First Trust Small Cap GrowthFYCETF
13F holders, Q4 2025 (December 31)140holders +23
24new positions
7sold out
$96.55avg. 13F price*
At the end of Q4 2025, 140 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 23 from Q3 2025. 24 opened new positions and 7 sold out. The largest holders were LPL Financial LLC ($113.8M), Raymond James Financial Inc. ($42.2M) and Wells Fargo & Company ($35.0M).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 24 | $12.1M |
| Exits | 7 | $2.5M |
All 13F filers, Q3 2025 → Q4 2025: 1,041,495 shares bought and 148,793 shares sold, net +892,702 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 140 holders
| LPL Financial LLC | 0.03% | Add +43.0% | 1,183,630 | $113.8M |
| Raymond James Financial Inc. | 0.01% | Add +35.4% | 438,885 | $42.2M |
| Wells Fargo & Company | 0.01% | Add +28.9% | 363,672 | $35.0M |
| Morgan Stanley | 0.00% | Add +16.5% | 293,292 | $28.2M |
| Cetera Investment Advisers | 0.03% | Add +13.6% | 255,008 | $24.5M |
| First Trust Advisors LP | 0.02% | Reduce -12.0% | 216,354 | $20.8M |
| Bank of America Corp. | 0.00% | Add +3.3% | 201,514 | $19.4M |
| Royal Bank of Canada | 0.00% | Add +14.0% | 163,957 | $15.8M |
| Envestnet Asset Management Inc. | 0.00% | Add +8.7% | 159,095 | $15.3M |
| Eclectic Associates Inc. | 2.31% | Add +2.6% | 153,918 | $14.8M |
| Richmond Investment Services, LLC | 2.38% | Add +2.6% | 143,085 | $13.8M |
| New Wave Wealth Advisors LLC | 3.81% | Add +1.2% | 108,354 | $10.4M |
| Concurrent Investment Advisors, LLC | 0.11% | Add +0.7% | 99,281 | $9.5M |
| Osaic Holdings, Inc. | 0.01% | Add +25.9% | 93,138 | $9.0M |
| IFP Advisors, Inc | 0.19% | Reduce -0.6% | 88,816 | $8.5M |
| UBS Group AG | 0.00% | Add +49.6% | 84,256 | $8.1M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Add +73.6% | 81,843 | $7.9M |
| PNC Financial Services Group, Inc. | 0.00% | Add +21.1% | 76,769 | $7.4M |
| Bedel Financial Consulting, Inc. | 0.77% | Add +1.1% | 74,442 | $7.2M |
| MML Investors Services, LLC | 0.02% | Add +1.3% | 66,703 | $6.4M |
| Equitable Holdings, Inc. | 0.04% | Reduce -5.5% | 55,876 | $5.4M |
| Redhawk Wealth Advisors, Inc. | 0.52% | Reduce -23.6% | 48,569 | $4.7M |
| Integrated Wealth Concepts LLC | 0.05% | Reduce -0.0% | 47,736 | $4.6M |
| Financial Management, Inc. | 4.25% | — | 46,511 | $4.5M |
| Janney Montgomery Scott LLC | 0.01% | Add +53.2% | 45,037 | $4.3M |
| Kingsview Wealth Management, LLC | 0.06% | Reduce -37.6% | 44,510 | $4.3M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +123.5% | 43,329 | $4.2M |
| Greenup Street Wealth Management LLC | 0.56% | New | 40,514 | $3.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +18.4% | 38,973 | $3.7M |
| Jane Street Group, LLC | 0.00% | Reduce -26.0% | 35,146 | $3.4M |
| Paller Financial Services Inc | 2.51% | — | 32,563 | $3.1M |
| Jones Financial Companies LLLP | 0.00% | Add +80.2% | 29,523 | $2.8M |
| Vista Investment Partners Ii, LLC | 1.08% | Add +47.5% | 25,961 | $2.5M |
| Private Advisor Group, LLC | 0.01% | Add +224.8% | 25,923 | $2.5M |
| Pursuit Wealth Management LLC | 1.98% | — | 24,013 | $2.3M |
| HFG Advisors, Inc. | 1.59% | Add +2.4% | 22,831 | $2.2M |
| Harbour Investments, Inc. | 0.04% | Add +7.3% | 20,988 | $2.0M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +14.0% | 20,640 | $2.0M |
| Stifel Financial Corp. | 0.00% | Reduce -0.4% | 20,519 | $2.0M |
| US Bancorp \de | 0.00% | Reduce -26.2% | 20,321 | $2.0M |
| Certified Advisory Corp | 0.17% | Reduce -1.4% | 19,194 | $1.8M |
| Baird Financial Group, Inc. | 0.00% | Add +334.6% | 18,162 | $1.7M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -0.8% | 17,709 | $1.7M |
| Founders Financial Securities LLC | 0.10% | New | 17,560 | $1.7M |
| Empirical Asset Management, LLC | 0.45% | Add +64.0% | 16,635 | $1.6M |
| MTM Investment Management, LLC | 0.48% | No change | 15,753 | $1.5M |
| Geneos Wealth Management Inc. | 0.03% | Add +4.0% | 14,495 | $1.4M |
| &partners | 0.01% | New | 14,221 | $1.4M |
| Moneco Advisors, LLC | 0.10% | Reduce -1.1% | 13,703 | $1.3M |
| Truist Financial Corp. | 0.00% | Add +38.2% | 13,614 | $1.3M |
| Quantum Portfolio Management LLC | 0.56% | Reduce -18.7% | 13,289 | $1.3M |
| Moneywise, Inc. | 0.51% | Reduce -50.4% | 12,738 | $1.2M |
| Warner Group LLC | 0.69% | Add +372.0% | 11,706 | $1.1M |
| Western Wealth Management, LLC | 0.05% | Add +25.8% | 10,981 | $1.1M |
| Proactive Wealth Strategies LLC | 0.42% | Add +13.1% | 10,905 | $1.0M |
| Ameritas Investment Partners, Inc. | 0.03% | Add +1.9% | 10,590 | $1.0M |
| Oppenheimer & Co. Inc. | 0.01% | Add +2.3% | 10,379 | $998K |
| Brookwood Investment Group LLC | 0.11% | New | 9,788 | $941K |
| Private Advisory Group LLC | 0.07% | New | 9,557 | $919K |
| Ferguson Shapiro LLC | 0.28% | Add +9.3% | 9,411 | $905K |
| Strategic Equity Management | 0.31% | Reduce -7.6% | 9,374 | $901K |
| Independent Wealth Network Inc. | 0.27% | Add +0.7% | 9,342 | $898K |
| Gateway Wealth Partners, LLC | 0.09% | Add +1.5% | 8,754 | $841K |
| Nova Wealth Management, Inc. | 0.56% | Add +97.1% | 8,563 | $823K |
| Sylvest Advisors, LLC | 0.43% | Add +2.8% | 8,405 | $808K |
| Willner & Heller, LLC | 0.56% | Add +8.9% | 8,111 | $780K |
| Index Technologies Group LLC | 0.81% | — | 8,075 | $776K |
| Wedmont Private Capital | 0.03% | No change | 7,624 | $761K |
| Clear Point Advisors Inc. | 0.56% | Reduce -3.0% | 7,522 | $723K |
| Dunhill Financial, LLC | 0.21% | No change | 7,056 | $678K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +51.7% | 6,482 | $623K |
| World Equity Group, Inc. | 0.17% | Reduce -0.6% | 6,162 | $592K |
| Comerica Bank | 0.00% | Add +56.0% | 5,923 | $569K |
| MGB Wealth Management, LLC | 0.14% | New | 5,050 | $485K |
| Prospera Financial Services Inc | 0.01% | Reduce -15.1% | 4,920 | $473K |
| Advisor Resource Council | 0.17% | New | 4,665 | $472K |
| Benjamin Edwards Inc. | 0.00% | Reduce -12.7% | 4,490 | $435K |
| Echo Wealth Management, LLC | 0.25% | New | 4,489 | $431K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +10.5% | 4,184 | $402K |
| Thrivent Financial for Lutherans | 0.00% | Add +23.4% | 4,156 | $399K |
| Waterfront Wealth Inc. | 0.07% | Add +14.8% | 3,755 | $384K |
| Belpointe Asset Management LLC | 0.01% | No change | 3,917 | $376K |
| Ashton Thomas Private Wealth, LLC | 0.01% | Add +8.8% | 3,897 | $375K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -0.3% | 3,888 | $374K |
| Rhodes Investment Advisors Inc. | 0.28% | — | 3,615 | $347K |
| Mutual Advisors, LLC | 0.01% | New | 3,439 | $331K |
| OneDigital Investment Advisors LLC | 0.00% | Reduce -19.6% | 3,425 | $329K |
| Stephens Inc. | 0.00% | Add +29.6% | 3,341 | $321K |
| Barnes Pettey Financial Advisors, LLC | 0.16% | New | 3,317 | $319K |
| Fulcrum Equity Management | 0.30% | New | 3,274 | $315K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -1.1% | 3,211 | $309K |
| PFG Advisors | 0.01% | Add +4.6% | 3,174 | $305K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +20.5% | 2,770 | $278K |
| Pinnacle Bancorp, Inc. | 0.08% | No change | 2,826 | $272K |
| Mariner, LLC | 0.00% | Add +13.1% | 2,825 | $272K |
| Carlson Financial, Inc. | 0.16% | — | 2,803 | $269K |
| Wagner Wealth Management, LLC | 0.06% | Reduce -0.7% | 2,719 | $261K |
| Private Trust Co. NA | 0.02% | Add +16.4% | 2,611 | $251K |
| Great Valley Advisor Group, Inc. | 0.00% | Reduce -3.0% | 2,598 | $249K |
| Plotkin Financial Advisors, LLC | 0.12% | No change | 2,583 | $248K |
| Wealth Effects LLC | 0.08% | Reduce -10.7% | 2,550 | $245K |
| Keybank National Association | 0.00% | No change | 2,497 | $240K |
| XML Financial, LLC | 0.02% | No change | 2,400 | $231K |
| O'shaughnessy Asset Management, LLC | 0.00% | New | 2,302 | $221K |
| Pacific Sun Financial Corp | 0.10% | No change | 2,220 | $213K |
| IHT Wealth Management, LLC | 0.01% | New | 2,200 | $211K |
| Aptus Capital Advisors, LLC | 0.00% | New | 2,136 | $205K |
| Advisory Services Network, LLC | 0.00% | Add +91.1% | 2,098 | $202K |
| Sound Income Strategies, LLC | 0.01% | New | 1,934 | $197K |
| Hazlett, Burt & Watson, Inc. | 0.05% | Add +65.0% | 1,650 | $158K |
| Keating Financial Advisory Services, Inc. | 0.02% | — | 1,538 | $148K |
| Global Retirement Partners, LLC | 0.00% | Add +146.8% | 1,187 | $114K |
| Cwm, LLC | 0.00% | Add +19.9% | 1,108 | $106K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 1,084 | $104K |
| CoreCap Advisors, LLC | 0.00% | Add +629.6% | 985 | $95K |
| NewEdge Advisors, LLC | 0.00% | Add +137.7% | 915 | $88K |
| Capital Analysts, LLC | 0.00% | Reduce -30.3% | 853 | $82K |
| Key Financial Inc | 0.01% | No change | 785 | $75K |
| FMR LLC | 0.00% | Add +0.7% | 585 | $56K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -87.3% | 508 | $49K |
| JPMorgan Chase & Co. | 0.00% | Reduce -49.1% | 444 | $43K |
| Bullseye Investment Management, LLC | 0.02% | New | 400 | $38K |
| Blair William & Co. | 0.00% | New | 325 | $31K |
| Golden State Wealth Management, LLC | 0.00% | Reduce -69.7% | 323 | $31K |
| Glass Jacobson Investment Advisors llc | 0.01% | No change | 258 | $25K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.01% | New | 239 | $23K |
| City Holding Co. | 0.00% | No change | 211 | $20K |
| Barnes Dennig Private Wealth Management LLC | 0.02% | New | 161 | $15K |
| Pinnacle Wealth Planning Services, Inc. | 0.00% | New | 134 | $13K |
| Russell Investments Group, Ltd. | 0.00% | No change | 130 | $12K |
| Optima Capital LLC | 0.01% | New | 122 | $12K |
| Hilltop National Bank | 0.00% | No change | 98 | $9K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 92 | $9K |
| Citigroup Inc. | 0.00% | Reduce -89.5% | 65 | $6K |
| Arax Advisory Partners | 0.00% | New | 26 | $2K |
| Farther Finance Advisors, LLC | 0.00% | No change | 22 | $2K |
| Archer Investment Corp | 0.00% | New | 20 | $2K |
| Signaturefd, LLC | 0.00% | No change | 12 | $1K |
| Hilton Head Capital Partners, LLC | 0.00% | — | 1 | $96 |
| Global Wealth Strategies & Associates | 0.00% | New | 1 | $96 |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.