First Trust Smith UnconstraiUCONETF
13F holders, Q1 2025 (March 31)288holders −13
28new positions
34sold out
2famous investors
$24.75avg. 13F price*
At the end of Q1 2025, 288 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, down 13 from Q4 2024. 28 opened new positions and 34 sold out. The largest holders were LPL Financial LLC ($307.3M), UBS Group AG ($226.0M) and Morgan Stanley ($179.4M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 28 | $57.8M |
| Exits | 34 | $39.9M |
All 13F filers, Q4 2024 → Q1 2025: 13,695,116 shares bought and 8,220,040 shares sold, net +5,475,076 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 288 holders
| LPL Financial LLC | 0.12% | Add +3.8% | 12,416,312 | $307.3M |
| UBS Group AG | 0.05% | Add +3.9% | 9,132,533 | $226.0M |
| Morgan Stanley | 0.01% | Add +0.2% | 7,248,699 | $179.4M |
| Wells Fargo & Company | 0.03% | Add +21.3% | 5,107,571 | $126.4M |
| Bank of America Corp. | 0.01% | Reduce -13.2% | 4,191,381 | $103.7M |
| Royal Bank of Canada | 0.02% | Add +19.3% | 3,819,312 | $94.5M |
| Harbour Investments, Inc. | 2.36% | Reduce -16.1% | 3,333,946 | $82.5M |
| Envestnet Asset Management Inc. | 0.02% | Reduce -3.0% | 2,741,680 | $67.9M |
| Ameriprise Financial Inc. | 0.02% | Reduce -18.3% | 2,541,142 | $62.9M |
| HighTower Advisors, LLC | 0.08% | Add +4.7% | 2,242,464 | $55.5M |
| Wagner Wealth Management, LLC | 13.67% | Add +7.7% | 2,216,317 | $54.9M |
| Commonwealth Equity Services, LLC | 0.07% | Add +43.0% | 2,047,805 | $50.7M |
| JPMorgan Chase & Co. | 0.00% | Add +12.3% | 1,998,371 | $49.5M |
| Raymond James Financial Inc. | 0.02% | Add +6.8% | 1,962,746 | $48.6M |
| Truist Financial Corp. | 0.07% | Reduce -6.8% | 1,846,940 | $45.7M |
| Osaic Holdings, Inc. | 0.09% | Add +3.9% | 1,574,512 | $39.0M |
| Christopher J. Hasenberg, Inc | 13.34% | Add +765.5% | 1,298,325 | $32.1M |
| Morling Financial Advisors, LLC | 10.83% | Add +6.2% | 1,270,289 | $31.4M |
| Cetera Investment Advisers | 0.06% | Add +1.0% | 1,263,415 | $31.3M |
| Csenge Advisory Group | 1.65% | Add +0.9% | 1,184,468 | $29.2M |
| Rehmann Capital Advisory Group | 1.73% | Add +13.8% | 1,108,175 | $27.4M |
| Cambridge Investment Research Advisors, Inc. | 0.09% | Add +11.7% | 1,040,587 | $25.8M |
| First Heartland Consultants, Inc. | 2.38% | Add +54.7% | 931,294 | $23.0M |
| Dynamic Advisor Solutions LLC | 0.75% | Add +1.3% | 922,024 | $22.8M |
| Park National Corp. | 0.80% | Add +4.9% | 884,325 | $21.9M |
| Citadel Advisors | 0.02% | New | 879,457 | $21.8M |
| Bensler, LLC | 2.63% | Reduce -9.7% | 850,063 | $21.0M |
| IFP Advisors, Inc | 0.64% | Reduce -31.4% | 834,619 | $20.7M |
| Integrated Wealth Concepts LLC | 0.23% | Add +0.9% | 810,689 | $20.1M |
| McCarthy & Cox | 7.99% | Add +115.8% | 740,951 | $18.3M |
| Cyndeo Wealth Partners, LLC | 1.20% | Add +7.4% | 736,087 | $18.2M |
| Larson Financial Group LLC | 0.86% | Reduce -6.6% | 733,481 | $18.2M |
| TruWealth Advisors, LLC | 1.09% | Add +1.3% | 730,964 | $18.1M |
| Commonwealth Financial Services, LLC | 3.62% | Reduce -1.9% | 714,275 | $17.7M |
| Brookwood Investment Group LLC | 3.00% | — | 705,196 | $17.5M |
| Kestra Private Wealth Services, LLC | 0.29% | Add +5.7% | 702,985 | $17.4M |
| Great Point Wealth Advisors, LLC | 3.75% | Add +26.6% | 699,400 | $17.3M |
| EdgeRock Capital LLC | 12.05% | Reduce -21.9% | 683,039 | $16.9M |
| Capital Investment Advisory Services, LLC | 1.47% | Add +2.6% | 664,635 | $16.4M |
| Focus Partners Wealth | 0.04% | Reduce -5.5% | 656,600 | $16.3M |
| Jane Street Group, LLC | 0.03% | Add +904.5% | 596,382 | $14.8M |
| Stifel Financial Corp. | 0.02% | Add +26.4% | 581,122 | $14.4M |
| Visionary Wealth Advisors | 0.86% | Add +45.4% | 579,589 | $14.3M |
| Navalign, LLC | 4.05% | Add +5.4% | 573,927 | $14.2M |
| Holos Integrated Wealth LLC | 8.70% | Add +4.9% | 536,062 | $13.3M |
| Perennial Investment Advisors, LLC | 1.48% | Add +26.4% | 529,690 | $13.1M |
| Kestra Advisory Services, LLC | 0.06% | Add +8.7% | 522,238 | $12.9M |
| Renaissance Technologies | 0.02% | Add +522.0% | 510,400 | $12.6M |
| Prospera Financial Services Inc | 0.29% | Add +4.2% | 503,744 | $12.5M |
| Walkner Condon Financial Advisors LLC | 2.45% | Add +15.6% | 489,802 | $12.1M |
| Cerity Partners LLC | 0.02% | Add +1.0% | 480,500 | $11.9M |
| Private Advisor Group, LLC | 0.07% | Add +6.9% | 472,204 | $11.7M |
| Nova Wealth Management, Inc. | 9.94% | Reduce -16.5% | 465,219 | $11.5M |
| Mariner, LLC | 0.02% | Add +5.8% | 463,604 | $11.5M |
| Chicago Partners Investment Group LLC | 0.38% | Add +14.9% | 459,067 | $11.3M |
| Etesian Wealth Advisors, Inc. | 4.87% | Add +11.4% | 456,372 | $11.3M |
| Apollon Wealth Management, LLC | 0.24% | Reduce -67.5% | 447,681 | $11.1M |
| Prasad Wealth Partners, LLC | 3.61% | Add +5.1% | 446,759 | $11.1M |
| Boyce & Associates Wealth Consulting, Inc. | 10.82% | Add +4.4% | 437,245 | $10.8M |
| Kingsview Wealth Management, LLC | 0.20% | Add +182.3% | 435,864 | $10.8M |
| Financial Futures Ltd Liability Co. | 6.00% | Reduce -2.2% | 427,219 | $10.6M |
| SlateStone Wealth, LLC | 1.03% | Reduce -4.2% | 416,183 | $10.3M |
| Equitable Holdings, Inc. | 0.10% | Add +17.2% | 404,639 | $10.0M |
| NewEdge Advisors, LLC | 0.06% | Add +13.9% | 403,003 | $10.0M |
| Western Wealth Management, LLC | 0.63% | Add +2.6% | 381,810 | $9.4M |
| Spectrum Wealth Advisory Group, LLC | 4.52% | Add +86.3% | 380,873 | $9.4M |
| &partners | 0.10% | Reduce -3.9% | 379,917 | $9.4M |
| Darwin Wealth Management, LLC | 3.14% | No change | 379,516 | $9.4M |
| Certified Advisory Corp | 1.00% | Reduce -0.1% | 358,134 | $8.9M |
| MML Investors Services, LLC | 0.03% | Add +40.8% | 356,541 | $8.8M |
| Fagan Associates, Inc. | 1.47% | Add +5.2% | 355,263 | $8.8M |
| Good Life Advisors, LLC | 0.57% | Add +27.1% | 329,304 | $8.2M |
| Atria Investments, Inc | 0.10% | Add +565.8% | 327,492 | $8.1M |
| Ameritas Advisory Services, LLC | 0.33% | Add +3.5% | 326,034 | $8.1M |
| Vicus Capital | 0.75% | Reduce -0.1% | 323,576 | $8.0M |
| First Pacific Financial | 1.60% | Reduce -3.8% | 319,290 | $7.9M |
| Philip James Wealth Mangement, LLC | 1.00% | Reduce -7.8% | 317,732 | $7.9M |
| Mach-1 Financial Group, LLC | 2.35% | Add +897.7% | 316,432 | $7.8M |
| XML Financial, LLC | 0.71% | Reduce -2.5% | 308,373 | $7.6M |
| Aptus Capital Advisors, LLC | 0.09% | Reduce -83.6% | 305,272 | $7.6M |
| Beaumont Financial Advisors, LLC | 0.59% | Add +1.5% | 304,542 | $7.5M |
| Sanctuary Advisors, LLC | 0.05% | Add +2089.0% | 298,952 | $7.4M |
| CoreCap Advisors, LLC | 0.33% | Add +36.1% | 298,387 | $7.4M |
| Redhawk Wealth Advisors, Inc. | 0.98% | Add +76.7% | 295,043 | $7.3M |
| Goldstone Financial Group, LLC | 1.10% | Add +1.1% | 293,626 | $7.3M |
| Susquehanna International Group, LLP | 0.01% | Add +2751.5% | 292,453 | $7.2M |
| Mather Group, Llc. | 0.08% | Add +1.0% | 286,695 | $7.1M |
| Tolleson Wealth Management, Inc. | 1.36% | Reduce -9.2% | 284,223 | $7.0M |
| Baird Financial Group, Inc. | 0.01% | Add +3.4% | 283,012 | $7.0M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -14.1% | 281,601 | $7.0M |
| Steward Partners Investment Advisory, LLC | 0.06% | Reduce -29.0% | 279,301 | $6.9M |
| Elequin Capital, LP | 1.78% | New | 273,102 | $6.8M |
| PFG Advisors | 0.37% | Add +13.8% | 270,892 | $6.7M |
| Bleakley Financial Group, LLC | 0.21% | Add +3.7% | 270,430 | $6.7M |
| US Bancorp \de | 0.01% | Add +6.1% | 268,787 | $6.7M |
| Geneos Wealth Management Inc. | 0.22% | Add +5.3% | 262,139 | $6.5M |
| Lunt Capital Management, Inc. | 2.30% | Add +13.6% | 255,614 | $6.3M |
| Siligmueller & Norvid Wealth Advisors LLC | 2.64% | Reduce -0.8% | 251,946 | $6.2M |
| Sigma Planning Corp | 0.20% | Add +5.5% | 251,356 | $6.2M |
| GSG Advisors LLC | 2.03% | Add +4.1% | 251,032 | $6.2M |
| Beacon Financial Group | 0.66% | Add +17.6% | 242,616 | $6.0M |
| Stonehaven Wealth & Tax Solutions, LLC | 6.23% | Add +55.5% | 238,135 | $5.9M |
| O'Connor Financial Group LLC | 3.06% | Add +10.3% | 237,698 | $5.9M |
| Earned Wealth Advisors, LLC | 1.29% | New | 236,711 | $5.9M |
| Avantax Advisory Services, Inc. | 0.04% | Reduce -16.1% | 233,140 | $5.8M |
| Captrust Financial Advisors | 0.01% | Reduce -1.7% | 228,815 | $5.7M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +15.6% | 225,340 | $5.6M |
| Old Mission Capital LLC | 0.11% | Add +774.8% | 223,951 | $5.5M |
| Holistic Financial Partners | 2.62% | Add +55.7% | 219,590 | $5.4M |
| Twin Peaks Wealth Advisors, LLC | 2.46% | Reduce -0.7% | 219,668 | $5.4M |
| Entruity Wealth, LLC | 4.95% | Add +4.2% | 212,161 | $5.3M |
| Total Clarity Wealth Management, Inc. | 1.70% | No change | 211,339 | $5.2M |
| Sumitomo Mitsui Financial Group, Inc. | 0.10% | Reduce -2.7% | 210,426 | $5.2M |
| WCG Wealth Advisors LLC | 0.39% | New | 206,977 | $5.1M |
| Keel Point, LLC | 0.39% | Add +12.4% | 203,096 | $5.0M |
| TrueWealth Advisors, LLC | 1.62% | Add +26.5% | 199,599 | $4.9M |
| Oppenheimer & Co. Inc. | 0.07% | Reduce -6.5% | 181,332 | $4.5M |
| Bramshill Investments, LLC | 0.45% | New | 180,000 | $4.5M |
| Stratos Investment Management, LLC | 0.23% | New | 172,200 | $4.3M |
| GPS Wealth Strategies Group, LLC | 0.57% | Add +133.6% | 172,086 | $4.3M |
| StoneX Group Inc. | 0.23% | Add +4.1% | 170,179 | $4.2M |
| BlackDiamond Wealth Management, LLC | 2.75% | Add +9.5% | 164,917 | $4.1M |
| Atria Wealth Solutions, Inc. | 0.05% | Add +7.2% | 154,710 | $3.8M |
| NorthCoast Asset Management LLC | 0.02% | Reduce -4.4% | 153,622 | $3.8M |
| Ashton Thomas Private Wealth, LLC | 0.13% | Reduce -11.7% | 142,384 | $3.5M |
| Thrivent Financial for Lutherans | 0.01% | Reduce -47.1% | 138,809 | $3.4M |
| Stratos Wealth Advisors, LLC | 0.19% | Add +122.5% | 138,585 | $3.4M |
| Legacy Wealth Managment, LLC | 2.30% | Reduce -15.5% | 127,726 | $3.2M |
| AssuredPartners Investment Advisors, LLC | 0.60% | Add +4.1% | 125,489 | $3.1M |
| Fairway Financial, LLC | 2.81% | Add +10.8% | 125,129 | $3.1M |
| Retirement Planning Group, LLC | 0.14% | Reduce -33.1% | 123,432 | $3.1M |
| Farther Finance Advisors, LLC | 0.08% | Reduce -6.6% | 121,893 | $3.0M |
| Golden State Wealth Management, LLC | 0.45% | Reduce -1.7% | 121,604 | $3.0M |
| MBE Wealth Management, LLC | 1.40% | Add +142.4% | 117,991 | $2.9M |
| Econ Financial Services Corp | 1.53% | Add +1.7% | 116,100 | $2.9M |
| D.A. Davidson & Co. | 0.02% | Add +25.7% | 109,925 | $2.7M |
| Fifth Third Securities, Inc. | 0.22% | Reduce -3.6% | 106,558 | $2.6M |
| Sequent Planning LLC | 0.94% | Add +0.6% | 105,405 | $2.6M |
| Flagship Harbor Advisors, LLC | 0.14% | Add +0.0% | 103,965 | $2.6M |
| Silver Oak Securities, Incorporated | 0.24% | Add +12.9% | 103,566 | $2.6M |
| Comerica Bank | 0.01% | Add +4.5% | 103,324 | $2.6M |
| Defined Wealth Management, LLC | 1.68% | Add +5.0% | 101,260 | $2.5M |
| Park Square Financial Group, LLC | 1.92% | Reduce -23.8% | 97,567 | $2.4M |
| Capital CS Group, LLC | 4.10% | Add +12.3% | 97,227 | $2.4M |
| Arkos Global Advisors | 0.35% | Reduce -16.5% | 95,453 | $2.4M |
| Pine Valley Investments Ltd Liability Co | 0.14% | Add +0.8% | 90,826 | $2.2M |
| Advisory Services Network, LLC | 0.04% | Add +37.4% | 84,678 | $2.1M |
| Puff Wealth Management, LLC | 3.62% | Add +1.3% | 82,802 | $2.0M |
| Avantax Planning Partners, Inc. | 0.07% | Reduce -17.1% | 79,481 | $2.0M |
| OneDigital Investment Advisors LLC | 0.02% | Add +5.1% | 77,331 | $1.9M |
| Synergy Investment Management, LLC | 0.79% | Add +2.0% | 75,982 | $1.9M |
| SouthState Bank Corp | 0.08% | New | 73,929 | $1.8M |
| Lido Advisors, LLC | 0.01% | Add +19.5% | 70,939 | $1.8M |
| MPWM Advisory Solutions, LLC | 1.21% | Add +3.5% | 67,214 | $1.7M |
| AlTi Global, Inc. | 0.04% | New | 66,420 | $1.6M |
| EWG Elevate Inc. | 0.62% | Add +6.9% | 66,272 | $1.6M |
| CLG LLC | 0.56% | Reduce -10.1% | 64,891 | $1.6M |
| Snowden Capital Advisors LLC | 0.05% | Add +17.2% | 63,173 | $1.6M |
| VestGen Advisors, LLC | 0.07% | — | 62,438 | $1.5M |
| Columbia Advisory Partners LLC | 1.22% | Add +1.6% | 56,722 | $1.4M |
| Cwm, LLC | 0.01% | Reduce -4.8% | 55,681 | $1.4M |
| J.W. Cole Advisors, Inc. | 0.04% | Add +61.1% | 52,650 | $1.3M |
| Savant Capital, LLC | 0.01% | Reduce -7.7% | 52,035 | $1.3M |
| Rockefeller Capital Management L.P. | 0.00% | Add +90.9% | 51,503 | $1.3M |
| Legacy Capital Wealth Partners, LLC | 0.31% | Reduce -25.5% | 51,038 | $1.3M |
| PKS Advisory Services, LLC | 0.34% | Reduce -2.3% | 49,557 | $1.2M |
| Lanark Financial, Inc. | 0.10% | — | 48,125 | $1.2M |
| Stratos Wealth Partners, LTD. | 0.02% | Reduce -4.9% | 47,732 | $1.2M |
| Northwest Capital Management Inc | 0.48% | Reduce -4.1% | 47,229 | $1.2M |
| Goldman Sachs Group Inc. | 0.00% | New | 46,038 | $1.1M |
| HBW Advisory Services LLC | 0.16% | Add +73.4% | 44,422 | $1.1M |
| Stonebridge Financial Planning Group, LLC | 0.50% | Add +141.0% | 44,181 | $1.1M |
| Clear Creek Financial Management, LLC | 0.11% | Reduce -14.7% | 43,888 | $1.1M |
| Arax Advisory Partners | 0.07% | Add +267.3% | 42,385 | $1.0M |
| Beckerman Institutional, LLC | 0.74% | Reduce -10.3% | 41,184 | $1.0M |
| Synovus Financial Corp. | 0.01% | Reduce -2.5% | 40,694 | $1.0M |
| GTS Securities LLC | 0.04% | Add +327.7% | 40,426 | $1.0M |
| Ellenbecker Investment Group | 0.16% | Reduce -64.6% | 36,490 | $903K |
| Acorn Wealth Advisors, LLC | 0.36% | Add +9.0% | 34,981 | $866K |
| United Advisor Group, LLC | 0.18% | Reduce -28.9% | 34,872 | $863K |
| Apollon Financial, LLC | 0.20% | Reduce -61.9% | 34,450 | $853K |
| Capital Analysts, LLC | 0.03% | Add +3153.3% | 32,435 | $803K |
| Two Sigma Securities, LLC | 0.11% | New | 28,961 | $717K |
| Collaborative Wealth Managment Inc. | 0.33% | Add +39.5% | 28,833 | $714K |
| Harvest Investment Services, LLC | 0.20% | Add +6.5% | 28,638 | $709K |
| Impact Partnership Wealth, LLC | 0.15% | Add +74.1% | 28,429 | $704K |
| Blackhawk Capital Partners, LLC | 0.36% | Reduce -3.4% | 27,951 | $692K |
| Virtue Capital Management, LLC | 0.08% | New | 27,785 | $688K |
| B. Riley Wealth Advisors, Inc. | 0.02% | Reduce -2.4% | 26,607 | $659K |
| Berger Financial Group, Inc | 0.05% | Add +78.3% | 26,391 | $653K |
| Winebrenner Capital Management LLC | 0.59% | New | 26,348 | $652K |
| Lakeridge Wealth Management LLC | 0.31% | No change | 24,862 | $615K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -12.5% | 24,747 | $612K |
| Root Financial Partners, LLC | 0.06% | Reduce -10.8% | 24,304 | $602K |
| Flagstar Securities, Inc. | 0.15% | Reduce -4.2% | 23,945 | $593K |
| Flynn Zito Capital Management, LLC | 0.27% | Add +3.6% | 23,700 | $587K |
| Gentry Private Wealth, LLC | 0.48% | Reduce -3.4% | 23,440 | $580K |
| Integrity Alliance, Llc. | 0.02% | New | 22,795 | $564K |
| Bellevue Asset Management, LLC | 0.30% | Reduce -44.9% | 22,567 | $559K |
| Q3 Asset Management | 0.37% | Reduce -24.2% | 21,700 | $537K |
| Maia Wealth LLC | 0.12% | Reduce -2.5% | 20,648 | $507K |
| Savvy Advisors, Inc. | 0.05% | New | 20,048 | $496K |
| Inspirion Wealth Advisors, LLC | 0.07% | Reduce -17.9% | 19,971 | $494K |
| Horan Securities, Inc. | 0.18% | Add +49.6% | 19,757 | $489K |
| Iams Wealth Management, LLC | 0.22% | Add +14.1% | 19,544 | $484K |
| Brookstone Capital Management | 0.01% | Add +16.4% | 19,254 | $477K |
| Creative Financial Designs Inc. | 0.04% | Reduce -42.4% | 19,009 | $470K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +13.9% | 18,829 | $466K |
| Asset Allocation Strategies LLC | 0.12% | Reduce -14.8% | 18,739 | $464K |
| Principal Securities, Inc. | 0.01% | No change | 18,760 | $462K |
| Fairvoy Private Wealth, LLC | 0.12% | No change | 18,040 | $446K |
| Chris Bulman Inc | 0.28% | Add +37.0% | 17,637 | $437K |
| Chiron Capital Management, LLC | 0.39% | Add +1.2% | 17,162 | $425K |
| TFB Advisors LLC | 0.12% | Reduce -17.7% | 17,016 | $421K |
| Indie Asset Partners, LLC | 0.36% | Reduce -18.3% | 16,840 | $417K |
| Total Wealth Planning, LLC | 0.06% | No change | 16,400 | $406K |
| Strategic Blueprint, LLC | 0.02% | Add +1.0% | 16,350 | $405K |
| Wedbush Securities Inc. | 0.01% | Add +0.0% | 16,048 | $397K |
| Mgo One Seven LLC | 0.02% | Reduce -3.7% | 15,998 | $396K |
| tru Independence LLC | 0.12% | Reduce -76.5% | 15,921 | $394K |
| Townsquare Capital LLC | 0.00% | Reduce -6.7% | 15,530 | $384K |
| Uptick Partners, LLC | 0.13% | New | 15,468 | $383K |
| Merkkuri Wealth Advisors LLC | 0.33% | Add +1.1% | 15,430 | $382K |
| GK Wealth Management LLC | 0.48% | Reduce -0.8% | 15,370 | $380K |
| RiverTree Advisors, LLC | 0.24% | Reduce -80.2% | 14,697 | $364K |
| Centaurus Financial, Inc. | 0.02% | Add +53.2% | 14,401 | $356K |
| Assetmark, Inc. | 0.00% | Reduce -83.5% | 14,366 | $356K |
| Huntleigh Advisors, Inc. | 0.06% | Reduce -6.7% | 13,636 | $337K |
| Mayflower Financial Advisors, LLC | 0.05% | No change | 13,455 | $333K |
| Ergawealth Advisors, Inc. | 0.16% | Reduce -23.0% | 13,201 | $327K |
| Financial Engines Advisors L.L.C. | 0.00% | Add +0.1% | 13,161 | $326K |
| Balboa Wealth Partners | 0.08% | Reduce -61.3% | 13,017 | $322K |
| SteelPeak Wealth, LLC | 0.01% | Add +1.5% | 12,684 | $314K |
| Mutual Advisors, LLC | 0.01% | Reduce -1.3% | 12,407 | $306K |
| HCR Wealth Advisors | 0.04% | New | 12,053 | $298K |
| Axis Wealth Partners, LLC | 0.21% | Add +12.5% | 11,581 | $287K |
| Arete Wealth Advisors, LLC | 0.02% | Reduce -17.1% | 11,564 | $286K |
| Arkadios Wealth Advisors | 0.01% | Reduce -22.4% | 11,414 | $282K |
| Waverly Advisors, LLC | 0.00% | New | 11,386 | $282K |
| Grant/GrossMendelsohn, LLC | 0.16% | No change | 11,386 | $281K |
| Claris Financial LLC | 0.18% | No change | 11,105 | $274K |
| Octavia Wealth Advisors, LLC | 0.03% | Reduce -37.1% | 11,029 | $273K |
| Independent Financial Group, LLC | 0.01% | Add +1.4% | 11,028 | $273K |
| McAdam, LLC | 0.02% | Reduce -13.8% | 10,713 | $265K |
| Chokshi & Queen Wealth Advisors, Inc | 0.17% | Add +1.1% | 10,586 | $262K |
| DHJJ Financial Advisors, Ltd. | 0.10% | No change | 10,392 | $257K |
| National Wealth Management Group, LLC | 0.17% | Reduce -6.4% | 10,357 | $256K |
| Onyx Bridge Wealth Group LLC | 0.04% | Add +0.3% | 10,074 | $249K |
| Flow Traders U.S. LLC | 0.01% | Reduce -3.6% | 10,000 | $248K |
| Betterment LLC | 0.00% | New | 9,840 | $244K |
| Clarity Capital Partners LLC | 0.10% | Reduce -47.5% | 9,819 | $243K |
| Millington Financial Advisors, LLC | 0.14% | New | 9,273 | $227K |
| Wealth Management Resources, Inc. | 0.08% | Add +6.2% | 9,089 | $225K |
| Gateway Wealth Partners, LLC | 0.05% | Reduce -15.4% | 8,912 | $221K |
| Private Trust Co. NA | 0.02% | Add +131.5% | 8,751 | $217K |
| Cresset Asset Management, LLC | 0.00% | Reduce -0.8% | 8,261 | $204K |
| Moloney Securities Asset Management, LLC | 0.03% | New | 8,259 | $204K |
| OneAscent Wealth Management LLC | 0.09% | Reduce -8.3% | 8,153 | $202K |
| Medallion Wealth Advisors, LLC | 0.07% | Add +12.2% | 6,450 | $160K |
| AE Wealth Management LLC | 0.00% | Reduce -83.4% | 5,925 | $147K |
| Signaturefd, LLC | 0.00% | Reduce -9.4% | 5,400 | $134K |
| Spire Wealth Management | 0.00% | Add +77.0% | 5,068 | $125K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.02% | Add +81.7% | 4,869 | $121K |
| Migdal Insurance & Financial Holdings Ltd. | 0.00% | New | 4,080 | $101K |
| Sunbelt Securities, Inc. | 0.01% | Reduce -34.4% | 3,061 | $76K |
| PNC Financial Services Group, Inc. | 0.00% | Add +10.2% | 3,034 | $75K |
| Rossby Financial, LCC | 0.03% | New | 2,460 | $61K |
| Pinnacle Bancorp, Inc. | 0.01% | No change | 1,816 | $45K |
| Truvestments Capital LLC | 0.01% | No change | 1,114 | $28K |
| Wilmington Savings Fund Society, FSB | 0.00% | Add +3.7% | 931 | $23K |
| Creekmur Asset Management LLC | 0.00% | No change | 856 | $21K |
| CBIZ Investment Advisory Services, LLC | 0.00% | New | 596 | $15K |
| MAI Capital Management | 0.00% | New | 527 | $13K |
| American National Bank & Trust | 0.00% | New | 488 | $12K |
| Lord & Richards Wealth Management, LLC | 0.01% | New | 461 | $11K |
| NorthRock Partners, LLC | 0.00% | No change | 460 | $11K |
| Hazlett, Burt & Watson, Inc. | 0.00% | Reduce -25.0% | 363 | $9K |
| Tucker Asset Management LLC | 0.00% | Add +9.0% | 339 | $8K |
| Oakworth Capital, Inc. | 0.00% | No change | 237 | $6K |
| Clearstead Trust, LLC | 0.00% | No change | 206 | $5K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -94.7% | 192 | $5K |
| Bernard Wealth Management Corp. | 0.00% | Add +0.9% | 110 | $3K |
| AdvisorNet Financial, Inc | 0.00% | No change | 99 | $2K |
| Allworth Financial LP | 0.00% | New | 90 | $2K |
| CIBC Private Wealth Group LLC | 0.00% | New | 85 | $2K |
| Hantz Financial Services, Inc. | 0.00% | Reduce -89.7% | 83 | $2K |
| Hexagon Capital Partners LLC | 0.00% | No change | 58 | $1K |
| BNP Paribas Financial Markets | 0.00% | Add +233.3% | 20 | $495 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.