Axsome TherapeuticsAXSM

13F holders, Q1 2026 (March 31)
410holders +11
62new positions
51sold out
7famous investors
$168.95avg. 13F price*

At the end of Q1 2026, 410 institutions reported holding Axsome Therapeutics Inc. (AXSM) in their 13F filings, up 11 from Q4 2025. 62 opened new positions and 51 sold out. The largest holders were BlackRock, Inc. ($661.3M), Vanguard Portfolio Management LLC ($347.9M) and Vanguard Capital Management LLC ($327.5M). 7 famous investors held it, including Steve Cohen (0.1% of Point72 Asset Management's portfolio), David E. Shaw (0.1% of D. E. Shaw & Co.'s portfolio) and Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).

Company
Axsome Therapeutics Inc.
CUSIP
05464T104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0200400600 Q1 2024: 259Q1 2024Q2 2024: 257Q2 2024Q3 2024: 280Q3 2024Q4 2024: 292Q4 2024Q1 2025: 353Q1 2025Q2 2025: 348Q2 2025Q3 2025: 355Q3 2025Q4 2025: 399Q4 2025Q1 2026: 410Q1 2026Q2 2026: 505Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions62$114.7M
Exits51$321.1M

All 13F filers, Q4 2025 → Q1 2026: 4,799,281 shares bought and 4,040,821 shares sold, net +758,460 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 410 holders

BlackRock, Inc. 0.01% Reduce -0.0% 3,912,844 $661.3M
Vanguard Portfolio Management LLC 0.02% — 2,058,170 $347.9M
Vanguard Capital Management LLC 0.01% — 1,937,752 $327.5M
FMR LLC 0.01% Add +32.6% 1,566,995 $264.9M
T. Rowe Price Associates Inc. 0.03% Reduce -12.8% 1,317,059 $222.6M
Invesco Ltd. 0.02% Add +1.9% 1,297,678 $219.3M
Geode Capital Management, LLC 0.01% Add +15.1% 1,162,981 $196.6M
Wellington Management Group LLP 0.04% Reduce -6.3% 1,145,306 $193.6M
Deep Track Capital, LP 3.84% Reduce -4.3% 1,100,000 $185.9M
State Street Corp. 0.01% Add +3.0% 986,809 $166.8M
Assenagon Asset Management S.A. 0.23% Add +85.0% 865,958 $146.4M
Nomura Asset Management International Inc. 0.24% Reduce -17.9% 812,809 $137.4M
Adage Capital Partners Gp, L.L.C. 0.19% Add +100.7% 737,578 $124.7M
Alethea Capital Management, LLC 58.94% Reduce -2.9% 649,114 $109.7M
D. E. Shaw & Co. 0.09% Add +9.9% 603,465 $102.0M
Bank of America Corp. 0.01% Reduce -3.2% 598,091 $101.1M
First Trust Advisors LP 0.07% Add +1230.2% 577,479 $97.6M
UBS Group AG 0.02% Add +54.0% 547,195 $92.5M
Eventide Asset Management, LLC 1.45% Reduce -9.1% 519,558 $87.8M
Morgan Stanley 0.00% Reduce -3.0% 476,701 $80.6M
Franklin Resources Inc. 0.02% Add +28.0% 438,490 $74.1M
Point72 Asset Management 0.13% Add +2259.8% 424,750 $71.8M
Goldman Sachs Group Inc. 0.01% Add +40.1% 421,447 $71.2M
Pictet Asset Management Holding SA 0.07% Reduce -4.6% 415,983 $70.3M
Northern Trust Corp. 0.01% Add +2.8% 401,459 $67.9M
Charles Schwab Investment Management Inc. 0.01% Reduce -1.9% 395,118 $66.8M
Hood River Capital Management LLC 0.63% Add +1.4% 371,503 $62.8M
Principal Financial Group Inc. 0.03% Reduce -3.5% 350,488 $59.2M
Nuveen, LLC 0.02% Reduce -3.9% 335,737 $56.7M
Qube Research & Technologies Ltd 0.08% Add +3.0% 335,334 $56.7M
Two Sigma Investments, LP 0.05% Add +121.7% 322,778 $54.6M
Vanguard Fiduciary Trust Co. 0.01% — 295,139 $49.9M
Driehaus Capital Management LLC 0.36% Add +32.6% 292,370 $49.4M
Citadel Advisors 0.03% Add +103.7% 281,503 $47.6M
PFM Health Sciences, LP 4.79% Add +5.1% 264,304 $44.7M
Loomis Sayles & Co. L P 0.06% Reduce -18.6% 256,625 $43.4M
JPMorgan Chase & Co. 0.00% Add +15.8% 270,160 $43.4M
Orbimed Advisors LLC 0.82% Reduce -15.5% 213,921 $36.2M
Sofinnova Investments, Inc. 1.80% Add +1634.4% 212,747 $36.0M
Bank of New York Mellon Corp 0.01% Reduce -19.0% 206,644 $34.9M
Frontier Capital Management Co. LLC 0.35% Add +28.8% 203,066 $34.3M
First Turn Management, LLC 3.56% Reduce -8.8% 188,772 $31.9M
BNP Paribas Financial Markets 0.02% Reduce -38.2% 188,146 $31.8M
Citigroup Inc. 0.02% Reduce -9.0% 185,658 $31.4M
Voya Investment Management LLC 0.04% Add +6.2% 183,967 $31.1M
Ameriprise Financial Inc. 0.01% Add +76.5% 176,314 $29.8M
Renaissance Technologies 0.04% Reduce -3.4% 164,300 $27.8M
Woodline Partners LP 0.10% Add +7.5% 162,221 $27.4M
MetLife Investment Management, LLC 0.13% Reduce -7.4% 152,645 $25.8M
Perceptive Advisors LLC 0.50% Add +0.7% 149,950 $25.3M
Aberdeen Group plc 0.04% Add +53.7% 149,688 $25.3M
Voleon Capital Management LP 0.54% Add +34.2% 147,867 $25.0M
Raymond James Financial Inc. 0.01% Reduce -1.6% 147,766 $24.3M
1832 Asset Management L.P. 0.03% Add +949.6% 143,800 $24.3M
Man Group plc 0.05% Reduce -37.8% 142,271 $24.0M
Marshall Wace, LLP 0.03% Reduce -55.9% 141,236 $23.9M
Algert Global LLC 0.34% Reduce -9.3% 135,460 $22.9M
Connor, Clark & Lunn Investment Management Ltd. 0.05% Reduce -28.4% 134,792 $22.8M
US Bancorp \de 0.03% Add +0.3% 131,414 $22.2M
Manufacturers Life Insurance Company, The 0.02% Reduce -12.5% 117,093 $19.8M
Squarepoint Ops LLC 0.04% Reduce -26.4% 114,102 $19.3M
Federated Hermes, Inc. 0.03% Add +24.4% 108,571 $18.4M
Emerald Advisers, LLC 0.58% Reduce -0.4% 107,610 $18.2M
Deutsche Bank AG 0.01% Add +6.1% 104,266 $17.6M
AQR Capital Management 0.01% Add +0.6% 104,059 $17.6M
WCM Investment Management, LLC 0.04% Reduce -3.8% 107,817 $17.3M
Healthcare of Ontario Pension Plan Trust Fund 0.03% New 97,550 $16.5M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +8.8% 94,937 $16.0M
Royce & Associates LP 0.16% No change 94,017 $15.9M
Canada Pension Plan Investment Board 0.01% Reduce -11.4% 91,400 $15.4M
M&G PLC 0.08% Add +1.1% 91,339 $15.4M
DNB Asset Management AS 0.05% Reduce -10.9% 90,088 $15.2M
Cannell & Spears LLC 0.28% No change 84,154 $14.2M
Nicholas Investment Partners, LP 1.13% Reduce -11.0% 81,478 $13.8M
Granite Investment Partners, LLC 0.83% Reduce -5.4% 80,299 $13.6M
Universal- Beteiligungs- und Servicegesellschaft mbH 0.02% Add +2.7% 70,725 $12.0M
Sei Investments Co. 0.01% Add +47.2% 70,064 $11.8M
Swiss National Bank 0.01% Add +0.3% 69,100 $11.7M
HSBC Holdings PLC 0.01% New 68,453 $11.6M
Alliancebernstein L.P. 0.00% Add +18.2% 62,822 $11.5M
Iridian Asset Management LLC 4.63% Reduce -8.5% 67,491 $11.4M
Emerald Mutual Fund Advisers Trust 0.55% Reduce -0.8% 67,054 $11.3M
Summit Financial, LLC 0.14% Reduce -7.6% 65,249 $11.0M
Rhenman & Partners Asset Management AB 1.33% Reduce -44.4% 63,800 $10.8M
Tri Locum Partners LP 1.47% Reduce -69.2% 62,116 $10.5M
Wells Fargo & Company 0.00% Reduce -31.5% 61,405 $10.4M
IFP Advisors, Inc 0.21% Reduce -2.3% 60,994 $10.3M
Neuberger Berman Group LLC 0.01% Reduce -12.6% 60,759 $10.3M
Privium Fund Management B.V. 2.07% Add +3.3% 58,729 $9.9M
Bridgewater Associates 0.04% Add +20.0% 56,951 $9.6M
HighTower Advisors, LLC 0.01% Add +1.2% 56,633 $9.6M
Axiom Investors LLC 0.11% Reduce -10.8% 56,529 $9.6M
Hillsdale Investment Management Inc. 0.25% New 53,363 $9.0M
Rhumbline Advisers 0.01% Reduce -1.2% 51,619 $8.7M
California Public Employees Retirement System 0.01% New 50,879 $8.6M
HB Wealth Management, LLC 0.06% Add +47.3% 50,237 $8.5M
New York State Common Retirement Fund 0.01% Add +17.9% 50,113 $8.5M
Cormorant Asset Management, LP 0.43% Reduce -33.3% 50,000 $8.5M
Peregrine Capital Management LLC 0.30% Add +1.4% 47,296 $8.0M
Susquehanna International Group, LLP 0.01% Add +58.2% 47,198 $8.0M
LPL Financial LLC 0.00% Add +54.9% 47,111 $8.0M
Clearbridge Investments, LLC 0.01% Reduce -2.8% 45,020 $7.6M
Baldwin Wealth Partners LLC 0.52% Reduce -13.4% 42,070 $7.1M
Mutual of America Capital Management LLC 0.08% Reduce -0.3% 41,936 $7.1M
California State Teachers Retirement System 0.01% Add +22.2% 41,132 $7.0M
Ishara Investments LP 7.00% New 41,000 $6.9M
Pallas Capital Advisors LLC 0.26% Reduce -7.5% 40,610 $6.9M
Palisade Capital Management, LP 0.25% New 40,563 $6.9M
State of Wisconsin Investment Board 0.02% Add +51.8% 40,381 $6.8M
Van Eck Associates Corp. 0.00% Add +7.4% 37,673 $6.4M
Kennedy Capital Management LLC 0.13% Reduce -6.0% 36,775 $6.2M
Hennion & Walsh Asset Management, Inc. 0.21% Reduce -4.6% 36,633 $6.2M
KVP Capital Advisors, LP 4.57% No change 36,200 $6.1M
Russell Investments Group, Ltd. 0.01% Add +0.4% 35,718 $6.0M
Walleye Capital LLC 0.04% Reduce -41.6% 35,119 $5.9M
Integral Health Asset Management, LLC 0.31% New 35,000 $5.9M
Occam Crest Management LP 3.70% Reduce -1.1% 34,614 $5.9M
Barclays PLC 0.00% Reduce -55.4% 34,261 $5.8M
Moody Aldrich Partners LLC 1.04% Reduce -15.6% 33,973 $5.7M
VANGUARD ASSET MANAGEMENT, Ltd 0.00% — 33,880 $5.7M
Envestnet Asset Management Inc. 0.00% Add +0.2% 30,555 $5.2M
Legal & General Group Plc 0.00% Reduce -19.9% 29,398 $5.0M
Creative Planning 0.00% Add +12.5% 27,735 $4.7M
Emerald Investment Advisers, LLC 0.42% — 27,386 $4.6M
TD Asset Management Inc 0.00% Reduce -35.4% 27,132 $4.6M
Informed Momentum Co LLC 0.52% New 26,566 $4.5M
Dana Investment Advisors, Inc. 0.13% Reduce -20.5% 26,379 $4.5M
Nomura Holdings Inc. 0.03% New 24,637 $4.2M
Prudential Financial Inc. 0.01% Add +353.8% 24,573 $4.2M
Blackstone Inc. 0.02% No change 24,500 $4.1M
Castleark Management LLC 0.13% Reduce -5.3% 22,973 $3.9M
Pinnacle Financial Partners, Inc. 0.03% Add +0.6% 22,865 $3.9M
Schroder Investment Management Group 0.00% New 23,830 $3.8M
Lisanti Capital Growth, LLC 0.94% New 22,075 $3.7M
Meridian Wealth Management, LLC 0.13% Add +1.4% 22,024 $3.7M
Empowered Funds, LLC 0.02% Add +1512.7% 20,997 $3.5M
Millennium Management 0.00% Reduce -38.8% 20,758 $3.5M
HighVista Strategies LLC 0.95% Add +83.6% 20,437 $3.5M
Tetragon Partners GP Ltd 0.67% Reduce -25.5% 20,059 $3.4M
Knights of Columbus Asset Advisors LLC 0.19% Reduce -0.7% 19,677 $3.3M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Add +2.2% 19,452 $3.3M
Stanley-Laman Group, Ltd. 0.40% Add +7.5% 19,260 $3.3M
Wealth Enhancement Advisory Services, LLC 0.01% Reduce -11.8% 19,180 $3.2M
Janus Henderson Group PLC 0.00% Add +26.1% 19,052 $3.2M
1492 Capital Management LLC 1.20% Add +2.9% 18,594 $3.1M
Vanguard Global Advisers, LLC 0.00% — 18,355 $3.1M
ExodusPoint Capital Management, LP 0.03% New 17,763 $3.0M
Occudo Quantitative Strategies LP 0.16% New 13,826 $2.9M
Mariner, LLC 0.00% Add +10.0% 16,814 $2.8M
Arrowpoint Investment Partners (Singapore) Pte. Ltd. 4.12% Add +677.3% 16,401 $2.8M
Engineers Gate Manager LP 0.03% Reduce -37.1% 16,384 $2.8M
Essex Investment Management Co. LLC 0.44% Reduce -6.1% 16,328 $2.8M
Blair William & Co. 0.01% Reduce -65.2% 16,308 $2.8M
Guggenheim Capital LLC 0.02% Add +24.7% 16,250 $2.7M
Fifth Third Bancorp 0.01% Add +554.6% 16,214 $2.7M
Magnetar Financial LLC 0.03% New 16,009 $2.7M
Legato Capital Management LLC 0.24% Add +61.4% 15,538 $2.6M
Jefferies Financial Group Inc. 0.03% New 15,500 $2.6M
CIBC Bancorp USA Inc. 0.00% — 15,463 $2.6M
SummitTX Capital, L.P. 0.08% New 15,304 $2.6M
Hudson Bay Capital Management LP 0.02% New 15,220 $2.6M
Dimensional Fund Advisors LP 0.00% Add +21.9% 15,160 $2.6M
Torray Investment Partners LLC 0.39% Reduce -0.1% 14,774 $2.5M
Oak Ridge Investments LLC 0.16% Add +21.1% 14,212 $2.4M
Landscape Capital Management, L.L.C. 0.15% Reduce -7.7% 14,129 $2.4M
Seven Fleet Capital Management LP 0.75% Add +8.5% 14,055 $2.4M
T. Rowe Price Investment Management, Inc. 0.00% Reduce -0.0% 13,643 $2.3M
Royal Bank of Canada 0.00% Add +13.0% 13,645 $2.3M
Handelsbanken Fonder AB 0.01% Add +6.3% 13,400 $2.3M
F/m Investments LLC 0.15% Reduce -67.7% 13,268 $2.2M
Lazard Asset Management LLC 0.00% Reduce -1.8% 13,163 $2.2M
Martingale Asset Management L P 0.05% Add +68.9% 12,512 $2.1M
Janney Montgomery Scott LLC 0.01% Add +4.8% 12,030 $2.0M
State of New Jersey Common Pension Fund D 0.01% Add +0.1% 11,938 $2.0M
Captrust Financial Advisors 0.00% Add +2.9% 11,566 $2.0M
Quantinno Capital Management LP 0.00% Add +77.5% 11,497 $1.9M
Superstring Capital Management LP 1.35% Reduce -70.0% 11,217 $1.9M
Police & Firemen's Retirement System of New Jersey 0.02% Add +2.0% 11,197 $1.9M
Wesbanco Bank Inc. 0.05% Add +22.7% 10,800 $1.8M
Cetera Investment Advisers 0.00% Add +10.4% 10,719 $1.8M
STRS Ohio 0.01% Reduce -2.8% 10,500 $1.8M
Erste Asset Management GmbH 0.02% No change 11,000 $1.8M
Entropy Technologies, LP 0.08% Add +24.2% 10,171 $1.7M
Franklin Street Advisors Inc. 0.10% No change 10,000 $1.7M
Intech Investment Management LLC 0.02% Reduce -31.3% 9,919 $1.7M
Burney Co./ 0.05% New 9,636 $1.6M
Arizona State Retirement System 0.01% Reduce -2.0% 9,595 $1.6M
Integrity Alliance, Llc. 0.06% Reduce -0.2% 9,585 $1.6M
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Add +26.0% 9,404 $1.6M
Odyssean, LLC 0.57% Add +86.1% 9,273 $1.6M
B. Metzler seel. Sohn & Co. AG 0.01% No change 9,241 $1.6M
KLP Kapitalforvaltning As 0.01% Add +2.2% 9,200 $1.6M
China Universal Asset Management Co., Ltd. 0.12% Add +10.5% 9,078 $1.5M
State Board of Administration of Florida Retirement System 0.00% No change 9,064 $1.5M
Ieq Capital, LLC 0.01% Reduce -6.0% 8,835 $1.5M
Allstate Corp. 0.02% New 8,776 $1.5M
Vanguard Investments Australia, Ltd. 0.00% — 8,612 $1.5M
Teachers Retirement System of the State of Kentucky 0.01% No change 8,328 $1.4M
ProShare Advisors LLC 0.00% Reduce -14.7% 8,296 $1.4M
OneDigital Investment Advisors LLC 0.01% Reduce -4.3% 8,264 $1.4M
Atom Investors LP 0.10% New 8,191 $1.4M
IMC-Chicago, LLC 0.02% New 7,847 $1.3M
Cwm, LLC 0.00% Add +50.2% 7,734 $1.3M
Moneco Advisors, LLC 0.10% Reduce -0.4% 7,472 $1.3M
SG Americas Securities, LLC 0.00% Reduce -58.2% 7,392 $1.2M
Pitcairn Wealth Advisors LLC 0.11% Add +0.4% 6,666 $1.2M
Havemeyer Place LP 0.13% New 6,741 $1.1M
Great Lakes Advisors, LLC 0.01% Reduce -0.5% 6,730 $1.1M
Glenmede Trust Co. NA 0.01% Reduce -3.0% 6,716 $1.1M
AlphaCentric Advisors LLC 1.09% Add +5.8% 6,438 $1.1M
&partners 0.01% Add +283.1% 6,137 $1.0M
D.A. Davidson & Co. 0.01% Reduce -2.2% 6,045 $1.0M
Birchview Capital, LP 0.58% Reduce -1.0% 6,000 $1.0M
Verdad Advisers, LP 1.14% New 5,971 $1.0M
Trexquant Investment LP 0.01% Reduce -87.9% 5,935 $1.0M
Stifel Financial Corp. 0.00% Add +0.9% 5,920 $1.0M
Virtus Investment Advisers, LLC 0.27% Add +23.6% 5,698 $963K
Cabot Wealth Management Inc. 0.11% No change 5,560 $940K
Osaic Holdings, Inc. 0.00% Reduce -69.0% 5,468 $924K
Cerity Partners LLC 0.00% Reduce -0.1% 5,385 $910K
Illinois Municipal Retirement Fund 0.01% New 5,228 $884K
Corient Private Wealth LP 0.00% New 5,143 $868K
Quarry LP 0.17% Add +24900.0% 5,000 $845K
Victory Capital Management Inc. 0.00% Add +3.0% 4,917 $831K
J. Safra Sarasin Holding AG 0.01% Reduce -37.3% 4,629 $782K
Values First Advisors, Inc. 0.40% Add +4.2% 4,587 $775K
Teacher Retirement System of Texas 0.00% Reduce -12.2% 4,532 $766K
Intrust Bank NA 0.06% Add +11.3% 4,508 $762K
Caxton Associates LLP 0.02% New 4,311 $729K
Goodwin Investment Advisory 0.85% No change 4,241 $717K
Tocqueville Asset Management L.P. 0.01% Reduce -4.5% 4,200 $710K
Jane Street Group, LLC 0.00% Reduce -97.0% 4,078 $689K
Inceptionr LLC 0.17% Add +3.2% 4,060 $686K
CANADA LIFE ASSURANCE Co 0.00% No change 4,007 $680K
Aries Wealth Management 0.15% No change 4,000 $676K
Mirador Capital Partners LP 0.10% No change 4,000 $676K
Farallon Capital Management, L.L.C. 0.00% No change 4,000 $676K
Allianz Asset Management GmbH 0.00% Add +207.7% 4,000 $676K
Xponance LLC 0.00% Add +19.5% 3,901 $659K
Campbell & CO Investment Adviser LLC 0.04% Reduce -69.7% 3,770 $637K
Rockefeller Capital Management L.P. 0.00% Reduce -50.1% 3,722 $629K
Forbes J M & Co. LLP 0.05% No change 3,704 $626K
Public Employees Retirement Association of Colorado 0.00% No change 3,704 $626K
Tidal Investments LLC 0.00% Reduce -18.5% 3,685 $623K
NewEdge Wealth, LLC 0.01% New 3,663 $619K
Yorktown Management & Research Co Inc 0.51% Add +111.8% 3,600 $608K
Pathstone Holdings, LLC 0.00% Add +3.3% 3,384 $572K
Ameritas Investment Partners, Inc. 0.02% No change 3,381 $571K
Birch Financial Group, LLC 0.33% Add +206.3% 3,360 $568K
XTX Topco Ltd 0.01% Reduce -89.7% 3,297 $557K
Jain Global LLC 0.01% New 3,291 $556K
Ensign Peak Advisors, Inc 0.00% Reduce -82.9% 3,215 $543K
Bellevue Group AG 0.01% Reduce -88.5% 3,181 $538K
Los Angeles Capital Management LLC 0.00% Reduce -42.8% 3,178 $537K
Perbak Capital Partners LLP 0.13% Add +154.4% 3,058 $517K
Vanguard Personalized Indexing Management, LLC 0.00% Add +35.5% 2,968 $502K
Amundi 0.00% New 2,945 $498K
PSP Research LLC 0.34% New 2,845 $481K
Csenge Advisory Group 0.02% Reduce -29.8% 2,807 $474K
Truist Financial Corp. 0.00% Reduce -8.7% 2,789 $471K
Optimize Financial Inc. 0.23% New 2,730 $461K
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -0.6% 2,712 $458K
Mirae Asset Global Investments Co., Ltd. 0.00% Add +8.9% 2,668 $451K
Leonteq Securities AG 0.03% Reduce -17.9% 2,644 $447K
Cynosure Group, LLC 0.06% Reduce -24.7% 2,617 $442K
Philadelphia Investment Partners, LLC 0.29% — 2,561 $433K
M&T Bank Corp 0.00% Reduce -4.1% 2,454 $415K
Acadian Asset Management LLC 0.00% Add +238.0% 2,427 $410K
Gsa Capital Partners LLP 0.03% Reduce -73.8% 2,389 $404K
Moors & Cabot, Inc. 0.02% Reduce -4.1% 2,330 $394K
Federation des caisses Desjardins du Quebec 0.00% New 2,323 $393K
Sig Brokerage, LP 0.11% New 2,298 $388K
Elevation Point Wealth Partners, LLC 0.01% New 2,277 $385K
Swiss Life Asset Management Ltd 0.00% Add +43.7% 2,265 $383K
Mercer Global Advisors Inc. 0.00% Reduce -29.9% 2,259 $382K
Howland Capital Management LLC 0.01% No change 2,220 $375K
Profund Advisors LLC 0.01% Reduce -11.1% 2,194 $371K
McAdam, LLC 0.02% Reduce -6.1% 2,135 $361K
Polen Capital Management LLC 0.00% New 2,116 $358K
MML Investors Services, LLC 0.00% Reduce -11.5% 2,113 $357K
PDT Partners, LLC 0.02% Reduce -41.3% 2,100 $355K
Vident Advisory, LLC 0.00% Add +25.2% 2,099 $355K
PNC Financial Services Group, Inc. 0.00% Add +8.3% 2,080 $352K
AlphaGrep UK Ltd 0.10% Add +30.8% 2,044 $345K
Quantitative Investment Management, LLC 0.04% Reduce -19.2% 2,040 $344K
Sumitomo Mitsui Trust Group, Inc. 0.00% Add +6.8% 2,030 $343K
Invst, LLC 0.04% Reduce -6.6% 1,998 $338K
Freestone Grove Partners LP 0.00% New 1,887 $319K
Tortoise Investment Management, LLC 0.03% Add +0.5% 1,879 $318K
Signature Estate & Investment Advisors LLC 0.01% No change 1,832 $310K
Kingsview Wealth Management, LLC 0.00% New 1,806 $305K
DAVENPORT & Co LLC 0.00% No change 1,800 $304K
Blueshift Asset Management, LLC 0.09% New 1,796 $304K
Lanark Financial, Inc. 0.02% Reduce -26.4% 1,793 $303K
Sectoral Asset Management Inc. 0.24% Reduce -13.8% 1,500 $290K
WealthPlan Investment Management, LLC 0.02% Add +0.7% 1,705 $288K
CIBC Asset Management Inc 0.00% No change 1,699 $287K
Fiduciary Family Office, LLC 0.08% Reduce -26.9% 1,669 $282K
Concurrent Investment Advisors, LLC 0.00% Add +1.1% 1,661 $281K
Commonwealth Equity Services, LLC 0.00% Add +9.0% 1,659 $280K
Bridgefront Capital, LLC 0.07% New 1,624 $274K
Snowden Capital Advisors LLC 0.01% Reduce -1.9% 1,606 $271K
O'shaughnessy Asset Management, LLC 0.00% Reduce -33.8% 1,570 $265K
Thrivent Financial for Lutherans 0.00% Reduce -0.1% 1,565 $265K
Lighthouse Investment Partners, LLC 0.01% Reduce -66.6% 1,549 $262K
Orion Porfolio Solutions, LLC 0.00% Reduce -8.7% 1,536 $260K
Composition Wealth, LLC 0.00% New 1,510 $255K
Allworth Financial LP 0.00% Add +1.6% 1,482 $250K
FORA Capital, LLC 0.02% Reduce -74.6% 1,450 $245K
Bessemer Group Inc. 0.00% Reduce -0.6% 1,428 $242K
Jones Financial Companies LLLP 0.00% Add +406.1% 1,493 $233K
Atria Investments, Inc 0.00% Reduce -17.3% 1,375 $232K
Vise Technologies, Inc. 0.00% No change 1,266 $231K
Fortis Group Advisors, LLC 0.04% No change 1,100 $229K
Amalgamated Bank 0.00% No change 1,289 $218K
Centiva Capital, LP 0.01% New 1,288 $218K
GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% Reduce -12.0% 1,285 $217K
Meeder Advisory Services, Inc. 0.01% Add +11.2% 1,273 $215K
Praxis Investment Management Inc. 0.01% Add +10.0% 1,265 $214K
Clearstead Advisors, LLC 0.00% Reduce -1.4% 1,260 $213K
Financial Consulate, Inc. 0.03% No change 1,217 $206K
Abel Hall, LLC 0.04% Add +2.9% 1,203 $203K
Assetmark, Inc. 0.00% Add +7.2% 1,182 $200K
Tower Research Capital LLC (TRC) 0.01% Reduce -33.4% 1,181 $200K
GF Fund Management Co. LTD. 0.00% Add +14.4% 1,133 $192K
KBC Group NV 0.00% No change 1,121 $189K
Nisa Investment Advisors, LLC 0.00% Add +0.3% 1,039 $176K
SHP Wealth Management 0.01% Add +6.5% 1,001 $169K
Bayforest Capital Ltd 0.18% Add +101.5% 963 $163K
Petix & Botte Co 0.05% Reduce -50.0% 715 $121K
BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% Add +33.5% 625 $106K
Exchange Traded Concepts, LLC 0.00% New 610 $103K
First Horizon Corp. 0.00% Reduce -8.5% 550 $93K
EverSource Wealth Advisors, LLC 0.00% Add +48.0% 512 $87K
CFG Wealth Management Services, Inc. 0.07% New 470 $79K
Key Financial Inc 0.01% No change 450 $76K
Armstrong Advisory Group, Inc. 0.00% No change 423 $71K
Ameriflex Group, Inc. 0.03% Add +93.5% 387 $65K
Northwestern Mutual Wealth Management Co. 0.00% Add +4.6% 387 $65K
Strive Financial Group ,LLC 0.03% No change 337 $57K
Kemnay Advisory Services Inc. 0.01% Add +101.8% 337 $57K
Advisory Services Network, LLC 0.00% New 325 $55K
GAMMA Investing LLC 0.00% Add +12.7% 302 $51K
Natixis 0.00% New 301 $51K
Smartleaf Asset Management LLC 0.00% Reduce -15.5% 316 $51K
Farther Finance Advisors, LLC 0.00% Add +6.6% 292 $50K
MAI Capital Management 0.00% Reduce -0.3% 291 $49K
Huntington National Bank 0.00% Add +1.9% 270 $46K
Sterling Capital Management LLC 0.00% Add +0.4% 269 $45K
Washington Trust Advisors, Inc. 0.00% No change 250 $42K
Signaturefd, LLC 0.00% No change 229 $39K
Group One Trading LLC 0.00% Reduce -99.0% 214 $36K
Versant Capital Management, Inc 0.00% Add +2.9% 210 $35K
TD Waterhouse Canada Inc. 0.00% New 200 $34K
Hollencrest Capital Management 0.00% Add +400.0% 200 $34K
Essential Partners LLC 0.01% No change 192 $32K
Covestor Ltd 0.02% Reduce -68.0% 192 $32K
True Wealth Design, LLC 0.01% Add +142.7% 182 $31K
Opal Wealth Advisors, LLC 0.01% New 167 $28K
Quadrant Capital Group LLC 0.00% No change 135 $23K
UMB Bank, n.a. 0.00% No change 124 $21K
AdvisorNet Financial, Inc 0.00% Add +17.1% 123 $21K
Arax Advisory Partners 0.00% Reduce -44.9% 107 $21K
Eastern Bank 0.00% No change 114 $19K
E Fund Management (Hong Kong) Co., Ltd. 0.01% New 89 $15K
Keating Financial Advisory Services, Inc. 0.00% Reduce -8.3% 88 $15K
JPL Wealth Management, LLC 0.00% New 76 $13K
Main Street Group, LTD 0.00% New 70 $12K
Optiver Holding B.V. 0.00% Reduce -38.4% 69 $12K
Ascentis Independent Advisors 0.00% New 67 $11K
Rothschild Investment LLC 0.00% Add +19.6% 67 $11K
Cedar Mountain Advisors, LLC 0.00% New 66 $11K
Larson Financial Group LLC 0.00% Reduce -5.8% 65 $11K
Brown Brothers Harriman & Co. 0.00% Add +14.8% 62 $10K
WPG Advisers, LLC 0.01% Reduce -23.1% 60 $10K
Harbour Investments, Inc. 0.00% No change 60 $10K
Parkside Financial Bank & Trust 0.00% Add +143.5% 56 $9K
MassMutual Private Wealth & Trust, FSB 0.00% Add +3.9% 54 $9K
Private Trust Co. NA 0.00% No change 41 $7K
J.Safra Asset Management Corp 0.00% New 41 $7K
Aster Capital Management (DIFC) Ltd 0.00% New 56 $7K
National Bank of Canada 0.00% New 37 $6K
SMA Capital LLC 0.00% New 36 $6K
Steward Partners Investment Advisory, LLC 0.00% No change 35 $6K
LRI Investments, LLC 0.00% No change 31 $5K
SBI Securities Co., Ltd. 0.00% Reduce -7.4% 25 $4K
Wolff Wiese Magana LLC 0.00% No change 24 $4K
McGuire Capital Advisors Inc. 0.00% Reduce -31.4% 24 $4K
Rossby Financial, LCC 0.00% New 23 $4K
Basecamp Wealth Advisors LLC 0.00% Add +266.7% 22 $4K
Parallel Advisors, LLC 0.00% Add +13.3% 17 $3K
Bare Financial Services, Inc 0.00% No change 16 $3K
Physician Wealth Advisors, Inc. 0.00% Add +25.0% 15 $3K
Bell Investment Advisors, Inc 0.00% No change 14 $2K
North Star Investment Management Corp. 0.00% No change 13 $2K
Twin Peaks Wealth Advisors, LLC 0.00% New 12 $2K
Abound Wealth Management 0.00% New 9 $2K
Cornerstone Financial Management LLC 0.00% No change 8 $1K
Hughes Financial Services, LLC 0.00% Add +600.0% 7 $1K
Cornerstone Planning Group LLC 0.00% No change 5 $1K
Zions Bancorporation, National Association 0.00% New 6 $1K
Gunpowder Capital Management, LLC dba Oliver Wealth Management 0.00% No change 5 $845
Rakuten Securities, Inc. 0.00% Reduce -50.0% 5 $845
Marquette Asset Management, LLC 0.00% No change 4 $677
Blue Trust, Inc. 0.00% No change 4 $676
Sunbelt Securities, Inc. 0.00% No change 2 $338
Pinnacle Wealth Planning Services, Inc. 0.00% Add +100.0% 2 $338
Kilter Group LLC 0.00% New 1 $170
GHP Investment Advisors, Inc. 0.00% New 1 $170
TFC Financial Management, Inc. 0.00% No change 1 $170

"% of holder's portfolio" is AXSM's weight in each manager's 13F, not the share of Axsome Therapeutics Inc. the manager owns.