First Trust Low Duration OppLMBSETF
13F holders, Q1 2024 (March 31)373holders
2famous investors
$48.24avg. 13F price*
At the end of Q1 2024, 373 institutions reported holding First Trust Low Duration Opp (LMBS) in their 13F filings. The largest holders were Morgan Stanley ($578.5M), LPL Financial LLC ($341.7M) and Wells Fargo & Company ($229.1M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Fisher (0.0% of Fisher Asset Management's portfolio).
- Company
- First Trust Low Duration Opp
- CUSIP
- 33739Q200
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 31 | $30.6M |
| Exits | 31 | $29.8M |
Ownership 373 holders
| Morgan Stanley | 0.05% | Reduce -2.4% | 11,988,997 | $578.5M |
| LPL Financial LLC | 0.18% | Add +17.1% | 7,081,682 | $341.7M |
| Wells Fargo & Company | 0.06% | Add +7.8% | 4,749,032 | $229.1M |
| UBS Group AG | 0.06% | Add +0.4% | 3,511,086 | $169.4M |
| Royal Bank of Canada | 0.03% | Add +6.1% | 2,506,061 | $120.9M |
| Raymond James Financial Services Advisors, Inc. | 0.14% | Reduce -4.1% | 2,000,720 | $96.5M |
| Bank of America Corp. | 0.01% | Add +25.2% | 1,907,667 | $92.0M |
| First Trust Advisors LP | 0.05% | Reduce -9.5% | 991,276 | $47.8M |
| Stifel Financial Corp. | 0.05% | Reduce -2.3% | 977,496 | $47.2M |
| Envestnet Asset Management Inc. | 0.02% | Reduce -31.7% | 948,569 | $45.8M |
| Berger Financial Group, Inc | 3.29% | Add +54.0% | 826,865 | $39.9M |
| Cetera Investment Advisers | 0.09% | Add +114.6% | 800,093 | $38.6M |
| Raymond James & Associates | 0.02% | Reduce -5.5% | 753,726 | $36.4M |
| Osaic Holdings, Inc. | 0.08% | Reduce -31.6% | 697,338 | $33.7M |
| Csenge Advisory Group | 1.85% | Add +7.4% | 685,251 | $33.1M |
| Commonwealth Equity Services, LLC | 0.05% | Add +11.0% | 624,438 | $30.1M |
| Concurrent Investment Advisors, LLC | 1.22% | Add +21.5% | 622,491 | $30.0M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +50.8% | 619,402 | $29.9M |
| American Financial Advisors, LLC | 3.65% | Add +0.2% | 536,879 | $25.9M |
| Trilogy Capital Inc. | 1.31% | Add +2194.1% | 471,010 | $22.7M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +19.2% | 462,101 | $22.3M |
| Renaissance Technologies | 0.03% | Add +49.1% | 451,400 | $21.8M |
| Stephens Inc. | 0.31% | Reduce -0.8% | 408,002 | $19.7M |
| Searcy Financial Services Inc. | 9.33% | Reduce -6.2% | 379,817 | $18.3M |
| Baird Financial Group, Inc. | 0.04% | Reduce -1.8% | 350,875 | $16.9M |
| HighTower Advisors, LLC | 0.03% | Reduce -13.0% | 344,012 | $16.6M |
| Obermeyer Wealth Partners | 0.90% | Reduce -3.2% | 316,106 | $15.3M |
| TD Capital Management LLC | 1.59% | Add +2.4% | 308,597 | $14.9M |
| Cerity Partners LLC | 0.04% | Add +42.4% | 304,570 | $14.7M |
| TL Private Wealth | 7.23% | Reduce -1.7% | 304,795 | $14.6M |
| IFP Advisors, Inc | 0.63% | Add +26.9% | 298,500 | $14.4M |
| Private Advisor Group, LLC | 0.10% | Reduce -1.7% | 293,076 | $14.1M |
| ERn Financial, LLC | 2.43% | Add +5.7% | 290,236 | $14.0M |
| Condor Capital Management | 1.33% | Add +21.8% | 282,739 | $13.6M |
| Inspirion Wealth Advisors, LLC | 2.18% | Reduce -30.8% | 272,811 | $13.2M |
| AE Wealth Management LLC | 0.15% | Reduce -13.3% | 268,431 | $13.0M |
| Financial Planning & Information Services, Inc. | 1.94% | Reduce -1.2% | 267,909 | $12.9M |
| Janney Montgomery Scott LLC | 0.04% | Add +14.5% | 265,375 | $12.8M |
| Truist Financial Corp. | 0.02% | Reduce -10.0% | 265,041 | $12.8M |
| Financial Advocates Investment Management | 0.73% | Add +77.5% | 260,638 | $12.6M |
| Clifford Swan Investment Counsel LLC | 0.46% | Add +5.5% | 256,309 | $12.4M |
| Weitzel Financial Services, Inc. | 6.21% | Reduce -3.0% | 256,075 | $12.3M |
| TAP Consulting, LLC | 2.68% | Reduce -9.3% | 252,099 | $12.2M |
| Prism Advisors, Inc. | 3.65% | Add +17.9% | 251,667 | $12.1M |
| Harbour Investments, Inc. | 0.41% | Add +22.6% | 240,298 | $11.6M |
| Stratos Wealth Advisors, LLC | 0.68% | Add +3.3% | 239,027 | $11.5M |
| RiverTree Advisors, LLC | 7.55% | Reduce -1.1% | 232,924 | $11.2M |
| Heck Capital Advisors, LLC | 1.71% | Reduce -21.3% | 232,766 | $11.2M |
| Financial Enhancement Group LLC | 1.83% | Reduce -59.0% | 232,820 | $11.1M |
| Darwin Wealth Management, LLC | 3.09% | Reduce -3.7% | 229,924 | $11.1M |
| Petix & Botte Co | 2.73% | Reduce -50.8% | 227,463 | $11.0M |
| Kestra Advisory Services, LLC | 0.07% | Reduce -15.5% | 227,234 | $11.0M |
| Sweet Financial Partners, LLC | 2.53% | New | 226,722 | $10.9M |
| Prospera Financial Services Inc | 0.32% | Add +20.5% | 225,567 | $10.9M |
| Kestra Private Wealth Services, LLC | 0.24% | Reduce -11.5% | 224,364 | $10.8M |
| Aaron Wealth Advisors LLC | 1.50% | Reduce -18.8% | 216,968 | $10.5M |
| Ameritas Advisory Services, LLC | 0.42% | Add +5.9% | 210,320 | $10.1M |
| EWG Elevate Inc. | 3.84% | Add +5.2% | 209,050 | $10.1M |
| Avantax Advisory Services, Inc. | 0.08% | Reduce -4.2% | 192,885 | $9.3M |
| Kingsview Wealth Management, LLC | 0.23% | Reduce -6.0% | 189,900 | $9.2M |
| Composition Wealth, LLC | 0.23% | Add +16.4% | 189,058 | $9.1M |
| MML Investors Services, LLC | 0.04% | Reduce -8.9% | 179,244 | $8.6M |
| Envestnet Portfolio Solutions, Inc. | 0.03% | Reduce -2.6% | 177,567 | $8.6M |
| Atwood & Palmer Inc. | 0.64% | Add +2025.0% | 175,740 | $8.5M |
| Walkner Condon Financial Advisors LLC | 1.79% | Reduce -16.7% | 174,907 | $8.4M |
| Comerica Bank | 0.04% | Add +6.9% | 171,415 | $8.3M |
| Sigma Planning Corp | 0.26% | Add +78.4% | 168,822 | $8.1M |
| NewEdge Advisors, LLC | 0.07% | Add +23.8% | 167,253 | $8.1M |
| PFS Partners, LLC | 5.46% | Add +9.6% | 167,219 | $8.1M |
| Atlas Private Wealth Management, LLC | 3.24% | Add +1.0% | 159,628 | $7.7M |
| TBH Global Asset Management, LLC | 1.47% | Reduce -15.0% | 152,230 | $7.3M |
| Stratos Wealth Partners, LTD. | 0.12% | Reduce -4.3% | 148,068 | $7.1M |
| Friedenthal Financial | 4.20% | Add +180.5% | 141,443 | $6.8M |
| Ssi Investment Management LLC | 2.67% | Add +0.2% | 139,589 | $6.7M |
| LexAurum Advisors, LLC | 1.70% | Reduce -1.6% | 138,883 | $6.7M |
| Assetmark, Inc. | 0.02% | Add +32.6% | 137,363 | $6.6M |
| EdgeRock Capital LLC | 5.23% | Add +0.2% | 136,047 | $6.6M |
| Manhattan West Asset Management, LLC | 1.55% | Add +15.8% | 134,125 | $6.5M |
| Independent Advisor Alliance | 0.23% | Add +16.6% | 132,885 | $6.4M |
| TCP Asset Management, LLC | 1.63% | Add +31.7% | 127,951 | $6.2M |
| Ameritas Investment Partners, Inc. | 0.21% | Add +7.4% | 126,532 | $6.1M |
| Grove Bank & Trust | 1.02% | Add +9.7% | 125,482 | $6.1M |
| Rockefeller Capital Management L.P. | 0.02% | Reduce -13.7% | 121,803 | $5.9M |
| D.A. Davidson & Co. | 0.05% | Add +7.5% | 121,801 | $5.9M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -6.1% | 118,241 | $5.7M |
| Lunt Capital Management, Inc. | 2.79% | Add +4.7% | 116,702 | $5.6M |
| Prosperity Financial Group, Inc. | 3.32% | New | 111,555 | $5.4M |
| Visionary Wealth Advisors | 0.36% | Add +2.6% | 109,834 | $5.3M |
| Citigroup Inc. | 0.01% | Add +16.0% | 104,941 | $5.1M |
| Alpha Financial Advisors, LLC | 2.14% | Add +1.7% | 94,107 | $4.5M |
| Clear Creek Financial Management, LLC | 0.57% | Add +32.3% | 92,979 | $4.5M |
| Integrated Wealth Concepts LLC | 0.06% | Reduce -20.1% | 89,373 | $4.3M |
| Snowden Capital Advisors LLC | 0.14% | Reduce -20.9% | 89,259 | $4.3M |
| Midwest Financial Group LLC | 2.86% | Reduce -0.8% | 88,223 | $4.3M |
| Migdal Insurance & Financial Holdings Ltd. | 0.06% | Add +3.7% | 81,240 | $3.9M |
| Iams Wealth Management, LLC | 2.20% | Add +7.5% | 74,981 | $3.6M |
| WR Wealth Planners, LLC | 1.09% | Add +3.4% | 72,579 | $3.5M |
| Silver Oak Securities, Incorporated | 0.53% | Reduce -8.8% | 72,220 | $3.5M |
| Boston Financial Mangement LLC | 0.10% | Add +16.2% | 68,272 | $3.3M |
| Dominguez Wealth Management Solutions, Inc. | 2.49% | Add +3.4% | 65,471 | $3.2M |
| Benjamin F. Edwards & Company, Inc. | 0.06% | Reduce -12.7% | 65,403 | $3.2M |
| Advisory Services Network, LLC | 0.07% | Add +46.0% | 64,900 | $3.1M |
| Keystone Wealth Services, LLC | 0.95% | Add +8.9% | 60,672 | $2.9M |
| Arete Wealth Advisors, LLC | 0.27% | Add +19.1% | 59,983 | $2.9M |
| Debussy Capital Management LP | 0.84% | Add +0.1% | 60,093 | $2.9M |
| Virtue Capital Management, LLC | 0.51% | Add +14.7% | 59,308 | $2.8M |
| Treynor Bancshares, Inc. | 1.64% | Add +61.6% | 58,625 | $2.8M |
| United Capital Financial Advisors, LLC | 0.02% | Reduce -41.5% | 58,508 | $2.8M |
| Central Pacific Bank - Trust Division | 0.37% | — | 58,505 | $2.8M |
| Good Life Advisors, LLC | 0.24% | Add +6.9% | 55,777 | $2.7M |
| Prime Capital Investment Advisors, LLC | 0.04% | Reduce -3.4% | 54,884 | $2.6M |
| DAVENPORT & Co LLC | 0.02% | Reduce -0.4% | 54,286 | $2.6M |
| Flaharty Asset Management, LLC | 0.39% | Reduce -28.4% | 54,039 | $2.6M |
| Wedbush Securities Inc. | 0.10% | Add +6.9% | 53,948 | $2.6M |
| NewEdge Wealth, LLC | 0.06% | Reduce -2.0% | 54,478 | $2.6M |
| Mainsail Financial Group, LLC | 1.78% | Reduce -20.4% | 53,604 | $2.6M |
| Cottonwood Capital Advisors, LLC | 2.02% | Reduce -9.6% | 53,456 | $2.6M |
| Bank of New York Mellon Corp | 0.00% | Reduce -50.7% | 52,676 | $2.5M |
| Destiny Wealth Partners, LLC | 0.43% | Reduce -2.9% | 49,631 | $2.4M |
| Atria Investments, Inc | 0.03% | Add +12.6% | 48,566 | $2.3M |
| Centennial Wealth Advisory LLC | 1.08% | Add +20.9% | 48,410 | $2.3M |
| Pine Valley Investments Ltd Liability Co | 0.18% | Add +19.5% | 48,242 | $2.3M |
| Elevated Capital Advisors, LLC | 0.67% | Add +3.5% | 48,240 | $2.3M |
| Park Avenue Securities LLC | 0.03% | Reduce -23.0% | 46,420 | $2.2M |
| StoneX Group Inc. | 0.20% | Reduce -10.6% | 46,358 | $2.2M |
| First Hawaiian Bank | 0.07% | No change | 45,435 | $2.2M |
| James J. Burns & Company, LLC | 0.74% | Reduce -42.6% | 44,186 | $2.1M |
| Oppenheimer & Co. Inc. | 0.04% | Reduce -44.8% | 43,902 | $2.1M |
| SignalPoint Asset Management, LLC | 0.57% | Reduce -21.6% | 43,347 | $2.1M |
| Mariner, LLC | 0.00% | Reduce -7.8% | 41,276 | $2.0M |
| Foundations Investment Advisors, LLC | 0.05% | Reduce -27.6% | 40,352 | $1.9M |
| City Holding Co. | 0.29% | Reduce -1.8% | 40,070 | $1.9M |
| Capital Analysts, LLC | 0.09% | Add +2.0% | 39,795 | $1.9M |
| Wealthcare Advisory Partners LLC | 0.06% | Reduce -1.6% | 39,430 | $1.9M |
| Cornell Pochily Investment Advisors, Inc. | 0.73% | Reduce -1.2% | 38,370 | $1.9M |
| Ashton Thomas Private Wealth, LLC | 0.11% | Add +0.0% | 38,262 | $1.8M |
| BlueChip Wealth Advisors LLC | 1.19% | Reduce -8.3% | 38,231 | $1.8M |
| KOM Wealth Management Group, LLC | 1.81% | New | 38,039 | $1.8M |
| Cypress Capital Group | 0.22% | Reduce -15.1% | 37,881 | $1.8M |
| Imprint Wealth LLC | 0.44% | Add +0.3% | 37,911 | $1.8M |
| Capital Investment Counsel, LLC | 0.39% | Add +45.2% | 37,532 | $1.8M |
| Concourse Financial Group Securities, Inc. | 0.12% | Add +221.6% | 37,121 | $1.8M |
| Householder Group Estate & Retirement Specialist, LLC | 0.53% | Add +3.4% | 36,915 | $1.8M |
| AIFG Consultants Ltd. | 1.27% | Reduce -36.8% | 36,422 | $1.8M |
| VitalStone Financial, LLC | 1.34% | Add +23.5% | 36,346 | $1.8M |
| FSB Premier Wealth Management, Inc. | 0.81% | Reduce -4.0% | 36,257 | $1.7M |
| Arax Advisory Partners | 0.18% | Reduce -2.3% | 36,102 | $1.7M |
| Traction Financial Partners, LLC | 1.30% | Add +9.8% | 34,731 | $1.7M |
| Townsquare Capital LLC | 0.02% | New | 34,560 | $1.7M |
| Ifrah Financial Services, Inc. | 0.46% | Add +4.0% | 34,001 | $1.6M |
| Orion Porfolio Solutions, LLC | 0.02% | Add +38.6% | 33,636 | $1.6M |
| Orion Portfolio Solutions, LLC | 0.02% | Add +38.6% | 33,636 | $1.6M |
| Bigelow Investment Advisors, LLC | 0.75% | Add +2.0% | 31,553 | $1.5M |
| KMG Fiduciary Partners, LLC | 0.16% | Add +48.6% | 31,478 | $1.5M |
| CoreCap Advisors, LLC | 0.08% | Add +12.6% | 31,388 | $1.5M |
| Laidlaw Wealth Management LLC | 0.84% | Add +12.6% | 31,199 | $1.5M |
| BlueCrest Capital Management Ltd | 0.74% | Reduce -0.2% | 30,600 | $1.5M |
| Endowment Wealth Management, Inc. | 1.10% | Add +5.3% | 30,533 | $1.5M |
| Commonwealth Financial Services, LLC | 0.34% | No change | 29,985 | $1.4M |
| Centaurus Financial, Inc. | 0.10% | New | 29,931 | $1.4M |
| Bank of Montreal | 0.00% | Add +11445.9% | 29,211 | $1.4M |
| Chicago Partners Investment Group LLC | 0.06% | Reduce -17.1% | 28,438 | $1.4M |
| Nations Financial Group Inc, /Ia/ | 0.11% | Add +0.7% | 27,987 | $1.4M |
| Integrated Advisors Network LLC | 0.07% | Reduce -3.1% | 27,235 | $1.3M |
| Allworth Financial LP | 0.01% | Reduce -11.5% | 27,154 | $1.3M |
| Global Assets Advisory, LLC | 0.78% | Reduce -0.4% | 26,860 | $1.3M |
| Barrett & Company, Inc. | 0.59% | Reduce -2.7% | 26,039 | $1.3M |
| Perennial Investment Advisors, LLC | 0.19% | Reduce -4.4% | 25,474 | $1.2M |
| Cedrus LLC | 0.67% | Reduce -0.1% | 25,367 | $1.2M |
| Creative Planning | 0.00% | Reduce -7.5% | 24,927 | $1.2M |
| Patten Group, Inc. | 0.29% | Add +28.4% | 24,235 | $1.2M |
| Richard W. Paul & Associates, LLC | 0.47% | Add +11.4% | 24,154 | $1.2M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -10.2% | 23,692 | $1.1M |
| Continuum Advisory, LLC | 0.17% | Add +34.0% | 23,364 | $1.1M |
| Private Trust Co. NA | 0.12% | Reduce -3.5% | 23,224 | $1.1M |
| Avestar Capital, LLC | 0.13% | Add +178.5% | 23,066 | $1.1M |
| Cwm, LLC | 0.01% | Add +383.8% | 22,535 | $1.1M |
| International Assets Investment Management, LLC | 0.11% | Reduce -13.1% | 22,617 | $1.1M |
| Econ Financial Services Corp | 0.66% | New | 22,195 | $1.1M |
| Harvest Investment Services, LLC | 0.43% | Add +14.7% | 22,038 | $1.1M |
| B. Riley Wealth Advisors, Inc. | 0.03% | Add +23.5% | 22,496 | $1.1M |
| Mattern Wealth Management LLC | 0.26% | Add +0.5% | 21,934 | $1.1M |
| Brookstone Capital Management | 0.02% | Reduce -16.5% | 21,887 | $1.1M |
| Triumph Capital Management | 0.43% | Reduce -37.9% | 21,851 | $1.1M |
| Wealth Effects LLC | 0.38% | Reduce -14.8% | 21,432 | $1.0M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -13.8% | 21,147 | $1.0M |
| Equitable Holdings, Inc. | 0.01% | Add +37.1% | 21,038 | $1.0M |
| Apollon Wealth Management, LLC | 0.03% | Add +21.8% | 20,903 | $1.0M |
| Concentrum Wealth Management | 0.46% | No change | 20,699 | $999K |
| Moneywise, Inc. | 0.53% | Reduce -23.3% | 20,329 | $981K |
| Abbot Financial Management, Inc. | 0.53% | Add +5.7% | 20,014 | $966K |
| Independent Financial Group, LLC | 0.04% | Reduce -11.5% | 19,714 | $951K |
| Vestmark Advisory Solutions, Inc. | 0.04% | New | 19,657 | $948K |
| First Horizon Advisors, Inc. | 0.03% | Reduce -0.9% | 19,542 | $943K |
| Lanark Financial, Inc. | 0.09% | Reduce -0.8% | 19,450 | $938K |
| Narwhal Capital Management | 0.09% | Add +27.1% | 18,906 | $912K |
| JPL Wealth Management, LLC | 0.50% | Add +2.5% | 18,703 | $902K |
| Columbia Advisory Partners LLC | 0.91% | New | 18,654 | $900K |
| Gateway Wealth Partners, LLC | 0.32% | Reduce -4.5% | 18,262 | $881K |
| JPMorgan Chase & Co. | 0.00% | Reduce -65.9% | 17,919 | $865K |
| Retirement Income Solutions, Inc. | 0.19% | Reduce -1.0% | 17,744 | $856K |
| 626 Financial, LLC | 0.52% | Reduce -15.5% | 17,713 | $855K |
| Bellevue Asset Management, LLC | 0.48% | Reduce -85.5% | 17,606 | $849K |
| Old Mission Capital LLC | 0.02% | New | 17,200 | $830K |
| Lloyd Advisory Services, LLC. | 0.18% | New | 20,273 | $829K |
| Towerpoint Wealth, LLC | 0.41% | Reduce -0.7% | 17,106 | $825K |
| Stockman Wealth Management, Inc. | 0.14% | Reduce -26.8% | 16,906 | $816K |
| Vishria Bird Financial Group, LLC | 0.35% | No change | 16,809 | $811K |
| Beacon Pointe Advisors, LLC | 0.01% | Reduce -16.1% | 16,450 | $794K |
| Axxcess Wealth Management, LLC | 0.02% | Add +3.4% | 16,070 | $775K |
| J.W. Cole Advisors, Inc. | 0.04% | Reduce -2.4% | 15,966 | $770K |
| Ausdal Financial Partners, Inc. | 0.09% | Add +33.5% | 15,911 | $768K |
| Holistic Financial Partners | 0.39% | Add +1.3% | 15,904 | $767K |
| Gladstone Institutional Advisory LLC | 0.04% | Reduce -2.8% | 15,880 | $766K |
| Global Retirement Partners, LLC | 0.03% | Reduce -27.6% | 15,789 | $762K |
| Ballew Advisors, Inc | 0.52% | Add +0.4% | 15,793 | $754K |
| RFG Advisory, LLC | 0.03% | Reduce -38.5% | 15,412 | $744K |
| Wintrust Investments LLC | 0.07% | Add +6.8% | 15,351 | $741K |
| Coppell Advisory Solutions Corp. | 0.14% | — | 15,226 | $735K |
| IHT Wealth Management, LLC | 0.03% | Add +0.6% | 15,072 | $727K |
| MRA Advisory Group | 0.43% | Add +42.7% | 14,950 | $721K |
| ICA Group Wealth Management, LLC | 0.14% | Add +33.3% | 14,544 | $702K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -24.4% | 14,403 | $695K |
| Beacon Financial Group | 0.08% | Reduce -64.4% | 14,380 | $694K |
| 1776 Wealth LLC | 0.31% | No change | 13,557 | $654K |
| Dynamic Advisor Solutions LLC | 0.02% | Reduce -44.4% | 13,466 | $650K |
| Raymond James Trust N.A. | 0.02% | Reduce -0.3% | 13,050 | $630K |
| Strategic Blueprint, LLC | 0.04% | Reduce -4.4% | 13,012 | $628K |
| Mutual Advisors, LLC | 0.02% | Reduce -68.6% | 12,908 | $623K |
| Security Financial Services, INC. | 0.14% | Add +10.2% | 12,841 | $620K |
| Level Four Advisory Services, LLC | 0.03% | No change | 12,580 | $608K |
| IFG Advisory, LLC | 0.05% | Reduce -16.5% | 12,549 | $606K |
| Focus Financial Network, Inc. | 0.03% | — | 12,655 | $604K |
| Capital Market Strategies LLC | 0.46% | Reduce -35.5% | 12,395 | $598K |
| Belpointe Asset Management LLC | 0.04% | Add +14.8% | 12,263 | $592K |
| Edge Financial Advisors LLC | 0.52% | — | 12,259 | $591K |
| TFB Advisors LLC | 0.21% | Add +119.0% | 12,377 | $590K |
| Stratos Investment Management, LLC | 0.06% | New | 11,931 | $576K |
| Patriot Financial Group Insurance Agency, LLC | 0.09% | Add +83.7% | 11,891 | $574K |
| Redhawk Wealth Advisors, Inc. | 0.09% | Reduce -24.6% | 11,820 | $570K |
| Valley Financial Group, Inc. | 0.43% | No change | 11,743 | $567K |
| Legacy Private Trust Co. | 0.04% | Reduce -70.3% | 11,647 | $562K |
| Principal Securities, Inc. | 0.02% | Reduce -63.3% | 11,393 | $550K |
| Signal Advisors Wealth, LLC | 0.13% | Add +101.8% | 11,265 | $544K |
| O'Connor Financial Group LLC | 0.32% | Add +1.3% | 11,112 | $536K |
| FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 0.13% | New | 10,982 | $530K |
| Acorn Wealth Advisors, LLC | 0.26% | Reduce -1.9% | 10,330 | $498K |
| Laraway Financial Advisors Inc | 0.43% | Reduce -5.2% | 10,208 | $493K |
| Sargent Investment Group, LLC | 0.11% | Reduce -22.5% | 10,135 | $489K |
| Summit Wealth Partners, LLC | 0.10% | New | 10,033 | $484K |
| Herold Advisors, Inc. | 0.12% | Add +9.0% | 10,010 | $483K |
| Tidemark, LLC | 0.27% | Reduce -11.6% | 9,886 | $477K |
| GeoWealth Management, LLC | 0.02% | New | 9,876 | $477K |
| Capital Investment Advisory Services, LLC | 0.05% | Reduce -0.5% | 9,694 | $468K |
| Raab & Moskowitz Asset Management LLC | 0.13% | Add +84.0% | 9,288 | $448K |
| BNP Paribas Financial Markets | 0.00% | Reduce -72.8% | 9,285 | $448K |
| Clarus Wealth Advisors | 0.25% | Add +8.2% | 9,378 | $448K |
| Claro Advisors Inc. | 0.08% | Reduce -1.3% | 8,943 | $432K |
| Tanager Wealth Management LLP | 0.07% | Reduce -5.6% | 8,892 | $429K |
| NBT Bank, N.A. | 0.03% | Reduce -8.0% | 8,809 | $425K |
| Creative Financial Designs Inc. | 0.04% | Add +4.2% | 8,801 | $425K |
| Fisher Asset Management | 0.00% | New | 8,797 | $424K |
| Steward Partners Investment Solutions, LLC | 0.07% | Reduce -21.1% | 8,651 | $417K |
| Diversify Advisory Services, LLC | 0.02% | — | 8,593 | $413K |
| Family Legacy, Inc. | 0.15% | No change | 8,544 | $412K |
| Arkadios Wealth Advisors | 0.03% | Reduce -22.2% | 8,494 | $410K |
| Core Wealth Partners LLC | 0.30% | Add +67.5% | 8,307 | $401K |
| &partners | 0.05% | New | 8,266 | $399K |
| US Bancorp \de | 0.00% | Reduce -62.0% | 8,132 | $392K |
| Rede Wealth, LLC | 0.16% | Reduce -8.1% | 8,098 | $391K |
| Capital CS Group, LLC | 0.39% | Reduce -16.0% | 8,035 | $388K |
| Southland Equity Partners LLC | 0.11% | Reduce -0.8% | 8,004 | $386K |
| Cresset Asset Management, LLC | 0.00% | No change | 7,787 | $376K |
| Key Client Fiduciary Advisors, LLC | 0.19% | New | 7,575 | $365K |
| Mgo One Seven LLC | 0.02% | Add +18.2% | 7,545 | $364K |
| Insight Inv LLC | 0.31% | Add +5.2% | 7,470 | $360K |
| Pinnacle Family Advisors, LLC | 0.19% | Reduce -2.0% | 7,348 | $355K |
| Freedom Investment Management, Inc. | 0.03% | Reduce -91.6% | 7,308 | $353K |
| OneDigital Investment Advisors LLC | 0.01% | Reduce -26.1% | 7,175 | $346K |
| InterOcean Capital Group, LLC | 0.01% | New | 7,145 | $345K |
| PFG Advisors | 0.03% | Reduce -18.2% | 7,097 | $342K |
| Quad-Cities Investment Group, LLC | 0.20% | New | 6,971 | $336K |
| Benjamin Edwards Inc. | 0.07% | Add +83.3% | 6,815 | $329K |
| Chiron Capital Management, LLC | 0.30% | No change | 6,757 | $326K |
| HBK Sorce Advisory LLC | 0.01% | Reduce -17.5% | 6,687 | $323K |
| Western Wealth Management, LLC | 0.02% | Reduce -57.7% | 6,563 | $317K |
| Tyler-Stone Wealth Management | 0.14% | Add +6.1% | 6,520 | $315K |
| Cornerstone Wealth Management, LLC | 0.03% | Reduce -3.3% | 6,492 | $313K |
| Connectus Wealth, LLC | 0.01% | Reduce -26.2% | 6,475 | $312K |
| West Michigan Advisors, LLC | 0.10% | Reduce -10.7% | 6,354 | $307K |
| Retirement Guys Formula LLC | 0.15% | No change | 6,350 | $306K |
| Nilsine Partners, LLC | 0.04% | Reduce -95.1% | 6,215 | $300K |
| TrueWealth Advisors, LLC | 0.11% | Reduce -26.5% | 6,146 | $297K |
| Wealth Management Associates, Inc. | 0.14% | Add +0.3% | 6,139 | $295K |
| Robertson Stephens Wealth Management, LLC | 0.02% | No change | 6,048 | $292K |
| Shaker Investments LLC | 0.12% | No change | 5,916 | $285K |
| AlphaMark Advisors, LLC | 0.10% | Reduce -8.4% | 5,792 | $279K |
| Pinion Investment Advisors, LLC | 0.14% | No change | 5,533 | $267K |
| GPS Wealth Strategies Group, LLC | 0.04% | Add +3.0% | 5,516 | $266K |
| Waterloo Capital, L.P. | 0.03% | Reduce -13.4% | 5,469 | $264K |
| Lion Street Advisors, LLC | 0.11% | No change | 5,430 | $262K |
| Lincoln National Corp. | 0.00% | Reduce -32.0% | 5,434 | $262K |
| Essex LLC | 0.06% | No change | 5,431 | $262K |
| Cambridge Advisors Inc. | 0.06% | Add +0.3% | 5,261 | $254K |
| Kowal Investment Group, LLC | 0.05% | Add +1.1% | 5,204 | $251K |
| Trueblood Wealth Management, LLC | 0.14% | No change | 5,191 | $250K |
| Northwest Wealth Management, LLC | 0.07% | Reduce -29.9% | 5,062 | $244K |
| Arbor Capital Management Inc. | 0.23% | Reduce -0.3% | 5,077 | $244K |
| EPG Wealth Management LLC | 0.06% | Add +4.3% | 5,026 | $242K |
| Cutter & CO Brokerage, Inc. | 0.06% | Add +0.4% | 4,900 | $236K |
| Jaffetilchin Investment Partners, LLC | 0.02% | Add +1.1% | 4,892 | $236K |
| Moloney Securities Asset Management, LLC | 0.04% | New | 4,853 | $234K |
| Archer Investment Corp | 0.07% | Reduce -26.1% | 4,717 | $228K |
| Sheets Smith Wealth Management | 0.03% | No change | 4,700 | $227K |
| Two Sigma Securities, LLC | 0.01% | New | 4,638 | $224K |
| OneAscent Financial Services LLC | 0.02% | Reduce -1.1% | 4,620 | $223K |
| Sovereign Financial Group, Inc. | 0.06% | Reduce -4.8% | 4,590 | $221K |
| Castle Rock Wealth Management, LLC | 0.06% | Reduce -9.1% | 4,596 | $219K |
| Maripau Wealth Management LLC | 0.16% | Reduce -0.3% | 4,395 | $212K |
| Thrivent Financial for Lutherans | 0.00% | New | 4,257 | $205K |
| PNC Financial Services Group, Inc. | 0.00% | Add +20.6% | 4,203 | $203K |
| MTM Investment Management, LLC | 0.06% | No change | 3,098 | $149K |
| Beacon Capital Management, LLC | 0.03% | Reduce -14.6% | 2,962 | $143K |
| Pinnacle Bancorp, Inc. | 0.04% | Add +46.8% | 2,685 | $130K |
| Clear Point Advisors Inc. | 0.10% | Add +1.5% | 2,528 | $122K |
| Larson Financial Group LLC | 0.01% | Reduce -48.1% | 2,491 | $120K |
| Harbor Investment Advisory, LLC | 0.01% | Add +4.9% | 2,261 | $109K |
| FinTrust Capital Advisors, LLC | 0.02% | Reduce -12.6% | 2,015 | $97K |
| Farther Finance Advisors, LLC | 0.01% | Add +143.4% | 1,962 | $94K |
| Raleigh Capital Management Inc. | 0.04% | Reduce -22.4% | 1,927 | $93K |
| Plante Moran Financial Advisors, LLC | 0.01% | No change | 1,913 | $92K |
| Optimum Investment Advisors | 0.04% | No change | 1,900 | $92K |
| Tucker Asset Management LLC | 0.02% | Add +62.3% | 1,784 | $86K |
| Sunbelt Securities, Inc. | 0.01% | Add +0.5% | 1,450 | $70K |
| DHJJ Financial Advisors, Ltd. | 0.03% | Reduce -2.1% | 1,428 | $69K |
| Blair William & Co. | 0.00% | No change | 1,401 | $68K |
| Gilliland Jeter Wealth Management LLC | 0.02% | New | 1,283 | $62K |
| Wagner Wealth Management, LLC | 0.02% | Reduce -96.2% | 1,235 | $60K |
| WASHINGTON TRUST Co | 0.00% | No change | 1,199 | $58K |
| Raffa Wealth Management, LLC | 0.02% | Add +139.5% | 1,183 | $57K |
| Realta Investment Advisors | 0.01% | New | 1,136 | $55K |
| Nordwand Advisors, LLC | 0.02% | No change | 1,078 | $52K |
| Guardian Wealth Advisors, LLC / NC | 0.01% | Reduce -4.3% | 840 | $41K |
| Aptus Capital Advisors, LLC | 0.00% | Reduce -4.3% | 840 | $41K |
| AdvisorNet Financial, Inc | 0.00% | Reduce -28.6% | 775 | $37K |
| Smithfield Trust Co | 0.00% | No change | 725 | $35K |
| FWL Investment Management, LLC | 0.02% | Add +285.8% | 706 | $34K |
| Vima LLC | 0.03% | Add +44.3% | 583 | $28K |
| Y.D. More Investments Ltd | 0.00% | No change | 573 | $27K |
| Palisade Asset Management, LLC | 0.00% | New | 518 | $25K |
| WealthShield Partners, LLC | 0.00% | Reduce -16.8% | 505 | $24K |
| Spire Wealth Management | 0.00% | No change | 439 | $21K |
| True Wealth Design, LLC | 0.00% | No change | 400 | $19K |
| Signaturefd, LLC | 0.00% | New | 350 | $17K |
| Rothschild Investment LLC | 0.00% | No change | 335 | $16K |
| CIBC Private Wealth Group LLC | 0.00% | New | 317 | $15K |
| Aspire Private Capital, LLC | 0.00% | Reduce -18.0% | 296 | $14K |
| Creekmur Asset Management LLC | 0.00% | Reduce -8.7% | 295 | $14K |
| Sachetta, LLC | 0.01% | No change | 260 | $13K |
| Sanctuary Wealth Management, L.L.C. | 0.01% | No change | 238 | $11K |
| REAP Financial Group, LLC | 0.00% | Add +41.9% | 183 | $9K |
| Scarborough Advisors, LLC | 0.00% | No change | 110 | $5K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 89 | $4K |
| Front Row Advisors LLC | 0.00% | New | 75 | $4K |
| McIlrath & Eck, LLC | 0.00% | No change | 62 | $3K |
| Hexagon Capital Partners LLC | 0.00% | No change | 56 | $3K |
| Caitlin John, LLC | 0.00% | No change | 41 | $2K |
| Kelly Financial Services LLC | 0.00% | Reduce -89.5% | 40 | $2K |
| Salomon & Ludwin, LLC | 0.00% | Reduce -99.6% | 37 | $2K |
| PSI Advisors, LLC | 0.00% | No change | 24 | $1K |
| Colonial Trust Advisors | 0.00% | New | 16 | $772 |
| Financial Gravity Asset Management, Inc. | 0.00% | Reduce -50.0% | 13 | $643 |
| FMR LLC | 0.00% | Add +100.0% | 4 | $193 |
"% of holder's portfolio" is LMBS's weight in each manager's 13F, not the share of First Trust Low Duration Opp the manager owns.