First Trust Small Cap GrowthFYCETF
13F holders, Q3 2024 (September 30)87holders +9
13new positions
4sold out
$74.37avg. 13F price*
At the end of Q3 2024, 87 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 9 from Q2 2024. 13 opened new positions and 4 sold out. The largest holders were LPL Financial LLC ($39.9M), Wells Fargo & Company ($19.1M) and First Trust Advisors LP ($18.8M).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $20.6M |
| Exits | 4 | $1.4M |
All 13F filers, Q2 2024 → Q3 2024: 617,310 shares bought and 149,130 shares sold, net +468,180 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 87 holders
| LPL Financial LLC | 0.02% | Add +13.9% | 536,113 | $39.9M |
| Wells Fargo & Company | 0.00% | Add +57.3% | 256,161 | $19.1M |
| First Trust Advisors LP | 0.02% | Reduce -6.8% | 252,433 | $18.8M |
| Morgan Stanley | 0.00% | Add +15.0% | 192,735 | $14.3M |
| Royal Bank of Canada | 0.00% | Reduce -21.4% | 133,914 | $10.0M |
| Bank of America Corp. | 0.00% | Add +14.1% | 128,647 | $9.6M |
| Kingsview Wealth Management, LLC | 0.15% | Add +53.4% | 95,911 | $7.1M |
| New Wave Wealth Advisors LLC | 3.28% | New | 95,843 | $7.1M |
| Heritage Oak Wealth Advisors LLC | 3.28% | New | 95,843 | $7.1M |
| IFP Advisors, Inc | 0.25% | Reduce -15.6% | 93,036 | $6.9M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Reduce -0.8% | 86,560 | $6.4M |
| Cetera Investment Advisers | 0.01% | Add +50.9% | 85,852 | $6.4M |
| Concurrent Investment Advisors, LLC | 0.18% | Reduce -0.3% | 79,322 | $5.9M |
| Raymond James & Associates | 0.00% | Add +52.3% | 78,513 | $5.8M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Add +1.1% | 61,732 | $4.6M |
| Envestnet Asset Management Inc. | 0.00% | Add +6.2% | 53,536 | $4.0M |
| Bedel Financial Consulting, Inc. | 0.53% | Add +4.4% | 50,975 | $3.8M |
| Stifel Financial Corp. | 0.00% | Add +110.6% | 50,607 | $3.8M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.6% | 50,540 | $3.8M |
| Benjamin Edwards Inc. | 0.05% | New | 47,381 | $3.5M |
| Moneywise, Inc. | 1.41% | Reduce -7.8% | 38,594 | $2.9M |
| Equitable Holdings, Inc. | 0.03% | Reduce -7.6% | 35,022 | $2.6M |
| UBS Group AG | 0.00% | Reduce -0.9% | 34,265 | $2.5M |
| Osaic Holdings, Inc. | 0.00% | Add +0.4% | 22,770 | $1.7M |
| US Bancorp \de | 0.00% | Add +3.1% | 22,212 | $1.7M |
| HFG Advisors, Inc. | 1.37% | Add +1.0% | 20,752 | $1.5M |
| Moneco Advisors, LLC | 0.17% | Reduce -14.5% | 18,327 | $1.4M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +1.3% | 17,204 | $1.3M |
| MTM Investment Management, LLC | 0.48% | Reduce -4.3% | 16,917 | $1.2M |
| Kestra Advisory Services, LLC | 0.01% | Add +2.0% | 15,295 | $1.1M |
| Strategic Equity Management | 0.49% | Add +89.8% | 13,909 | $1.0M |
| Commonwealth Equity Services, LLC | 0.00% | Add +41.2% | 10,341 | $769K |
| Gateway Wealth Partners, LLC | 0.19% | Add +2.3% | 9,103 | $677K |
| Susquehanna International Group, LLP | 0.00% | Reduce -76.1% | 8,469 | $630K |
| Clear Point Advisors Inc. | 0.48% | Add +0.4% | 8,430 | $627K |
| Geneos Wealth Management Inc. | 0.02% | Reduce -0.4% | 8,065 | $600K |
| Clearwater Capital Advisors, LLC | 0.06% | No change | 8,000 | $595K |
| Willner & Heller, LLC | 0.49% | Reduce -6.3% | 7,364 | $548K |
| Dunhill Financial, LLC | 0.28% | Reduce -6.4% | 7,226 | $537K |
| MML Investors Services, LLC | 0.00% | Reduce -20.0% | 7,200 | $535K |
| Farther Finance Advisors, LLC | 0.02% | New | 6,581 | $489K |
| Nilsine Partners, LLC | 0.06% | New | 6,366 | $473K |
| Eclectic Associates Inc. | 0.18% | New | 6,162 | $458K |
| Western Wealth Management, LLC | 0.03% | New | 5,928 | $441K |
| Prospera Financial Services Inc | 0.01% | Add +17.6% | 5,845 | $435K |
| Independent Wealth Network Inc. | 0.19% | Add +4.8% | 5,833 | $434K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -17.4% | 5,215 | $388K |
| IHT Wealth Management, LLC | 0.01% | No change | 4,700 | $350K |
| Baird Financial Group, Inc. | 0.00% | No change | 4,550 | $338K |
| Pinnacle Bancorp, Inc. | 0.09% | No change | 4,439 | $330K |
| NewEdge Advisors, LLC | 0.00% | Add +58.7% | 4,365 | $325K |
| Belpointe Asset Management LLC | 0.02% | No change | 4,017 | $299K |
| 49 Wealth Management, LLC | 0.04% | Reduce -13.4% | 3,655 | $272K |
| Financial Advocates Investment Management | 0.02% | Reduce -0.4% | 3,601 | $268K |
| Kestra Private Wealth Services, LLC | 0.00% | New | 3,585 | $267K |
| Harbour Investments, Inc. | 0.01% | Reduce -3.7% | 3,582 | $266K |
| Truist Financial Corp. | 0.00% | Add +9.3% | 3,543 | $263K |
| Wealth Effects LLC | 0.09% | Add +13.9% | 3,482 | $259K |
| Cornerstone Wealth Management, LLC | 0.02% | Add +0.1% | 3,455 | $257K |
| Waterfront Wealth Inc. | 0.06% | New | 3,145 | $237K |
| Jones Financial Companies LLLP | 0.00% | Add +378.5% | 3,072 | $227K |
| Wagner Wealth Management, LLC | 0.06% | Add +0.7% | 2,981 | $222K |
| Summit Financial, LLC | 0.01% | New | 2,817 | $210K |
| Great Valley Advisor Group, Inc. | 0.00% | New | 2,693 | $200K |
| Founders Financial Alliance, LLC | 0.04% | Add +0.5% | 2,075 | $154K |
| Private Trust Co. NA | 0.02% | Add +213.8% | 2,062 | $153K |
| Comerica Bank | 0.00% | Add +19.6% | 1,274 | $95K |
| Key Financial Inc | 0.02% | No change | 1,037 | $77K |
| Cwm, LLC | 0.00% | No change | 924 | $69K |
| Tidemark, LLC | 0.02% | Add +0.1% | 717 | $53K |
| Global Retirement Partners, LLC | 0.00% | Reduce -10.1% | 661 | $49K |
| FMR LLC | 0.00% | No change | 470 | $35K |
| PSI Advisors, LLC | 0.01% | Add +0.7% | 309 | $23K |
| Principal Securities, Inc. | 0.00% | No change | 271 | $20K |
| Northwest Financial Advisors | 0.01% | New | 243 | $18K |
| Lanark Financial, Inc. | 0.00% | No change | 250 | $18K |
| City Holding Co. | 0.00% | No change | 211 | $16K |
| Hilltop National Bank | 0.00% | No change | 196 | $15K |
| CoreCap Advisors, LLC | 0.00% | Reduce -50.9% | 135 | $10K |
| Spire Wealth Management | 0.00% | Add +0.9% | 108 | $8K |
| Transamerica Financial Advisors, LLC | 0.00% | Reduce -1.0% | 95 | $8K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 106 | $8K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -99.5% | 74 | $6K |
| Continuum Advisory, LLC | 0.00% | No change | 49 | $4K |
| Russell Investments Group, Ltd. | 0.00% | No change | 31 | $2K |
| Transcendent Capital Group LLC | 0.00% | No change | 25 | $2K |
| Signaturefd, LLC | 0.00% | No change | 12 | $892 |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.