Tri-ContinentalTY

13F holders, Q1 2026 (March 31)
153holders +2
11new positions
9sold out
2famous investors
$31.64avg. 13F price*

At the end of Q1 2026, 153 institutions reported holding Tri-Continental Corp. (TY) in their 13F filings, up 2 from Q4 2025. 11 opened new positions and 9 sold out. The largest holders were Saba Capital Management, L.P. ($23.2M), Morgan Stanley ($17.5M) and Lazard Asset Management LLC ($16.3M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).

Company
Tri-Continental Corp.
CUSIP
895436103
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200 Q1 2024: 129Q1 2024Q2 2024: 135Q2 2024Q3 2024: 136Q3 2024Q4 2024: 149Q4 2024Q1 2025: 145Q1 2025Q2 2025: 149Q2 2025Q3 2025: 154Q3 2025Q4 2025: 151Q4 2025Q1 2026: 153Q1 2026Q2 2026: 158Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions11$1.9M
Exits9$2.2M

All 13F filers, Q4 2025 → Q1 2026: 426,667 shares bought and 304,533 shares sold, net +122,134 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 153 holders

Saba Capital Management, L.P. 0.75% Add +4.8% 735,098 $23.2M
Morgan Stanley 0.00% Reduce -1.5% 553,797 $17.5M
Lazard Asset Management LLC 0.03% Reduce -0.6% 514,535 $16.3M
Blue Bell Private Wealth Management, LLC 1.95% Add +2.2% 430,043 $13.6M
Allspring Global Investments Holdings, LLC 0.02% Add +9.5% 366,014 $11.6M
Raymond James Financial Inc. 0.00% Reduce -4.7% 260,984 $8.2M
UBS Group AG 0.00% Reduce -18.7% 213,270 $6.7M
Focus Partners Wealth 0.01% Add +3.1% 198,736 $6.3M
UMB Bank, n.a. 0.08% Reduce -1.5% 177,792 $5.6M
Wells Fargo & Company 0.00% Reduce -5.4% 166,093 $5.2M
Uncommon Cents Investing LLC 1.17% Reduce -0.1% 159,671 $5.0M
Cornerstone Advisory, LLC 0.45% Add +2.8% 151,571 $4.8M
Hennion & Walsh Asset Management, Inc. 0.15% Add +17.0% 144,772 $4.6M
Osaic Holdings, Inc. 0.01% Add +395.8% 123,077 $3.9M
Stifel Financial Corp. 0.00% Add +3.8% 103,652 $3.3M
Mariner, LLC 0.00% Add +2.9% 96,591 $3.1M
Shaker Financial Services, LLC 1.03% Add +33.0% 93,663 $3.0M
1620 Investment Advisors, Inc. 1.98% Add +0.3% 92,650 $2.9M
EP Wealth Advisors, LLC 0.01% Reduce -2.1% 86,270 $2.7M
First Trust Advisors LP 0.00% Add +15.3% 84,592 $2.7M
Wealth Enhancement Advisory Services, LLC 0.01% Reduce -35.0% 82,630 $2.6M
Altium Capital Management LLC 5.93% Add +95.1% 78,920 $2.5M
LPL Financial LLC 0.00% Reduce -3.2% 78,691 $2.5M
Capstone Financial Advisors, Inc. 0.13% No change 75,513 $2.4M
D.A. Davidson & Co. 0.01% Reduce -1.4% 73,108 $2.3M
Platform Technology Partners 0.41% No change 66,996 $2.1M
Evolve Private Wealth, LLC 0.10% Add +0.1% 61,634 $1.9M
RB Capital Management, LLC 0.43% Reduce -4.0% 60,974 $1.9M
Royal Bank of Canada 0.00% Add +1.9% 58,243 $1.8M
Commonwealth Equity Services, LLC 0.00% Add +2.4% 55,259 $1.7M
Concurrent Investment Advisors, LLC 0.02% Add +10.1% 49,345 $1.6M
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -0.4% 48,350 $1.5M
Bank of America Corp. 0.00% Add +0.1% 46,881 $1.5M
Allworth Financial LP 0.01% Add +0.2% 41,186 $1.3M
Beckerman Institutional, LLC 0.67% Reduce -1.3% 39,994 $1.3M
Pathstone Holdings, LLC 0.00% Add +202.5% 38,657 $1.2M
Quadrant Private Wealth Management, LLC 0.19% No change 38,406 $1.2M
Steward Partners Investment Advisory, LLC 0.01% Add +20.4% 38,095 $1.2M
Whitener Capital Management, Inc. 0.24% Add +0.2% 33,821 $1.1M
Albion Financial Group 0.06% No change 30,496 $963K
Altus Wealth Group LLC 0.38% Reduce -1.9% 29,614 $936K
HighTower Advisors, LLC 0.00% Add +0.5% 29,065 $918K
Wolverine Asset Management LLC 0.05% Add +381.4% 28,679 $906K
Stolper Co 0.24% Reduce -70.1% 18,450 $847K
Creative Planning 0.00% Add +0.6% 25,948 $820K
Thrivent Financial for Lutherans 0.00% No change 25,907 $819K
Advisors Asset Management, Inc. 0.01% Reduce -1.6% 24,598 $777K
&partners 0.00% Add +4.8% 24,644 $775K
Baltimore-Washington Financial Advisors, Inc. 0.03% No change 24,416 $771K
PNC Financial Services Group, Inc. 0.00% Add +37.4% 22,817 $721K
Cetera Investment Advisers 0.00% Reduce -2.0% 22,608 $714K
Guggenheim Capital LLC 0.01% Reduce -21.6% 21,082 $666K
Kirr Marbach & Co. LLC 0.11% No change 19,882 $628K
Kestra Advisory Services, LLC 0.00% Add +0.4% 19,030 $601K
Cerity Partners LLC 0.00% Add +21.5% 18,346 $580K
Heritage Wealth Advisors 0.02% Reduce -1.8% 17,846 $564K
Foundations Investment Advisors, LLC 0.01% Add +0.6% 17,825 $563K
Johnson Investment Counsel Inc. 0.00% Add +0.0% 16,925 $535K
First PREMIER Bank 0.12% No change 16,574 $524K
Citadel Advisors 0.00% Reduce -65.1% 15,665 $495K
Tower Wealth Partners, Inc. 0.27% Add +0.9% 15,604 $493K
Rockefeller Capital Management L.P. 0.00% Add +6.0% 15,529 $491K
Mgo One Seven LLC 0.01% Reduce -29.8% 15,330 $484K
JPMorgan Chase & Co. 0.00% Reduce -1.2% 15,611 $483K
Successful Portfolios LLC 0.26% Add +0.1% 15,205 $473K
GatePass Capital, LLC 0.23% No change 14,756 $466K
Delta Capital Management LLC 0.23% No change 13,342 $421K
Waverly Advisors, LLC 0.00% Add +0.2% 12,935 $409K
First Financial Bankshares Inc 0.01% No change 12,720 $402K
MSH Capital Advisors LLC 0.09% No change 12,719 $402K
Twin Focus Capital Partners, LLC 0.05% No change 12,611 $398K
XTX Topco Ltd 0.01% Add +53.4% 12,360 $390K
Cora Capital Advisors LLC 0.13% No change 11,981 $378K
Joel Isaacson & Co., LLC 0.01% No change 11,866 $375K
Corient Private Wealth LP 0.00% Reduce -1.9% 11,763 $372K
Savvy Advisors, Inc. 0.01% No change 11,598 $366K
Sei Investments Co. 0.00% New 11,335 $358K
Level Four Advisory Services, LLC 0.01% Add +20.2% 11,250 $355K
Private Advisor Group, LLC 0.00% Reduce -3.0% 11,121 $351K
Nations Financial Group Inc, /Ia/ 0.02% No change 11,006 $348K
Financial Plan, Inc. 0.04% Reduce -8.2% 11,006 $348K
NorthRock Partners, LLC 0.01% New 10,447 $330K
Koshinski Asset Management, Inc. 0.02% No change 10,199 $322K
American Institute for Advanced Investment Management, LLP 0.21% No change 10,170 $321K
Tiaa-Cref Individual & Institutional Services, LLC 0.00% — 10,136 $320K
Oppenheimer & Co. Inc. 0.00% Add +0.0% 10,010 $316K
Integrated Wealth Concepts LLC 0.00% New 9,938 $314K
Northern Trust Corp. 0.00% Reduce -0.0% 9,823 $310K
Meridian Investment Counsel Inc. 0.07% No change 9,755 $308K
Ferguson Wellman Capital Management, Inc. 0.00% No change 9,266 $293K
Susquehanna International Group, LLP 0.00% Add +5.9% 8,898 $281K
AQR Capital Management 0.00% Add +6.2% 8,673 $274K
Tandem Capital Management Corp. 0.13% No change 8,300 $262K
Uhlmann Price Securities, LLC 0.02% New 5,393 $261K
Unify Financial Advisors 0.27% Reduce -1.9% 8,129 $257K
Ameriprise Financial Inc. 0.00% Reduce -11.3% 8,019 $253K
Quantinno Capital Management LP 0.00% Reduce -7.3% 7,945 $251K
International Assets Investment Management, LLC 0.02% Reduce -7.3% 7,532 $241K
Gateway Wealth Partners, LLC 0.01% New 7,440 $235K
Prentiss Smith & Co. Inc. 0.13% No change 7,026 $222K
Independent Family Office, LLC 0.09% No change 6,987 $221K
Moneta Group Investment Advisors LLC 0.00% No change 6,609 $209K
Baird Financial Group, Inc. 0.00% Reduce -16.6% 6,549 $207K
Cwm, LLC 0.00% Add +0.1% 6,424 $203K
Quantedge Capital Pte Ltd 0.11% New 6,351 $201K
Ancora Advisors LLC 0.00% No change 5,900 $186K
Quent Capital, LLC 0.01% No change 5,405 $171K
MAI Capital Management 0.00% No change 4,990 $158K
US Bancorp \de 0.00% No change 4,985 $157K
Bessemer Group Inc. 0.00% Add +78.4% 4,997 $157K
First Command Advisory Services, Inc. 0.00% No change 4,694 $148K
Crews Bank & Trust 0.02% No change 4,434 $140K
Brown, Lisle/Cummings, Inc. 0.03% No change 4,200 $133K
BNP Paribas Financial Markets 0.00% Reduce -60.9% 3,290 $104K
Citigroup Inc. 0.00% No change 3,245 $103K
Parallel Advisors, LLC 0.00% No change 3,240 $102K
CENTRAL TRUST Co 0.00% Reduce -38.1% 3,098 $98K
Brown Brothers Harriman & Co. 0.00% No change 3,057 $97K
Northwestern Mutual Wealth Management Co. 0.00% No change 3,050 $96K
North Star Investment Management Corp. 0.01% New 2,987 $94K
GHP Investment Advisors, Inc. 0.00% No change 2,767 $87K
Atwood & Palmer Inc. 0.00% No change 2,726 $86K
Jones Financial Companies LLLP 0.00% No change 2,639 $82K
Clearstead Advisors, LLC 0.00% No change 2,500 $79K
Bayban 0.06% No change 2,310 $73K
McIlrath & Eck, LLC 0.01% No change 2,293 $72K
Harbour Investments, Inc. 0.00% Add +786.5% 2,225 $70K
Advocate Investing Services LLC 0.04% No change 1,649 $52K
Assetmark, Inc. 0.00% No change 1,639 $52K
NBT Bank, N.A. 0.00% No change 1,481 $47K
Anchor Investment Management, LLC 0.00% Reduce -26.8% 1,465 $46K
Costello Asset Management, INC 0.01% No change 1,375 $43K
Salem Investment Counselors Inc. 0.00% New 1,314 $42K
HM Payson & Co. 0.00% No change 1,184 $40K
Armstrong Advisory Group, Inc. 0.00% Add +0.5% 1,159 $37K
Wilmington Savings Fund Society, FSB 0.00% No change 992 $31K
Hanson & Doremus Investment Management 0.00% New 929 $29K
Asset Dedication, LLC 0.00% New 664 $21K
Advisory Services Network, LLC 0.00% New 612 $19K
CX Institutional 0.00% Add +0.8% 602 $19K
CVA Family Office, LLC 0.00% No change 464 $15K
Hilltop National Bank 0.00% No change 370 $12K
Blue Trust, Inc. 0.00% No change 368 $12K
SJS Investment Consulting Inc. 0.00% No change 231 $7K
First Pacific Financial 0.00% Add +0.9% 230 $7K
SHP Wealth Management 0.00% No change 221 $7K
Thomas J. Herzfeld Advisors, Inc. 0.00% Add +0.5% 195 $6K
IFP Advisors, Inc 0.00% No change 180 $6K
Stone House Investment Management, LLC 0.00% Add +0.7% 147 $5K
Sound Income Strategies, LLC 0.00% Add +70.6% 145 $5K
NewEdge Advisors, LLC 0.00% No change 138 $4K
Strategic Investment Solutions, Inc. 0.00% No change 134 $4K
Center for Financial Planning, Inc. 0.00% No change 25 $790

"% of holder's portfolio" is TY's weight in each manager's 13F, not the share of Tri-Continental Corp. the manager owns.