First Trust Smith UnconstraiUCONETF
13F holders, Q2 2024 (June 30)241holders +22
37new positions
16sold out
2famous investors
$24.46avg. 13F price*
At the end of Q2 2024, 241 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 22 from Q1 2024. 37 opened new positions and 16 sold out. The largest holders were LPL Financial LLC ($198.3M), UBS Group AG ($192.3M) and Morgan Stanley ($149.2M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 37 | $99.9M |
| Exits | 16 | $24.7M |
All 13F filers, Q1 2024 → Q2 2024: 14,412,216 shares bought and 3,502,301 shares sold, net +10,909,915 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 241 holders
| LPL Financial LLC | 0.10% | Add +15.7% | 8,112,063 | $198.3M |
| UBS Group AG | 0.06% | Add +7.7% | 7,866,679 | $192.3M |
| Morgan Stanley | 0.01% | Add +7.5% | 6,101,506 | $149.2M |
| Bank of America Corp. | 0.01% | Add +7.9% | 3,574,289 | $87.4M |
| Harbour Investments, Inc. | 2.37% | Add +6.6% | 2,870,793 | $70.2M |
| Royal Bank of Canada | 0.01% | Reduce -3.6% | 2,337,005 | $57.1M |
| Envestnet Asset Management Inc. | 0.02% | Add +4.7% | 2,172,007 | $53.1M |
| HighTower Advisors, LLC | 0.08% | Add +243.6% | 2,005,073 | $49.0M |
| Osaic Holdings, Inc. | 0.09% | Add +3.0% | 1,520,897 | $37.2M |
| Truist Financial Corp. | 0.05% | Add +5.7% | 1,350,493 | $33.0M |
| Apollon Wealth Management, LLC | 0.94% | Add +10.1% | 1,256,932 | $30.7M |
| Aptus Capital Advisors, LLC | 0.55% | Add +1.5% | 1,176,991 | $28.8M |
| Csenge Advisory Group | 1.63% | Add +3.7% | 1,172,644 | $28.7M |
| Wagner Wealth Management, LLC | 8.40% | Add +12.4% | 1,148,794 | $28.1M |
| Commonwealth Equity Services, LLC | 0.04% | Reduce -3.3% | 1,148,096 | $28.1M |
| IFP Advisors, Inc | 1.11% | Add +80.9% | 1,144,004 | $28.0M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +63.8% | 1,014,324 | $24.8M |
| Ameriprise Financial Inc. | 0.01% | New | 979,451 | $23.9M |
| Cetera Investment Advisers | 0.05% | Add +26.0% | 944,916 | $23.1M |
| Wells Fargo & Company | 0.01% | Add +607.9% | 920,588 | $22.5M |
| Larson Financial Group LLC | 1.51% | Reduce -11.9% | 907,877 | $22.2M |
| EdgeRock Capital LLC | 16.84% | Add +5.0% | 889,972 | $21.8M |
| Morling Financial Advisors, LLC | 9.31% | New | 873,890 | $21.4M |
| Integrated Wealth Concepts LLC | 0.27% | Add +2.2% | 819,539 | $20.0M |
| Bensler, LLC | 2.69% | Add +7.8% | 816,869 | $20.0M |
| Visionary Wealth Advisors | 1.30% | Reduce -12.8% | 811,854 | $19.8M |
| Dynamic Advisor Solutions LLC | 0.62% | Add +25.1% | 806,107 | $19.7M |
| Raymond James Financial Services Advisors, Inc. | 0.03% | Add +288.2% | 792,747 | $19.4M |
| TruWealth Advisors, LLC | 1.15% | Add +3.6% | 705,056 | $17.2M |
| Commonwealth Financial Services, LLC | 3.51% | Add +9.3% | 698,042 | $17.1M |
| Park National Corp. | 0.62% | Add +15.4% | 690,263 | $16.9M |
| Cyndeo Wealth Partners, LLC | 1.25% | Add +2.9% | 653,968 | $16.0M |
| Rehmann Capital Advisory Group | 1.07% | Add +8.4% | 611,152 | $14.9M |
| Raymond James & Associates | 0.01% | Add +32.5% | 603,367 | $14.8M |
| Thrivent Financial for Lutherans | 0.03% | Add +292.4% | 599,818 | $14.7M |
| Focus Partners Wealth | 0.05% | Reduce -0.2% | 560,021 | $13.7M |
| Citadel Advisors | 0.01% | New | 542,728 | $13.3M |
| JPMorgan Chase & Co. | 0.00% | Add +52.7% | 534,908 | $13.1M |
| Tolleson Wealth Management, Inc. | 2.57% | Reduce -3.4% | 533,334 | $13.0M |
| Janiczek Wealth Management, LLC | 2.72% | Reduce -6.0% | 530,212 | $13.0M |
| Great Point Wealth Advisors, LLC | 2.92% | Add +10.6% | 522,195 | $12.8M |
| Navalign, LLC | 3.91% | Add +7.0% | 506,463 | $12.4M |
| SlateStone Wealth, LLC | 1.30% | Reduce -2.8% | 491,856 | $12.0M |
| Philip James Wealth Mangement, LLC | 7.91% | Add +3.3% | 485,985 | $11.9M |
| Wintrust Investments LLC | 0.95% | Reduce -3.3% | 477,766 | $11.7M |
| Darwin Wealth Management, LLC | 5.64% | Reduce -4.0% | 464,504 | $11.4M |
| Stifel Financial Corp. | 0.01% | Add +11.4% | 454,662 | $11.1M |
| Private Advisor Group, LLC | 0.07% | Add +6.2% | 432,474 | $10.6M |
| Mariner, LLC | 0.02% | Add +6.5% | 415,286 | $10.2M |
| Financial Futures Ltd Liability Co. | 6.28% | Add +9.6% | 414,042 | $10.1M |
| Janney Montgomery Scott LLC | 0.03% | Add +9.3% | 394,752 | $9.7M |
| Avantax Planning Partners, Inc. | 0.31% | Reduce -35.7% | 390,335 | $9.5M |
| Regal Investment Advisors LLC | 0.63% | Add +4.3% | 389,013 | $9.5M |
| Kestra Advisory Services, LLC | 0.05% | Add +12.6% | 368,949 | $9.0M |
| Chicago Partners Investment Group LLC | 0.34% | Add +4.2% | 354,511 | $8.8M |
| Steward Partners Investment Advisory, LLC | 0.09% | Add +3.9% | 356,740 | $8.7M |
| Pitti Group Wealth Management, LLC | 9.38% | New | 348,616 | $8.6M |
| Ameritas Advisory Services, LLC | 0.32% | Add +17.7% | 343,507 | $8.4M |
| Boyce & Associates Wealth Consulting, Inc. | 9.64% | Add +57.8% | 335,598 | $8.2M |
| First Pacific Financial | 2.09% | Reduce -3.6% | 333,016 | $8.1M |
| NewEdge Advisors, LLC | 0.06% | Add +2207.2% | 329,558 | $8.1M |
| CoreCap Advisors, LLC | 0.82% | Add +0.5% | 322,073 | $7.9M |
| Simplicity Wealth,LLC | 0.17% | Add +4.6% | 311,541 | $7.6M |
| Baird Financial Group, Inc. | 0.02% | Add +6.1% | 309,894 | $7.6M |
| Prospera Financial Services Inc | 0.20% | Add +92.5% | 300,518 | $7.3M |
| XML Financial, LLC | 0.73% | Add +0.0% | 298,265 | $7.3M |
| Vicus Capital | 0.66% | Add +0.3% | 297,426 | $7.3M |
| N.E.W. Advisory Services LLC | 0.78% | Add +8.1% | 295,443 | $7.2M |
| Bleakley Financial Group, LLC | 0.20% | Add +5.1% | 288,709 | $7.1M |
| Beaumont Financial Advisors, LLC | 0.55% | Add +9.8% | 283,575 | $6.9M |
| Etesian Wealth Advisors, Inc. | 3.88% | Add +8.7% | 282,316 | $6.9M |
| Certified Advisory Corp | 0.84% | Add +17.1% | 274,236 | $6.7M |
| Mutual Advisors, LLC | 0.20% | Reduce -30.9% | 266,692 | $6.6M |
| Mather Group, Llc. | 0.08% | Add +4.9% | 266,325 | $6.6M |
| Western Wealth Management, LLC | 0.48% | Reduce -1.5% | 266,956 | $6.5M |
| Total Clarity Wealth Management, Inc. | 2.26% | Reduce -1.0% | 265,964 | $6.5M |
| Mach-1 Financial Group, LLC | 4.50% | Add +8.3% | 260,481 | $6.4M |
| Jane Street Group, LLC | 0.01% | New | 256,018 | $6.3M |
| Sigma Planning Corp | 0.20% | Reduce -7.6% | 251,939 | $6.2M |
| Captrust Financial Advisors | 0.02% | Reduce -32.2% | 249,748 | $6.1M |
| Walkner Condon Financial Advisors LLC | 1.23% | Add +5.1% | 232,986 | $5.7M |
| GSG Advisors LLC | 2.01% | Add +1.1% | 233,558 | $5.7M |
| Beacon Financial Group | 0.62% | Reduce -11.2% | 223,388 | $5.5M |
| Equitable Holdings, Inc. | 0.06% | Add +23.3% | 221,875 | $5.4M |
| Twin Peaks Wealth Advisors, LLC | 2.70% | Add +1.7% | 221,056 | $5.4M |
| Retirement Planning Group, LLC | 0.33% | New | 215,370 | $5.3M |
| Elevated Capital Advisors, LLC | 1.47% | Add +0.3% | 213,104 | $5.2M |
| Vantage Financial Partners Ltd., Inc. | 1.20% | Add +34.3% | 198,225 | $4.8M |
| MML Investors Services, LLC | 0.02% | Add +9.1% | 195,445 | $4.8M |
| Madison Asset Management, LLC | 0.06% | Reduce -5.8% | 195,326 | $4.8M |
| Geneos Wealth Management Inc. | 0.21% | Add +4.7% | 194,643 | $4.8M |
| O'Connor Financial Group LLC | 2.73% | Add +3.1% | 192,159 | $4.7M |
| Goldstone Financial Group, LLC | 0.94% | Add +16.9% | 191,060 | $4.7M |
| Ellenbecker Investment Group | 0.89% | Add +8.2% | 181,026 | $4.4M |
| PFG Advisors | 0.30% | Add +44.3% | 180,745 | $4.4M |
| US Bancorp \de | 0.01% | Add +9.9% | 178,617 | $4.4M |
| Oppenheimer & Co. Inc. | 0.06% | Reduce -4.5% | 162,080 | $4.0M |
| Keel Point, LLC | 0.36% | Add +119.5% | 158,636 | $4.0M |
| Ashton Thomas Private Wealth, LLC | 0.20% | Add +18.4% | 148,516 | $3.6M |
| BlackDiamond Wealth Management, LLC | 2.32% | Add +36.4% | 141,954 | $3.5M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.