.00% New 505 $3K
Assetmark, Inc. 0.00% New 500 $3K
Jones Financial Companies LLLP 0.00% New 462 $3K
Blue Trust, Inc. 0.00% Add +43000.0% 431 $2K
Central Pacific Bank - Trust Division 0.00% No change 428 $2K
EverSource Wealth Advisors, LLC 0.00% Add +170.0% 432 $2K
Rise Advisors, LLC 0.00% Add +3.4% 396 $2K
Hilltop National Bank 0.00% No change 380 $2K
Quadrant Capital Group LLC 0.00% No change 366 $2K
Principal Securities, Inc. 0.00% Add +102.7% 306 $2K
Peoples Financial Services Corp. 0.00% No change 205 $1K
Realta Investment Advisors 0.00% Add +3.8% 192 $1K
Cypress Capital, LLC 0.00% New 100 $553
Heritage Wealth Advisors 0.00% No change 100 $553
Barclays PLC 0.00% No change 89 $492
Hexagon Capital Partners LLC 0.00% Reduce -7.5% 49 $271
Allworth Financial LP 0.00% Add +113.0% 49 $270
Frazier Financial Advisors, LLC 0.00% Add +7.1% 15 $82
Citigroup Inc. 0.00% Reduce -99.9% 10 $55
ORG Partners LLC 0.00% New 5 $31
FMR LLC 0.00% New 2 $11
Mather Group, Llc. 0.00% New 2 $11
Smithfield Trust Co 0.00% No change 47 $0
Roble, Belko & Company, Inc 0.00% New 9 $0

"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.