Midcap Financial InvestmentMFIC
13F holders, Q4 2025 (December 31)192holders +18
29new positions
16sold out
1famous investor
$11.44avg. 13F price*
At the end of Q4 2025, 192 institutions reported holding Midcap Financial Investment (MFIC) in their 13F filings, up 18 from Q3 2025. 29 opened new positions and 16 sold out. The largest holders were Thornburg Investment Management Inc. ($35.9M), Apollo Management Holdings, L.P. ($27.3M) and Van Eck Associates Corp. ($26.6M). One famous investor held it David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Midcap Financial Investment
- CUSIP
- 03761U502
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $32.8M |
| Exits | 16 | $4.9M |
All 13F filers, Q3 2025 → Q4 2025: 5,194,690 shares bought and 2,944,366 shares sold, net +2,250,324 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 192 holders
| Thornburg Investment Management Inc. | 0.45% | No change | 3,137,783 | $35.9M |
| Apollo Management Holdings, L.P. | 0.32% | Add +0.0% | 2,388,870 | $27.3M |
| Van Eck Associates Corp. | 0.02% | Reduce -7.6% | 2,321,600 | $26.6M |
| UBS Group AG | 0.00% | Add +19.0% | 2,024,312 | $23.2M |
| Morgan Stanley | 0.00% | Reduce -9.0% | 1,743,681 | $19.9M |
| Next Capital Management LLC | 5.44% | Add +10.6% | 1,484,349 | $17.0M |
| Diameter Capital Partners LP | 1.30% | New | 1,013,005 | $11.6M |
| Invesco Ltd. | 0.00% | Add +3.5% | 911,041 | $10.4M |
| Muzinich & Co., Inc. | 2.57% | Add +25.1% | 714,776 | $8.2M |
| North Ground Capital | 3.70% | Add +160.5% | 651,326 | $7.5M |
| Legal & General Group Plc | 0.00% | Add +12.8% | 651,851 | $7.4M |
| Cura Wealth Advisors, LLC | 2.78% | Add +3.9% | 641,918 | $7.3M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +9.2% | 549,575 | $6.3M |
| Ares Management LLC | 0.36% | No change | 545,532 | $6.2M |
| Foundations Investment Advisors, LLC | 0.07% | Add +21.5% | 486,444 | $5.6M |
| Raymond James Financial Inc. | 0.00% | Add +337.1% | 486,406 | $5.6M |
| Callodine Capital Management, LP | 0.44% | Reduce -5.4% | 483,408 | $5.5M |
| Condor Capital Management | 0.42% | Add +6.3% | 456,217 | $5.2M |
| Franklin Resources Inc. | 0.00% | Reduce -42.2% | 445,302 | $5.1M |
| Rivernorth Capital Management, LLC | 0.23% | New | 414,430 | $4.7M |
| Ethos Financial Group, LLC | 0.33% | Reduce -7.0% | 393,598 | $4.5M |
| Two Sigma Investments, LP | 0.01% | Add +119.5% | 387,499 | $4.4M |
| Castlekeep Investment Advisors LLC | 1.99% | Reduce -3.5% | 384,937 | $4.4M |
| Janney Montgomery Scott LLC | 0.01% | Reduce -8.0% | 364,142 | $4.2M |
| D.A. Davidson & Co. | 0.02% | Add +1.8% | 350,071 | $4.0M |
| LPL Financial LLC | 0.00% | Reduce -37.4% | 317,470 | $3.6M |
| BlackRock, Inc. | 0.00% | Reduce -2.7% | 316,204 | $3.6M |
| Wells Fargo & Company | 0.00% | Reduce -43.9% | 304,699 | $3.5M |
| Russell Investments Group, Ltd. | 0.00% | New | 264,315 | $3.0M |
| United Advisor Group, LLC | 0.38% | Reduce -5.6% | 255,718 | $2.9M |
| Jane Street Group, LLC | 0.00% | New | 250,307 | $2.9M |
| Advisors Asset Management, Inc. | 0.05% | Reduce -14.2% | 248,193 | $2.8M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.02% | Reduce -16.0% | 241,364 | $2.8M |
| Royal Bank of Canada | 0.00% | Reduce -3.0% | 219,049 | $2.5M |
| Neuberger Berman Group LLC | 0.00% | Reduce -10.3% | 205,660 | $2.4M |
| Cerity Partners LLC | 0.00% | New | 199,049 | $2.3M |
| Closed-End Fund Advisors, Inc. | 1.24% | — | 183,892 | $2.1M |
| Ameriprise Financial Inc. | 0.00% | Reduce -58.4% | 173,655 | $2.0M |
| Naviter Wealth, LLC | 0.25% | Reduce -18.2% | 167,014 | $1.9M |
| Hennion & Walsh Asset Management, Inc. | 0.06% | Reduce -4.5% | 159,675 | $1.8M |
| DNB Asset Management AS | 0.01% | Reduce -6.5% | 153,358 | $1.8M |
| Garner Asset Management Corp | 0.65% | Reduce -12.6% | 148,905 | $1.7M |
| Osaic Holdings, Inc. | 0.00% | Add +4.6% | 146,759 | $1.7M |
| Bank of America Corp. | 0.00% | Reduce -6.0% | 141,045 | $1.6M |
| Almitas Capital LLC | 0.34% | Add +46.1% | 135,477 | $1.5M |
| XTX Topco Ltd | 0.04% | New | 135,297 | $1.5M |
| J.W. Cole Advisors, Inc. | 0.04% | Add +5.4% | 133,221 | $1.5M |
| Lazard Asset Management LLC | 0.00% | Add +35.2% | 125,395 | $1.4M |
| Confluence Investment Management LLC | 0.02% | Reduce -6.3% | 123,357 | $1.4M |
| D. E. Shaw & Co. | 0.00% | Add +700.4% | 119,977 | $1.4M |
| Lansforsakringar Fondforvaltning AB (publ) | 0.01% | New | 119,214 | $1.4M |
| Sharpepoint LLC | 0.71% | Add +22.8% | 103,569 | $1.2M |
| Arkadios Wealth Advisors | 0.02% | Reduce -1.5% | 102,945 | $1.2M |
| Focus Partners Wealth | 0.00% | New | 102,066 | $1.2M |
| Trexquant Investment LP | 0.01% | Add +101.7% | 101,212 | $1.2M |
| Global Wealth Management Investment Advisory, Inc. | 0.18% | Add +6.9% | 97,234 | $1.1M |
| LSV Asset Management | 0.00% | No change | 96,100 | $1.1M |
| Comerica Bank | 0.00% | Reduce -0.3% | 86,137 | $985K |
| Stephens Inc. | 0.01% | Reduce -5.6% | 79,954 | $915K |
| HighTower Advisors, LLC | 0.00% | Reduce -16.7% | 74,877 | $857K |
| Sigma Planning Corp | 0.02% | Add +0.8% | 71,842 | $822K |
| Lido Advisors, LLC | 0.00% | Add +8.6% | 64,821 | $774K |
| Quantbot Technologies LP | 0.03% | New | 67,607 | $773K |
| BNP Paribas Financial Markets | 0.00% | Add +1317.7% | 65,100 | $745K |
| Capital Investment Advisors, LLC | 0.01% | Reduce -4.3% | 62,205 | $712K |
| Denali Advisors LLC | 0.08% | Reduce -17.0% | 61,762 | $707K |
| Virtus Investment Advisers, LLC | 0.19% | Reduce -14.2% | 60,236 | $689K |
| Camelot Portfolios, LLC | 0.42% | Reduce -6.7% | 59,051 | $676K |
| Millennium Capital Advisors, LLC | 0.39% | No change | 57,223 | $655K |
| Stifel Financial Corp. | 0.00% | Reduce -63.1% | 55,629 | $636K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -3.9% | 54,735 | $626K |
| Panoramic Investment Advisors, LLC | 0.33% | No change | 53,630 | $614K |
| MQS Management LLC | 0.35% | New | 52,193 | $597K |
| Jump Financial, LLC | 0.01% | New | 48,637 | $556K |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -0.2% | 44,668 | $510K |
| JPMorgan Chase & Co. | 0.00% | Reduce -14.9% | 44,466 | $509K |
| Marshall Wace, LLP | 0.00% | Add +156.2% | 42,940 | $491K |
| Principal Securities, Inc. | 0.01% | Add +4.4% | 42,135 | $482K |
| TCFG Wealth Management, LLC | 0.19% | Reduce -4.7% | 41,656 | $477K |
| LeClair Wealth Partners LLC | 0.27% | No change | 40,885 | $468K |
| Northern Trust Corp. | 0.00% | Reduce -11.5% | 40,242 | $460K |
| Meridian Investment Counsel Inc. | 0.10% | Add +4.7% | 37,713 | $431K |
| Shufro Rose & Co. LLC | 0.03% | Reduce -10.9% | 37,267 | $426K |
| Brevan Howard Capital Management LP | 0.01% | Add +102.9% | 34,964 | $400K |
| Oxford Asset Management LLP | 0.14% | Add +58.1% | 34,889 | $399K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -92.7% | 34,648 | $396K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -3.9% | 34,497 | $395K |
| Susquehanna International Group, LLP | 0.00% | New | 32,841 | $376K |
| Aquatic Capital Management LLC | 0.01% | Add +39.1% | 32,824 | $376K |
| Wedbush Securities Inc. | 0.01% | Reduce -15.4% | 30,427 | $348K |
| Verition Fund Management LLC | 0.00% | No change | 30,400 | $348K |
| Cetera Investment Advisers | 0.00% | Reduce -14.1% | 28,415 | $325K |
| Virtu Financial LLC | 0.01% | Add +22.0% | 26,960 | $308K |
| International Assets Investment Management, LLC | 0.02% | Reduce -0.5% | 25,861 | $296K |
| First Commonwealth Financial Corp | 0.05% | Reduce 0.0% | 24,927 | $285K |
| Two Sigma Advisers, LP | 0.00% | Reduce -57.2% | 24,254 | $277K |
| TrueMark Investments, LLC | 0.05% | New | 24,108 | $276K |
| NewEdge Advisors, LLC | 0.00% | Reduce -0.8% | 23,927 | $274K |
| VARCOV Co. | 0.11% | — | 23,732 | $271K |
| DKM Wealth Management, Inc. | 0.20% | No change | 23,500 | $269K |
| Caxton Associates LLP | 0.01% | No change | 22,441 | $257K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.02% | No change | 22,281 | $255K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +42.3% | 22,200 | $254K |
| US Bancorp \de | 0.00% | No change | 21,026 | $241K |
| Everstar Asset Management, LLC | 0.12% | Reduce -3.4% | 20,150 | $231K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Add +1.1% | 19,303 | $221K |
| Truist Financial Corp. | 0.00% | Reduce -27.2% | 19,250 | $220K |
| ProShare Advisors LLC | 0.00% | Reduce -5.6% | 18,531 | $212K |
| Squarepoint Ops LLC | 0.00% | New | 18,322 | $210K |
| Dynamic Technology Lab Private Ltd | 0.05% | New | 18,153 | $208K |
| Onyx Bridge Wealth Group LLC | 0.02% | Add +1.6% | 18,092 | $207K |
| Shade Tree Advisors LLC | 0.15% | New | 17,099 | $196K |
| Americana Partners, LLC | 0.01% | New | 16,952 | $194K |
| Papamarkou Wellner Asset Management inc. | 0.12% | New | 16,941 | $194K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -22.9% | 16,795 | $192K |
| &partners | 0.00% | Add +13.9% | 16,652 | $175K |
| Creative Planning | 0.00% | Reduce -16.3% | 14,142 | $162K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 14,142 | $162K |
| Anfield Capital Management, LLC | 0.05% | Add +59.8% | 14,065 | $161K |
| Melfa Wealth Management, Inc. | 0.09% | No change | 13,718 | $157K |
| HB Wealth Management, LLC | 0.00% | Add +3.3% | 13,667 | $156K |
| Orrstown Financial Services Inc. | 0.03% | No change | 13,640 | $156K |
| Advisory Services Network, LLC | 0.00% | Reduce -42.4% | 13,576 | $155K |
| World Investment Advisors | 0.00% | New | 13,075 | $150K |
| AlphaCore Capital LLC | 0.00% | Add +8.6% | 12,914 | $148K |
| AdvisorNet Financial, Inc | 0.01% | Reduce -13.1% | 12,213 | $140K |
| Easterly Investment Partners LLC | 0.01% | Add +5.9% | 12,148 | $139K |
| Founders Financial Alliance, LLC | 0.03% | Reduce -11.8% | 11,987 | $137K |
| OneDigital Investment Advisors LLC | 0.00% | Reduce -23.6% | 11,936 | $137K |
| Sowell Financial Services LLC | 0.01% | New | 11,808 | $135K |
| Tyche Wealth Partners LLC | 0.02% | Reduce -51.1% | 11,500 | $132K |
| Sovereign Financial Group, Inc. | 0.02% | Reduce -0.9% | 11,112 | $127K |
| Permanens Capital L.P. | 0.02% | No change | 11,029 | $126K |
| Williams Jones Wealth Management, LLC. | 0.00% | No change | 10,901 | $125K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | New | 10,825 | $124K |
| Oppenheimer & Co. Inc. | 0.00% | Reduce -33.2% | 10,730 | $123K |
| MRA Advisory Group | 0.05% | Add +3.3% | 10,554 | $121K |
| Atlantic Union Bankshares Corp | 0.00% | No change | 10,500 | $120K |
| Decision Investments, Inc. | 0.13% | — | 10,430 | $119K |
| Guggenheim Capital LLC | 0.00% | Reduce -0.0% | 10,377 | $119K |
| Kingsview Wealth Management, LLC | 0.00% | New | 10,049 | $115K |
| Kestra Advisory Services, LLC | 0.00% | New | 9,490 | $109K |
| Parkside Financial Bank & Trust | 0.01% | Add +3.3% | 7,751 | $89K |
| Westchester Capital Management, LLC | 0.00% | No change | 7,702 | $88K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +24.4% | 7,161 | $82K |
| Harbour Investments, Inc. | 0.00% | Reduce -5.5% | 6,409 | $73K |
| Redmont Wealth Advisors LLC | 0.10% | Reduce -57.3% | 5,574 | $64K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -93.1% | 5,480 | $63K |
| Parallel Advisors, LLC | 0.00% | Reduce -37.9% | 4,669 | $53K |
| Access Investment Management LLC | 0.01% | No change | 4,000 | $48K |
| Financial Consulate, Inc. | 0.01% | Add +3.3% | 3,968 | $45K |
| Jones Financial Companies LLLP | 0.00% | Add +24.7% | 3,884 | $44K |
| State of Alaska, Department of Revenue | 0.00% | No change | 3,871 | $44K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 3,675 | $42K |
| Physician Wealth Advisors, Inc. | 0.01% | No change | 3,500 | $40K |
| Signaturefd, LLC | 0.00% | Add +1.8% | 3,447 | $39K |
| Allworth Financial LP | 0.00% | Add +4.1% | 3,356 | $38K |
| Advocate Investing Services LLC | 0.03% | — | 3,133 | $36K |
| Sound Income Strategies, LLC | 0.00% | Add +167.3% | 2,989 | $35K |
| Arax Advisory Partners | 0.00% | No change | 2,424 | $28K |
| Activest Wealth Management | 0.00% | No change | 2,266 | $26K |
| Cape Investment Advisory, Inc. | 0.01% | New | 1,784 | $20K |
| IFP Advisors, Inc | 0.00% | Add +0.1% | 1,515 | $17K |
| Founders Capital Management | 0.01% | No change | 1,500 | $17K |
| CoreCap Advisors, LLC | 0.00% | Add +29.4% | 1,465 | $17K |
| Pinnacle Wealth Planning Services, Inc. | 0.00% | New | 1,253 | $14K |
| Cwm, LLC | 0.00% | Add +16.3% | 1,190 | $14K |
| Anchor Investment Management, LLC | 0.00% | Reduce -55.6% | 1,145 | $13K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -84.2% | 1,138 | $13K |
| GPS Wealth Strategies Group, LLC | 0.01% | Add +3.2% | 1,114 | $13K |
| Hilton Head Capital Partners, LLC | 0.01% | — | 919 | $11K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +59.1% | 896 | $10K |
| Decker Retirement Planning Inc. | 0.01% | New | 875 | $10K |
| NCP Inc. | 0.01% | New | 823 | $9K |
| Financial Gravity Asset Management, Inc. | 0.00% | Reduce -25.0% | 750 | $9K |
| Hantz Financial Services, Inc. | 0.00% | Add +44.4% | 722 | $8K |
| Farther Finance Advisors, LLC | 0.00% | Add +6.2% | 620 | $7K |
| Aventura Private Wealth, LLC | 0.00% | Add +3.3% | 619 | $7K |
| Assetmark, Inc. | 0.00% | No change | 500 | $6K |
| Garton & Associates Financial Advisors LLC | 0.00% | — | 480 | $5K |
| Global Retirement Partners, LLC | 0.00% | No change | 445 | $5K |
| Triumph Capital Management | 0.00% | New | 360 | $4K |
| Cheviot Value Management, LLC | 0.00% | No change | 333 | $4K |
| Lanark Financial, Inc. | 0.00% | No change | 300 | $3K |
| NFSG Corp | 0.00% | No change | 276 | $3K |
| Key Financial Inc | 0.00% | No change | 150 | $2K |
| Group One Trading LLC | 0.00% | Reduce -94.8% | 99 | $1K |
| N.E.W. Advisory Services LLC | 0.00% | Add +4.2% | 50 | $567 |
| Whipplewood Advisors, LLC | 0.00% | Reduce -99.9% | 39 | $446 |
| Caitong International Asset Management Co., Ltd | 0.00% | New | 3 | $34 |
| Smallwood Wealth Investment Management, LLC | 0.00% | No change | 1 | $16 |
| Frazier Financial Advisors, LLC | 0.00% | No change | 1 | $7 |
"% of holder's portfolio" is MFIC's weight in each manager's 13F, not the share of Midcap Financial Investment the manager owns.