First Trust Smith UnconstraiUCONETF
13F holders, Q1 2025 (March 31)288holders −13
28new positions
34sold out
2famous investors
$24.75avg. 13F price*
At the end of Q1 2025, 288 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, down 13 from Q4 2024. 28 opened new positions and 34 sold out. The largest holders were LPL Financial LLC ($307.3M), UBS Group AG ($226.0M) and Morgan Stanley ($179.4M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 28 | $57.8M |
| Exits | 34 | $39.9M |
All 13F filers, Q4 2024 → Q1 2025: 13,695,116 shares bought and 8,220,040 shares sold, net +5,475,076 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 288 holders
| LPL Financial LLC | 0.12% | Add +3.8% | 12,416,312 | $307.3M |
| UBS Group AG | 0.05% | Add +3.9% | 9,132,533 | $226.0M |
| Morgan Stanley | 0.01% | Add +0.2% | 7,248,699 | $179.4M |
| Wells Fargo & Company | 0.03% | Add +21.3% | 5,107,571 | $126.4M |
| Bank of America Corp. | 0.01% | Reduce -13.2% | 4,191,381 | $103.7M |
| Royal Bank of Canada | 0.02% | Add +19.3% | 3,819,312 | $94.5M |
| Harbour Investments, Inc. | 2.36% | Reduce -16.1% | 3,333,946 | $82.5M |
| Envestnet Asset Management Inc. | 0.02% | Reduce -3.0% | 2,741,680 | $67.9M |
| Ameriprise Financial Inc. | 0.02% | Reduce -18.3% | 2,541,142 | $62.9M |
| HighTower Advisors, LLC | 0.08% | Add +4.7% | 2,242,464 | $55.5M |
| Wagner Wealth Management, LLC | 13.67% | Add +7.7% | 2,216,317 | $54.9M |
| Commonwealth Equity Services, LLC | 0.07% | Add +43.0% | 2,047,805 | $50.7M |
| JPMorgan Chase & Co. | 0.00% | Add +12.3% | 1,998,371 | $49.5M |
| Raymond James Financial Inc. | 0.02% | Add +6.8% | 1,962,746 | $48.6M |
| Truist Financial Corp. | 0.07% | Reduce -6.8% | 1,846,940 | $45.7M |
| Osaic Holdings, Inc. | 0.09% | Add +3.9% | 1,574,512 | $39.0M |
| Christopher J. Hasenberg, Inc | 13.34% | Add +765.5% | 1,298,325 | $32.1M |
| Morling Financial Advisors, LLC | 10.83% | Add +6.2% | 1,270,289 | $31.4M |
| Cetera Investment Advisers | 0.06% | Add +1.0% | 1,263,415 | $31.3M |
| Csenge Advisory Group | 1.65% | Add +0.9% | 1,184,468 | $29.2M |
| Rehmann Capital Advisory Group | 1.73% | Add +13.8% | 1,108,175 | $27.4M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +11.7% | 1,040,587 | $25.8M |
| First Heartland Consultants, Inc. | 2.38% | Add +54.7% | 931,294 | $23.0M |
| Dynamic Advisor Solutions LLC | 0.75% | Add +1.3% | 922,024 | $22.8M |
| Park National Corp. | 0.80% | Add +4.9% | 884,325 | $21.9M |
| Citadel Advisors | 0.02% | New | 879,457 | $21.8M |
| Bensler, LLC | 2.63% | Reduce -9.7% | 850,063 | $21.0M |
| IFP Advisors, Inc | 0.64% | Reduce -31.4% | 834,619 | $20.7M |
| Integrated Wealth Concepts LLC | 0.23% | Add +0.9% | 810,689 | $20.1M |
| McCarthy & Cox | 7.99% | Add +115.8% | 740,951 | $18.3M |
| Cyndeo Wealth Partners, LLC | 1.20% | Add +7.4% | 736,087 | $18.2M |
| Larson Financial Group LLC | 0.86% | Reduce -6.6% | 733,481 | $18.2M |
| TruWealth Advisors, LLC | 1.09% | Add +1.3% | 730,964 | $18.1M |
| Commonwealth Financial Services, LLC | 3.62% | Reduce -1.9% | 714,275 | $17.7M |
| Brookwood Investment Group LLC | 3.00% | — | 705,196 | $17.5M |
| Kestra Private Wealth Services, LLC | 0.29% | Add +5.7% | 702,985 | $17.4M |
| Great Point Wealth Advisors, LLC | 3.75% | Add +26.6% | 699,400 | $17.3M |
| EdgeRock Capital LLC | 12.05% | Reduce -21.9% | 683,039 | $16.9M |
| Capital Investment Advisory Services, LLC | 1.47% | Add +2.6% | 664,635 | $16.4M |
| Focus Partners Wealth | 0.04% | Reduce -5.5% | 656,600 | $16.3M |
| Jane Street Group, LLC | 0.03% | Add +904.5% | 596,382 | $14.8M |
| Stifel Financial Corp. | 0.02% | Add +26.4% | 581,122 | $14.4M |
| Visionary Wealth Advisors | 0.86% | Add +45.4% | 579,589 | $14.3M |
| Navalign, LLC | 4.05% | Add +5.4% | 573,927 | $14.2M |
| Holos Integrated Wealth LLC | 8.70% | Add +4.9% | 536,062 | $13.3M |
| Perennial Investment Advisors, LLC | 1.48% | Add +26.4% | 529,690 | $13.1M |
| Kestra Advisory Services, LLC | 0.06% | Add +8.7% | 522,238 | $12.9M |
| Renaissance Technologies | 0.02% | Add +522.0% | 510,400 | $12.6M |
| Prospera Financial Services Inc | 0.29% | Add +4.2% | 503,744 | $12.5M |
| Walkner Condon Financial Advisors LLC | 2.45% | Add +15.6% | 489,802 | $12.1M |
| Cerity Partners LLC | 0.02% | Add +1.0% | 480,500 | $11.9M |
| Private Advisor Group, LLC | 0.07% | Add +6.9% | 472,204 | $11.7M |
| Nova Wealth Management, Inc. | 9.94% | Reduce -16.5% | 465,219 | $11.5M |
| Mariner, LLC | 0.02% | Add +5.8% | 463,604 | $11.5M |
| Chicago Partners Investment Group LLC | 0.38% | Add +14.9% | 459,067 | $11.3M |
| Etesian Wealth Advisors, Inc. | 4.87% | Add +11.4% | 456,372 | $11.3M |
| Apollon Wealth Management, LLC | 0.24% | Reduce -67.5% | 447,681 | $11.1M |
| Prasad Wealth Partners, LLC | 3.61% | Add +5.1% | 446,759 | $11.1M |
| Boyce & Associates Wealth Consulting, Inc. | 10.82% | Add +4.4% | 437,245 | $10.8M |
| Kingsview Wealth Management, LLC | 0.20% | Add +182.3% | 435,864 | $10.8M |
| Financial Futures Ltd Liability Co. | 6.00% | Reduce -2.2% | 427,219 | $10.6M |
| SlateStone Wealth, LLC | 1.03% | Reduce -4.2% | 416,183 | $10.3M |
| Equitable Holdings, Inc. | 0.10% | Add +17.2% | 404,639 | $10.0M |
| NewEdge Advisors, LLC | 0.06% | Add +13.9% | 403,003 | $10.0M |
| Western Wealth Management, LLC | 0.63% | Add +2.6% | 381,810 | $9.4M |
| Spectrum Wealth Advisory Group, LLC | 4.52% | Add +86.3% | 380,873 | $9.4M |
| &partners | 0.10% | Reduce -3.9% | 379,917 | $9.4M |
| Darwin Wealth Management, LLC | 3.14% | No change | 379,516 | $9.4M |
| Certified Advisory Corp | 1.00% | Reduce -0.1% | 358,134 | $8.9M |
| MML Investors Services, LLC | 0.03% | Add +40.8% | 356,541 | $8.8M |
| Fagan Associates, Inc. | 1.47% | Add +5.2% | 355,263 | $8.8M |
| Good Life Advisors, LLC | 0.57% | Add +27.1% | 329,304 | $8.2M |
| Atria Investments, Inc | 0.10% | Add +565.8% | 327,492 | $8.1M |
| Ameritas Advisory Services, LLC | 0.33% | Add +3.5% | 326,034 | $8.1M |
| Vicus Capital | 0.75% | Reduce -0.1% | 323,576 | $8.0M |
| First Pacific Financial | 1.60% | Reduce -3.8% | 319,290 | $7.9M |
| Philip James Wealth Mangement, LLC | 1.00% | Reduce -7.8% | 317,732 | $7.9M |
| Mach-1 Financial Group, LLC | 2.35% | Add +897.7% | 316,432 | $7.8M |
| XML Financial, LLC | 0.71% | Reduce -2.5% | 308,373 | $7.6M |
| Aptus Capital Advisors, LLC | 0.09% | Reduce -83.6% | 305,272 | $7.6M |
| Beaumont Financial Advisors, LLC | 0.59% | Add +1.5% | 304,542 | $7.5M |
| Sanctuary Advisors, LLC | 0.05% | Add +2089.0% | 298,952 | $7.4M |
| CoreCap Advisors, LLC | 0.33% | Add +36.1% | 298,387 | $7.4M |
| Redhawk Wealth Advisors, Inc. | 0.98% | Add +76.7% | 295,043 | $7.3M |
| Goldstone Financial Group, LLC | 1.10% | Add +1.1% | 293,626 | $7.3M |
| Susquehanna International Group, LLP | 0.01% | Add +2751.5% | 292,453 | $7.2M |
| Mather Group, Llc. | 0.08% | Add +1.0% | 286,695 | $7.1M |
| Tolleson Wealth Management, Inc. | 1.36% | Reduce -9.2% | 284,223 | $7.0M |
| Baird Financial Group, Inc. | 0.01% | Add +3.4% | 283,012 | $7.0M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -14.1% | 281,601 | $7.0M |
| Steward Partners Investment Advisory, LLC | 0.06% | Reduce -29.0% | 279,301 | $6.9M |
| Elequin Capital, LP | 1.78% | New | 273,102 | $6.8M |
| PFG Advisors | 0.37% | Add +13.8% | 270,892 | $6.7M |
| Bleakley Financial Group, LLC | 0.21% | Add +3.7% | 270,430 | $6.7M |
| US Bancorp \de | 0.01% | Add +6.1% | 268,787 | $6.7M |
| Geneos Wealth Management Inc. | 0.22% | Add +5.3% | 262,139 | $6.5M |
| Lunt Capital Management, Inc. | 2.30% | Add +13.6% | 255,614 | $6.3M |
| Siligmueller & Norvid Wealth Advisors LLC | 2.64% | Reduce -0.8% | 251,946 | $6.2M |
| Sigma Planning Corp | 0.20% | Add +5.5% | 251,356 | $6.2M |
| GSG Advisors LLC | 2.03% | Add +4.1% | 251,032 | $6.2M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.