Neos S&P 500 High Income ETFSPYIETF
13F holders, Q1 2026 (March 31)396holders +43
67new positions
27sold out
1famous investor
$49.62avg. 13F price*
At the end of Q1 2026, 396 institutions reported holding Neos S&P 500 High Income ETF (SPYI) in their 13F filings, up 43 from Q4 2025. 67 opened new positions and 27 sold out. The largest holders were LPL Financial LLC ($212.4M), Foguth Wealth Management, LLC. ($65.4M) and Royal Bank of Canada ($52.4M). One famous investor held it Ken Fisher (0.0% of Fisher Asset Management's portfolio).
- Company
- Neos S&P 500 High Income ETF
- Filed as
- NEOS ETF TRUST (Q1 2026)
- CUSIP
- 78433H303
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 67 | $73.7M |
| Exits | 27 | $27.9M |
All 13F filers, Q4 2025 → Q1 2026: 7,629,508 shares bought and 2,309,078 shares sold, net +5,320,430 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 396 holders
| LPL Financial LLC | 0.06% | Add +37.0% | 4,301,671 | $212.4M |
| Foguth Wealth Management, LLC. | 7.63% | Add +927.5% | 1,214,307 | $65.4M |
| Royal Bank of Canada | 0.01% | Add +14.5% | 1,061,491 | $52.4M |
| Gradient Investments LLC | 0.79% | Reduce -42.0% | 1,036,407 | $51.2M |
| UBS Group AG | 0.01% | Reduce -11.2% | 936,428 | $46.2M |
| Stifel Financial Corp. | 0.03% | Add +14.5% | 688,839 | $34.0M |
| Private Advisor Group, LLC | 0.14% | Add +10.0% | 600,133 | $29.6M |
| Cetera Investment Advisers | 0.03% | Add +36.6% | 536,814 | $26.5M |
| MADDEN SECURITIES Corp | 7.96% | Add +25.9% | 536,366 | $26.5M |
| Howard Capital Management, LLC | 0.42% | Add +15.8% | 525,470 | $25.9M |
| MML Investors Services, LLC | 0.07% | Reduce -23.0% | 497,249 | $24.5M |
| Raymond James Financial Inc. | 0.01% | Add +3.5% | 460,074 | $22.7M |
| Envestnet Asset Management Inc. | 0.01% | Add +27.6% | 435,538 | $21.5M |
| Second Half Financial Partners, LLC | 9.00% | No change | 404,802 | $20.0M |
| Merit Financial Group, LLC | 0.14% | Reduce -10.3% | 381,394 | $18.8M |
| Cascade Wealth Advisors, Inc | 7.98% | Add +3.2% | 340,419 | $18.2M |
| Two Sigma Investments, LP | 0.01% | Add +832.5% | 344,100 | $17.0M |
| Aventura Private Wealth, LLC | 5.02% | Add +15.7% | 278,178 | $13.7M |
| URS Advisory LLC | 9.69% | Add +4.2% | 268,418 | $13.3M |
| Farther Finance Advisors, LLC | 0.12% | Add +1396.4% | 261,973 | $13.0M |
| Summit Financial, LLC | 0.15% | Add +36.9% | 233,512 | $11.5M |
| Capital Investment Advisory Services, LLC | 0.83% | Add +48.6% | 229,643 | $11.3M |
| Kestra Advisory Services, LLC | 0.04% | Add +8.4% | 223,414 | $11.0M |
| Stratos Wealth Partners, LTD. | 0.12% | Add +19.0% | 217,668 | $10.7M |
| Centurion Wealth Management LLC | 2.35% | New | 210,514 | $10.4M |
| Steward Partners Investment Advisory, LLC | 0.05% | Add +8508.8% | 203,426 | $10.0M |
| Ausdal Financial Partners, Inc. | 0.45% | Add +12.4% | 203,127 | $10.0M |
| Indivisible Partners | 0.81% | Add +66.4% | 184,628 | $9.1M |
| Lee Johnson Capital Management, LLC | 3.16% | Add +350.9% | 178,254 | $8.8M |
| Independent Financial Group, LLC | 0.19% | Reduce -13.7% | 173,720 | $8.6M |
| Marshall & Sterling Wealth Advisors Inc. | 5.57% | Add +102.7% | 172,485 | $8.5M |
| Mgo One Seven LLC | 0.17% | Add +20.3% | 168,328 | $8.3M |
| Steele Capital Management, Inc. | 0.33% | Add +1.1% | 161,913 | $8.0M |
| HUB Investment Partners, LLC | 0.20% | Add +789.1% | 161,834 | $8.0M |
| Prevail Innovative Wealth Advisors, LLC | 1.31% | Add +16.7% | 158,074 | $7.8M |
| Sentinel Advisory Group, LLC | 3.65% | — | 151,804 | $7.5M |
| Teamwork Financial Advisors, LLC | 0.81% | Reduce -17.0% | 148,370 | $7.3M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Reduce -23.8% | 146,017 | $7.2M |
| Apollon Wealth Management, LLC | 0.12% | Add +26.8% | 145,291 | $7.2M |
| Chung Wu Investment Group, LLC | 6.08% | Add +19.6% | 142,890 | $7.1M |
| Orion Porfolio Solutions, LLC | 0.06% | Reduce -6.8% | 137,189 | $6.8M |
| SageGuard Financial Group, LLC | 1.00% | Reduce -15.1% | 131,192 | $6.5M |
| RiverTree Advisors, LLC | 3.99% | Add +14.7% | 127,718 | $6.3M |
| SteelPeak Wealth, LLC | 0.20% | New | 127,593 | $6.3M |
| Choreo, LLC | 0.07% | New | 121,640 | $6.0M |
| Northeast Financial Group, Inc. | 1.56% | New | 118,594 | $5.9M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +48.1% | 116,510 | $5.8M |
| Palacios Wealth Management, LLC | 3.58% | Add +106.2% | 109,093 | $5.7M |
| Integrity Wealth Partners, LLC | 5.04% | — | 113,495 | $5.6M |
| Baird Financial Group, Inc. | 0.01% | Add +377.5% | 110,836 | $5.5M |
| Delta Investment Management, LLC | 0.97% | Add +7.9% | 109,998 | $5.4M |
| Independence Wealth Advisors, LLC | 2.80% | Add +3.6% | 106,485 | $5.3M |
| Waverly Advisors, LLC | 0.04% | Add +39.6% | 105,494 | $5.2M |
| Belpointe Asset Management LLC | 0.19% | Add +25.6% | 103,262 | $5.1M |
| Prota Financial, LLC | 3.67% | New | 102,584 | $5.1M |
| Susquehanna International Group, LLP | 0.01% | New | 97,642 | $4.8M |
| HBW Advisory Services LLC | 0.50% | Add +19.7% | 96,087 | $4.7M |
| Kingsview Wealth Management, LLC | 0.06% | Add +2.8% | 95,127 | $4.7M |
| StoneCrest Wealth Management, Inc. | 1.94% | Add +0.5% | 92,949 | $4.6M |
| J.W. Cole Advisors, Inc. | 0.15% | Add +25.7% | 91,134 | $4.5M |
| Centennial Bank | 1.59% | Add +151.7% | 89,470 | $4.4M |
| PFG Advisors | 0.21% | Add +208.1% | 88,722 | $4.4M |
| Sound Income Strategies, LLC | 0.21% | Add +383.9% | 87,262 | $4.3M |
| RFG Advisory, LLC | 0.08% | Add +7.7% | 82,994 | $4.1M |
| Massar Capital Management, LP | 0.81% | New | 82,483 | $4.1M |
| High Net Worth Advisory Group LLC | 0.94% | Add +2.3% | 81,532 | $4.0M |
| Great Valley Advisor Group, Inc. | 0.07% | Add +441.4% | 80,894 | $4.0M |
| NFSG Corp | 0.65% | Add +2.6% | 79,695 | $3.9M |
| Perennial Investment Advisors, LLC | 0.31% | Add +11.1% | 78,168 | $3.9M |
| International Assets Investment Management, LLC | 0.26% | Add +6.1% | 75,145 | $3.7M |
| SG Americas Securities, LLC | 0.00% | New | 75,000 | $3.7M |
| Garden State Investment Advisory Services LLC | 0.88% | Add +17.3% | 74,750 | $3.7M |
| Investment Partners Asset Management, Inc. | 2.21% | Add +2.7% | 72,416 | $3.6M |
| FSA Advisors, Inc. | 2.30% | Add +7.9% | 70,589 | $3.5M |
| AE Wealth Management LLC | 0.02% | Add +39.1% | 69,333 | $3.4M |
| Astoria Portfolio Advisors LLC. | 0.73% | Add +23.5% | 65,414 | $3.4M |
| Sowell Financial Services LLC | 0.12% | Add +18.3% | 66,837 | $3.3M |
| Mutual Advisors, LLC | 0.07% | Reduce -1.3% | 66,506 | $3.3M |
| PFG Investments, LLC | 0.15% | Add +3.6% | 66,315 | $3.3M |
| World Investment Advisors | 0.05% | Add +1374.0% | 65,282 | $3.2M |
| Owen LaRue, LLC | 1.21% | Add +21.2% | 64,082 | $3.2M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Reduce -42.7% | 62,770 | $3.1M |
| Ameritas Advisory Services, LLC | 0.12% | Add +0.9% | 63,118 | $3.1M |
| Milestone Asset Management, LLC | 0.57% | Add +47.3% | 62,687 | $3.1M |
| Arete Wealth Advisors, LLC | 0.23% | Add +14.7% | 62,516 | $3.1M |
| Gainplan LLC | 2.30% | Add +32.6% | 62,113 | $3.1M |
| HighTower Advisors, LLC | 0.00% | Add +14.8% | 60,071 | $3.0M |
| Osaic Holdings, Inc. | 0.00% | Reduce -40.5% | 59,461 | $2.9M |
| Triumph Capital Management | 0.60% | Add +12.8% | 59,174 | $2.9M |
| Truist Financial Corp. | 0.00% | Add +74.4% | 54,547 | $2.8M |
| Unique Wealth, LLC | 0.39% | Add +0.8% | 57,229 | $2.8M |
| Aspen Investment Management Inc | 0.86% | Add +2.0% | 56,850 | $2.8M |
| Cary Street Partners Financial LLC | 0.07% | Add +1.0% | 56,154 | $2.8M |
| Guardian Financial Partners, LLC | 1.16% | Reduce -1.5% | 55,597 | $2.7M |
| Sigma Planning Corp | 0.08% | Add +36.0% | 55,233 | $2.7M |
| IHT Wealth Management, LLC | 0.06% | Add +122.4% | 54,504 | $2.7M |
| Range Advisory, LLC | 0.50% | Add +3.1% | 54,421 | $2.7M |
| Mariner, LLC | 0.00% | Add +24.8% | 53,766 | $2.7M |
| 3EDGE Asset Management, LP | 0.13% | Add +7.2% | 53,643 | $2.6M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -74.3% | 53,465 | $2.6M |
| Foundations Investment Advisors, LLC | 0.03% | Add +67.8% | 52,670 | $2.6M |
| Principal Financial Group Inc. | 0.00% | Add +67.5% | 52,563 | $2.6M |
| Park Avenue Securities LLC | 0.02% | New | 52,015 | $2.6M |
| Fullerton Advisors, LLC | 2.66% | Add +3.1% | 51,990 | $2.6M |
| Integrated Wealth Concepts LLC | 0.02% | Add +243.0% | 51,935 | $2.6M |
| Moran Wealth Management, LLC | 0.08% | Add +296.9% | 51,793 | $2.6M |
| Ellis Investment Partners, LLC | 0.43% | Add +203.6% | 50,680 | $2.5M |
| LightSquare Wealth Management, LLC | 1.87% | — | 50,660 | $2.5M |
| PVG Asset Management Corp. | 1.47% | Add +129.3% | 45,869 | $2.5M |
| Level Four Advisory Services, LLC | 0.08% | Add +62.7% | 49,465 | $2.4M |
| Smith, Moore & Co. | 0.17% | Add +0.7% | 48,149 | $2.4M |
| Verus Capital Partners, LLC | 0.16% | Add +23.4% | 47,247 | $2.3M |
| Brookstone Capital Management | 0.03% | Add +7.1% | 46,293 | $2.3M |
| Oppenheimer & Co. Inc. | 0.03% | Add +18.2% | 45,941 | $2.3M |
| West Michigan Advisors, LLC | 0.49% | New | 45,423 | $2.2M |
| Diversify Wealth Management, LLC | 0.04% | Add +81.9% | 42,720 | $2.2M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +31.3% | 41,935 | $2.1M |
| Capital Investment Advisors, LLC | 0.03% | Add +42.6% | 41,013 | $2.0M |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -9.0% | 40,996 | $2.0M |
| Banco BTG Pactual S.A. | 0.39% | New | 40,990 | $2.0M |
| U.S. Capital Wealth Advisors, LLC | 0.05% | Add +6.0% | 40,691 | $2.0M |
| Kaizen Financial Strategies | 0.85% | Add +5.8% | 38,477 | $2.0M |
| Grantvest Financial Group LLC | 1.30% | Add +1.1% | 40,543 | $2.0M |
| Brown, Lisle/Cummings, Inc. | 0.50% | Add +26.4% | 40,450 | $2.0M |
| MAI Capital Management | 0.01% | Add +0.2% | 40,439 | $2.0M |
| Ieq Capital, LLC | 0.01% | No change | 39,954 | $2.0M |
| Gateway Wealth Partners, LLC | 0.07% | Add +216.8% | 38,772 | $1.9M |
| BlueStem Wealth Partners, LLC | 0.21% | Add +11.5% | 38,009 | $1.9M |
| Brown Financial Advisors | 0.70% | Reduce -68.8% | 37,677 | $1.9M |
| Equitable Holdings, Inc. | 0.01% | Add +28.8% | 34,621 | $1.8M |
| Centaurus Financial, Inc. | 0.08% | New | 35,735 | $1.8M |
| Cascade Investment Group, Inc. | 1.10% | Reduce -3.7% | 33,880 | $1.7M |
| Weaver Consulting Group | 0.37% | Add +213.0% | 31,725 | $1.6M |
| Regal Investment Advisors LLC | 0.09% | New | 31,462 | $1.6M |
| Avidian Wealth Enterprises, LLC | 0.05% | Add +70.5% | 31,151 | $1.5M |
| CAP Partners, LLC | 0.87% | Add +9.8% | 31,080 | $1.5M |
| Triad Wealth Partners, LLC | 0.12% | Add +93.8% | 30,888 | $1.5M |
| Thrivent Financial for Lutherans | 0.00% | New | 30,829 | $1.5M |
| WCG Wealth Advisors LLC | 0.04% | Add +10.2% | 30,682 | $1.5M |
| Capital Planning LLC | 0.49% | Add +2.9% | 30,580 | $1.5M |
| Janney Montgomery Scott LLC | 0.00% | Add +22.9% | 30,324 | $1.5M |
| Bauman Advisory Group, LLC | 1.03% | Add +96.1% | 29,702 | $1.5M |
| Kovack Advisors, Inc. | 0.08% | Add +98.3% | 29,347 | $1.5M |
| PDS Planning, Inc | 0.09% | Add +5.0% | 28,774 | $1.4M |
| Stratos Wealth Advisors, LLC | 0.09% | Add +11.6% | 28,725 | $1.4M |
| Aptus Capital Advisors, LLC | 0.01% | Add +10.3% | 28,569 | $1.4M |
| Kingswood Wealth Advisors, LLC | 0.07% | Add +98.5% | 28,477 | $1.4M |
| Arkadios Wealth Advisors | 0.02% | Add +27.4% | 27,806 | $1.4M |
| Wealth Alliance, LLC | 0.14% | Add +25.9% | 27,729 | $1.4M |
| Alpha Financial Partners LLC | 0.80% | Add +12.3% | 27,250 | $1.3M |
| Studio Investment Management LLC | 0.24% | New | 27,006 | $1.3M |
| HRT Financial LP | 0.00% | Reduce -28.8% | 27,013 | $1.3M |
| Paladin Wealth, LLC | 0.92% | Reduce -31.3% | 26,983 | $1.3M |
| Intrua Financial, LLC | 0.14% | Add +5.4% | 26,209 | $1.3M |
| Lewis Asset Management, LLC | 0.52% | Add +46.5% | 25,526 | $1.3M |
| Thompson David Blair | 0.72% | Reduce -34.0% | 25,506 | $1.3M |
| Focus Partners Wealth | 0.00% | Add +159.0% | 25,498 | $1.3M |
| Sanctuary Advisors, LLC | 0.01% | Add +77.2% | 25,302 | $1.2M |
| Sheets Smith Wealth Management | 0.14% | Reduce -2.2% | 24,703 | $1.2M |
| Jupiter Wealth Management LLC | 0.48% | No change | 22,679 | $1.2M |
| CIBC Bancorp USA Inc. | 0.00% | — | 24,198 | $1.2M |
| Concurrent Investment Advisors, LLC | 0.01% | Add +27.1% | 24,185 | $1.2M |
| Axxcess Wealth Management, LLC | 0.04% | Add +157.0% | 23,537 | $1.2M |
| Mattson Financial Services, LLC | 0.28% | Reduce -79.4% | 23,394 | $1.2M |
| SHP Wealth Management | 0.09% | Add +5204.6% | 23,181 | $1.1M |
| Key Client Fiduciary Advisors, LLC | 0.39% | Add +24.1% | 22,812 | $1.1M |
| Snowden Capital Advisors LLC | 0.03% | Reduce -24.6% | 22,747 | $1.1M |
| Bank of America Corp. | 0.00% | No change | 22,638 | $1.1M |
| Vann Equity Management LLC | 0.79% | — | 22,558 | $1.1M |
| Oppenheimer Asset Management Inc. | 0.01% | Reduce -16.3% | 22,553 | $1.1M |
| Independent Advisor Alliance | 0.01% | Reduce -21.0% | 22,332 | $1.1M |
| &partners | 0.01% | Add +55.8% | 22,171 | $1.1M |
| Latitude Advisors, LLC | 0.49% | Add +27.0% | 21,469 | $1.1M |
| Compound Planning, Inc. | 0.03% | Add +3.1% | 20,956 | $1.0M |
| Clear Creek Financial Management, LLC | 0.08% | New | 20,938 | $1.0M |
| Heck Capital Advisors, LLC | 0.08% | Add +4.2% | 20,736 | $1.0M |
| NewEdge Advisors, LLC | 0.00% | Add +258.1% | 20,708 | $1.0M |
| CCG Wealth Management, LLC | 0.27% | Add +37.2% | 20,311 | $1.0M |
| Traynor Capital Management, Inc. | 0.06% | Reduce -14.0% | 19,847 | $952K |
| McKinney Capital Management, LLC | 0.81% | — | 19,177 | $947K |
| ELCO Management Co., LLC | 0.45% | Add +75.1% | 19,125 | $944K |
| Seaview Investment Managers LLC | 0.33% | Add +110.4% | 18,626 | $920K |
| Private Trust Co. NA | 0.08% | Add +79.9% | 18,458 | $911K |
| CoreCap Advisors, LLC | 0.03% | Reduce -7.0% | 18,378 | $907K |
| Prospera Financial Services Inc | 0.01% | Add +107.8% | 18,132 | $895K |
| SBI Securities Co., Ltd. | 0.02% | Add +55.0% | 17,826 | $880K |
| Clay Northam Wealth Management, LLC | 0.48% | New | 17,461 | $862K |
| Claro Advisors Inc. | 0.10% | Add +1.2% | 17,403 | $859K |
| Fiduciary Alliance LLC | 0.05% | Add +3.5% | 16,433 | $856K |
| Chilton Investment Co. Inc. | 0.02% | New | 17,176 | $848K |
| Plan Group Financial, LLC | 0.20% | New | 17,150 | $847K |
| Bay Capital Advisors, LLC | 0.52% | Add +11.9% | 17,112 | $845K |
| PMG Family Office LLC | 0.92% | Add +183.0% | 16,662 | $823K |
| Resurgent Financial Advisors LLC | 0.30% | Add +2.6% | 16,540 | $817K |
| IFP Advisors, Inc | 0.02% | Add +14.3% | 16,285 | $804K |
| Strategic Blueprint, LLC | 0.05% | Add +101.2% | 16,034 | $792K |
| Patriot Financial Group Insurance Agency, LLC | 0.04% | Add +129.5% | 15,996 | $790K |
| WESPAC Advisors, LLC | 0.43% | Reduce -10.1% | 15,838 | $782K |
| World Equity Group, Inc. | 0.20% | Add +8.4% | 15,792 | $780K |
| Flagship Harbor Advisors, LLC | 0.03% | Reduce -4.5% | 15,601 | $770K |
| Beacon Pointe Advisors, LLC | 0.00% | Add +23.8% | 15,593 | $770K |
| StoneX Group Inc. | 0.04% | Reduce -0.3% | 15,459 | $763K |
| Oregon Pacific Wealth Management, LLC | 0.79% | New | 15,401 | $760K |
| MBL Wealth, LLC | 0.06% | Add +7.1% | 15,000 | $741K |
| VectorGlobal IAG, Inc. | 0.19% | — | 14,856 | $733K |
| Captrust Financial Advisors | 0.00% | Add +27.6% | 14,433 | $713K |
| Tactive Advisors, LLC | 0.20% | Reduce -1.7% | 14,417 | $712K |
| Larson Financial Group LLC | 0.02% | Add +4372.8% | 14,313 | $707K |
| Corient Private Wealth LP | 0.00% | Add +0.5% | 41,104 | $703K |
| Oakworth Capital, Inc. | 0.04% | No change | 14,101 | $696K |
| Patten Group, Inc. | 0.12% | Add +53.9% | 14,089 | $696K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | No change | 14,000 | $691K |
| Wellington Grp LLC | 0.21% | New | 13,955 | $689K |
| Dynamic Advisor Solutions LLC | 0.02% | Add +9.2% | 13,492 | $666K |
| Camarda Financial Advisors, LLC | 0.35% | Reduce -0.2% | 13,413 | $662K |
| Gladstone Institutional Advisory LLC | 0.02% | Add +59.3% | 13,361 | $660K |
| Discipline Wealth Solutions, LLC | 0.07% | Reduce -37.3% | 13,152 | $649K |
| NewEdge Wealth, LLC | 0.01% | No change | 13,053 | $644K |
| Wells Fargo & Company | 0.00% | Add +1519.3% | 12,890 | $636K |
| BCS Wealth Management | 0.13% | Reduce -36.0% | 12,829 | $633K |
| Creative Planning | 0.00% | Reduce -21.3% | 12,811 | $632K |
| Harbour Investments, Inc. | 0.01% | Reduce -28.8% | 12,776 | $631K |
| Stratos Investment Management, LLC | 0.03% | Add +0.5% | 12,762 | $630K |
| Storgate, LLC | 0.48% | Add +126.5% | 12,285 | $607K |
| Betterment LLC | 0.00% | Add +169.8% | 12,239 | $604K |
| Accel Wealth Management | 0.15% | Reduce -3.5% | 12,005 | $593K |
| SeaCrest Wealth Management, LLC | 0.06% | Add +14.0% | 11,941 | $590K |
| Integrated Advisors Network LLC | 0.03% | Add +1.4% | 11,525 | $569K |
| Capital Wealth Alliance, LLC | 0.25% | Add +2.0% | 11,279 | $557K |
| Cwm, LLC | 0.00% | Reduce -3.0% | 11,166 | $551K |
| Cresset Asset Management, LLC | 0.00% | Reduce -22.6% | 11,102 | $548K |
| Cornerstone Wealth Management, LLC | 0.03% | Add +2.5% | 10,859 | $536K |
| Fifth Third Bancorp | 0.00% | New | 10,684 | $527K |
| Savvy Advisors, Inc. | 0.01% | Reduce -0.6% | 10,346 | $511K |
| Redwood Family Wealth LLC | 0.50% | Add +1.1% | 10,247 | $506K |
| Thoroughbred Financial Services, LLC | 0.03% | Add +16.8% | 10,158 | $501K |
| Brown Advisory Inc. | 0.00% | Add +0.0% | 10,110 | $499K |
| Spinnaker Investment Group, LLC | 0.10% | No change | 10,011 | $494K |
| CWA Asset Management Group, LLC | 0.02% | Add +4.8% | 10,000 | $494K |
| Voisard Asset Management Group, Inc. | 0.11% | No change | 10,000 | $494K |
| Leo Wealth, LLC | 0.04% | Reduce -0.3% | 9,774 | $483K |
| XTX Topco Ltd | 0.01% | New | 9,560 | $472K |
| Atria Investments, Inc | 0.01% | Add +23.2% | 9,508 | $469K |
| Westbourne Investments, Inc. | 0.22% | Reduce -23.5% | 9,342 | $461K |
| Rockport Wealth LLC | 0.08% | No change | 9,330 | $461K |
| Keating Financial Advisory Services, Inc. | 0.07% | Add +98.8% | 9,167 | $453K |
| VestGen Advisors, LLC | 0.01% | Add +22.9% | 8,316 | $445K |
| Nvest Financial, LLC | 0.16% | New | 8,862 | $438K |
| Encompass More Asset Management | 0.07% | Add +7.3% | 8,776 | $433K |
| Strategic Financial Concepts, LLC | 0.11% | New | 8,760 | $432K |
| Camelot Portfolios, LLC | 0.32% | Add +10.5% | 8,581 | $424K |
| Manhattan West Asset Management, LLC | 0.08% | New | 8,516 | $420K |
| Pasadena Private Wealth, LLC | 0.06% | Add +2.9% | 8,417 | $416K |
| Novak & Powell Financial Services, Inc. | 0.22% | Reduce -5.6% | 8,367 | $413K |
| Copley Financial Group, Inc. | 0.25% | Add +84.7% | 8,328 | $411K |
| Allworth Financial LP | 0.00% | Add +8.1% | 8,264 | $408K |
| Ergawealth Advisors, Inc. | 0.18% | Add +16.4% | 8,205 | $405K |
| Core Wealth Advisors, Inc. | 0.09% | New | 8,054 | $398K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +59.0% | 8,014 | $396K |
| Navis Wealth Advisors, LLC | 0.20% | Add +80.1% | 7,923 | $391K |
| Money Concepts Capital Corp. | 0.02% | Reduce -10.8% | 7,843 | $387K |
| Virtue Capital Management, LLC | 0.06% | New | 8,037 | $386K |
| Annex Advisory Services, LLC | 0.01% | New | 7,626 | $376K |
| Keystone Financial Group | 0.03% | Add +22.6% | 7,580 | $374K |
| Spectrum Advisors, Inc. | 0.29% | — | 7,548 | $373K |
| Bank of Montreal | 0.00% | Reduce -6.1% | 7,419 | $366K |
| Walkner Condon Financial Advisors LLC | 0.05% | Add +6.9% | 7,340 | $362K |
| Morgan Stanley | 0.00% | Reduce -39.5% | 7,300 | $360K |
| Financial Management Network Inc. | 0.06% | Add +63.0% | 7,022 | $359K |
| Certior Financial Group, LLC | 0.23% | New | 7,250 | $358K |
| Pointe Capital Management LLC | 0.17% | New | 7,134 | $352K |
| Private Wealth Asset Management, LLC | 0.04% | Add +3.1% | 6,967 | $344K |
| Signal Advisors Wealth, LLC | 0.02% | Reduce -18.6% | 6,898 | $341K |
| TCP Asset Management, LLC | 0.04% | New | 6,785 | $335K |
| Forum Financial Management, LP | 0.00% | Add +10.0% | 6,599 | $326K |
| Magnus Financial Group LLC | 0.03% | Add +11.3% | 6,539 | $323K |
| Lido Advisors, LLC | 0.00% | Reduce -6.7% | 6,518 | $322K |
| FSM Wealth Advisors, LLC | 0.04% | No change | 6,466 | $319K |
| Sonoma Allocations LLC | 0.11% | Reduce -4.3% | 6,357 | $317K |
| Journey Strategic Wealth LLC | 0.01% | Add +2.7% | 6,411 | $317K |
| Ashton Thomas Private Wealth, LLC | 0.01% | No change | 6,388 | $315K |
| Savant Capital, LLC | 0.00% | New | 6,383 | $315K |
| Richmond Investment Services, LLC | 0.05% | Add +34.9% | 6,268 | $309K |
| CreativeOne Wealth, LLC | 0.01% | Add +12.9% | 6,253 | $309K |
| Braeburn Wealth Management LLC | 0.17% | No change | 6,025 | $297K |
| Heritage Oak Wealth Advisors LLC | 0.09% | New | 6,024 | $297K |
| Smartleaf Asset Management LLC | 0.01% | New | 6,085 | $292K |
| Nations Financial Group Inc, /Ia/ | 0.01% | New | 5,839 | $288K |
| Eclectic Associates Inc. | 0.04% | No change | 5,760 | $284K |
| Stock Yards Bank & Trust Co. | 0.01% | No change | 5,640 | $278K |
| Insigneo Advisory Services, LLC | 0.02% | Add +2.9% | 5,616 | $277K |
| Texas Capital Bank Wealth Management Services Inc | 0.02% | New | 5,543 | $274K |
| Southeast Asset Advisors, LLC | 0.03% | No change | 5,500 | $272K |
| A4 Wealth Advisors LLC | 0.22% | Reduce -64.5% | 5,414 | $267K |
| Helium Advisors LLC | 0.26% | New | 5,414 | $267K |
| IPG Investment Advisors LLC | 0.05% | Add +8.0% | 5,399 | $267K |
| Scott Capital Advisors, LLC | 0.05% | New | 5,170 | $264K |
| Facet Wealth, Inc. | 0.00% | Add +1.9% | 5,206 | $257K |
| Sunbelt Securities, Inc. | 0.02% | Add +11.9% | 5,108 | $252K |
| Silverlake Wealth Management LLC | 0.05% | Add +13.4% | 5,086 | $251K |
| Integrity Wealth Advisors, Inc. | 0.15% | Add +26.7% | 5,063 | $250K |
| Flagstar Securities, Inc. | 0.09% | New | 5,024 | $248K |
| Bank of New York Mellon Corp | 0.00% | Reduce -56.1% | 5,015 | $248K |
| Entrewealth, LLC | 0.11% | New | 5,000 | $247K |
| Abel Hall, LLC | 0.05% | No change | 5,000 | $247K |
| Robertson Stephens Wealth Management, LLC | 0.01% | Add +30.5% | 4,999 | $247K |
| Jackson Hole Capital Partners, LLC | 0.04% | New | 4,962 | $245K |
| Marmo Financial Group, LLC | 0.12% | No change | 4,946 | $244K |
| Meridian Wealth Management, LLC | 0.01% | Reduce -30.0% | 4,895 | $242K |
| Atlas Private Wealth Advisors | 0.06% | Add +15.8% | 4,839 | $239K |
| Venture Visionary Partners LLC | 0.01% | Add +4.5% | 4,763 | $235K |
| Willner & Heller, LLC | 0.17% | Add +8.7% | 4,757 | $235K |
| Synergy Asset Management, LLC | 0.02% | New | 4,686 | $231K |
| Independent Wealth Network Inc. | 0.07% | New | 4,662 | $230K |
| Cerity Partners LLC | 0.00% | New | 4,618 | $230K |
| Safe Harbor Fiduciary, LLC | 0.21% | Reduce -40.5% | 4,556 | $225K |
| PSI Advisors, LLC | 0.05% | New | 4,486 | $221K |
| Royal Fund Management, LLC | 0.02% | New | 4,371 | $216K |
| Aprio Wealth Management, LLC | 0.01% | Add +7.4% | 4,370 | $216K |
| Global Wealth Strategies & Associates | 0.05% | No change | 4,364 | $215K |
| Fisher Asset Management | 0.00% | New | 4,259 | $210K |
| Berger Financial Group, Inc | 0.01% | Reduce -4.0% | 4,205 | $208K |
| Kagan Cocozza Asset Management | 0.15% | New | 4,204 | $208K |
| DAVENPORT & Co LLC | 0.00% | Reduce -18.4% | 4,200 | $207K |
| Activest Wealth Management | 0.04% | Add +899.0% | 4,106 | $203K |
| Hilltop Holdings Inc. | 0.02% | No change | 4,090 | $202K |
| EverSource Wealth Advisors, LLC | 0.01% | Add +94.0% | 4,075 | $201K |
| BlackRock, Inc. | 0.00% | Add +20.8% | 3,868 | $191K |
| PNC Financial Services Group, Inc. | 0.00% | Add +43.3% | 3,174 | $157K |
| Sunrise Financial Services, LLC | 0.10% | Add +16.5% | 2,938 | $145K |
| GHP Investment Advisors, Inc. | 0.01% | Add +8.5% | 2,877 | $142K |
| Arax Advisory Partners | 0.00% | Add +80.3% | 2,841 | $140K |
| Simplex Trading, LLC | 0.00% | New | 2,839 | $140K |
| Parallel Advisors, LLC | 0.00% | Add +42.4% | 2,810 | $139K |
| Evolution Wealth Management Inc. | 0.10% | Add +72.1% | 2,783 | $137K |
| US Bancorp \de | 0.00% | No change | 2,605 | $129K |
| Lanark Financial, Inc. | 0.01% | Add +32.2% | 2,566 | $127K |
| Reyes Financial Architecture, Inc. | 0.10% | Reduce -90.4% | 2,528 | $125K |
| Advisory Services Network, LLC | 0.00% | New | 2,216 | $109K |
| Medallion Wealth Advisors, LLC | 0.04% | Add +1.7% | 2,172 | $107K |
| UMB Bank, n.a. | 0.00% | No change | 2,016 | $100K |
| City State Bank | 0.03% | No change | 2,000 | $99K |
| Montag A & Associates Inc. | 0.00% | Reduce -33.9% | 1,957 | $97K |
| Nemes Rush Group LLC | 0.01% | New | 1,936 | $96K |
| HighMark Wealth Management LLC | 0.04% | Reduce -76.0% | 1,924 | $95K |
| MCF Advisors LLC | 0.00% | Reduce -69.3% | 1,726 | $85K |
| SOA Wealth Advisors, LLC. | 0.01% | Add +537.9% | 1,601 | $79K |
| Luminist Capital LLC | 0.10% | Add +32.8% | 1,519 | $75K |
| Founders Financial Alliance, LLC | 0.01% | New | 1,420 | $70K |
| Strive Financial Group ,LLC | 0.03% | No change | 1,281 | $63K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +54.9% | 1,270 | $63K |
| Anfield Capital Management, LLC | 0.01% | No change | 1,086 | $54K |
| Tompkins Financial Corp. | 0.00% | No change | 1,062 | $52K |
| Essential Investment Partners LLC | 0.05% | New | 1,000 | $49K |
| Vision Financial Markets LLC | 0.05% | Add +3.1% | 968 | $48K |
| Creative Financial Designs Inc. | 0.00% | No change | 910 | $45K |
| Innovative Asset Advisors Group, LLC | 0.02% | — | 850 | $42K |
| Advocate Investing Services LLC | 0.03% | New | 800 | $39K |
| Financial Gravity Asset Management, Inc. | 0.01% | New | 771 | $38K |
| Pinnacle Bancorp, Inc. | 0.01% | No change | 594 | $29K |
| Capital Analysts, LLC | 0.00% | Reduce -21.5% | 583 | $29K |
| Root Financial Partners, LLC | 0.00% | Add +79.2% | 577 | $28K |
| Strategic Wealth Partners, Ltd. | 0.00% | New | 572 | $28K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -58.9% | 569 | $28K |
| Scarborough Advisors, LLC | 0.00% | Add +43.2% | 560 | $28K |
| HFM Investment Advisors, LLC | 0.01% | No change | 511 | $25K |
| United Community Bank | 0.01% | No change | 500 | $25K |
| Pin Oak Investment Advisors Inc. | 0.01% | No change | 394 | $19K |
| Roble, Belko & Company, Inc | 0.00% | Add +2.9% | 394 | $19K |
| Twin Peaks Wealth Advisors, LLC | 0.00% | New | 361 | $18K |
| Murphy & Mullick Capital Management Corp | 0.01% | No change | 350 | $17K |
| Mather Group, Llc. | 0.00% | New | 303 | $15K |
| Bfsg, LLC | 0.00% | Reduce -4.6% | 248 | $12K |
| JPMorgan Chase & Co. | 0.00% | Add +196.2% | 231 | $11K |
| Game Plan Financial Advisors, LLC | 0.00% | No change | 200 | $10K |
| Steigerwald, Gordon & Koch Inc. | 0.00% | New | 190 | $9K |
| Financial Management Professionals, Inc. | 0.00% | Add +6.3% | 185 | $9K |
| Assetmark, Inc. | 0.00% | Add +26.6% | 162 | $8K |
| Motco | 0.00% | New | 135 | $7K |
| Duncker Streett & Co. Inc. | 0.00% | No change | 100 | $5K |
| Salem Investment Counselors Inc. | 0.00% | New | 100 | $5K |
| Financial Network Wealth Advisors LLC | 0.01% | New | 98 | $5K |
| Clearstead Advisors, LLC | 0.00% | Add +4.7% | 89 | $4K |
| Osbon Capital Management LLC | 0.00% | New | 78 | $4K |
| POM Investment Strategies, LLC | 0.00% | New | 40 | $2K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 37 | $2K |
| KERR FINANCIAL PLANNING Corp | 0.00% | Reduce -18.4% | 31 | $2K |
| Bogart Wealth, LLC | 0.00% | Add +3.7% | 28 | $1K |
| IMA Advisory Services, Inc. | 0.00% | New | 20 | $987 |
| Golden State Wealth Management, LLC | 0.00% | Add +5.6% | 19 | $953 |
| Mountain Hill Investment Partners Corp. | 0.00% | Add +120.0% | 11 | $522 |
| Russell Investments Group, Ltd. | 0.00% | Add +66.7% | 10 | $494 |
| Hollencrest Capital Management | 0.00% | New | 8 | $395 |
| VSM Wealth Advisory, LLC | 0.00% | No change | 5 | $265 |
| Robbins Farley | 0.00% | No change | 2 | $99 |
| Bradley & Co. Private Wealth Management, LLC | 0.00% | No change | 1 | $49 |
"% of holder's portfolio" is SPYI's weight in each manager's 13F, not the share of Neos S&P 500 High Income ETF the manager owns.