First Trust Smith UnconstraiUCONETF
13F holders, Q4 2024 (December 31)301holders +44
33new positions
12sold out
1famous investor
$24.65avg. 13F price*
At the end of Q4 2024, 301 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 44 from Q3 2024. 33 opened new positions and 12 sold out. The largest holders were LPL Financial LLC ($294.9M), UBS Group AG ($216.6M) and Morgan Stanley ($178.3M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 33 | $41.1M |
| Exits | 12 | $33.0M |
All 13F filers, Q3 2024 → Q4 2024: 13,592,826 shares bought and 3,925,415 shares sold, net +9,667,411 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 301 holders
| LPL Financial LLC | 0.12% | Add +15.9% | 11,963,596 | $294.9M |
| UBS Group AG | 0.05% | Add +11.7% | 8,788,108 | $216.6M |
| Morgan Stanley | 0.01% | Add +0.5% | 7,233,667 | $178.3M |
| Bank of America Corp. | 0.01% | Add +25.2% | 4,827,054 | $119.0M |
| Wells Fargo & Company | 0.03% | Add +28.0% | 4,211,307 | $103.8M |
| Harbour Investments, Inc. | 2.81% | Add +15.6% | 3,975,370 | $98.0M |
| Royal Bank of Canada | 0.02% | Add +6.0% | 3,200,433 | $78.9M |
| Ameriprise Financial Inc. | 0.02% | Add +18.8% | 3,110,907 | $76.7M |
| Envestnet Asset Management Inc. | 0.02% | Add +5.6% | 2,826,061 | $69.7M |
| HighTower Advisors, LLC | 0.07% | Add +4.0% | 2,141,838 | $52.8M |
| Wagner Wealth Management, LLC | 13.08% | Add +20.2% | 2,057,359 | $50.7M |
| Truist Financial Corp. | 0.08% | Add +9.3% | 1,982,316 | $48.9M |
| Aptus Capital Advisors, LLC | 0.55% | Add +22.3% | 1,858,338 | $45.8M |
| Raymond James Financial Inc. | 0.02% | — | 1,837,604 | $45.3M |
| JPMorgan Chase & Co. | 0.00% | Add +42.8% | 1,778,924 | $43.9M |
| Osaic Holdings, Inc. | 0.08% | Reduce -4.3% | 1,516,080 | $37.4M |
| Commonwealth Equity Services, LLC | 0.05% | Add +6.0% | 1,431,909 | $35.3M |
| Apollon Wealth Management, LLC | 0.78% | Add +5.9% | 1,378,806 | $34.0M |
| Cetera Investment Advisers | 0.06% | Add +22.1% | 1,251,064 | $30.8M |
| IFP Advisors, Inc | 0.98% | Add +4.1% | 1,216,819 | $30.0M |
| Morling Financial Advisors, LLC | 10.28% | Add +3.8% | 1,196,177 | $29.5M |
| Csenge Advisory Group | 1.57% | Reduce -1.7% | 1,174,422 | $28.9M |
| Rehmann Capital Advisory Group | 1.52% | Add +5.6% | 973,906 | $24.0M |
| Bensler, LLC | 2.76% | Add +6.2% | 941,719 | $23.2M |
| Cambridge Investment Research Advisors, Inc. | 0.08% | Reduce -11.7% | 931,686 | $23.0M |
| Dynamic Advisor Solutions LLC | 0.97% | Add +8.2% | 910,388 | $22.4M |
| EdgeRock Capital LLC | 14.14% | Reduce -2.8% | 874,983 | $21.6M |
| Park National Corp. | 0.76% | Add +18.2% | 843,002 | $20.8M |
| Integrated Wealth Concepts LLC | 0.23% | Reduce -1.1% | 803,335 | $19.8M |
| Larson Financial Group LLC | 1.00% | Reduce -7.6% | 784,985 | $19.3M |
| Commonwealth Financial Services, LLC | 3.52% | Add +0.1% | 727,741 | $17.9M |
| TruWealth Advisors, LLC | 1.07% | Add +0.8% | 721,532 | $17.8M |
| Focus Partners Wealth | 0.04% | Add +13.4% | 695,040 | $17.1M |
| Cyndeo Wealth Partners, LLC | 1.14% | Add +3.4% | 685,111 | $16.9M |
| Kestra Private Wealth Services, LLC | 0.28% | Add +4.8% | 664,856 | $16.4M |
| Capital Investment Advisory Services, LLC | 1.54% | Add +0.0% | 647,956 | $16.0M |
| First Heartland Consultants, Inc. | 1.52% | Add +543.1% | 602,108 | $14.8M |
| Nova Wealth Management, Inc. | 11.90% | — | 557,203 | $13.7M |
| Great Point Wealth Advisors, LLC | 2.98% | Add +6.3% | 552,647 | $13.6M |
| Navalign, LLC | 3.95% | Add +4.3% | 544,746 | $13.4M |
| Holos Integrated Wealth LLC | 8.61% | — | 511,029 | $12.6M |
| Prospera Financial Services Inc | 0.28% | Add +48.9% | 483,656 | $11.9M |
| Kestra Advisory Services, LLC | 0.07% | Add +6.8% | 480,404 | $11.8M |
| Cerity Partners LLC | 0.03% | New | 475,594 | $11.7M |
| Stifel Financial Corp. | 0.01% | Add +8.3% | 459,680 | $11.3M |
| Private Advisor Group, LLC | 0.06% | Add +3.4% | 441,580 | $10.9M |
| Mariner, LLC | 0.02% | Add +1.2% | 438,238 | $10.8M |
| Financial Futures Ltd Liability Co. | 6.11% | Add +0.3% | 436,820 | $10.8M |
| SlateStone Wealth, LLC | 1.05% | Reduce -5.1% | 434,490 | $10.7M |
| Prasad Wealth Partners, LLC | 3.39% | — | 425,223 | $10.5M |
| Walkner Condon Financial Advisors LLC | 2.12% | Reduce -6.6% | 423,582 | $10.4M |
| Perennial Investment Advisors, LLC | 1.22% | Add +62.9% | 419,106 | $10.3M |
| Boyce & Associates Wealth Consulting, Inc. | 10.45% | Add +9.5% | 418,970 | $10.3M |
| Etesian Wealth Advisors, Inc. | 4.46% | Add +12.2% | 409,485 | $10.1M |
| Chicago Partners Investment Group LLC | 0.33% | Add +4.5% | 399,580 | $9.8M |
| Visionary Wealth Advisors | 0.58% | Add +34.7% | 398,629 | $9.8M |
| &partners | 0.12% | Add +5.9% | 395,435 | $9.7M |
| Steward Partners Investment Advisory, LLC | 0.09% | Add +5.0% | 393,330 | $9.7M |
| Darwin Wealth Management, LLC | 3.14% | Reduce -15.1% | 379,516 | $9.4M |
| Western Wealth Management, LLC | 0.49% | Add +0.9% | 372,138 | $9.2M |
| Certified Advisory Corp | 0.96% | Add +5.3% | 358,304 | $8.8M |
| NewEdge Advisors, LLC | 0.05% | Add +0.0% | 353,682 | $8.7M |
| Equitable Holdings, Inc. | 0.08% | Add +18.9% | 345,376 | $8.5M |
| Philip James Wealth Mangement, LLC | 1.14% | Reduce -31.6% | 344,411 | $8.5M |
| McCarthy & Cox | 2.94% | New | 343,269 | $8.5M |
| Fagan Associates, Inc. | 1.32% | Add +131.8% | 337,658 | $8.3M |
| First Pacific Financial | 1.90% | Reduce -0.6% | 331,739 | $8.2M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -20.0% | 327,625 | $8.1M |
| Vicus Capital | 0.71% | Add +2.6% | 324,059 | $8.0M |
| XML Financial, LLC | 0.71% | Add +5.5% | 316,235 | $7.8M |
| Ameritas Advisory Services, LLC | 0.27% | Reduce -4.7% | 314,947 | $7.8M |
| Tolleson Wealth Management, Inc. | 1.58% | Reduce -8.6% | 313,088 | $7.7M |
| Beaumont Financial Advisors, LLC | 0.56% | Add +5.8% | 300,169 | $7.4M |
| N.E.W. Advisory Services LLC | 0.69% | Add +259.5% | 292,891 | $7.2M |
| Goldstone Financial Group, LLC | 1.12% | Add +35.4% | 290,514 | $7.2M |
| Mather Group, Llc. | 0.09% | Add +0.3% | 283,922 | $7.0M |
| Avantax Advisory Services, Inc. | 0.04% | Add +101.5% | 277,756 | $6.8M |
| Independent Advisor Alliance | 0.09% | New | 275,431 | $6.8M |
| Baird Financial Group, Inc. | 0.01% | Reduce -15.1% | 273,632 | $6.7M |
| Thrivent Financial for Lutherans | 0.01% | Reduce -4.7% | 262,241 | $6.5M |
| Bleakley Financial Group, LLC | 0.19% | Reduce -4.4% | 260,834 | $6.4M |
| Good Life Advisors, LLC | 0.46% | Add +1539.3% | 259,004 | $6.4M |
| Siligmueller & Norvid Wealth Advisors LLC | 2.67% | — | 253,863 | $6.3M |
| US Bancorp \de | 0.01% | Add +3.9% | 253,391 | $6.2M |
| MML Investors Services, LLC | 0.02% | Add +4.2% | 253,265 | $6.2M |
| Geneos Wealth Management Inc. | 0.21% | Add +10.4% | 248,912 | $6.1M |
| GSG Advisors LLC | 1.87% | Add +1.8% | 241,136 | $5.9M |
| Sigma Planning Corp | 0.18% | Reduce -1.6% | 238,372 | $5.9M |
| PFG Advisors | 0.36% | Add +12.8% | 238,156 | $5.9M |
| Captrust Financial Advisors | 0.02% | Reduce -2.7% | 232,743 | $5.7M |
| Lunt Capital Management, Inc. | 2.16% | Add +75.3% | 225,014 | $5.5M |
| Twin Peaks Wealth Advisors, LLC | 2.31% | Reduce -0.6% | 221,200 | $5.5M |
| CoreCap Advisors, LLC | 0.25% | Reduce -38.0% | 219,201 | $5.4M |
| Sumitomo Mitsui Financial Group, Inc. | 0.07% | Add +155.3% | 216,240 | $5.3M |
| O'Connor Financial Group LLC | 2.78% | Add +5.0% | 215,537 | $5.3M |
| Total Clarity Wealth Management, Inc. | 1.69% | Reduce -27.1% | 211,339 | $5.2M |
| Beacon Financial Group | 0.55% | Reduce -6.0% | 206,216 | $5.1M |
| Spectrum Wealth Advisory Group, LLC | 2.38% | Add +64.9% | 204,388 | $5.0M |
| Entruity Wealth, LLC | 4.98% | — | 203,674 | $5.0M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +32.1% | 194,863 | $4.8M |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.