First Trust Small Cap GrowthFYCETF
13F holders, Q2 2024 (June 30)78holders +3
9new positions
5sold out
1famous investor
$65.89avg. 13F price*
At the end of Q2 2024, 78 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 3 from Q1 2024. 9 opened new positions and 5 sold out. The largest holders were LPL Financial LLC ($31.0M), First Trust Advisors LP ($17.8M) and Royal Bank of Canada ($11.2M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $3.9M |
| Exits | 5 | $1.4M |
All 13F filers, Q1 2024 → Q2 2024: 130,207 shares bought and 99,314 shares sold, net +30,893 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 78 holders
| LPL Financial LLC | 0.02% | Add +1.5% | 470,730 | $31.0M |
| First Trust Advisors LP | 0.02% | Reduce -12.9% | 270,768 | $17.8M |
| Royal Bank of Canada | 0.00% | Reduce -4.0% | 170,428 | $11.2M |
| Morgan Stanley | 0.00% | Add +5.7% | 167,598 | $11.0M |
| Wells Fargo & Company | 0.00% | Add +8.5% | 162,889 | $10.7M |
| Bank of America Corp. | 0.00% | Add +0.3% | 112,778 | $7.4M |
| IFP Advisors, Inc | 0.29% | Reduce -4.2% | 110,200 | $7.3M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Add +2.0% | 87,270 | $5.8M |
| Concurrent Investment Advisors, LLC | 0.17% | Add +1.0% | 79,573 | $5.2M |
| Kingsview Wealth Management, LLC | 0.10% | Add +0.7% | 62,532 | $4.1M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Add +1.1% | 61,088 | $4.0M |
| Cetera Investment Advisers | 0.01% | Add +54.9% | 56,902 | $3.7M |
| Benjamin F. Edwards & Company, Inc. | 0.06% | Add +0.2% | 52,550 | $3.5M |
| Raymond James & Associates | 0.00% | Reduce -0.5% | 51,568 | $3.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +1.4% | 50,412 | $3.3M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -2.3% | 50,234 | $3.3M |
| Bedel Financial Consulting, Inc. | 0.47% | Add +4.6% | 48,839 | $3.2M |
| Moneywise, Inc. | 1.46% | Reduce -8.6% | 41,873 | $2.8M |
| Equitable Holdings, Inc. | 0.03% | Add +3.0% | 37,897 | $2.5M |
| Susquehanna International Group, LLP | 0.00% | New | 35,453 | $2.3M |
| UBS Group AG | 0.00% | Add +9.1% | 34,593 | $2.3M |
| Stifel Financial Corp. | 0.00% | Add +1.8% | 24,030 | $1.6M |
| Osaic Holdings, Inc. | 0.00% | Reduce -24.7% | 22,676 | $1.5M |
| US Bancorp \de | 0.00% | Add +0.5% | 21,542 | $1.4M |
| Moneco Advisors, LLC | 0.21% | Reduce -19.0% | 21,446 | $1.4M |
| HFG Advisors, Inc. | 1.26% | Add +4.0% | 20,547 | $1.4M |
| Citadel Advisors | 0.00% | Add +18.2% | 18,563 | $1.2M |
| MTM Investment Management, LLC | 0.48% | No change | 17,667 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -3.6% | 16,981 | $1.1M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -0.1% | 14,993 | $988K |
| Tower Research Capital LLC (TRC) | 0.01% | Add +86.4% | 13,376 | $881K |
| MML Investors Services, LLC | 0.00% | Reduce -10.9% | 8,999 | $593K |
| Gateway Wealth Partners, LLC | 0.18% | New | 8,896 | $586K |
| Clear Point Advisors Inc. | 0.45% | Add +0.1% | 8,398 | $553K |
| Geneos Wealth Management Inc. | 0.02% | Reduce -0.4% | 8,098 | $534K |
| Clearwater Capital Advisors, LLC | 0.06% | No change | 8,000 | $527K |
| Willner & Heller, LLC | 0.50% | Add +2.3% | 7,856 | $518K |
| Dunhill Financial, LLC | 0.32% | No change | 7,722 | $509K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.2% | 7,323 | $483K |
| Strategic Equity Management | 0.31% | New | 7,327 | $483K |
| Janney Montgomery Scott LLC | 0.00% | No change | 6,315 | $416K |
| Independent Wealth Network Inc. | 0.17% | Add +0.9% | 5,567 | $367K |
| Prospera Financial Services Inc | 0.01% | Reduce -4.2% | 4,972 | $328K |
| IHT Wealth Management, LLC | 0.01% | No change | 4,700 | $310K |
| Baird Financial Group, Inc. | 0.00% | Reduce -3.1% | 4,550 | $300K |
| Pinnacle Bancorp, Inc. | 0.09% | No change | 4,439 | $292K |
| 49 Wealth Management, LLC | 0.05% | Add +2.9% | 4,223 | $277K |
| Belpointe Asset Management LLC | 0.02% | Add +31.8% | 4,017 | $265K |
| Harbour Investments, Inc. | 0.01% | Reduce -14.1% | 3,719 | $245K |
| Financial Advocates Investment Management | 0.01% | Reduce -4.8% | 3,617 | $238K |
| Cornerstone Wealth Management, LLC | 0.02% | Add +0.0% | 3,452 | $227K |
| Truist Financial Corp. | 0.00% | New | 3,241 | $214K |
| Wealth Effects LLC | 0.07% | Reduce -6.6% | 3,057 | $201K |
| Wagner Wealth Management, LLC | 0.06% | Reduce -2.9% | 2,960 | $195K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,751 | $181K |
| Founders Financial Alliance, LLC | 0.04% | No change | 2,065 | $136K |
| International Assets Investment Management, LLC | 0.01% | New | 2,048 | $135K |
| Comerica Bank | 0.00% | Add +15.3% | 1,065 | $70K |
| Key Financial Inc | 0.02% | No change | 1,037 | $68K |
| Cwm, LLC | 0.00% | Reduce -13.2% | 924 | $61K |
| Global Retirement Partners, LLC | 0.00% | No change | 735 | $48K |
| Tidemark, LLC | 0.02% | Reduce -83.9% | 716 | $47K |
| Private Trust Co. NA | 0.00% | New | 657 | $43K |
| Jones Financial Companies LLLP | 0.00% | New | 642 | $42K |
| FMR LLC | 0.00% | No change | 470 | $31K |
| PSI Advisors, LLC | 0.01% | Add +0.3% | 307 | $20K |
| CoreCap Advisors, LLC | 0.00% | Reduce -19.6% | 275 | $18K |
| Principal Securities, Inc. | 0.00% | No change | 271 | $18K |
| Lanark Financial, Inc. | 0.00% | No change | 250 | $16K |
| City Holding Co. | 0.00% | No change | 211 | $14K |
| Hilltop National Bank | 0.00% | New | 196 | $13K |
| Spire Wealth Management | 0.00% | No change | 107 | $7K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 96 | $7K |
| Qube Research & Technologies Ltd | 0.00% | Reduce -42.9% | 52 | $3K |
| Continuum Advisory, LLC | 0.00% | No change | 49 | $3K |
| Russell Investments Group, Ltd. | 0.00% | New | 31 | $2K |
| Transcendent Capital Group LLC | 0.00% | No change | 25 | $2K |
| Signaturefd, LLC | 0.00% | No change | 12 | $791 |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.