First Trust Smith UnconstraiUCONETF
13F holders, Q3 2024 (September 30)257holders +16
29new positions
14sold out
1famous investor
$25.12avg. 13F price*
At the end of Q3 2024, 257 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 16 from Q2 2024. 29 opened new positions and 14 sold out. The largest holders were LPL Financial LLC ($259.3M), UBS Group AG ($197.8M) and Morgan Stanley ($180.9M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $55.3M |
| Exits | 14 | $24.6M |
All 13F filers, Q2 2024 → Q3 2024: 19,201,685 shares bought and 4,689,985 shares sold, net +14,511,700 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 257 holders
| LPL Financial LLC | 0.12% | Add +27.2% | 10,319,218 | $259.3M |
| UBS Group AG | 0.06% | Add +0.1% | 7,870,776 | $197.8M |
| Morgan Stanley | 0.01% | Add +18.0% | 7,197,589 | $180.9M |
| Bank of America Corp. | 0.01% | Add +7.8% | 3,854,417 | $96.9M |
| Harbour Investments, Inc. | 2.60% | Add +19.8% | 3,439,085 | $86.4M |
| Wells Fargo & Company | 0.02% | Add +257.4% | 3,290,173 | $82.7M |
| Royal Bank of Canada | 0.02% | Add +29.1% | 3,018,052 | $75.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +23.2% | 2,676,880 | $67.3M |
| Ameriprise Financial Inc. | 0.02% | Add +167.5% | 2,619,772 | $65.8M |
| HighTower Advisors, LLC | 0.08% | Add +2.8% | 2,060,519 | $51.8M |
| Truist Financial Corp. | 0.07% | Add +34.2% | 1,812,781 | $45.6M |
| Wagner Wealth Management, LLC | 11.61% | Add +49.0% | 1,711,853 | $43.0M |
| Osaic Holdings, Inc. | 0.09% | Add +4.2% | 1,584,608 | $39.8M |
| Aptus Capital Advisors, LLC | 0.58% | Add +29.1% | 1,519,337 | $38.2M |
| Commonwealth Equity Services, LLC | 0.05% | Add +17.7% | 1,351,008 | $34.0M |
| Apollon Wealth Management, LLC | 0.92% | Add +3.5% | 1,301,527 | $32.7M |
| JPMorgan Chase & Co. | 0.00% | Add +133.0% | 1,246,222 | $31.3M |
| Csenge Advisory Group | 1.56% | Add +1.9% | 1,194,735 | $29.8M |
| IFP Advisors, Inc | 1.06% | Add +2.1% | 1,168,428 | $29.4M |
| Morling Financial Advisors, LLC | 11.03% | Add +31.8% | 1,152,025 | $29.0M |
| Raymond James & Associates | 0.02% | Add +84.6% | 1,113,916 | $28.0M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +4.0% | 1,054,948 | $26.5M |
| Cetera Investment Advisers | 0.06% | Add +8.4% | 1,024,316 | $25.7M |
| Rehmann Capital Advisory Group | 1.52% | Add +50.9% | 922,269 | $23.2M |
| EdgeRock Capital LLC | 15.91% | Add +1.2% | 900,339 | $22.6M |
| Bensler, LLC | 2.81% | Add +8.6% | 886,881 | $22.3M |
| Larson Financial Group LLC | 1.21% | Reduce -6.5% | 849,195 | $21.3M |
| Dynamic Advisor Solutions LLC | 0.63% | Add +4.4% | 841,434 | $21.1M |
| Integrated Wealth Concepts LLC | 0.25% | Reduce -0.9% | 811,923 | $20.4M |
| Commonwealth Financial Services, LLC | 3.61% | Add +4.2% | 727,319 | $18.3M |
| TruWealth Advisors, LLC | 1.10% | Add +1.5% | 715,634 | $18.0M |
| Park National Corp. | 0.63% | Add +3.3% | 713,166 | $17.9M |
| Cyndeo Wealth Partners, LLC | 1.16% | Add +1.3% | 662,387 | $16.6M |
| Ocean Park Asset Management, LLC | 0.73% | New | 659,633 | $16.6M |
| Capital Investment Advisory Services, LLC | 1.54% | Add +1263.0% | 647,826 | $16.3M |
| Kestra Private Wealth Services, LLC | 0.29% | Add +5251.8% | 634,559 | $15.9M |
| Focus Partners Wealth | 0.05% | Add +9.5% | 612,984 | $15.4M |
| Navalign, LLC | 3.86% | Add +3.1% | 522,135 | $13.1M |
| Great Point Wealth Advisors, LLC | 2.79% | Reduce -0.4% | 520,113 | $13.1M |
| Philip James Wealth Mangement, LLC | 1.60% | Add +3.6% | 503,462 | $12.7M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Reduce -37.8% | 493,489 | $12.4M |
| SlateStone Wealth, LLC | 1.04% | Reduce -6.9% | 458,040 | $11.5M |
| Walkner Condon Financial Advisors LLC | 2.32% | Add +94.6% | 453,354 | $11.4M |
| Kestra Advisory Services, LLC | 0.06% | Add +22.0% | 450,040 | $11.3M |
| Darwin Wealth Management, LLC | 3.08% | Reduce -3.8% | 447,060 | $11.2M |
| Financial Futures Ltd Liability Co. | 6.27% | Add +5.1% | 435,303 | $10.9M |
| Mariner, LLC | 0.02% | Add +4.3% | 433,094 | $10.9M |
| Christopher J. Hasenberg, Inc | 4.48% | New | 433,884 | $10.8M |
| Private Advisor Group, LLC | 0.07% | Reduce -1.2% | 427,125 | $10.7M |
| Stifel Financial Corp. | 0.01% | Reduce -6.6% | 424,650 | $10.7M |
| Janney Montgomery Scott LLC | 0.03% | Add +3.7% | 409,345 | $10.3M |
| Boyce & Associates Wealth Consulting, Inc. | 9.99% | Add +14.0% | 382,615 | $9.6M |
| Chicago Partners Investment Group LLC | 0.34% | Add +7.9% | 382,375 | $9.5M |
| Steward Partners Investment Advisory, LLC | 0.09% | Add +5.0% | 374,672 | $9.4M |
| &partners | 0.18% | New | 373,330 | $9.4M |
| Western Wealth Management, LLC | 0.53% | Add +38.1% | 368,731 | $9.3M |
| Etesian Wealth Advisors, Inc. | 4.15% | Add +29.3% | 364,887 | $9.2M |
| Renaissance Technologies | 0.01% | Add +163.5% | 362,071 | $9.1M |
| NewEdge Advisors, LLC | 0.06% | Add +7.3% | 353,640 | $8.9M |
| CoreCap Advisors, LLC | 0.42% | Add +9.7% | 353,404 | $8.9M |
| Pitti Group Wealth Management, LLC | 9.38% | No change | 348,616 | $8.6M |
| Tolleson Wealth Management, Inc. | 1.64% | Reduce -35.8% | 342,372 | $8.6M |
| Certified Advisory Corp | 0.95% | Add +24.1% | 340,296 | $8.6M |
| First Pacific Financial | 1.96% | Add +0.3% | 333,851 | $8.4M |
| Ameritas Advisory Services, LLC | 0.36% | Reduce -3.8% | 330,633 | $8.3M |
| Prospera Financial Services Inc | 0.21% | Add +8.1% | 324,732 | $8.2M |
| Baird Financial Group, Inc. | 0.02% | Add +4.0% | 322,207 | $8.1M |
| Vicus Capital | 0.70% | Add +6.2% | 315,785 | $7.9M |
| XML Financial, LLC | 0.70% | Add +0.5% | 299,625 | $7.5M |
| Visionary Wealth Advisors | 0.45% | Reduce -63.5% | 295,902 | $7.4M |
| Mach-1 Financial Group, LLC | 4.55% | Add +13.4% | 295,282 | $7.4M |
| Equitable Holdings, Inc. | 0.07% | Add +31.0% | 290,579 | $7.3M |
| Total Clarity Wealth Management, Inc. | 2.34% | Add +9.0% | 289,871 | $7.3M |
| Beaumont Financial Advisors, LLC | 0.56% | Add +0.1% | 283,759 | $7.1M |
| Mather Group, Llc. | 0.09% | Add +6.3% | 283,003 | $7.1M |
| Thrivent Financial for Lutherans | 0.01% | Reduce -54.1% | 275,090 | $6.9M |
| Bleakley Financial Group, LLC | 0.21% | Reduce -5.5% | 272,826 | $6.9M |
| Perennial Investment Advisors, LLC | 0.84% | Add +1114.4% | 257,323 | $6.5M |
| US Bancorp \de | 0.01% | Add +36.5% | 243,801 | $6.1M |
| MML Investors Services, LLC | 0.02% | Add +24.4% | 243,031 | $6.1M |
| Sigma Planning Corp | 0.19% | Reduce -3.9% | 242,178 | $6.1M |
| Captrust Financial Advisors | 0.02% | Reduce -4.2% | 239,191 | $6.0M |
| GSG Advisors LLC | 1.97% | Add +1.4% | 236,885 | $6.0M |
| Geneos Wealth Management Inc. | 0.22% | Add +15.8% | 225,492 | $5.7M |
| Twin Peaks Wealth Advisors, LLC | 2.58% | Add +0.6% | 222,460 | $5.6M |
| Beacon Financial Group | 0.60% | Reduce -1.8% | 219,467 | $5.5M |
| Goldstone Financial Group, LLC | 0.94% | Add +12.3% | 214,586 | $5.4M |
| PFG Advisors | 0.33% | Add +16.8% | 211,035 | $5.3M |
| O'Connor Financial Group LLC | 2.71% | Add +6.8% | 205,180 | $5.2M |
| Retirement Planning Group, LLC | 0.27% | Reduce -6.8% | 200,664 | $5.0M |
| Madison Asset Management, LLC | 0.05% | Reduce -1.2% | 193,005 | $4.9M |
| Ellenbecker Investment Group | 0.90% | Add +4.1% | 188,410 | $4.7M |
| Oppenheimer & Co. Inc. | 0.07% | Add +10.2% | 178,616 | $4.5M |
| Redhawk Wealth Advisors, Inc. | 0.59% | Add +59.6% | 164,172 | $4.1M |
| Keel Point, LLC | 0.34% | Add +2.3% | 162,221 | $4.1M |
| NorthCoast Asset Management LLC | 0.03% | New | 161,847 | $4.1M |
| Ashton Thomas Private Wealth, LLC | 0.22% | Add +8.6% | 161,349 | $4.1M |
| Clearstead Advisors, LLC | 0.06% | Add +30.0% | 150,914 | $3.8M |
| BlackDiamond Wealth Management, LLC | 2.25% | Add +6.3% | 150,858 | $3.7M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +10.9% | 147,475 | $3.7M |
| Legacy Investment Solutions, LLC | 2.24% | — | 148,713 | $3.7M |
| Legacy Wealth Managment, LLC | 2.24% | — | 148,713 | $3.7M |
| Mutual Advisors, LLC | 0.11% | Reduce -44.5% | 148,133 | $3.7M |
| Fagan Associates, Inc. | 0.61% | Add +25.2% | 145,644 | $3.7M |
| Atria Wealth Solutions, Inc. | 0.04% | Add +61.8% | 138,771 | $3.5M |
| Regal Investment Advisors LLC | 0.24% | Reduce -64.5% | 137,939 | $3.5M |
| Avantax Advisory Services, Inc. | 0.02% | Add +10.8% | 137,829 | $3.5M |
| Lunt Capital Management, Inc. | 1.51% | Add +7.9% | 128,347 | $3.2M |
| Per Stirling Capital Management, LLC. | 0.44% | Add +4.2% | 126,964 | $3.2M |
| Kingsview Wealth Management, LLC | 0.07% | Add +64.0% | 125,233 | $3.1M |
| StoneX Group Inc. | 0.23% | Add +69.2% | 124,387 | $3.1M |
| Spectrum Wealth Advisory Group, LLC | 1.75% | New | 123,972 | $3.1M |
| Susquehanna International Group, LLP | 0.01% | Add +395.3% | 115,046 | $2.9M |
| Arkos Global Advisors | 0.41% | Add +1.7% | 113,045 | $2.8M |
| TrueWealth Advisors, LLC | 0.93% | New | 111,307 | $2.8M |
| Holistic Financial Partners | 1.34% | Reduce -0.2% | 110,754 | $2.8M |
| Fifth Third Securities, Inc. | 0.26% | Reduce -3.0% | 107,580 | $2.7M |
| Sequent Planning LLC | 0.90% | Add +0.7% | 103,405 | $2.6M |
| Avantax Planning Partners, Inc. | 0.09% | Reduce -73.8% | 102,076 | $2.6M |
| Defined Wealth Management, LLC | 1.57% | Add +2.5% | 96,021 | $2.4M |
| First Heartland Consultants, Inc. | 0.25% | Reduce -13.2% | 93,632 | $2.4M |
| Comerica Bank | 0.01% | Add +15.7% | 93,400 | $2.3M |
| Pine Valley Investments Ltd Liability Co | 0.16% | Add +0.1% | 90,070 | $2.3M |
| Onyx Bridge Wealth Group LLC | 0.33% | Add +6.8% | 88,399 | $2.2M |
| Private Capital Management LLC | 0.40% | Reduce -1.4% | 87,655 | $2.2M |
| Sumitomo Mitsui Financial Group, Inc. | 0.05% | Reduce -13.3% | 84,706 | $2.1M |
| Apollon Financial, LLC | 0.61% | Add +3.5% | 82,790 | $2.1M |
| N.E.W. Advisory Services LLC | 0.20% | Reduce -72.4% | 81,477 | $2.0M |
| Assetmark, Inc. | 0.01% | Add +91.8% | 80,917 | $2.0M |
| Capital CS Group, LLC | 2.41% | Add +4.2% | 79,366 | $2.0M |
| Elevated Capital Advisors, LLC | 0.52% | Reduce -63.3% | 78,209 | $2.0M |
| D.A. Davidson & Co. | 0.02% | Add +4.8% | 76,450 | $1.9M |
| Legacy Capital Wealth Partners, LLC | 0.36% | Add +8.9% | 71,870 | $1.8M |
| tru Independence LLC | 0.50% | Add +11.1% | 67,884 | $1.7M |
| Cwm, LLC | 0.01% | Add +3.8% | 65,786 | $1.7M |
| Savant Capital, LLC | 0.01% | Reduce -17.3% | 64,880 | $1.6M |
| United Advisor Group, LLC | 0.37% | Add +0.8% | 64,664 | $1.6M |
| Private Client Services, LLC | 0.83% | Add +37.5% | 61,129 | $1.5M |
| Authentikos Wealth Advisory, LLC | 1.47% | New | 60,787 | $1.5M |
| EWG Elevate Inc. | 0.59% | Reduce -1.0% | 58,897 | $1.5M |
| WESPAC Advisors, LLC | 1.06% | Add +3.9% | 57,060 | $1.4M |
| Northwest Capital Management Inc | 0.51% | Reduce -1.6% | 55,977 | $1.4M |
| Clear Creek Financial Management, LLC | 0.15% | Reduce -0.9% | 52,657 | $1.3M |
| First Trust Advisors LP | 0.00% | Add +22.6% | 52,315 | $1.3M |
| Columbia Advisory Partners LLC | 1.19% | Add +1.2% | 50,010 | $1.3M |
| Atria Investments, Inc | 0.02% | Add +101.4% | 48,982 | $1.2M |
| Wintrust Investments LLC | 0.91% | Reduce -89.8% | 48,930 | $1.2M |
| Lanark Financial, Inc. | 0.10% | Add +22.2% | 48,570 | $1.2M |
| Private Portfolio Partners LLC | 0.23% | Reduce -1.5% | 48,126 | $1.2M |
| Stratos Wealth Partners, LTD. | 0.02% | Add +2.2% | 47,416 | $1.2M |
| Silver Oak Securities, Incorporated | 0.12% | Add +431.2% | 46,659 | $1.2M |
| Snowden Capital Advisors LLC | 0.03% | New | 42,256 | $1.1M |
| Beckerman Institutional, LLC | 0.87% | — | 40,895 | $1.0M |
| Stratos Wealth Advisors, LLC | 0.05% | Add +44.5% | 40,331 | $1.0M |
| Farther Finance Advisors, LLC | 0.04% | Add +60.2% | 39,049 | $981K |
| Williams & Novak, LLC | 0.90% | Reduce -31.9% | 38,432 | $966K |
| Synovus Financial Corp. | 0.01% | Add +122.8% | 38,148 | $959K |
| MBE Wealth Management, LLC | 0.51% | Reduce -54.5% | 37,049 | $931K |
| GTS Securities LLC | 0.02% | New | 34,050 | $856K |
| AE Wealth Management LLC | 0.01% | Add +7.0% | 32,453 | $816K |
| Creative Financial Designs Inc. | 0.07% | Reduce -24.6% | 31,916 | $802K |
| GPS Wealth Strategies Group, LLC | 0.10% | Add +6083.0% | 30,915 | $775K |
| CGC Financial Services, LLC | 0.30% | Reduce -3.8% | 29,897 | $751K |
| Lido Advisors, LLC | 0.01% | New | 29,868 | $751K |
| Root Financial Partners, LLC | 0.12% | Add +0.3% | 28,820 | $724K |
| Rockefeller Capital Management L.P. | 0.00% | Add +19.6% | 28,383 | $713K |
| Q3 Asset Management | 0.16% | Reduce -3.9% | 27,970 | $702K |
| OneDigital Investment Advisors LLC | 0.01% | Add +67.4% | 27,871 | $700K |
| J.W. Cole Advisors, Inc. | 0.03% | Add +5.6% | 27,313 | $686K |
| Asset Allocation Strategies LLC | 0.19% | Reduce -48.8% | 26,979 | $678K |
| Gentry Private Wealth, LLC | 0.55% | Reduce -14.7% | 26,977 | $678K |
| CreativeOne Wealth, LLC | 0.02% | Add +64.5% | 26,783 | $673K |
| Flagship Harbor Advisors, LLC | 0.04% | Add +0.6% | 26,732 | $672K |
| Childress Capital Advisors, LLC | 0.18% | Reduce -33.6% | 26,500 | $666K |
| Harvest Investment Services, LLC | 0.21% | Add +0.1% | 26,386 | $663K |
| Clarity Capital Partners LLC | 0.39% | Add +20.1% | 26,006 | $654K |
| Global Retirement Partners, LLC | 0.02% | Add +5.3% | 25,107 | $631K |
| Blackhawk Capital Partners, LLC | 0.33% | Reduce -17.0% | 24,223 | $609K |
| Ergawealth Advisors, Inc. | 0.29% | Reduce -26.2% | 23,613 | $593K |
| Inspirion Wealth Advisors, LLC | 0.08% | Add +11.0% | 23,523 | $591K |
| Flagstar Securities, Inc. | 0.14% | Add +23.4% | 22,528 | $566K |
| Simplicity Wealth,LLC | 0.05% | Reduce -92.9% | 22,168 | $557K |
| Maia Wealth LLC | 0.14% | Reduce -10.6% | 22,345 | $553K |
| CFO4Life Group, LLC | 0.09% | Reduce -0.9% | 21,224 | $533K |
| TFB Advisors LLC | 0.15% | Add +9.7% | 20,272 | $509K |
| Octavia Wealth Advisors, LLC | 0.06% | Reduce -3.4% | 19,263 | $484K |
| Gateway Wealth Partners, LLC | 0.13% | New | 18,283 | $459K |
| Principal Securities, Inc. | 0.01% | Add +0.8% | 18,245 | $458K |
| Lakeridge Wealth Management LLC | 0.25% | Add +14.5% | 18,212 | $458K |
| Townsquare Capital LLC | 0.01% | New | 17,777 | $447K |
| Epiq Partners, LLC | 0.25% | New | 17,623 | $443K |
| Merkkuri Wealth Advisors LLC | 0.35% | Add +1.7% | 17,468 | $439K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Reduce -80.4% | 17,363 | $437K |
| Strategic Blueprint, LLC | 0.03% | Reduce -4.3% | 17,247 | $433K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +29.1% | 16,985 | $427K |
| Berger Financial Group, Inc | 0.03% | Reduce -3.4% | 16,636 | $418K |
| Independent Financial Group, LLC | 0.02% | Reduce -32.5% | 16,520 | $415K |
| Total Wealth Planning, LLC | 0.06% | No change | 16,400 | $412K |
| Chiron Capital Management, LLC | 0.36% | No change | 16,362 | $411K |
| Indie Asset Partners, LLC | 0.31% | Add +1.6% | 16,331 | $410K |
| Good Life Advisors, LLC | 0.02% | Add +38.2% | 15,800 | $397K |
| CIC Wealth, LLC | 0.10% | Add +8.4% | 15,775 | $396K |
| Arkadios Wealth Advisors | 0.02% | Add +12.1% | 15,503 | $390K |
| Flynn Zito Capital Management, LLC | 0.19% | Add +23.2% | 15,414 | $387K |
| Arete Wealth Advisors, LLC | 0.03% | New | 14,932 | $375K |
| GeoWealth Management, LLC | 0.01% | Reduce -0.0% | 14,852 | $373K |
| Sanctuary Advisors, LLC | 0.00% | Add +13.0% | 14,636 | $361K |
| Wedbush Securities Inc. | 0.01% | Add +3.2% | 13,883 | $349K |
| Horan Securities, Inc. | 0.13% | Add +7.5% | 13,475 | $339K |
| SteelPeak Wealth, LLC | 0.01% | Add +8.1% | 13,410 | $337K |
| Grant/GrossMendelsohn, LLC | 0.14% | No change | 13,311 | $335K |
| Financial Engines Advisors L.L.C. | 0.00% | Add +3.4% | 13,041 | $328K |
| Brookstone Capital Management | 0.00% | New | 13,026 | $327K |
| IHT Wealth Management, LLC | 0.01% | New | 12,423 | $312K |
| Cedrus LLC | 0.11% | Add +16.2% | 12,089 | $304K |
| OneAscent Wealth Management LLC | 0.11% | New | 11,515 | $289K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 11,048 | $278K |
| Orion Portfolio Solutions, LLC | 0.00% | New | 11,048 | $278K |
| McAdam, LLC | 0.02% | Reduce -4.3% | 11,001 | $276K |
| World Investment Advisors | 0.01% | Add +28.1% | 10,766 | $271K |
| DHJJ Financial Advisors, Ltd. | 0.10% | No change | 10,392 | $261K |
| Fermata Advisors, LLC | 0.05% | Reduce -38.3% | 10,289 | $259K |
| National Wealth Management Group, LLC | 0.17% | Reduce -26.9% | 10,239 | $257K |
| HBW Advisory Services LLC | 0.04% | Reduce -11.7% | 9,827 | $247K |
| Patriot Financial Group Insurance Agency, LLC | 0.03% | Reduce -2.4% | 9,569 | $240K |
| Strategy Asset Managers LLC | 0.04% | New | 9,235 | $232K |
| Econ Financial Services Corp | 0.13% | Reduce -92.8% | 9,020 | $227K |
| Advisory Alpha, LLC | 0.01% | New | 8,955 | $225K |
| Cresset Asset Management, LLC | 0.00% | Reduce -27.1% | 8,924 | $224K |
| Stephens Inc. | 0.00% | New | 8,547 | $215K |
| Citizens Financial Group Inc. | 0.00% | New | 8,269 | $208K |
| Chris Bulman Inc | 0.14% | New | 8,166 | $205K |
| Private Trust Co. NA | 0.02% | No change | 7,806 | $196K |
| Sunbelt Securities, Inc. | 0.01% | No change | 5,005 | $126K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +764.5% | 4,141 | $104K |
| Coppell Advisory Solutions LLC | 0.01% | Add +652.6% | 3,131 | $79K |
| Signaturefd, LLC | 0.00% | No change | 2,500 | $63K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.02% | Add +0.1% | 2,217 | $56K |
| Truvestments Capital LLC | 0.01% | New | 1,454 | $37K |
| GoalVest Advisory LLC | 0.01% | New | 1,123 | $28K |
| Capital Analysts, LLC | 0.00% | Reduce -60.3% | 997 | $25K |
| Creekmur Asset Management LLC | 0.01% | Reduce -87.0% | 933 | $23K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 820 | $21K |
| Concourse Financial Group Securities, Inc. | 0.00% | Add +0.0% | 790 | $20K |
| PSI Advisors, LLC | 0.00% | Reduce -30.8% | 505 | $13K |
| NorthRock Partners, LLC | 0.00% | No change | 460 | $12K |
| Oakworth Capital, Inc. | 0.00% | No change | 237 | $6K |
| Clearstead Trust, LLC | 0.00% | No change | 206 | $5K |
| WR Wealth Planners, LLC | 0.00% | No change | 200 | $5K |
| Householder Group Estate & Retirement Specialist, LLC | 0.00% | No change | 198 | $4K |
| AdvisorNet Financial, Inc | 0.00% | No change | 99 | $2K |
| Tucker Asset Management LLC | 0.00% | Add +2.1% | 98 | $2K |
| Hexagon Capital Partners LLC | 0.00% | No change | 58 | $1K |
| Spire Wealth Management | 0.00% | Reduce -92.6% | 53 | $1K |
| EverSource Wealth Advisors, LLC | 0.00% | New | 50 | $1K |
| BNP Paribas Financial Markets | 0.00% | Add +614.3% | 50 | $1K |
| FMR LLC | 0.00% | New | 8 | $201 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.