First Trust Smith UnconstraiUCONETF
13F holders, Q3 2024 (September 30)257holders +16
29new positions
14sold out
1famous investor
$25.12avg. 13F price*
At the end of Q3 2024, 257 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 16 from Q2 2024. 29 opened new positions and 14 sold out. The largest holders were LPL Financial LLC ($259.3M), UBS Group AG ($197.8M) and Morgan Stanley ($180.9M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $55.3M |
| Exits | 14 | $24.6M |
All 13F filers, Q2 2024 → Q3 2024: 19,201,685 shares bought and 4,689,985 shares sold, net +14,511,700 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 257 holders
| LPL Financial LLC | 0.12% | Add +27.2% | 10,319,218 | $259.3M |
| UBS Group AG | 0.06% | Add +0.1% | 7,870,776 | $197.8M |
| Morgan Stanley | 0.01% | Add +18.0% | 7,197,589 | $180.9M |
| Bank of America Corp. | 0.01% | Add +7.8% | 3,854,417 | $96.9M |
| Harbour Investments, Inc. | 2.60% | Add +19.8% | 3,439,085 | $86.4M |
| Wells Fargo & Company | 0.02% | Add +257.4% | 3,290,173 | $82.7M |
| Royal Bank of Canada | 0.02% | Add +29.1% | 3,018,052 | $75.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +23.2% | 2,676,880 | $67.3M |
| Ameriprise Financial Inc. | 0.02% | Add +167.5% | 2,619,772 | $65.8M |
| HighTower Advisors, LLC | 0.08% | Add +2.8% | 2,060,519 | $51.8M |
| Truist Financial Corp. | 0.07% | Add +34.2% | 1,812,781 | $45.6M |
| Wagner Wealth Management, LLC | 11.61% | Add +49.0% | 1,711,853 | $43.0M |
| Osaic Holdings, Inc. | 0.09% | Add +4.2% | 1,584,608 | $39.8M |
| Aptus Capital Advisors, LLC | 0.58% | Add +29.1% | 1,519,337 | $38.2M |
| Commonwealth Equity Services, LLC | 0.05% | Add +17.7% | 1,351,008 | $34.0M |
| Apollon Wealth Management, LLC | 0.92% | Add +3.5% | 1,301,527 | $32.7M |
| JPMorgan Chase & Co. | 0.00% | Add +133.0% | 1,246,222 | $31.3M |
| Csenge Advisory Group | 1.56% | Add +1.9% | 1,194,735 | $29.8M |
| IFP Advisors, Inc | 1.06% | Add +2.1% | 1,168,428 | $29.4M |
| Morling Financial Advisors, LLC | 11.03% | Add +31.8% | 1,152,025 | $29.0M |
| Raymond James & Associates | 0.02% | Add +84.6% | 1,113,916 | $28.0M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +4.0% | 1,054,948 | $26.5M |
| Cetera Investment Advisers | 0.06% | Add +8.4% | 1,024,316 | $25.7M |
| Rehmann Capital Advisory Group | 1.52% | Add +50.9% | 922,269 | $23.2M |
| EdgeRock Capital LLC | 15.91% | Add +1.2% | 900,339 | $22.6M |
| Bensler, LLC | 2.81% | Add +8.6% | 886,881 | $22.3M |
| Larson Financial Group LLC | 1.21% | Reduce -6.5% | 849,195 | $21.3M |
| Dynamic Advisor Solutions LLC | 0.63% | Add +4.4% | 841,434 | $21.1M |
| Integrated Wealth Concepts LLC | 0.25% | Reduce -0.9% | 811,923 | $20.4M |
| Commonwealth Financial Services, LLC | 3.61% | Add +4.2% | 727,319 | $18.3M |
| TruWealth Advisors, LLC | 1.10% | Add +1.5% | 715,634 | $18.0M |
| Park National Corp. | 0.63% | Add +3.3% | 713,166 | $17.9M |
| Cyndeo Wealth Partners, LLC | 1.16% | Add +1.3% | 662,387 | $16.6M |
| Ocean Park Asset Management, LLC | 0.73% | New | 659,633 | $16.6M |
| Capital Investment Advisory Services, LLC | 1.54% | Add +1263.0% | 647,826 | $16.3M |
| Kestra Private Wealth Services, LLC | 0.29% | Add +5251.8% | 634,559 | $15.9M |
| Focus Partners Wealth | 0.05% | Add +9.5% | 612,984 | $15.4M |
| Navalign, LLC | 3.86% | Add +3.1% | 522,135 | $13.1M |
| Great Point Wealth Advisors, LLC | 2.79% | Reduce -0.4% | 520,113 | $13.1M |
| Philip James Wealth Mangement, LLC | 1.60% | Add +3.6% | 503,462 | $12.7M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Reduce -37.8% | 493,489 | $12.4M |
| SlateStone Wealth, LLC | 1.04% | Reduce -6.9% | 458,040 | $11.5M |
| Walkner Condon Financial Advisors LLC | 2.32% | Add +94.6% | 453,354 | $11.4M |
| Kestra Advisory Services, LLC | 0.06% | Add +22.0% | 450,040 | $11.3M |
| Darwin Wealth Management, LLC | 3.08% | Reduce -3.8% | 447,060 | $11.2M |
| Financial Futures Ltd Liability Co. | 6.27% | Add +5.1% | 435,303 | $10.9M |
| Mariner, LLC | 0.02% | Add +4.3% | 433,094 | $10.9M |
| Christopher J. Hasenberg, Inc | 4.48% | New | 433,884 | $10.8M |
| Private Advisor Group, LLC | 0.07% | Reduce -1.2% | 427,125 | $10.7M |
| Stifel Financial Corp. | 0.01% | Reduce -6.6% | 424,650 | $10.7M |
| Janney Montgomery Scott LLC | 0.03% | Add +3.7% | 409,345 | $10.3M |
| Boyce & Associates Wealth Consulting, Inc. | 9.99% | Add +14.0% | 382,615 | $9.6M |
| Chicago Partners Investment Group LLC | 0.34% | Add +7.9% | 382,375 | $9.5M |
| Steward Partners Investment Advisory, LLC | 0.09% | Add +5.0% | 374,672 | $9.4M |
| &partners | 0.18% | New | 373,330 | $9.4M |
| Western Wealth Management, LLC | 0.53% | Add +38.1% | 368,731 | $9.3M |
| Etesian Wealth Advisors, Inc. | 4.15% | Add +29.3% | 364,887 | $9.2M |
| Renaissance Technologies | 0.01% | Add +163.5% | 362,071 | $9.1M |
| NewEdge Advisors, LLC | 0.06% | Add +7.3% | 353,640 | $8.9M |
| CoreCap Advisors, LLC | 0.42% | Add +9.7% | 353,404 | $8.9M |
| Pitti Group Wealth Management, LLC | 9.38% | No change | 348,616 | $8.6M |
| Tolleson Wealth Management, Inc. | 1.64% | Reduce -35.8% | 342,372 | $8.6M |
| Certified Advisory Corp | 0.95% | Add +24.1% | 340,296 | $8.6M |
| First Pacific Financial | 1.96% | Add +0.3% | 333,851 | $8.4M |
| Ameritas Advisory Services, LLC | 0.36% | Reduce -3.8% | 330,633 | $8.3M |
| Prospera Financial Services Inc | 0.21% | Add +8.1% | 324,732 | $8.2M |
| Baird Financial Group, Inc. | 0.02% | Add +4.0% | 322,207 | $8.1M |
| Vicus Capital | 0.70% | Add +6.2% | 315,785 | $7.9M |
| XML Financial, LLC | 0.70% | Add +0.5% | 299,625 | $7.5M |
| Visionary Wealth Advisors | 0.45% | Reduce -63.5% | 295,902 | $7.4M |
| Mach-1 Financial Group, LLC | 4.55% | Add +13.4% | 295,282 | $7.4M |
| Equitable Holdings, Inc. | 0.07% | Add +31.0% | 290,579 | $7.3M |
| Total Clarity Wealth Management, Inc. | 2.34% | Add +9.0% | 289,871 | $7.3M |
| Beaumont Financial Advisors, LLC | 0.56% | Add +0.1% | 283,759 | $7.1M |
| Mather Group, Llc. | 0.09% | Add +6.3% | 283,003 | $7.1M |
| Thrivent Financial for Lutherans | 0.01% | Reduce -54.1% | 275,090 | $6.9M |
| Bleakley Financial Group, LLC | 0.21% | Reduce -5.5% | 272,826 | $6.9M |
| Perennial Investment Advisors, LLC | 0.84% | Add +1114.4% | 257,323 | $6.5M |
| US Bancorp \de | 0.01% | Add +36.5% | 243,801 | $6.1M |
| MML Investors Services, LLC | 0.02% | Add +24.4% | 243,031 | $6.1M |
| Sigma Planning Corp | 0.19% | Reduce -3.9% | 242,178 | $6.1M |
| Captrust Financial Advisors | 0.02% | Reduce -4.2% | 239,191 | $6.0M |
| GSG Advisors LLC | 1.97% | Add +1.4% | 236,885 | $6.0M |
| Geneos Wealth Management Inc. | 0.22% | Add +15.8% | 225,492 | $5.7M |
| Twin Peaks Wealth Advisors, LLC | 2.58% | Add +0.6% | 222,460 | $5.6M |
| Beacon Financial Group | 0.60% | Reduce -1.8% | 219,467 | $5.5M |
| Goldstone Financial Group, LLC | 0.94% | Add +12.3% | 214,586 | $5.4M |
| PFG Advisors | 0.33% | Add +16.8% | 211,035 | $5.3M |
| O'Connor Financial Group LLC | 2.71% | Add +6.8% | 205,180 | $5.2M |
| Retirement Planning Group, LLC | 0.27% | Reduce -6.8% | 200,664 | $5.0M |
| Madison Asset Management, LLC | 0.05% | Reduce -1.2% | 193,005 | $4.9M |
| Ellenbecker Investment Group | 0.90% | Add +4.1% | 188,410 | $4.7M |
| Oppenheimer & Co. Inc. | 0.07% | Add +10.2% | 178,616 | $4.5M |
| Redhawk Wealth Advisors, Inc. | 0.59% | Add +59.6% | 164,172 | $4.1M |
| Keel Point, LLC | 0.34% | Add +2.3% | 162,221 | $4.1M |
| NorthCoast Asset Management LLC | 0.03% | New | 161,847 | $4.1M |
| Ashton Thomas Private Wealth, LLC | 0.22% | Add +8.6% | 161,349 | $4.1M |
| Clearstead Advisors, LLC | 0.06% | Add +30.0% | 150,914 | $3.8M |
| BlackDiamond Wealth Management, LLC | 2.25% | Add +6.3% | 150,858 | $3.7M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +10.9% | 147,475 | $3.7M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.