First Trust Small Cap GrowthFYCETF
13F holders, Q3 2025 (September 30)117holders +12
23new positions
11sold out
$90.66avg. 13F price*
At the end of Q3 2025, 117 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 12 from Q2 2025. 23 opened new positions and 11 sold out. The largest holders were LPL Financial LLC ($75.1M), Raymond James Financial Inc. ($29.4M) and Wells Fargo & Company ($25.6M).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 23 | $19.8M |
| Exits | 11 | $7.0M |
All 13F filers, Q2 2025 → Q3 2025: 939,330 shares bought and 469,802 shares sold, net +469,528 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 117 holders
| LPL Financial LLC | 0.02% | Add +23.3% | 827,600 | $75.1M |
| Raymond James Financial Inc. | 0.01% | Add +151.1% | 324,241 | $29.4M |
| Wells Fargo & Company | 0.01% | Reduce -10.1% | 282,237 | $25.6M |
| Morgan Stanley | 0.00% | Reduce -47.3% | 251,823 | $22.8M |
| First Trust Advisors LP | 0.02% | Reduce -3.6% | 245,790 | $22.3M |
| Cetera Investment Advisers | 0.02% | Add +17.3% | 224,472 | $20.4M |
| Bank of America Corp. | 0.00% | Reduce -20.7% | 195,154 | $17.7M |
| Eclectic Associates Inc. | 2.50% | Add +4.4% | 150,002 | $13.6M |
| Envestnet Asset Management Inc. | 0.00% | Add +137.9% | 146,356 | $13.3M |
| Royal Bank of Canada | 0.00% | Add +9.1% | 143,779 | $13.0M |
| Richmond Investment Services, LLC | 2.36% | Add +2.4% | 139,501 | $12.7M |
| New Wave Wealth Advisors LLC | 3.79% | Add +12.2% | 107,085 | $9.7M |
| Concurrent Investment Advisors, LLC | 0.15% | Reduce -0.6% | 98,638 | $8.9M |
| IFP Advisors, Inc | 0.21% | Reduce -1.8% | 89,368 | $8.1M |
| Brueske Advisory Services, LLC | 4.30% | Reduce -3.2% | 86,960 | $7.9M |
| Bedel Financial Consulting, Inc. | 0.85% | Add +3.5% | 73,630 | $6.7M |
| Kingsview Wealth Management, LLC | 0.10% | Reduce -4.0% | 71,338 | $6.5M |
| Osaic Holdings, Inc. | 0.01% | Add +89.2% | 73,948 | $6.5M |
| MML Investors Services, LLC | 0.02% | Add +850.1% | 65,853 | $6.0M |
| Redhawk Wealth Advisors, Inc. | 0.67% | New | 63,573 | $5.8M |
| PNC Financial Services Group, Inc. | 0.00% | Add +16.4% | 63,401 | $5.8M |
| Equitable Holdings, Inc. | 0.04% | Add +1.9% | 59,131 | $5.4M |
| UBS Group AG | 0.00% | Add +50.4% | 56,315 | $5.1M |
| Integrated Wealth Concepts LLC | 0.04% | New | 47,741 | $4.3M |
| Jane Street Group, LLC | 0.01% | New | 47,518 | $4.3M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +28.8% | 47,142 | $4.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +21.6% | 32,931 | $3.0M |
| Janney Montgomery Scott LLC | 0.01% | Add +56.4% | 29,406 | $2.7M |
| US Bancorp \de | 0.00% | Add +34.5% | 27,525 | $2.5M |
| Moneywise, Inc. | 1.05% | Reduce -1.9% | 25,699 | $2.3M |
| HFG Advisors, Inc. | 1.49% | Add +1.6% | 22,298 | $2.0M |
| Stifel Financial Corp. | 0.00% | Reduce -68.9% | 20,601 | $1.9M |
| Susquehanna International Group, LLP | 0.00% | Reduce -14.1% | 20,308 | $1.8M |
| Harbour Investments, Inc. | 0.04% | Reduce -0.4% | 19,551 | $1.8M |
| Certified Advisory Corp | 0.17% | Reduce -0.0% | 19,473 | $1.8M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +279.8% | 19,385 | $1.8M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +15.2% | 18,099 | $1.6M |
| Kestra Advisory Services, LLC | 0.01% | Add +8.3% | 17,858 | $1.6M |
| Vista Investment Partners Ii, LLC | 0.74% | Add +58.4% | 17,599 | $1.6M |
| Quantum Portfolio Management LLC | 0.44% | Add +354.0% | 16,344 | $1.5M |
| Jones Financial Companies LLLP | 0.00% | Add +53.0% | 16,384 | $1.5M |
| MTM Investment Management, LLC | 0.45% | No change | 15,753 | $1.4M |
| Geneos Wealth Management Inc. | 0.03% | Add +7.5% | 13,933 | $1.3M |
| Moneco Advisors, LLC | 0.10% | Reduce -1.5% | 13,850 | $1.3M |
| Ameritas Investment Partners, Inc. | 0.03% | Add +1.4% | 10,390 | $943K |
| Oppenheimer & Co. Inc. | 0.01% | Add +37.6% | 10,151 | $921K |
| Empirical Asset Management, LLC | 0.26% | New | 10,145 | $920K |
| Strategic Equity Management | 0.34% | Reduce -0.6% | 10,143 | $920K |
| Truist Financial Corp. | 0.00% | Add +90.2% | 9,850 | $893K |
| Proactive Wealth Strategies LLC | 0.38% | Add +1.9% | 9,645 | $875K |
| Independent Wealth Network Inc. | 0.27% | Add +13.6% | 9,275 | $841K |
| Western Wealth Management, LLC | 0.04% | Add +7.4% | 8,732 | $792K |
| Gateway Wealth Partners, LLC | 0.11% | Add +7.0% | 8,627 | $783K |
| Ferguson Shapiro LLC | 0.25% | New | 8,606 | $781K |
| Sylvest Advisors, LLC | 0.40% | Add +3.8% | 8,176 | $742K |
| Private Advisor Group, LLC | 0.00% | Reduce -6.3% | 7,980 | $724K |
| Clear Point Advisors Inc. | 0.55% | Reduce -1.3% | 7,753 | $703K |
| Wedmont Private Capital | 0.03% | No change | 7,624 | $698K |
| Willner & Heller, LLC | 0.52% | Add +1.3% | 7,445 | $675K |
| Dunhill Financial, LLC | 0.21% | Reduce -0.3% | 7,056 | $640K |
| World Equity Group, Inc. | 0.13% | Reduce -2.4% | 6,201 | $563K |
| Prospera Financial Services Inc | 0.01% | Add +0.1% | 5,794 | $526K |
| Benjamin Edwards Inc. | 0.01% | Reduce -9.2% | 5,142 | $471K |
| Nova Wealth Management, Inc. | 0.28% | New | 4,345 | $394K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +1.9% | 4,274 | $388K |
| OneDigital Investment Advisors LLC | 0.00% | Add +1.4% | 4,259 | $386K |
| Baird Financial Group, Inc. | 0.00% | Add +65.0% | 4,179 | $379K |
| Rockefeller Capital Management L.P. | 0.00% | New | 4,008 | $364K |
| Belpointe Asset Management LLC | 0.01% | No change | 3,917 | $355K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +16.5% | 3,901 | $354K |
| Comerica Bank | 0.00% | Reduce -5.8% | 3,796 | $344K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 3,787 | $344K |
| Ashton Thomas Private Wealth, LLC | 0.01% | Add +19.7% | 3,580 | $325K |
| Thrivent Financial for Lutherans | 0.00% | New | 3,369 | $306K |
| Waterfront Wealth Inc. | 0.06% | No change | 3,270 | $305K |
| Cornerstone Wealth Management, LLC | 0.02% | No change | 3,248 | $295K |
| Synovus Financial Corp. | 0.00% | Reduce -6.3% | 3,079 | $280K |
| PFG Advisors | 0.01% | New | 3,035 | $275K |
| Wealth Effects LLC | 0.08% | New | 2,855 | $259K |
| Pinnacle Bancorp, Inc. | 0.08% | No change | 2,826 | $256K |
| 49 Wealth Management, LLC | 0.02% | Reduce -9.0% | 2,771 | $251K |
| Wagner Wealth Management, LLC | 0.06% | Add +0.1% | 2,739 | $248K |
| Great Valley Advisor Group, Inc. | 0.00% | Add +1.2% | 2,677 | $243K |
| Plotkin Financial Advisors, LLC | 0.12% | No change | 2,583 | $234K |
| Stephens Inc. | 0.00% | New | 2,579 | $234K |
| Mariner, LLC | 0.00% | New | 2,499 | $227K |
| Keybank National Association | 0.00% | New | 2,497 | $227K |
| Warner Group LLC | 0.15% | — | 2,480 | $225K |
| XML Financial, LLC | 0.02% | New | 2,400 | $218K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 2,299 | $211K |
| Private Trust Co. NA | 0.02% | No change | 2,244 | $204K |
| Pacific Sun Financial Corp | 0.10% | New | 2,220 | $201K |
| Founders Financial Alliance, LLC | 0.04% | New | 2,080 | $189K |
| Ameritas Advisory Services, LLC | 0.01% | No change | 1,848 | $168K |
| Capital Analysts, LLC | 0.00% | Add +107.3% | 1,223 | $111K |
| Advisory Services Network, LLC | 0.00% | New | 1,098 | $100K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 1,084 | $98K |
| Golden State Wealth Management, LLC | 0.01% | Reduce -40.5% | 1,065 | $97K |
| Hazlett, Burt & Watson, Inc. | 0.03% | New | 1,000 | $91K |
| Cwm, LLC | 0.00% | No change | 924 | $84K |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.