First Trust Smith UnconstraiUCONETF
13F holders, Q4 2025 (December 31)283holders +21
33new positions
20sold out
1famous investor
$25.17avg. 13F price*
At the end of Q4 2025, 283 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 21 from Q3 2025. 33 opened new positions and 20 sold out. The largest holders were LPL Financial LLC ($306.1M), Morgan Stanley ($209.8M) and Wells Fargo & Company ($156.8M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 33 | $73.0M |
| Exits | 20 | $13.8M |
All 13F filers, Q3 2025 → Q4 2025: 13,180,954 shares bought and 4,902,744 shares sold, net +8,278,210 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 283 holders
| LPL Financial LLC | 0.08% | Add +14.2% | 12,160,045 | $306.1M |
| Morgan Stanley | 0.01% | Add +6.6% | 8,336,565 | $209.8M |
| Wells Fargo & Company | 0.03% | Add +4.8% | 6,230,550 | $156.8M |
| Ameriprise Financial Inc. | 0.03% | Add +20.9% | 4,832,530 | $121.6M |
| Bank of America Corp. | 0.01% | Add +4.1% | 3,955,615 | $99.6M |
| Royal Bank of Canada | 0.02% | Add +4.1% | 3,800,088 | $95.6M |
| Harbour Investments, Inc. | 1.82% | Add +21.8% | 3,561,628 | $89.6M |
| Raymond James Financial Inc. | 0.02% | Add +18.0% | 2,637,879 | $66.4M |
| HighTower Advisors, LLC | 0.07% | Add +2.3% | 2,420,156 | $60.9M |
| Osaic Holdings, Inc. | 0.07% | Add +4.0% | 2,030,044 | $51.1M |
| Envestnet Asset Management Inc. | 0.01% | Add +3.1% | 1,933,758 | $48.7M |
| Truist Financial Corp. | 0.06% | Add +6.7% | 1,693,691 | $42.6M |
| Stifel Financial Corp. | 0.04% | Add +4.0% | 1,579,101 | $39.7M |
| Csenge Advisory Group | 1.66% | Add +13.4% | 1,458,508 | $36.7M |
| Trilogy Capital Inc. | 1.54% | New | 1,368,646 | $34.4M |
| Cetera Investment Advisers | 0.04% | Add +0.3% | 1,348,108 | $33.9M |
| Aptus Capital Advisors, LLC | 0.28% | Add +318.7% | 1,302,870 | $32.8M |
| Commonwealth Equity Services, LLC | 0.04% | Add +29.6% | 1,244,379 | $31.3M |
| JPMorgan Chase & Co. | 0.00% | Reduce -32.0% | 1,116,794 | $28.1M |
| Wagner Wealth Management, LLC | 5.96% | Add +4.3% | 1,114,004 | $28.0M |
| Focus Partners Wealth | 0.03% | Add +7.3% | 957,587 | $24.0M |
| IFP Advisors, Inc | 0.49% | Reduce -3.8% | 860,304 | $21.7M |
| MML Investors Services, LLC | 0.05% | Add +100.8% | 836,203 | $21.0M |
| Cambridge Investment Research Advisors, Inc. | 0.05% | Add +6.0% | 822,563 | $20.7M |
| TruWealth Advisors, LLC | 0.98% | Add +8.7% | 795,990 | $20.0M |
| Cyndeo Wealth Partners, LLC | 1.05% | Add +4.3% | 773,673 | $19.5M |
| Dynamic Advisor Solutions LLC | 0.61% | Reduce -21.2% | 758,653 | $19.1M |
| Capital Investment Advisory Services, LLC | 1.34% | Add +4.4% | 755,223 | $19.0M |
| Bensler, LLC | 1.80% | Add +8.5% | 716,112 | $18.0M |
| Kestra Private Wealth Services, LLC | 0.22% | Add +5.0% | 715,210 | $18.0M |
| Commonwealth Financial Services, LLC | 2.95% | Add +1.4% | 709,775 | $17.9M |
| Stratos Wealth Partners, LTD. | 0.20% | Add +1439.0% | 688,132 | $17.3M |
| EdgeRock Capital LLC | 4.57% | Add +1.5% | 681,875 | $17.2M |
| Visionary Wealth Advisors | 0.77% | Add +6.8% | 675,628 | $17.0M |
| Walkner Condon Financial Advisors LLC | 2.34% | Add +24.5% | 668,341 | $16.8M |
| Janney Montgomery Scott LLC | 0.04% | Add +19.5% | 657,713 | $16.6M |
| First Heartland Consultants, Inc. | 1.25% | Reduce -5.3% | 652,735 | $16.4M |
| Navalign, LLC | 3.58% | Add +5.7% | 580,039 | $14.6M |
| Earned Wealth Advisors, LLC | 1.02% | Add +36.4% | 572,701 | $14.4M |
| Etesian Wealth Advisors, Inc. | 4.45% | Add +2.7% | 563,499 | $14.2M |
| Kestra Advisory Services, LLC | 0.06% | Add +5.0% | 562,490 | $14.2M |
| Private Advisor Group, LLC | 0.06% | Add +15.9% | 522,056 | $13.1M |
| Larson Financial Group LLC | 0.43% | Reduce -5.0% | 513,565 | $12.9M |
| Equitable Holdings, Inc. | 0.08% | Add +10.1% | 490,698 | $12.4M |
| Chicago Partners Investment Group LLC | 0.30% | Reduce -0.6% | 489,917 | $12.3M |
| Smartleaf Asset Management LLC | 0.46% | New | 479,763 | $12.1M |
| Holistic Financial Partners | 4.31% | Add +29.5% | 472,655 | $11.9M |
| Mariner, LLC | 0.01% | Add +1.9% | 470,713 | $11.8M |
| Geneos Wealth Management Inc. | 0.27% | Reduce -1.4% | 440,475 | $11.1M |
| Western Wealth Management, LLC | 0.50% | Add +4.8% | 434,584 | $10.9M |
| Rehmann Capital Advisory Group | 0.55% | Reduce -2.8% | 416,420 | $10.5M |
| Bleakley Financial Group, LLC | 0.18% | Add +17.8% | 414,678 | $10.4M |
| HBW Advisory Services LLC | 1.08% | Add +45.0% | 396,584 | $10.0M |
| &partners | 0.05% | Reduce -0.5% | 389,364 | $9.8M |
| Prasad Wealth Partners, LLC | 2.56% | Add +2.3% | 380,530 | $9.6M |
| Cerity Partners LLC | 0.01% | Reduce -3.4% | 375,796 | $9.5M |
| Captrust Financial Advisors | 0.02% | Reduce -11.5% | 373,976 | $9.4M |
| Mach-1 Financial Group, LLC | 1.93% | New | 372,637 | $9.4M |
| Cwm, LLC | 0.02% | Add +105.7% | 365,352 | $9.2M |
| Boyce & Associates Wealth Consulting, Inc. | 7.62% | Reduce -1.1% | 361,116 | $9.1M |
| Darwin Wealth Management, LLC | 2.81% | Add +0.8% | 359,545 | $9.0M |
| Appalachian Capital Management Ltd | 7.12% | — | 353,364 | $8.9M |
| Axxcess Wealth Management, LLC | 0.16% | New | 352,225 | $8.9M |
| CoreCap Advisors, LLC | 0.30% | Add +7.9% | 338,279 | $8.5M |
| Park National Corp. | 0.26% | Reduce -52.9% | 335,347 | $8.4M |
| PFG Advisors | 0.41% | Add +0.8% | 333,109 | $8.4M |
| Live Oak Investment Partners | 5.13% | Reduce -7.3% | 331,840 | $8.4M |
| Apollon Wealth Management, LLC | 0.14% | Reduce -7.0% | 331,050 | $8.3M |
| US Bancorp \de | 0.01% | Add +27.7% | 325,503 | $8.2M |
| Certified Advisory Corp | 0.72% | Reduce -1.5% | 315,111 | $7.9M |
| Wealth Advisory Team LLC | 6.99% | — | 314,054 | $7.9M |
| Goldstone Financial Group, LLC | 0.88% | Add +3.9% | 313,723 | $7.9M |
| XML Financial, LLC | 0.64% | Reduce -5.1% | 313,233 | $7.9M |
| Gateway Wealth Partners, LLC | 0.87% | Add +33.7% | 311,137 | $7.8M |
| Mather Group, Llc. | 0.08% | Add +1.4% | 303,023 | $7.6M |
| Steward Partners Investment Advisory, LLC | 0.04% | Add +1.9% | 286,283 | $7.2M |
| Baird Financial Group, Inc. | 0.01% | Add +1.5% | 282,419 | $7.1M |
| Synergy Investment Management, LLC | 2.51% | Add +11.9% | 281,751 | $7.1M |
| Tolleson Wealth Management, Inc. | 1.01% | Reduce -11.7% | 278,461 | $7.0M |
| Beaumont Financial Advisors, LLC | 0.46% | Reduce -1.8% | 275,793 | $6.9M |
| Integrated Wealth Concepts LLC | 0.08% | Reduce -71.2% | 273,051 | $6.9M |
| GSG Advisors LLC | 1.63% | Add +6.2% | 250,574 | $6.3M |
| Twin Peaks Wealth Advisors, LLC | 1.77% | Add +5.5% | 240,729 | $6.1M |
| TrueWealth Advisors, LLC | 1.57% | Reduce -0.6% | 240,704 | $6.1M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.40% | Reduce -1.1% | 238,888 | $6.0M |
| Philip James Wealth Mangement, LLC | 0.72% | Add +1.3% | 238,576 | $6.0M |
| Oppenheimer & Co. Inc. | 0.08% | Add +16.4% | 235,665 | $5.9M |
| Gaddis Premier Wealth Advisors LLC | 4.48% | — | 234,712 | $5.9M |
| Keel Point, LLC | 0.36% | Add +6.8% | 234,626 | $5.9M |
| Kingsview Wealth Management, LLC | 0.08% | Reduce -5.3% | 228,874 | $5.8M |
| Collaborative Wealth Managment Inc. | 2.01% | Add +67.9% | 226,874 | $5.7M |
| Entruity Wealth, LLC | 3.99% | Reduce -8.1% | 222,356 | $5.6M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +18.6% | 216,764 | $5.5M |
| SlateStone Wealth, LLC | 0.44% | Reduce -7.1% | 206,599 | $5.2M |
| Golden State Wealth Management, LLC | 0.52% | Add +19.3% | 195,273 | $4.9M |
| NewEdge Advisors, LLC | 0.02% | Reduce -11.7% | 191,618 | $4.8M |
| Redhawk Wealth Advisors, Inc. | 0.54% | Reduce -2.8% | 191,444 | $4.8M |
| Nova Wealth Management, Inc. | 3.28% | Reduce -24.4% | 189,914 | $4.8M |
| Total Clarity Wealth Management, Inc. | 1.11% | Reduce -2.2% | 182,220 | $4.6M |
| Econ Financial Services Corp | 2.21% | Add +56.6% | 174,973 | $4.4M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.