First Trust Small Cap GrowthFYCETF
13F holders, Q4 2024 (December 31)109holders +22
22new positions
4sold out
1famous investor
$77.42avg. 13F price*
At the end of Q4 2024, 109 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 22 from Q3 2024. 22 opened new positions and 4 sold out. The largest holders were Morgan Stanley ($56.1M), LPL Financial LLC ($44.4M) and Wells Fargo & Company ($31.8M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 22 | $28.9M |
| Exits | 4 | $7.7M |
All 13F filers, Q3 2024 → Q4 2024: 1,345,814 shares bought and 144,020 shares sold, net +1,201,794 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 109 holders
| Morgan Stanley | 0.00% | Add +275.8% | 724,320 | $56.1M |
| LPL Financial LLC | 0.02% | Add +7.0% | 573,829 | $44.4M |
| Wells Fargo & Company | 0.01% | Add +60.2% | 410,264 | $31.8M |
| First Trust Advisors LP | 0.02% | Reduce -0.7% | 250,691 | $19.4M |
| Raymond James Financial Inc. | 0.00% | — | 134,427 | $10.4M |
| Royal Bank of Canada | 0.00% | Reduce -1.3% | 132,240 | $10.2M |
| Bank of America Corp. | 0.00% | Add +2.8% | 132,219 | $10.2M |
| Eclectic Associates Inc. | 2.94% | Add +1980.4% | 128,192 | $9.9M |
| New Wave Wealth Advisors LLC | 3.88% | Add +27.5% | 122,226 | $9.5M |
| Cetera Investment Advisers | 0.02% | Add +27.8% | 109,730 | $8.5M |
| Brueske Advisory Services, LLC | 7.37% | — | 107,001 | $8.3M |
| IFP Advisors, Inc | 0.23% | Reduce -2.3% | 90,909 | $7.0M |
| Kingsview Wealth Management, LLC | 0.13% | Reduce -10.4% | 85,895 | $6.7M |
| Concurrent Investment Advisors, LLC | 0.18% | Add +7.7% | 85,463 | $6.6M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Reduce -2.2% | 84,686 | $6.6M |
| Goldman Sachs Group Inc. | 0.00% | New | 80,721 | $6.3M |
| Independent Advisor Alliance | 0.08% | New | 80,454 | $6.2M |
| Marshall Investment Management, LLC | 2.91% | — | 66,330 | $4.9M |
| Envestnet Asset Management Inc. | 0.00% | Add +12.7% | 60,311 | $4.7M |
| Bedel Financial Consulting, Inc. | 0.60% | Add +5.2% | 53,636 | $4.3M |
| PNC Financial Services Group, Inc. | 0.00% | Add +4.8% | 52,961 | $4.1M |
| Stifel Financial Corp. | 0.00% | Add +3.0% | 52,126 | $4.0M |
| Fischer Investment Strategies, LLC | 3.14% | New | 51,020 | $4.0M |
| Richmond Investment Services, LLC | 2.00% | — | 45,997 | $3.6M |
| Benjamin Edwards Inc. | 0.05% | Reduce -6.2% | 44,440 | $3.4M |
| UBS Group AG | 0.00% | Add +12.4% | 38,527 | $3.0M |
| Jane Street Group, LLC | 0.00% | New | 36,859 | $2.9M |
| Equitable Holdings, Inc. | 0.02% | Reduce -9.1% | 31,832 | $2.5M |
| Moneywise, Inc. | 1.23% | Reduce -18.2% | 31,561 | $2.4M |
| Osaic Holdings, Inc. | 0.01% | Add +25.9% | 28,667 | $2.2M |
| Citadel Advisors | 0.00% | New | 27,579 | $2.1M |
| Founders Financial Securities LLC | 0.16% | New | 22,276 | $1.7M |
| US Bancorp \de | 0.00% | Reduce -3.0% | 21,536 | $1.7M |
| HFG Advisors, Inc. | 1.37% | Reduce -2.3% | 20,278 | $1.6M |
| Kestra Advisory Services, LLC | 0.01% | Add +11.3% | 17,026 | $1.3M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -2.0% | 16,859 | $1.3M |
| MTM Investment Management, LLC | 0.50% | Reduce -1.1% | 16,733 | $1.3M |
| Moneco Advisors, LLC | 0.13% | Reduce -13.8% | 15,799 | $1.2M |
| Farther Finance Advisors, LLC | 0.04% | Add +122.9% | 14,671 | $1.1M |
| Commonwealth Equity Services, LLC | 0.00% | Add +38.8% | 14,355 | $1.1M |
| Susquehanna International Group, LLP | 0.00% | Add +67.4% | 14,178 | $1.1M |
| G&S Capital LLC | 0.45% | New | 14,004 | $1.1M |
| Dunhill Financial, LLC | 0.50% | Add +93.5% | 13,985 | $1.1M |
| Focus Financial Network, Inc. | 0.04% | New | 13,178 | $1.0M |
| Strategic Equity Management | 0.37% | Reduce -19.1% | 11,245 | $871K |
| Gateway Wealth Partners, LLC | 0.19% | Add +4.8% | 9,536 | $738K |
| Clear Point Advisors Inc. | 0.56% | Add +0.2% | 8,444 | $654K |
| Blue Capital, Inc. | 0.46% | — | 8,417 | $652K |
| Geneos Wealth Management Inc. | 0.02% | Add +1.1% | 8,152 | $631K |
| Western Wealth Management, LLC | 0.03% | Add +31.3% | 7,784 | $603K |
| Independent Wealth Network Inc. | 0.24% | Add +31.2% | 7,655 | $593K |
| Nilsine Partners, LLC | 0.06% | Add +20.1% | 7,645 | $592K |
| Willner & Heller, LLC | 0.51% | Add +1.8% | 7,497 | $580K |
| MML Investors Services, LLC | 0.00% | Add +3.2% | 7,432 | $575K |
| Janney Montgomery Scott LLC | 0.00% | Add +35.0% | 7,040 | $545K |
| Sylvest Advisors, LLC | 0.31% | — | 6,432 | $498K |
| Ameriprise Financial Inc. | 0.00% | New | 6,268 | $485K |
| Baird Financial Group, Inc. | 0.00% | Add +27.4% | 5,797 | $449K |
| Prospera Financial Services Inc | 0.01% | Reduce -3.3% | 5,651 | $438K |
| Ashton Thomas Private Wealth, LLC | 0.02% | New | 5,500 | $426K |
| Oppenheimer & Co. Inc. | 0.01% | New | 5,409 | $419K |
| IHT Wealth Management, LLC | 0.01% | No change | 4,700 | $364K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 4,519 | $350K |
| NewEdge Advisors, LLC | 0.00% | Add +1.1% | 4,415 | $342K |
| Harbour Investments, Inc. | 0.01% | Add +9.3% | 3,917 | $303K |
| Wealth Effects LLC | 0.11% | Add +12.2% | 3,907 | $303K |
| OneDigital Investment Advisors LLC | 0.00% | New | 3,884 | $301K |
| TKG Advisors, LLC | 0.14% | New | 3,709 | $298K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +5.3% | 3,774 | $292K |
| Belpointe Asset Management LLC | 0.02% | No change | 4,017 | $292K |
| 49 Wealth Management, LLC | 0.04% | Add +2.2% | 3,737 | $289K |
| Truist Financial Corp. | 0.00% | Add +1.8% | 3,607 | $279K |
| Financial Advocates Investment Management | 0.02% | Reduce -1.4% | 3,552 | $275K |
| Cornerstone Wealth Management, LLC | 0.02% | Add +0.1% | 3,457 | $268K |
| Jones Financial Companies LLLP | 0.00% | Add +12.4% | 3,453 | $267K |
| Comerica Bank | 0.00% | Add +169.2% | 3,429 | $266K |
| HighTower Advisors, LLC | 0.00% | New | 3,406 | $264K |
| Waterfront Wealth Inc. | 0.06% | Add +4.0% | 3,270 | $253K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +17.4% | 3,163 | $245K |
| Atria Wealth Solutions, Inc. | 0.00% | New | 3,099 | $240K |
| Wagner Wealth Management, LLC | 0.06% | Add +0.4% | 2,992 | $232K |
| Stratos Wealth Partners, LTD. | 0.00% | New | 2,907 | $225K |
| Summit Financial, LLC | 0.01% | Add +2.1% | 2,876 | $223K |
| Synovus Financial Corp. | 0.00% | New | 2,761 | $214K |
| Fiduciary Trust Co | 0.00% | New | 2,621 | $203K |
| Plotkin Financial Advisors, LLC | 0.12% | New | 2,583 | $200K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +3367.6% | 2,566 | $199K |
| Private Trust Co. NA | 0.02% | Add +20.7% | 2,488 | $193K |
| Pinnacle Bancorp, Inc. | 0.06% | Reduce -45.1% | 2,439 | $189K |
| Founders Financial Alliance, LLC | 0.04% | Add +0.2% | 2,079 | $161K |
| Cwm, LLC | 0.00% | Add +38.5% | 1,280 | $99K |
| Key Financial Inc | 0.02% | No change | 1,037 | $80K |
| Tidemark, LLC | 0.02% | Add +0.1% | 718 | $56K |
| Global Retirement Partners, LLC | 0.00% | Reduce -13.6% | 571 | $44K |
| FMR LLC | 0.00% | Add +13.6% | 534 | $41K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +306.6% | 431 | $33K |
| Concourse Financial Group Securities, Inc. | 0.00% | Add +0.0% | 405 | $32K |
| JPMorgan Chase & Co. | 0.00% | New | 397 | $31K |
| PSI Advisors, LLC | 0.01% | No change | 309 | $24K |
| Principal Securities, Inc. | 0.00% | No change | 271 | $21K |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.