Midcap Financial InvestmentMFIC
13F holders, Q3 2025 (September 30)174holders +5
22new positions
17sold out
2famous investors
$12.00avg. 13F price*
At the end of Q3 2025, 174 institutions reported holding Midcap Financial Investment (MFIC) in their 13F filings, up 5 from Q2 2025. 22 opened new positions and 17 sold out. The largest holders were Thornburg Investment Management Inc. ($37.6M), Van Eck Associates Corp. ($30.1M) and Apollo Management Holdings, L.P. ($28.6M). 2 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Midcap Financial Investment
- CUSIP
- 03761U502
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 22 | $6.2M |
| Exits | 17 | $4.1M |
All 13F filers, Q2 2025 → Q3 2025: 2,751,484 shares bought and 2,167,869 shares sold, net +583,615 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 174 holders
| Thornburg Investment Management Inc. | 0.49% | Add +6.8% | 3,137,783 | $37.6M |
| Van Eck Associates Corp. | 0.03% | Add +5.1% | 2,511,678 | $30.1M |
| Apollo Management Holdings, L.P. | 0.51% | Add +0.0% | 2,388,863 | $28.6M |
| Morgan Stanley | 0.00% | Add +1.6% | 1,916,834 | $23.0M |
| UBS Group AG | 0.00% | Add +2.0% | 1,701,175 | $20.4M |
| Next Capital Management LLC | 5.37% | Add +84.9% | 1,341,585 | $16.1M |
| Invesco Ltd. | 0.00% | Add +14.3% | 880,437 | $10.6M |
| Franklin Resources Inc. | 0.00% | Reduce -0.2% | 770,828 | $9.2M |
| Cura Wealth Advisors, LLC | 2.85% | Reduce -12.8% | 617,918 | $7.4M |
| Legal & General Group Plc | 0.00% | Reduce -6.3% | 577,821 | $6.9M |
| Muzinich & Co., Inc. | 2.66% | Add +42.4% | 571,520 | $6.9M |
| Ares Management LLC | 0.30% | No change | 545,532 | $6.5M |
| Wells Fargo & Company | 0.00% | Reduce -7.2% | 543,118 | $6.5M |
| Callodine Capital Management, LP | 0.54% | Add +2.2% | 510,808 | $6.1M |
| LPL Financial LLC | 0.00% | Reduce -5.8% | 507,420 | $6.1M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +50.3% | 503,351 | $6.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +1.8% | 474,348 | $5.7M |
| Condor Capital Management | 0.42% | Add +4.0% | 429,367 | $5.1M |
| Ethos Financial Group, LLC | 0.40% | Add +0.3% | 423,178 | $5.1M |
| Ameriprise Financial Inc. | 0.00% | Add +3.6% | 417,160 | $5.0M |
| Foundations Investment Advisors, LLC | 0.07% | Add +7.7% | 400,283 | $4.8M |
| Castlekeep Investment Advisors LLC | 2.24% | Add +2.5% | 398,683 | $4.8M |
| Janney Montgomery Scott LLC | 0.01% | Add +599.7% | 395,834 | $4.7M |
| D.A. Davidson & Co. | 0.03% | Add +4.9% | 344,057 | $4.1M |
| BlackRock, Inc. | 0.00% | Reduce -46.9% | 324,874 | $3.9M |
| Advisors Asset Management, Inc. | 0.06% | Reduce -20.1% | 289,415 | $3.5M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.03% | Add +5.8% | 287,296 | $3.4M |
| United Advisor Group, LLC | 0.44% | Add +5.4% | 270,816 | $3.2M |
| North Ground Capital | 1.84% | New | 250,000 | $3.0M |
| Neuberger Berman Group LLC | 0.00% | Reduce -51.4% | 229,318 | $2.7M |
| Royal Bank of Canada | 0.00% | Reduce -4.8% | 225,831 | $2.7M |
| Naviter Wealth, LLC | 0.28% | Add +0.4% | 204,109 | $2.4M |
| Two Sigma Investments, LP | 0.00% | Reduce -20.6% | 176,562 | $2.1M |
| Garner Asset Management Corp | 0.83% | Add +52.5% | 170,273 | $2.0M |
| Hennion & Walsh Asset Management, Inc. | 0.07% | Reduce -25.2% | 167,218 | $2.0M |
| DNB Asset Management AS | 0.01% | No change | 164,114 | $2.0M |
| Stifel Financial Corp. | 0.00% | Reduce -54.9% | 150,909 | $1.8M |
| Bank of America Corp. | 0.00% | Reduce -22.7% | 150,080 | $1.8M |
| Osaic Holdings, Inc. | 0.00% | Add +46.6% | 140,297 | $1.8M |
| Confluence Investment Management LLC | 0.02% | Reduce -20.3% | 131,701 | $1.6M |
| J.W. Cole Advisors, Inc. | 0.03% | Add +6.1% | 126,393 | $1.5M |
| Millennium Management | 0.00% | Reduce -50.4% | 122,591 | $1.5M |
| Raymond James Financial Inc. | 0.00% | Add +130.4% | 111,294 | $1.3M |
| Arkadios Wealth Advisors | 0.03% | Add +0.6% | 104,524 | $1.3M |
| NorthCoast Asset Management LLC | 0.00% | Reduce -7.3% | 101,666 | $1.2M |
| LSV Asset Management | 0.00% | Reduce -8.4% | 96,100 | $1.2M |
| Lazard Asset Management LLC | 0.00% | Reduce -17.9% | 92,736 | $1.1M |
| Almitas Capital LLC | 0.25% | No change | 92,717 | $1.1M |
| Global Wealth Management Investment Advisory, Inc. | 0.18% | Add +6.7% | 90,935 | $1.1M |
| HighTower Advisors, LLC | 0.00% | Add +0.4% | 89,841 | $1.1M |
| Comerica Bank | 0.00% | Reduce -6.1% | 86,376 | $1.0M |
| Stephens Inc. | 0.01% | Add +0.7% | 84,737 | $1.0M |
| Sharpepoint LLC | 0.91% | Add +4.7% | 84,375 | $1.0M |
| Rockefeller Capital Management L.P. | 0.00% | Add +3.2% | 79,720 | $956K |
| Denali Advisors LLC | 0.10% | Reduce -15.1% | 74,432 | $892K |
| Sigma Planning Corp | 0.02% | Reduce -2.5% | 71,259 | $854K |
| Virtus Investment Advisers, LLC | 0.24% | Add +1.0% | 70,233 | $842K |
| Capital Investment Advisors, LLC | 0.01% | Reduce -7.7% | 64,997 | $779K |
| Camelot Portfolios, LLC | 0.45% | Add +2.2% | 63,262 | $759K |
| Lido Advisors, LLC | 0.00% | Reduce -13.7% | 59,670 | $715K |
| Millennium Capital Advisors, LLC | 0.41% | Add +127.1% | 57,223 | $686K |
| Envestnet Asset Management Inc. | 0.00% | Add +16.6% | 56,947 | $683K |
| Two Sigma Advisers, LP | 0.00% | Reduce -74.6% | 56,620 | $679K |
| Panoramic Investment Advisors, LLC | 0.36% | No change | 53,630 | $643K |
| JPMorgan Chase & Co. | 0.00% | Reduce -11.1% | 52,229 | $626K |
| Trexquant Investment LP | 0.01% | Add +264.2% | 50,173 | $602K |
| Northern Trust Corp. | 0.00% | Add +37.4% | 45,449 | $545K |
| Shufro Rose & Co. LLC | 0.04% | No change | 41,834 | $538K |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -52.3% | 44,756 | $535K |
| TCFG Wealth Management, LLC | 0.21% | Add +4.9% | 43,687 | $524K |
| Whipplewood Advisors, LLC | 0.33% | Reduce -33.6% | 42,042 | $504K |
| LeClair Wealth Partners LLC | 0.31% | No change | 40,885 | $490K |
| Principal Securities, Inc. | 0.01% | Add +9.1% | 40,350 | $484K |
| Meridian Investment Counsel Inc. | 0.11% | Reduce -14.3% | 36,013 | $432K |
| Wedbush Securities Inc. | 0.01% | Reduce -1.9% | 35,952 | $431K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +1.8% | 35,910 | $431K |
| Capital Advisory Group Advisory Services, LLC | 0.13% | Reduce -2.9% | 33,674 | $404K |
| Cetera Investment Advisers | 0.00% | Add +8.9% | 33,093 | $397K |
| Verition Fund Management LLC | 0.00% | Reduce -36.1% | 30,400 | $364K |
| T. Rowe Price Associates Inc. | 0.00% | New | 30,303 | $364K |
| International Assets Investment Management, LLC | 0.03% | No change | 25,996 | $324K |
| Truist Financial Corp. | 0.00% | Add +2.3% | 26,450 | $317K |
| First Commonwealth Financial Corp | 0.05% | Add +3.1% | 24,928 | $299K |
| NewEdge Advisors, LLC | 0.00% | Reduce -1.2% | 24,128 | $289K |
| Aquatic Capital Management LLC | 0.01% | New | 23,593 | $283K |
| Advisory Services Network, LLC | 0.00% | Add +0.1% | 23,552 | $282K |
| DKM Wealth Management, Inc. | 0.23% | No change | 23,500 | $282K |
| Tyche Wealth Partners LLC | 0.05% | No change | 23,500 | $282K |
| Caxton Associates LLP | 0.01% | Add +74.2% | 22,441 | $269K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.02% | Reduce -7.7% | 22,281 | $267K |
| Walled Lake Planning & Wealth Management, LLC | 0.09% | No change | 22,271 | $267K |
| Virtu Financial LLC | 0.01% | New | 22,104 | $265K |
| Oxford Asset Management LLP | 0.09% | New | 22,066 | $265K |
| Goldman Sachs Group Inc. | 0.00% | New | 21,772 | $261K |
| US Bancorp \de | 0.00% | Reduce -10.0% | 21,026 | $252K |
| Everstar Asset Management, LLC | 0.14% | No change | 20,850 | $250K |
| ProShare Advisors LLC | 0.00% | Add +5.8% | 19,622 | $235K |
| B. Riley Wealth Advisors, Inc. | 0.01% | No change | 19,102 | $229K |
| Onyx Bridge Wealth Group LLC | 0.02% | Add +1.5% | 17,803 | $213K |
| Brevan Howard Capital Management LP | 0.00% | Reduce -27.5% | 17,235 | $207K |
| Creative Planning | 0.00% | Add +16.3% | 16,905 | $203K |
| Marshall Wace, LLP | 0.00% | New | 16,761 | $201K |
| Oppenheimer & Co. Inc. | 0.00% | Add +2.0% | 16,063 | $193K |
| OneDigital Investment Advisors LLC | 0.00% | Reduce -17.6% | 15,615 | $187K |
| Stratos Wealth Partners, LTD. | 0.00% | New | 15,600 | $187K |
| Arete Wealth Advisors, LLC | 0.01% | Reduce -1.9% | 15,633 | $187K |
| D. E. Shaw & Co. | 0.00% | New | 14,989 | $180K |
| Essex Financial Services, Inc. | 0.01% | Add +37.8% | 14,640 | $176K |
| &partners | 0.00% | Reduce -62.1% | 14,621 | $175K |
| Fox Run Management, L.L.C. | 0.03% | New | 14,175 | $170K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 14,142 | $170K |
| AdvisorNet Financial, Inc | 0.01% | Reduce -91.1% | 14,051 | $168K |
| Melfa Wealth Management, Inc. | 0.10% | No change | 13,718 | $164K |
| Orrstown Financial Services Inc. | 0.03% | No change | 13,640 | $164K |
| Founders Financial Alliance, LLC | 0.03% | New | 13,587 | $163K |
| HB Wealth Management, LLC | 0.00% | Add +3.2% | 13,231 | $159K |
| Redmont Wealth Advisors LLC | 0.22% | No change | 13,054 | $157K |
| AlphaCore Capital LLC | 0.00% | Add +3.1% | 11,889 | $143K |
| Easterly Investment Partners LLC | 0.01% | New | 11,476 | $138K |
| Sovereign Financial Group, Inc. | 0.03% | Reduce -7.4% | 11,212 | $134K |
| Permanens Capital L.P. | 0.02% | New | 11,029 | $132K |
| Accel Wealth Management | 0.04% | Reduce -19.9% | 11,000 | $132K |
| Williams Jones Wealth Management, LLC. | 0.00% | No change | 10,901 | $131K |
| Atlantic Union Bankshares Corp | 0.00% | New | 10,500 | $126K |
| Guggenheim Capital LLC | 0.00% | Reduce -0.6% | 10,378 | $124K |
| Wealthspire Advisors, LLC | 0.00% | Add +3.2% | 10,335 | $124K |
| Private Management Group Inc. | 0.00% | No change | 10,317 | $124K |
| Stablepoint Partners, LLC | 0.02% | New | 10,255 | $123K |
| MRA Advisory Group | 0.05% | New | 10,217 | $122K |
| Anfield Capital Management, LLC | 0.03% | No change | 8,804 | $106K |
| Westchester Capital Management, LLC | 0.00% | No change | 7,702 | $92K |
| Parallel Advisors, LLC | 0.00% | Reduce -2.1% | 7,517 | $90K |
| Parkside Financial Bank & Trust | 0.01% | Add +3.1% | 7,503 | $90K |
| Nomura Asset Management Co. Ltd. | 0.00% | Add +7.6% | 7,218 | $87K |
| Harbour Investments, Inc. | 0.00% | Add +5.8% | 6,782 | $81K |
| Security National Bank | 0.01% | No change | 6,044 | $72K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -39.5% | 5,758 | $69K |
| Promus Capital, LLC | 0.04% | No change | 5,300 | $64K |
| BNP Paribas Financial Markets | 0.00% | New | 4,592 | $55K |
| Access Investment Management LLC | 0.01% | No change | 4,000 | $48K |
| Financial Consulate, Inc. | 0.01% | New | 3,841 | $46K |
| State of Alaska, Department of Revenue | 0.00% | New | 3,871 | $46K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 3,675 | $44K |
| Physician Wealth Advisors, Inc. | 0.01% | New | 3,500 | $42K |
| Signaturefd, LLC | 0.00% | No change | 3,387 | $41K |
| Allworth Financial LP | 0.00% | Reduce -0.0% | 3,223 | $39K |
| Jones Financial Companies LLLP | 0.00% | Reduce -52.9% | 3,114 | $38K |
| Anchor Investment Management, LLC | 0.00% | No change | 2,577 | $31K |
| Ameritas Advisory Services, LLC | 0.00% | No change | 2,518 | $30K |
| Arax Advisory Partners | 0.00% | Add +267.3% | 2,424 | $29K |
| Activest Wealth Management | 0.01% | No change | 2,266 | $27K |
| Group One Trading LLC | 0.00% | Add +171.7% | 1,899 | $23K |
| IFP Advisors, Inc | 0.00% | No change | 1,514 | $18K |
| Founders Capital Management | 0.01% | No change | 1,500 | $18K |
| CoreCap Advisors, LLC | 0.00% | No change | 1,132 | $14K |
| GPS Wealth Strategies Group, LLC | 0.00% | No change | 1,079 | $13K |
| Sound Income Strategies, LLC | 0.00% | New | 1,118 | $13K |
| Cwm, LLC | 0.00% | Reduce -2.6% | 1,023 | $12K |
| Financial Gravity Asset Management, Inc. | 0.00% | — | 1,000 | $12K |
| Aventura Private Wealth, LLC | 0.00% | Add +3.1% | 599 | $7K |
| Farther Finance Advisors, LLC | 0.00% | No change | 584 | $7K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 563 | $7K |
| Hantz Financial Services, Inc. | 0.00% | No change | 500 | $6K |
| Assetmark, Inc. | 0.00% | No change | 500 | $6K |
| Global Retirement Partners, LLC | 0.00% | No change | 445 | $5K |
| Cheviot Value Management, LLC | 0.00% | No change | 333 | $4K |
| Lanark Financial, Inc. | 0.00% | No change | 300 | $4K |
| NFSG Corp | 0.00% | No change | 276 | $3K |
| Key Financial Inc | 0.00% | No change | 150 | $2K |
| Larson Financial Group LLC | 0.00% | New | 135 | $2K |
| Trust Co. of Vermont | 0.00% | Reduce -80.5% | 91 | $1K |
| N.E.W. Advisory Services LLC | 0.00% | No change | 48 | $576 |
| Smallwood Wealth Investment Management, LLC | 0.00% | No change | 1 | $17 |
| Frazier Financial Advisors, LLC | 0.00% | Add +0.0% | 1 | $7 |
"% of holder's portfolio" is MFIC's weight in each manager's 13F, not the share of Midcap Financial Investment the manager owns.