Principal US Small-Cap ETFPSCETF
13F holders, Q2 2026 (June 30)105holders +15
24new positions
9sold out
2famous investors
$70.07avg. 13F price*
At the end of Q2 2026, 105 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 15 from Q1 2026. 24 opened new positions and 9 sold out. The largest holders were Principal Financial Group Inc. ($904.7M), Envestnet Asset Management Inc. ($184.9M) and Principal Securities, Inc. ($172.3M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 24 | $71.8M |
| Exits | 9 | $4.3M |
All 13F filers, Q1 2026 → Q2 2026: 2,619,207 shares bought and 617,885 shares sold, net +2,001,322 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 105 holders
| Principal Financial Group Inc. | 0.44% | Add +2.9% | 12,910,411 | $904.7M |
| Envestnet Asset Management Inc. | 0.04% | Reduce -3.6% | 2,636,708 | $184.9M |
| Principal Securities, Inc. | 2.07% | Reduce -3.1% | 2,457,408 | $172.3M |
| Ameriprise Financial Inc. | 0.03% | Add +7.4% | 2,376,463 | $166.6M |
| Raymond James Financial Inc. | 0.04% | Add +36.4% | 1,911,612 | $134.1M |
| Morgan Stanley | 0.01% | Add +9.2% | 1,846,817 | $129.5M |
| Wells Fargo & Company | 0.02% | Add +2.5% | 1,384,462 | $97.1M |
| LPL Financial LLC | 0.02% | Add +11.7% | 1,202,550 | $84.3M |
| Wealth Enhancement Advisory Services, LLC | 0.06% | Add +11.5% | 483,654 | $33.1M |
| Royal Bank of Canada | 0.00% | Reduce -12.9% | 354,175 | $24.8M |
| CIBC Bancorp USA Inc. | 0.03% | New | 296,591 | $20.7M |
| Bank of New York Mellon Corp | 0.00% | New | 275,591 | $19.3M |
| Truist Financial Corp. | 0.02% | Reduce -23.5% | 259,009 | $18.2M |
| Veracity Capital LLC | 4.60% | Add +1.9% | 243,029 | $17.0M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Reduce -6.9% | 235,305 | $16.5M |
| Hudson Capital Management LLC | 3.38% | Reduce -1.5% | 193,743 | $13.6M |
| Stifel Financial Corp. | 0.01% | Add +1.5% | 182,101 | $12.8M |
| Commonwealth Equity Services, LLC | 0.02% | Reduce -8.1% | 178,518 | $12.5M |
| PSI Advisors, LLC | 2.49% | Add +1.5% | 152,856 | $10.7M |
| First Heartland Consultants, Inc. | 0.68% | New | 150,760 | $10.6M |
| Osaic Holdings, Inc. | 0.01% | Add +20.3% | 147,039 | $10.3M |
| RFG - Bristol Wealth Advisors, LLC | 2.42% | Add +2.1% | 142,694 | $10.0M |
| &partners | 0.04% | Reduce -5.9% | 134,933 | $9.5M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.3% | 130,331 | $9.1M |
| Sagespring Wealth Partners, LLC | 0.10% | Reduce -4.8% | 97,136 | $6.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -1.7% | 97,789 | $6.8M |
| Henderson Brothers Financial Partners, LLC | 2.87% | Reduce -49.3% | 86,361 | $6.1M |
| Flynn Zito Capital Management, LLC | 1.43% | Add +55.2% | 75,022 | $5.3M |
| Wealth Advisors of Tampa Bay, LLC | 1.58% | Reduce -0.9% | 73,598 | $5.2M |
| Kestra Advisory Services, LLC | 0.02% | Add +5.7% | 71,456 | $5.0M |
| Advisory Services Network, LLC | 0.05% | Reduce -0.4% | 67,791 | $4.8M |
| Greenwich Wealth Management LLC | 0.17% | Reduce -0.5% | 66,133 | $4.6M |
| Bank of America Corp. | 0.00% | New | 65,847 | $4.6M |
| Arete Wealth Advisors, LLC | 0.29% | Reduce -3.3% | 62,934 | $4.4M |
| Legacy CG, LLC | 1.07% | New | 59,520 | $4.2M |
| 360 Financial, Inc. | 0.91% | Reduce -3.2% | 51,185 | $3.6M |
| Global Retirement Partners, LLC | 0.05% | — | 50,281 | $3.5M |
| Defined Wealth Management, LLC | 1.73% | New | 48,043 | $3.4M |
| NewEdge Advisors, LLC | 0.01% | Add +35.4% | 47,623 | $3.3M |
| Private Advisor Group, LLC | 0.01% | Add +25.4% | 46,041 | $3.2M |
| Turning Point Benefit Group, Inc. | 1.32% | Add +251.9% | 44,046 | $3.1M |
| Walleye Partners, LLC | 3.38% | Add +107.9% | 42,336 | $3.0M |
| Flow Traders U.S. LLC | 0.11% | New | 39,538 | $2.8M |
| Northwest Wealth Advisors, LLC | 1.55% | Add +2.3% | 38,530 | $2.7M |
| Creative Financial Designs Inc. | 0.13% | Add +7.9% | 38,052 | $2.7M |
| Citadel Advisors | 0.00% | Reduce -16.4% | 36,690 | $2.6M |
| Integrity Financial Corp | 1.21% | Add +9.7% | 36,031 | $2.5M |
| WealthCare Investment Partners, LLC | 0.57% | Add +18.6% | 33,237 | $2.3M |
| Capital Investment Advisory Services, LLC | 0.12% | Add +2.8% | 28,724 | $2.0M |
| MML Investors Services, LLC | 0.00% | Add +21.8% | 27,178 | $1.9M |
| Round Rock Advisors LLC | 0.24% | Add +25.4% | 26,946 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +14.4% | 23,717 | $1.7M |
| Venture Visionary Partners LLC | 0.05% | Add +31.9% | 23,575 | $1.7M |
| Spartan Wealth Advisory Services LLC | 0.13% | Add +11.3% | 22,900 | $1.6M |
| Sigma Planning Corp | 0.04% | Reduce -4.5% | 21,508 | $1.5M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +5.6% | 21,098 | $1.5M |
| Smartleaf Asset Management LLC | 0.05% | No change | 20,632 | $1.4M |
| Janney Montgomery Scott LLC | 0.00% | Add +20.2% | 20,072 | $1.4M |
| Brookwood Investment Group LLC | 0.16% | Reduce -16.8% | 20,034 | $1.4M |
| Ameritas Investment Partners, Inc. | 0.04% | Add +16.5% | 19,797 | $1.4M |
| Cornerstone Wealth Management, LLC | 0.05% | Add +3.1% | 16,856 | $1.2M |
| LaSalle St. Investment Advisors, LLC | 0.12% | New | 14,346 | $1.0M |
| Jane Street Group, LLC | 0.00% | New | 14,005 | $982K |
| Sheets Smith Wealth Management | 0.09% | Reduce -1.7% | 12,601 | $884K |
| Cozad Asset Management Inc. | 0.05% | Add +0.1% | 11,757 | $824K |
| Gilliland Jeter Wealth Management LLC | 0.16% | Reduce -4.8% | 8,831 | $619K |
| Stonebridge Financial Group, LLC / MO | 0.41% | Reduce -16.9% | 8,715 | $611K |
| SeaCrest Wealth Management, LLC | 0.06% | Add +16.4% | 8,087 | $567K |
| Farther Finance Advisors, LLC | 0.00% | Add +19.7% | 7,938 | $557K |
| truNorth Financial Services, Inc. | 0.50% | Add +46.0% | 7,933 | $556K |
| SFG Wealth Management, LLC. | 0.20% | New | 7,893 | $553K |
| Ameritas Advisory Services, LLC | 0.01% | New | 7,454 | $523K |
| Greenwood Gearhart LLC | 0.02% | New | 7,281 | $511K |
| Redwood Financial Network Corp | 0.27% | Add +26.8% | 6,878 | $482K |
| GTS Securities LLC | 0.01% | New | 6,791 | $476K |
| D. E. Shaw & Co. | 0.00% | Add +4.7% | 6,698 | $470K |
| Private Trust Co. NA | 0.03% | No change | 6,051 | $424K |
| Great Valley Advisor Group, Inc. | 0.01% | Reduce -93.2% | 5,412 | $380K |
| XTX Topco Ltd | 0.00% | New | 5,397 | $378K |
| Welch Financial Planning, LLC | 0.19% | New | 4,614 | $324K |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 0.10% | New | 4,549 | $309K |
| Perennial Investment Advisors, LLC | 0.02% | Reduce -4.8% | 4,189 | $294K |
| Kingswood Wealth Advisors, LLC | 0.01% | New | 3,913 | $274K |
| Marathon Capital Management | 0.05% | New | 3,219 | $226K |
| Fifth Third Bancorp | 0.00% | Add +0.0% | 3,124 | $219K |
| FreeGulliver LLC | 0.08% | New | 3,121 | $219K |
| Avaii Wealth Management, LLC | 0.06% | New | 3,105 | $218K |
| Allworth Financial LP | 0.00% | New | 2,465 | $173K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -3.1% | 1,880 | $132K |
| Capital Analysts, LLC | 0.00% | Add +18.4% | 1,462 | $102K |
| US Bancorp \de | 0.00% | Add +56.1% | 787 | $55K |
| Cape Investment Advisory, Inc. | 0.01% | New | 612 | $43K |
| Harbour Investments, Inc. | 0.00% | No change | 612 | $43K |
| Fourth Dimension Wealth, LLC | 0.01% | New | 484 | $34K |
| FMR LLC | 0.00% | Add +20.1% | 328 | $23K |
| Jones Financial Companies LLLP | 0.00% | Add +272.6% | 313 | $22K |
| CoreCap Advisors, LLC | 0.00% | Add +41.8% | 302 | $21K |
| Assetmark, Inc. | 0.00% | No change | 254 | $18K |
| Citigroup Inc. | 0.00% | New | 188 | $13K |
| Larson Financial Group LLC | 0.00% | No change | 100 | $7K |
| UBS Group AG | 0.00% | No change | 81 | $6K |
| Pinnacle Bancorp, Inc. | 0.00% | Reduce -41.1% | 73 | $5K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 47 | $3K |
| Silver Grove Financial Group, Inc. | 0.00% | No change | 42 | $3K |
| Investment Research & Advisory Group, Inc. | 0.00% | No change | 3 | $211 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.