Alps Sector Dividend DogsSDOGETF

13F holders, Q3 2025 (September 30)
147holders −8
5new positions
12sold out
1famous investor
$60.22avg. 13F price*

At the end of Q3 2025, 147 institutions reported holding Alps Sector Dividend Dogs (SDOG) in their 13F filings, down 8 from Q2 2025. 5 opened new positions and 12 sold out. The largest holders were Bank of America Corp. ($86.3M), Morgan Stanley ($63.0M) and Wells Fargo & Company ($38.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Sector Dividend Dogs
Filed as
ALPS ETF TR (Q3 2025)
CUSIP
00162Q858
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200 Q1 2024: 140Q1 2024Q2 2024: 144Q2 2024Q3 2024: 145Q3 2024Q4 2024: 155Q4 2024Q1 2025: 153Q1 2025Q2 2025: 155Q2 2025Q3 2025: 147Q3 2025Q4 2025: 162Q4 2025Q1 2026: 164Q1 2026Q2 2026: 171Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions5$329K
Exits12$1.1M

All 13F filers, Q2 2025 → Q3 2025: 82,509 shares bought and 225,018 shares sold, net −142,509 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 147 holders

Bank of America Corp. 0.01% Reduce -5.2% 1,432,540 $86.3M
Morgan Stanley 0.00% Add +0.1% 1,046,159 $63.0M
Wells Fargo & Company 0.01% Reduce -1.6% 642,184 $38.7M
UBS Group AG 0.00% Reduce -3.1% 302,617 $18.2M
Raymond James Financial Inc. 0.01% Reduce -2.2% 295,543 $17.8M
LPL Financial LLC 0.00% Add +5.0% 264,802 $15.9M
Commonwealth Equity Services, LLC 0.02% Reduce -6.6% 208,183 $12.5M
Royal Bank of Canada 0.00% Reduce -0.6% 151,621 $9.1M
Janney Montgomery Scott LLC 0.02% Reduce -2.7% 105,450 $6.4M
Capital Investment Counsel, LLC 0.76% Add +4.4% 86,219 $5.2M
MTM Financial Group, LLC 2.28% Reduce -0.0% 76,696 $4.6M
Goldman Sachs Group Inc. 0.00% Reduce -2.3% 73,586 $4.4M
Wealth Enhancement Advisory Services, LLC 0.01% Reduce -3.3% 72,392 $4.4M
Dynamic Advisor Solutions LLC 0.12% Add +0.9% 70,400 $4.2M
Stifel Financial Corp. 0.00% Add +1.1% 61,268 $3.7M
Del-Sette Capital Management, LLC 2.11% Reduce -4.0% 56,361 $3.4M
Rockefeller Capital Management L.P. 0.01% Add +10.5% 53,463 $3.2M
Meridian Wealth Management, LLC 0.11% Reduce -1.0% 47,518 $2.9M
JPL Wealth Management, LLC 0.67% Reduce -0.2% 46,742 $2.8M
Integrated Wealth Concepts LLC 0.02% Reduce -1.0% 44,928 $2.7M
Cetera Investment Advisers 0.00% Reduce -10.8% 41,507 $2.5M
Joseph P. Lucia & Associates, LLC 0.88% Reduce -0.3% 38,706 $2.3M
Ameriprise Financial Inc. 0.00% Reduce -7.7% 37,005 $2.2M
Osaic Holdings, Inc. 0.00% Reduce -6.1% 35,966 $2.2M
Money Concepts Capital Corp. 0.13% Add +1.7% 35,896 $2.2M
United Capital Financial Advisors, LLC 0.01% Reduce -11.7% 32,663 $2.0M
Kestra Advisory Services, LLC 0.01% Add +4.4% 31,502 $1.9M
Sage Capital Management, LLC 0.78% Add +0.4% 28,695 $1.7M
Cambridge Investment Research Advisors, Inc. 0.00% Add +3.1% 27,500 $1.7M
Federation des caisses Desjardins du Quebec 0.01% Reduce -3.8% 26,343 $1.6M
Steward Partners Investment Advisory, LLC 0.01% Add +0.2% 25,341 $1.5M
&partners 0.01% Add +21.9% 24,354 $1.5M
Apollon Wealth Management, LLC 0.02% Reduce -0.1% 21,873 $1.3M
Summit Financial, LLC 0.02% Add +6.2% 21,277 $1.3M
NewEdge Advisors, LLC 0.01% Add +45.8% 20,500 $1.2M
Jones Financial Companies LLLP 0.00% Add +65.9% 20,535 $1.2M
MML Investors Services, LLC 0.00% Add +3.0% 20,311 $1.2M
Cypress Wealth Services, LLC 0.18% Add +0.6% 18,094 $1.1M
Prospera Financial Services Inc 0.02% Reduce -0.0% 18,040 $1.1M
HighTower Advisors, LLC 0.00% Reduce -0.6% 16,440 $990K
Cahill Financial Advisors Inc. 0.11% Reduce -11.3% 16,066 $968K
Summit Financial Wealth Advisors, LLC 0.15% Add +1.0% 15,813 $957K
Baird Financial Group, Inc. 0.00% Reduce -1.7% 15,851 $955K
Investors Research Corp 0.17% Reduce -10.4% 15,267 $920K
Mariner, LLC 0.00% Add +15.3% 15,185 $915K
Madden Advisory Services, Inc. 0.38% Reduce -0.8% 14,856 $895K
Concurrent Investment Advisors, LLC 0.02% Reduce -0.2% 14,480 $872K
Citadel Advisors 0.00% Add +70.2% 14,328 $863K
Sanctuary Advisors, LLC 0.00% Add +20.6% 13,539 $815K
FMR LLC 0.00% Add +28.9% 13,107 $789K
Private Advisor Group, LLC 0.00% Reduce -2.6% 11,835 $713K
BKM Wealth Management, LLC 0.26% Add +10.6% 11,752 $708K
IFP Advisors, Inc 0.02% Add +2135.4% 11,177 $673K
Capstone Wealth Management Group LLC 0.38% No change 9,835 $592K
Creative Planning 0.00% Add +5.6% 8,852 $533K
GTS Securities LLC 0.02% Reduce -79.4% 8,664 $522K
Northwestern Mutual Wealth Management Co. 0.00% Add +0.3% 8,559 $516K
Envestnet Asset Management Inc. 0.00% Add +16.5% 8,539 $514K
Truist Financial Corp. 0.00% Reduce -17.1% 8,534 $514K
Harbour Investments, Inc. 0.01% Reduce -4.8% 8,320 $501K
Wealthcare Capital Partners, LLC 0.23% No change 8,272 $498K
Strategic Financial Concepts, LLC 0.07% Add +0.8% 8,185 $493K
J.W. Cole Advisors, Inc. 0.01% Reduce -1.0% 8,059 $485K
PFG Investments, LLC 0.03% Add +0.2% 8,014 $483K
Wealthcare Advisory Partners LLC 0.01% Reduce -5.0% 7,892 $475K
Tradition Wealth Management, LLC 0.03% Add +0.0% 7,782 $469K
Sweeney & Michel, LLC 0.15% Add +0.8% 7,886 $460K
Parvin Asset Management, LLC 0.40% No change 7,521 $453K
Nations Financial Group Inc, /Ia/ 0.03% Add +0.1% 7,170 $432K
Kestra Private Wealth Services, LLC 0.01% Add +2.4% 7,015 $423K
Cathy Pareto & Associates, Inc. 0.32% Reduce -1.6% 6,952 $419K
Thrivent Financial for Lutherans 0.00% No change 6,794 $409K
Pinnacle Bancorp, Inc. 0.12% No change 6,700 $404K
D.A. Davidson & Co. 0.00% No change 6,582 $396K
Virtus Wealth Solutions LLC 0.07% Add +0.9% 6,245 $376K
Keystone Financial Group 0.03% Reduce -2.1% 6,079 $366K
Allworth Financial LP 0.00% Add +0.5% 5,878 $354K
TCFG Wealth Management, LLC 0.13% Reduce -0.7% 5,510 $332K
NorthCoast Asset Management LLC 0.00% No change 5,263 $317K
Commonwealth Financial Services, LLC 0.05% No change 5,170 $311K
Captrust Financial Advisors 0.00% Reduce -28.8% 5,150 $310K
Diversify Advisory Services, LLC 0.01% No change 5,282 $310K
Convergence Financial, LLC 0.04% No change 4,889 $294K
Tiaa Trust, National Association 0.00% No change 4,870 $293K
Waverly Advisors, LLC 0.00% Add +4.7% 4,816 $290K
Central Valley Advisors, LLC 0.09% No change 4,792 $289K
Dana Investment Advisors, Inc. 0.01% No change 4,712 $284K
Comerica Bank 0.00% Reduce -0.6% 4,661 $281K
First Heartland Consultants, Inc. 0.02% No change 4,655 $280K
Hudock, Inc. 0.04% No change 4,285 $258K
Lido Advisors, LLC 0.00% Reduce -8.4% 4,250 $256K
Tyche Wealth Partners LLC 0.04% Reduce -26.8% 4,225 $254K
Gill Capital Partners, LLC 0.08% No change 4,182 $252K
Private Trust Co. NA 0.02% No change 4,165 $251K
Beacon Pointe Advisors, LLC 0.00% Reduce -26.2% 4,071 $245K
MKT Advisors LLC 0.09% Reduce -11.2% 3,925 $238K
Advisory Services Network, LLC 0.00% Add +0.1% 3,935 $237K
PFG Advisors 0.01% Reduce -36.3% 3,905 $235K
Thompson Investment Management, Inc. 0.03% No change 3,829 $231K
CIBC Private Wealth Group LLC 0.00% No change 3,760 $226K
Aspen Grove Capital, LLC 0.04% Reduce -34.8% 3,750 $226K
Snowden Capital Advisors LLC 0.01% Reduce -9.7% 3,692 $222K
Silver Oak Securities, Incorporated 0.02% Reduce -10.6% 3,671 $221K
Oppenheimer & Co. Inc. 0.00% Add +0.5% 3,590 $216K
Kovack Advisors, Inc. 0.02% New 3,439 $207K
Simmons Bank 0.01% Reduce -7.6% 3,404 $205K
Tower Research Capital LLC (TRC) 0.01% Add +97.9% 3,257 $196K
Geneos Wealth Management Inc. 0.00% Reduce -3.9% 2,740 $165K
PNC Financial Services Group, Inc. 0.00% Reduce -26.9% 2,172 $131K
National Bank of Canada 0.00% No change 2,096 $126K
Ancora Advisors LLC 0.00% Reduce -65.5% 2,093 $126K
Lanark Financial, Inc. 0.01% No change 2,010 $121K
Rothschild Investment LLC 0.01% No change 1,750 $105K
CoreCap Advisors, LLC 0.00% Add +0.1% 1,107 $67K
Key Financial Inc 0.01% No change 1,098 $66K
Signaturefd, LLC 0.00% No change 1,000 $60K
Heartwood Wealth Advisors LLC 0.01% New 989 $60K
Cullen/Frost Bankers, Inc. 0.00% New 944 $57K
Register Financial Advisors LLC 0.02% Reduce -11.9% 925 $56K
Albion Financial Group 0.00% Add +0.9% 892 $54K
JPMorgan Chase & Co. 0.00% Add +0.1% 820 $49K
ORG Partners LLC 0.01% No change 750 $45K
TD Waterhouse Canada Inc. 0.00% No change 505 $31K
Parallel Advisors, LLC 0.00% No change 500 $30K
MAI Capital Management 0.00% No change 500 $30K
Bank of Montreal 0.00% No change 500 $30K
US Bancorp \de 0.00% No change 400 $24K
Citigroup Inc. 0.00% Add +157.4% 296 $18K
Assetmark, Inc. 0.00% No change 250 $15K
AlphaCore Capital LLC 0.00% No change 210 $13K
one8zero8, LLC 0.00% No change 195 $12K
Avion Wealth 0.00% Reduce -30.6% 172 $10K
O'shaughnessy Asset Management, LLC 0.00% No change 160 $10K
SOA Wealth Advisors, LLC. 0.00% No change 155 $9K
Golden State Wealth Management, LLC 0.00% Add +0.7% 144 $9K
Stephens Consulting, LLC 0.00% Reduce -19.5% 140 $8K
Global Retirement Partners, LLC 0.00% Add +1.7% 117 $7K
Principal Securities, Inc. 0.00% Reduce -66.7% 100 $6K
BlackRock, Inc. 0.00% New 55 $3K
GPS Wealth Strategies Group, LLC 0.00% New 42 $3K
AE Wealth Management LLC 0.00% Reduce -36.5% 33 $2K
Winthrop Capital Management, LLC 0.00% No change 27 $2K
Costello Asset Management, INC 0.00% No change 26 $2K
Truvestments Capital LLC 0.00% No change 17 $1K
DHJJ Financial Advisors, Ltd. 0.00% No change 11 $640
Russell Investments Group, Ltd. 0.00% Reduce -91.9% 10 $602
Larson Financial Group LLC 0.00% No change 4 $245

"% of holder's portfolio" is SDOG's weight in each manager's 13F, not the share of Alps Sector Dividend Dogs the manager owns.