First Trust Small Cap GrowthFYCETF
13F holders, Q1 2024 (March 31)75holders
1famous investor
$65.70avg. 13F price*
At the end of Q1 2024, 75 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings. The largest holders were LPL Financial LLC ($30.5M), First Trust Advisors LP ($20.4M) and Royal Bank of Canada ($11.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 10 | $25.7M |
| Exits | 9 | $2.2M |
Ownership 75 holders
| LPL Financial LLC | 0.02% | Add +1.3% | 463,697 | $30.5M |
| First Trust Advisors LP | 0.02% | New | 310,922 | $20.4M |
| Royal Bank of Canada | 0.00% | Add +38.0% | 177,498 | $11.7M |
| Morgan Stanley | 0.00% | Reduce -4.3% | 158,571 | $10.4M |
| Wells Fargo & Company | 0.00% | Add +69.6% | 150,160 | $9.9M |
| IFP Advisors, Inc | 0.33% | Reduce -3.9% | 115,032 | $7.6M |
| Bank of America Corp. | 0.00% | Reduce -20.1% | 112,419 | $7.4M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Add +392.1% | 85,555 | $5.6M |
| Concurrent Investment Advisors, LLC | 0.21% | Reduce -5.0% | 78,765 | $5.2M |
| Kingsview Wealth Management, LLC | 0.10% | Add +9.5% | 62,071 | $4.1M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Reduce -59.1% | 60,414 | $4.0M |
| Benjamin F. Edwards & Company, Inc. | 0.06% | Reduce -1.1% | 52,451 | $3.4M |
| Raymond James & Associates | 0.00% | Reduce -2.4% | 51,823 | $3.4M |
| PNC Financial Services Group, Inc. | 0.00% | Add +5.8% | 51,389 | $3.4M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -2.0% | 49,728 | $3.3M |
| Bedel Financial Consulting, Inc. | 0.48% | Add +3.6% | 46,698 | $3.1M |
| Moneywise, Inc. | 1.64% | Reduce -10.1% | 45,789 | $3.0M |
| Equitable Holdings, Inc. | 0.03% | Reduce -2.6% | 36,797 | $2.4M |
| Cetera Investment Advisers | 0.01% | New | 36,744 | $2.4M |
| UBS Group AG | 0.00% | Reduce -0.5% | 31,716 | $2.1M |
| Osaic Holdings, Inc. | 0.00% | Reduce -6.3% | 30,112 | $2.0M |
| Moneco Advisors, LLC | 0.28% | Reduce -27.8% | 26,472 | $1.7M |
| Stifel Financial Corp. | 0.00% | Reduce -6.7% | 23,609 | $1.6M |
| US Bancorp \de | 0.00% | Add +8.3% | 21,428 | $1.4M |
| HFG Advisors, Inc. | 1.15% | Add +8.2% | 19,755 | $1.3M |
| MTM Investment Management, LLC | 0.48% | Reduce -4.2% | 17,667 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -3.8% | 17,619 | $1.2M |
| Citadel Advisors | 0.00% | New | 15,708 | $1.0M |
| Kestra Advisory Services, LLC | 0.01% | Add +1.8% | 15,006 | $986K |
| MML Investors Services, LLC | 0.00% | Add +16.8% | 10,100 | $664K |
| Private Advisor Group, LLC | 0.00% | New | 8,410 | $553K |
| Clear Point Advisors Inc. | 0.45% | Add +0.2% | 8,391 | $551K |
| Geneos Wealth Management Inc. | 0.02% | Reduce -1.9% | 8,128 | $534K |
| Clearwater Capital Advisors, LLC | 0.06% | Reduce -1.2% | 8,000 | $526K |
| Dunhill Financial, LLC | 0.38% | Reduce -8.2% | 7,722 | $507K |
| Willner & Heller, LLC | 0.50% | Reduce -12.3% | 7,677 | $504K |
| Commonwealth Equity Services, LLC | 0.00% | Add +16.4% | 7,567 | $497K |
| Tower Research Capital LLC (TRC) | 0.01% | New | 7,175 | $471K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -1.6% | 6,315 | $415K |
| Independent Wealth Network Inc. | 0.17% | Add +0.8% | 5,517 | $362K |
| Prospera Financial Services Inc | 0.01% | Add +7.0% | 5,192 | $341K |
| Jane Street Group, LLC | 0.00% | New | 5,076 | $333K |
| IHT Wealth Management, LLC | 0.01% | No change | 4,700 | $309K |
| Baird Financial Group, Inc. | 0.00% | Add +38.1% | 4,695 | $308K |
| Tidemark, LLC | 0.16% | Add +19.4% | 4,455 | $293K |
| Pinnacle Bancorp, Inc. | 0.09% | No change | 4,439 | $292K |
| Strid Group, LLC | 0.05% | Reduce -18.0% | 4,410 | $290K |
| Harbour Investments, Inc. | 0.01% | Add +44.2% | 4,328 | $284K |
| 49 Wealth Management, LLC | 0.06% | New | 4,104 | $268K |
| Arkadios Wealth Advisors | 0.02% | No change | 4,022 | $264K |
| Financial Advocates Investment Management | 0.01% | Reduce -2.6% | 3,798 | $250K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -3.6% | 3,451 | $227K |
| Wealth Effects LLC | 0.08% | Reduce -0.9% | 3,272 | $215K |
| Wagner Wealth Management, LLC | 0.06% | Add +4.3% | 3,048 | $200K |
| Belpointe Asset Management LLC | 0.01% | New | 3,047 | $200K |
| NewEdge Advisors, LLC | 0.00% | Add +1150.5% | 2,751 | $181K |
| Founders Financial Alliance, LLC | 0.04% | No change | 2,065 | $136K |
| Cwm, LLC | 0.00% | Reduce -8.9% | 1,064 | $70K |
| Key Financial Inc | 0.02% | No change | 1,037 | $68K |
| Comerica Bank | 0.00% | Add +28.7% | 924 | $61K |
| Global Retirement Partners, LLC | 0.00% | Reduce -6.4% | 735 | $48K |
| FMR LLC | 0.00% | Reduce -0.2% | 470 | $31K |
| CoreCap Advisors, LLC | 0.00% | New | 342 | $22K |
| PSI Advisors, LLC | 0.01% | No change | 306 | $20K |
| Principal Securities, Inc. | 0.00% | No change | 271 | $18K |
| Lanark Financial, Inc. | 0.00% | No change | 250 | $16K |
| City Holding Co. | 0.00% | No change | 211 | $14K |
| Spire Wealth Management | 0.00% | Reduce -16.4% | 107 | $7K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 96 | $7K |
| Qube Research & Technologies Ltd | 0.00% | Add +33.8% | 91 | $6K |
| Farmers & Merchants Investments Inc. | 0.00% | No change | 76 | $5K |
| Continuum Advisory, LLC | 0.00% | New | 49 | $3K |
| Transcendent Capital Group LLC | 0.00% | No change | 25 | $2K |
| Signaturefd, LLC | 0.00% | No change | 12 | $788 |
| VitalStone Financial, LLC | 0.00% | No change | 7 | $0 |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.