First Trust Smith UnconstraiUCONETF
13F holders, Q1 2026 (March 31)277holders −6
24new positions
28sold out
2famous investors
$24.77avg. 13F price*
At the end of Q1 2026, 277 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, down 6 from Q4 2025. 24 opened new positions and 28 sold out. The largest holders were LPL Financial LLC ($309.0M), Morgan Stanley ($221.9M) and Wells Fargo & Company ($150.4M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 24 | $38.0M |
| Exits | 28 | $34.9M |
All 13F filers, Q4 2025 → Q1 2026: 10,418,765 shares bought and 5,520,551 shares sold, net +4,898,214 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 277 holders
| LPL Financial LLC | 0.08% | Add +2.6% | 12,475,047 | $309.0M |
| Morgan Stanley | 0.01% | Add +7.5% | 8,958,341 | $221.9M |
| Wells Fargo & Company | 0.03% | Reduce -2.5% | 6,072,533 | $150.4M |
| Ameriprise Financial Inc. | 0.03% | Add +10.4% | 5,337,705 | $132.2M |
| Harbour Investments, Inc. | 1.58% | Add +15.7% | 4,120,885 | $102.1M |
| Royal Bank of Canada | 0.02% | Add +5.3% | 4,003,535 | $99.2M |
| Bank of America Corp. | 0.01% | Reduce -3.1% | 3,833,580 | $95.0M |
| Raymond James Financial Inc. | 0.02% | Add +7.3% | 2,830,912 | $70.1M |
| Envestnet Asset Management Inc. | 0.02% | Add +27.0% | 2,456,178 | $60.8M |
| HighTower Advisors, LLC | 0.06% | Add +0.7% | 2,436,336 | $60.3M |
| Truist Financial Corp. | 0.06% | Add +12.6% | 1,907,244 | $47.2M |
| Osaic Holdings, Inc. | 0.07% | Reduce -6.8% | 1,891,127 | $46.8M |
| Stifel Financial Corp. | 0.04% | Add +3.5% | 1,633,782 | $40.5M |
| Csenge Advisory Group | 1.69% | Add +2.2% | 1,490,172 | $36.9M |
| Trilogy Capital Inc. | 1.63% | Add +8.2% | 1,480,371 | $36.7M |
| Cetera Investment Advisers | 0.04% | Add +6.6% | 1,436,630 | $35.6M |
| Aptus Capital Advisors, LLC | 0.29% | Add +6.2% | 1,383,455 | $34.3M |
| Commonwealth Equity Services, LLC | 0.04% | Reduce -10.1% | 1,118,598 | $27.7M |
| Arkadios Wealth Advisors | 0.44% | Add +3132.6% | 1,062,860 | $26.3M |
| Wagner Wealth Management, LLC | 5.17% | Reduce -7.3% | 1,033,196 | $25.6M |
| Focus Partners Wealth | 0.03% | Add +4.7% | 1,002,574 | $24.8M |
| Cambridge Investment Research Advisors, Inc. | 0.06% | Add +21.3% | 997,473 | $24.7M |
| Integrated Wealth Concepts LLC | 0.18% | Add +229.1% | 898,608 | $22.3M |
| IFP Advisors, Inc | 0.46% | Add +3.8% | 892,567 | $22.1M |
| Bensler, LLC | 2.16% | Add +18.1% | 845,423 | $20.9M |
| Cyndeo Wealth Partners, LLC | 1.09% | Add +8.6% | 839,917 | $20.8M |
| Capital Investment Advisory Services, LLC | 1.47% | Add +7.7% | 813,598 | $20.2M |
| Kestra Private Wealth Services, LLC | 0.25% | Add +12.3% | 802,977 | $19.9M |
| EdgeRock Capital LLC | 5.30% | Add +15.9% | 790,536 | $19.6M |
| Stratos Wealth Partners, LTD. | 0.22% | Add +14.1% | 785,166 | $19.4M |
| TruWealth Advisors, LLC | 0.92% | Reduce -2.7% | 774,486 | $19.2M |
| Dynamic Advisor Solutions LLC | 0.60% | Add +1.6% | 770,412 | $19.1M |
| MML Investors Services, LLC | 0.05% | Reduce -8.3% | 767,191 | $19.0M |
| Commonwealth Financial Services, LLC | 3.00% | Add +7.9% | 765,621 | $19.0M |
| Walkner Condon Financial Advisors LLC | 2.42% | Add +10.7% | 740,026 | $18.3M |
| Gateway Wealth Partners, LLC | 0.67% | Add +121.8% | 690,142 | $17.1M |
| Visionary Wealth Advisors | 0.72% | Reduce -2.1% | 661,363 | $16.4M |
| Earned Wealth Advisors, LLC | 1.06% | Add +11.3% | 637,190 | $15.8M |
| Geneos Wealth Management Inc. | 0.37% | Add +44.3% | 635,772 | $15.7M |
| Spartan Wealth Advisory Services LLC | 1.36% | — | 626,701 | $15.5M |
| Arch Global Advisors, LLC | 8.08% | — | 624,974 | $15.5M |
| JPMorgan Chase & Co. | 0.00% | Reduce -45.7% | 606,067 | $14.9M |
| Navalign, LLC | 3.74% | Add +3.2% | 598,694 | $14.8M |
| Equitable Holdings, Inc. | 0.09% | Add +17.8% | 577,807 | $14.5M |
| Smartleaf Asset Management LLC | 0.52% | Add +21.1% | 580,959 | $14.3M |
| First Heartland Consultants, Inc. | 1.08% | Reduce -12.5% | 571,147 | $14.1M |
| Collaborative Wealth Managment Inc. | 6.48% | Add +150.3% | 567,904 | $14.1M |
| Etesian Wealth Advisors, Inc. | 4.48% | Add +0.6% | 567,078 | $14.0M |
| Private Advisor Group, LLC | 0.06% | Add +0.8% | 526,308 | $13.0M |
| Chicago Partners Investment Group LLC | 0.29% | Add +4.2% | 510,491 | $12.7M |
| Kestra Advisory Services, LLC | 0.05% | Reduce -10.0% | 506,120 | $12.5M |
| Holistic Financial Partners | 4.65% | Add +6.8% | 504,537 | $12.5M |
| Janney Montgomery Scott LLC | 0.03% | Reduce -24.0% | 500,134 | $12.4M |
| Captrust Financial Advisors | 0.02% | Add +33.4% | 498,878 | $12.4M |
| Cwm, LLC | 0.03% | Add +36.3% | 497,973 | $12.3M |
| Western Wealth Management, LLC | 0.47% | Add +14.5% | 497,721 | $12.3M |
| Mariner, LLC | 0.01% | Add +1.7% | 478,721 | $11.9M |
| Rehmann Capital Advisory Group | 0.59% | Add +10.3% | 459,184 | $11.4M |
| Larson Financial Group LLC | 0.36% | Reduce -11.0% | 456,852 | $11.3M |
| &partners | 0.05% | Add +8.3% | 421,486 | $10.4M |
| Darwin Wealth Management, LLC | 3.22% | Add +15.9% | 416,747 | $10.3M |
| US Bancorp \de | 0.01% | Add +27.9% | 416,350 | $10.3M |
| Bleakley Financial Group, LLC | 0.16% | Reduce -0.3% | 413,641 | $10.2M |
| HBW Advisory Services LLC | 1.07% | Add +3.4% | 409,888 | $10.2M |
| Citadel Advisors | 0.01% | New | 407,614 | $10.1M |
| Mach-1 Financial Group, LLC | 3.53% | Add +8.6% | 404,701 | $10.0M |
| Prasad Wealth Partners, LLC | 2.69% | Add +4.8% | 398,932 | $9.9M |
| Appalachian Capital Management Ltd | 7.14% | Add +1.9% | 359,962 | $8.9M |
| CoreCap Advisors, LLC | 0.30% | Add +5.4% | 356,647 | $8.8M |
| Boyce & Associates Wealth Consulting, Inc. | 6.66% | Reduce -1.6% | 355,244 | $8.8M |
| XML Financial, LLC | 0.71% | Add +12.6% | 352,834 | $8.7M |
| Live Oak Investment Partners | 5.09% | Add +4.9% | 348,032 | $8.6M |
| Certified Advisory Corp | 0.70% | Reduce -0.7% | 312,915 | $7.8M |
| Mather Group, Llc. | 0.08% | Add +1.3% | 306,966 | $7.6M |
| Oppenheimer & Co. Inc. | 0.09% | Add +22.4% | 288,327 | $7.1M |
| Baird Financial Group, Inc. | 0.01% | Add +1.6% | 286,856 | $7.1M |
| Jane Street Group, LLC | 0.01% | New | 272,279 | $6.7M |
| Twin Peaks Wealth Advisors, LLC | 1.64% | Add +9.3% | 263,194 | $6.5M |
| TrueWealth Advisors, LLC | 1.63% | Add +8.8% | 261,874 | $6.5M |
| Tolleson Wealth Management, Inc. | 0.95% | Reduce -6.0% | 261,629 | $6.5M |
| PFG Advisors | 0.32% | Reduce -21.5% | 261,514 | $6.5M |
| Goldstone Financial Group, LLC | 0.68% | Reduce -18.8% | 254,748 | $6.3M |
| GSG Advisors LLC | 1.62% | Add +0.2% | 251,136 | $6.2M |
| Gaddis Premier Wealth Advisors LLC | 4.46% | Add +3.7% | 243,498 | $6.0M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.29% | Add +1.0% | 241,294 | $6.0M |
| My Portfolio Guide, LLC | 3.27% | — | 238,296 | $5.9M |
| Golden State Wealth Management, LLC | 0.64% | Add +20.4% | 235,120 | $5.8M |
| Apollon Wealth Management, LLC | 0.09% | Reduce -29.1% | 234,628 | $5.8M |
| Entruity Wealth, LLC | 3.74% | Add +0.0% | 222,447 | $5.5M |
| Keel Point, LLC | 0.36% | Reduce -7.4% | 217,171 | $5.4M |
| Focused Alpha, LLC | 1.63% | Add +47.7% | 213,195 | $5.3M |
| NewEdge Advisors, LLC | 0.02% | Add +9.5% | 209,895 | $5.2M |
| Tactive Advisors, LLC | 1.44% | Add +21.7% | 206,438 | $5.1M |
| Independent Advisor Alliance | 0.05% | New | 202,703 | $5.0M |
| SlateStone Wealth, LLC | 0.41% | Reduce -2.4% | 201,665 | $5.0M |
| OneDigital Investment Advisors LLC | 0.05% | Add +58.0% | 195,765 | $4.8M |
| Triumph Capital Management | 0.98% | Add +2435.3% | 192,684 | $4.8M |
| Philip James Wealth Mangement, LLC | 0.57% | Reduce -20.5% | 189,694 | $4.7M |
| Synergy Investment Management, LLC | 1.52% | Reduce -33.4% | 187,654 | $4.6M |
| Total Clarity Wealth Management, Inc. | 1.07% | Add +1.3% | 184,617 | $4.6M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.