First Trust Smith UnconstraiUCONETF
13F holders, Q3 2025 (September 30)262holders −13
15new positions
22sold out
1famous investor
$25.19avg. 13F price*
At the end of Q3 2025, 262 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, down 13 from Q2 2025. 15 opened new positions and 22 sold out. The largest holders were LPL Financial LLC ($268.3M), Morgan Stanley ($196.9M) and Wells Fargo & Company ($149.7M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 15 | $19.4M |
| Exits | 22 | $55.4M |
All 13F filers, Q2 2025 → Q3 2025: 7,583,010 shares bought and 8,851,662 shares sold, net −1,268,652 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 262 holders
| LPL Financial LLC | 0.08% | Reduce -4.2% | 10,650,535 | $268.3M |
| Morgan Stanley | 0.01% | Add +8.6% | 7,817,980 | $196.9M |
| Wells Fargo & Company | 0.03% | Add +12.2% | 5,943,728 | $149.7M |
| Ameriprise Financial Inc. | 0.02% | Add +44.9% | 3,996,238 | $100.7M |
| Bank of America Corp. | 0.01% | Add +1.6% | 3,799,150 | $95.7M |
| Royal Bank of Canada | 0.02% | Reduce -10.4% | 3,650,624 | $92.0M |
| Harbour Investments, Inc. | 1.67% | Add +9.7% | 2,923,450 | $73.6M |
| HighTower Advisors, LLC | 0.07% | Add +3.3% | 2,366,022 | $59.6M |
| Raymond James Financial Inc. | 0.02% | Add +15.0% | 2,234,761 | $56.3M |
| Osaic Holdings, Inc. | 0.07% | Add +20.9% | 1,951,442 | $48.9M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -15.0% | 1,876,231 | $47.3M |
| JPMorgan Chase & Co. | 0.00% | Add +2.0% | 1,642,526 | $41.4M |
| Truist Financial Corp. | 0.05% | Reduce -16.4% | 1,586,848 | $40.0M |
| Stifel Financial Corp. | 0.03% | Add +158.3% | 1,518,938 | $38.3M |
| Cetera Investment Advisers | 0.04% | Add +10.6% | 1,344,432 | $33.9M |
| Csenge Advisory Group | 1.55% | Add +3.1% | 1,285,637 | $32.4M |
| Wagner Wealth Management, LLC | 6.25% | Add +32.6% | 1,068,478 | $26.9M |
| Dynamic Advisor Solutions LLC | 0.70% | Add +2.8% | 962,249 | $24.2M |
| Commonwealth Equity Services, LLC | 0.03% | Reduce -25.4% | 959,875 | $24.2M |
| Integrated Wealth Concepts LLC | 0.21% | Add +13.2% | 949,158 | $23.9M |
| IFP Advisors, Inc | 0.59% | Reduce -5.7% | 894,384 | $22.5M |
| Focus Partners Wealth | 0.04% | Add +14.7% | 892,726 | $22.5M |
| Cambridge Investment Research Advisors, Inc. | 0.05% | Reduce -38.1% | 776,325 | $19.6M |
| Cyndeo Wealth Partners, LLC | 1.04% | Reduce -0.2% | 741,658 | $18.7M |
| TruWealth Advisors, LLC | 0.93% | Add +0.1% | 732,087 | $18.4M |
| Capital Investment Advisory Services, LLC | 1.45% | Add +7.9% | 723,645 | $18.2M |
| Park National Corp. | 0.56% | Reduce -4.2% | 712,183 | $17.9M |
| Commonwealth Financial Services, LLC | 3.02% | Add +1.0% | 700,010 | $17.6M |
| First Heartland Consultants, Inc. | 1.40% | Reduce -33.8% | 689,421 | $17.4M |
| Kestra Private Wealth Services, LLC | 0.22% | Add +3.2% | 681,127 | $17.2M |
| EdgeRock Capital LLC | 4.71% | Add +2.4% | 671,918 | $16.9M |
| Bensler, LLC | 1.73% | Reduce -31.1% | 659,863 | $16.6M |
| Visionary Wealth Advisors | 0.74% | Reduce -0.9% | 632,490 | $15.9M |
| Spectrum Wealth Advisory Group, LLC | 6.51% | Reduce -8.4% | 625,731 | $15.8M |
| Holos Integrated Wealth LLC | 8.22% | Add +4.4% | 553,036 | $14.0M |
| Janney Montgomery Scott LLC | 0.03% | Add +39.3% | 550,416 | $13.9M |
| Etesian Wealth Advisors, Inc. | 4.57% | Add +8.2% | 548,790 | $13.8M |
| Navalign, LLC | 3.65% | Add +0.5% | 548,742 | $13.8M |
| Larson Financial Group LLC | 0.48% | Reduce -15.8% | 540,751 | $13.6M |
| Walkner Condon Financial Advisors LLC | 2.14% | Add +14.9% | 536,772 | $13.5M |
| Kestra Advisory Services, LLC | 0.06% | Add +2.5% | 535,815 | $13.5M |
| Chicago Partners Investment Group LLC | 0.33% | Add +4.8% | 492,986 | $12.5M |
| Mariner, LLC | 0.01% | Add +6.1% | 461,774 | $11.6M |
| Private Advisor Group, LLC | 0.06% | Add +2.4% | 450,464 | $11.3M |
| Geneos Wealth Management Inc. | 0.29% | Reduce -32.7% | 446,538 | $11.2M |
| Equitable Holdings, Inc. | 0.08% | Add +15.4% | 445,797 | $11.2M |
| Rehmann Capital Advisory Group | 0.59% | Reduce -0.4% | 428,600 | $10.7M |
| Captrust Financial Advisors | 0.02% | Reduce -5.5% | 422,680 | $10.6M |
| Earned Wealth Advisors, LLC | 1.74% | Add +29.9% | 419,964 | $10.6M |
| MML Investors Services, LLC | 0.03% | Add +15.0% | 416,434 | $10.5M |
| Western Wealth Management, LLC | 0.55% | Add +7.0% | 414,483 | $10.4M |
| Renaissance Technologies | 0.01% | Reduce -31.1% | 395,200 | $10.0M |
| &partners | 0.06% | Reduce -0.8% | 391,312 | $9.9M |
| Cerity Partners LLC | 0.02% | Reduce -15.9% | 389,100 | $9.8M |
| Prasad Wealth Partners, LLC | 2.61% | Add +12.5% | 371,964 | $9.4M |
| Boyce & Associates Wealth Consulting, Inc. | 7.52% | Reduce -14.1% | 365,053 | $9.2M |
| Holistic Financial Partners | 3.76% | Add +3.7% | 364,868 | $9.2M |
| Live Oak Investment Partners | 5.97% | Add +20.7% | 357,979 | $9.0M |
| Darwin Wealth Management, LLC | 2.86% | Add +0.9% | 356,779 | $9.0M |
| Apollon Wealth Management, LLC | 0.16% | Add +0.7% | 355,780 | $9.0M |
| Bleakley Financial Group, LLC | 0.21% | Add +25.5% | 351,996 | $8.9M |
| PFG Advisors | 0.34% | Add +14.4% | 330,603 | $8.3M |
| XML Financial, LLC | 0.68% | Add +7.0% | 330,116 | $8.3M |
| Certified Advisory Corp | 0.77% | Reduce -8.6% | 320,023 | $8.1M |
| Tolleson Wealth Management, Inc. | 1.23% | Reduce -4.1% | 315,299 | $7.9M |
| CoreCap Advisors, LLC | 0.29% | Reduce -3.5% | 313,595 | $7.9M |
| Aptus Capital Advisors, LLC | 0.07% | Reduce -2.5% | 311,187 | $7.8M |
| Goldstone Financial Group, LLC | 0.90% | Add +5.0% | 301,929 | $7.6M |
| Mather Group, Llc. | 0.08% | Add +3.4% | 298,939 | $7.5M |
| Steward Partners Investment Advisory, LLC | 0.04% | Add +1.9% | 280,799 | $7.1M |
| Beaumont Financial Advisors, LLC | 0.47% | Reduce -3.3% | 280,709 | $7.1M |
| Baird Financial Group, Inc. | 0.01% | Add +0.9% | 278,153 | $7.0M |
| HBW Advisory Services LLC | 0.78% | Reduce -29.7% | 273,589 | $6.9M |
| US Bancorp \de | 0.01% | Reduce -15.8% | 254,817 | $6.4M |
| Synergy Investment Management, LLC | 2.42% | New | 251,837 | $6.3M |
| Nova Wealth Management, Inc. | 4.46% | Reduce -26.3% | 251,354 | $6.3M |
| TrueWealth Advisors, LLC | 1.65% | Add +2.3% | 242,243 | $6.1M |
| Entruity Wealth, LLC | 4.73% | Add +7.1% | 241,930 | $6.1M |
| Kingsview Wealth Management, LLC | 0.09% | Reduce -44.1% | 241,595 | $6.1M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.62% | Reduce -1.7% | 241,469 | $6.1M |
| GSG Advisors LLC | 1.58% | Reduce -5.0% | 235,967 | $6.0M |
| Philip James Wealth Mangement, LLC | 0.72% | Reduce -26.3% | 235,480 | $5.9M |
| Gateway Wealth Partners, LLC | 0.79% | New | 232,693 | $5.9M |
| Twin Peaks Wealth Advisors, LLC | 1.96% | Add +3.2% | 228,098 | $5.7M |
| WCG Wealth Advisors LLC | 0.36% | Add +0.9% | 227,852 | $5.7M |
| SlateStone Wealth, LLC | 0.48% | Reduce -42.2% | 222,387 | $5.6M |
| Keel Point, LLC | 0.34% | Add +8.4% | 219,601 | $5.5M |
| NewEdge Advisors, LLC | 0.02% | Reduce -49.8% | 217,064 | $5.5M |
| Oppenheimer & Co. Inc. | 0.06% | Add +16.7% | 202,536 | $5.1M |
| Redhawk Wealth Advisors, Inc. | 0.58% | Add +3.8% | 196,965 | $5.0M |
| Beacon Financial Group | 0.47% | Reduce -13.6% | 189,292 | $4.8M |
| Total Clarity Wealth Management, Inc. | 1.25% | Reduce -5.1% | 186,398 | $4.7M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Reduce -23.9% | 182,699 | $4.6M |
| Cwm, LLC | 0.01% | Add +56.9% | 177,604 | $4.5M |
| Golden State Wealth Management, LLC | 0.46% | Add +20.1% | 163,743 | $4.1M |
| Tactive Advisors, LLC | 1.15% | Add +83.9% | 161,633 | $4.1M |
| Flagship Harbor Advisors, LLC | 0.18% | Reduce -0.8% | 160,347 | $4.0M |
| BlackDiamond Wealth Management, LLC | 2.19% | Reduce -1.2% | 159,682 | $4.0M |
| StoneX Group Inc. | 0.17% | Reduce -1.9% | 157,388 | $4.0M |
| NorthCoast Asset Management LLC | 0.01% | Reduce -1.0% | 146,623 | $3.7M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.