First Trust Small Cap GrowthFYCETF
13F holders, Q1 2025 (March 31)106holders −3
12new positions
13sold out
1famous investor
$68.81avg. 13F price*
At the end of Q1 2025, 106 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, down 3 from Q4 2024. 12 opened new positions and 13 sold out. The largest holders were LPL Financial LLC ($40.7M), Morgan Stanley ($33.2M) and Wells Fargo & Company ($25.4M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $3.9M |
| Exits | 13 | $14.9M |
All 13F filers, Q4 2024 → Q1 2025: 410,264 shares bought and 763,359 shares sold, net −353,095 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 106 holders
| LPL Financial LLC | 0.02% | Add +3.2% | 592,006 | $40.7M |
| Morgan Stanley | 0.00% | Reduce -33.3% | 483,175 | $33.2M |
| Wells Fargo & Company | 0.01% | Reduce -9.8% | 369,856 | $25.4M |
| First Trust Advisors LP | 0.02% | Reduce -1.1% | 247,842 | $17.1M |
| Cetera Investment Advisers | 0.02% | Add +41.2% | 154,934 | $10.7M |
| Eclectic Associates Inc. | 2.50% | Add +6.0% | 135,863 | $9.3M |
| Stifel Financial Corp. | 0.01% | Add +157.8% | 134,407 | $9.2M |
| Royal Bank of Canada | 0.00% | Reduce -1.2% | 130,645 | $9.0M |
| Raymond James Financial Inc. | 0.00% | Reduce -3.7% | 129,404 | $8.9M |
| Bank of America Corp. | 0.00% | Reduce -3.4% | 127,693 | $8.8M |
| Concurrent Investment Advisors, LLC | 0.17% | Add +17.2% | 100,194 | $6.9M |
| New Wave Wealth Advisors LLC | 3.00% | Reduce -20.3% | 97,444 | $6.7M |
| Brueske Advisory Services, LLC | 6.27% | Reduce -10.1% | 96,179 | $6.6M |
| IFP Advisors, Inc | 0.19% | Reduce -4.0% | 87,236 | $6.0M |
| Envestnet Asset Management Inc. | 0.00% | Add +33.6% | 80,600 | $5.5M |
| Kingsview Wealth Management, LLC | 0.10% | Reduce -11.7% | 75,809 | $5.2M |
| Bedel Financial Consulting, Inc. | 0.71% | Add +32.6% | 71,104 | $4.9M |
| Richmond Investment Services, LLC | 2.50% | Add +45.3% | 66,848 | $4.6M |
| PNC Financial Services Group, Inc. | 0.00% | Add +11.3% | 58,953 | $4.1M |
| Equitable Holdings, Inc. | 0.03% | Add +67.4% | 53,279 | $3.7M |
| Susquehanna International Group, LLP | 0.01% | Add +244.0% | 48,771 | $3.4M |
| UBS Group AG | 0.00% | Reduce -0.4% | 38,387 | $2.6M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -53.5% | 37,546 | $2.6M |
| Marshall Investment Management, LLC | 1.52% | Reduce -46.5% | 35,453 | $2.4M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -59.3% | 34,508 | $2.4M |
| Osaic Holdings, Inc. | 0.01% | Add +15.7% | 33,167 | $2.3M |
| Moneywise, Inc. | 1.06% | Reduce -7.4% | 29,221 | $2.0M |
| Commonwealth Equity Services, LLC | 0.00% | Add +49.4% | 21,449 | $1.5M |
| Ashton Thomas Private Wealth, LLC | 0.06% | Add +286.2% | 21,243 | $1.5M |
| Benjamin Edwards Inc. | 0.02% | Reduce -53.2% | 20,817 | $1.4M |
| HFG Advisors, Inc. | 1.21% | Add +1.9% | 20,658 | $1.4M |
| US Bancorp \de | 0.00% | Reduce -5.8% | 20,277 | $1.4M |
| Harbour Investments, Inc. | 0.04% | Add +417.4% | 20,267 | $1.4M |
| Kestra Advisory Services, LLC | 0.01% | Add +0.8% | 17,168 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.0% | 16,855 | $1.2M |
| MTM Investment Management, LLC | 0.44% | Reduce -1.4% | 16,503 | $1.1M |
| Moneco Advisors, LLC | 0.10% | Reduce -8.3% | 14,496 | $997K |
| G&S Capital LLC | 0.42% | Add +2.1% | 14,292 | $983K |
| Jane Street Group, LLC | 0.00% | Reduce -61.7% | 14,131 | $972K |
| Janney Montgomery Scott LLC | 0.00% | Add +65.5% | 11,650 | $802K |
| Strategic Equity Management | 0.29% | Reduce -11.1% | 10,000 | $688K |
| Gateway Wealth Partners, LLC | 0.15% | Reduce -1.3% | 9,416 | $648K |
| Ameritas Investment Partners, Inc. | 0.02% | New | 9,025 | $621K |
| Nilsine Partners, LLC | 0.06% | Add +10.0% | 8,410 | $579K |
| Geneos Wealth Management Inc. | 0.02% | Add +2.8% | 8,377 | $576K |
| Independent Wealth Network Inc. | 0.22% | Add +4.2% | 7,977 | $549K |
| MML Investors Services, LLC | 0.00% | Add +6.2% | 7,895 | $543K |
| Clear Point Advisors Inc. | 0.49% | Reduce -6.6% | 7,886 | $543K |
| Western Wealth Management, LLC | 0.04% | Add +0.3% | 7,807 | $537K |
| Vista Investment Partners Ii, LLC | 0.29% | New | 7,494 | $516K |
| Sylvest Advisors, LLC | 0.31% | Add +13.7% | 7,313 | $503K |
| Dunhill Financial, LLC | 0.22% | Reduce -48.7% | 7,176 | $494K |
| Ameriprise Financial Inc. | 0.00% | Add +14.3% | 7,167 | $493K |
| Wedmont Private Capital | 0.03% | New | 7,624 | $493K |
| Willner & Heller, LLC | 0.45% | Reduce -6.5% | 7,010 | $482K |
| Tower Research Capital LLC (TRC) | 0.01% | Add +141.3% | 6,191 | $426K |
| World Equity Group, Inc. | 0.12% | New | 5,925 | $412K |
| Prospera Financial Services Inc | 0.01% | Add +5.8% | 5,981 | $411K |
| OneAscent Financial Services LLC | 0.03% | New | 5,562 | $383K |
| Atria Investments, Inc | 0.00% | New | 5,562 | $383K |
| OneDigital Investment Advisors LLC | 0.00% | Add +38.8% | 5,389 | $371K |
| Golden State Wealth Management, LLC | 0.05% | New | 5,357 | $369K |
| Jones Financial Companies LLLP | 0.00% | Add +47.6% | 5,098 | $354K |
| Citadel Advisors | 0.00% | Reduce -81.7% | 5,046 | $347K |
| IHT Wealth Management, LLC | 0.01% | No change | 4,700 | $323K |
| NewEdge Advisors, LLC | 0.00% | Reduce -0.7% | 4,385 | $302K |
| Truist Financial Corp. | 0.00% | Add +10.8% | 3,995 | $275K |
| Financial Advocates Investment Management | 0.02% | Add +11.7% | 3,968 | $273K |
| Belpointe Asset Management LLC | 0.01% | Reduce -2.5% | 3,917 | $269K |
| Baird Financial Group, Inc. | 0.00% | Reduce -34.0% | 3,824 | $263K |
| Atria Wealth Solutions, Inc. | 0.00% | Add +22.8% | 3,805 | $262K |
| Kestra Private Wealth Services, LLC | 0.00% | No change | 3,774 | $260K |
| TKG Advisors, LLC | 0.13% | Add +0.5% | 3,728 | $256K |
| Comerica Bank | 0.00% | Add +8.6% | 3,725 | $256K |
| Quantum Portfolio Management LLC | 0.13% | New | 3,656 | $252K |
| 49 Wealth Management, LLC | 0.03% | Reduce -9.8% | 3,369 | $232K |
| Waterfront Wealth Inc. | 0.05% | No change | 3,270 | $225K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -6.0% | 3,248 | $223K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +7.8% | 3,133 | $216K |
| Flow Traders U.S. LLC | 0.01% | New | 3,117 | $214K |
| Mariner, LLC | 0.00% | New | 3,034 | $209K |
| Great Valley Advisor Group, Inc. | 0.00% | Reduce -4.7% | 3,013 | $207K |
| Wagner Wealth Management, LLC | 0.05% | Add +0.4% | 3,003 | $207K |
| Summit Financial, LLC | 0.01% | Add +3.2% | 2,967 | $204K |
| Pinnacle Bancorp, Inc. | 0.06% | Add +15.9% | 2,826 | $194K |
| Founders Financial Alliance, LLC | 0.03% | No change | 2,079 | $143K |
| Private Trust Co. NA | 0.01% | Reduce -25.2% | 1,860 | $128K |
| FMR LLC | 0.00% | Add +238.0% | 1,805 | $124K |
| Private Wealth Asset Management, LLC | 0.01% | — | 1,084 | $75K |
| Key Financial Inc | 0.02% | No change | 1,037 | $71K |
| Cwm, LLC | 0.00% | Reduce -25.5% | 954 | $66K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +102.5% | 873 | $60K |
| Tidemark, LLC | 0.02% | Add +0.1% | 719 | $49K |
| Capital Analysts, LLC | 0.00% | New | 590 | $41K |
| Montag A & Associates Inc. | 0.00% | New | 500 | $34K |
| JPMorgan Chase & Co. | 0.00% | Add +17.6% | 467 | $32K |
| Principal Securities, Inc. | 0.00% | No change | 271 | $21K |
| Lanark Financial, Inc. | 0.00% | — | 250 | $17K |
| City Holding Co. | 0.00% | No change | 211 | $15K |
| CoreCap Advisors, LLC | 0.00% | No change | 135 | $9K |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.